Cited by 591Health disparities and outcomesPublic Health and Social InequalitiesPublic Health Policies and Education

Evaluating strategies for reducing health disparities by addressing the social determinants of health.

Open access
Thornton, Rachel L. J., Glover, Crystal M., Cené, Crystal W., Glik, Deborah C., Henderson, Jeffrey A., Williams, David R.·2016·Health Affairs

Abstract

The opportunities for healthy choices in homes, neighborhoods, schools, and workplaces can have decisive impacts on health. We review scientific evidence from promising interventions focused on the social determinants of health and discuss how such interventions can improve population health and reduce health disparities. We found sufficient evidence of successful outcomes to support disparity-reducing policy interventions targeted at education and early childhood; urban planning and community development; housing; income enhancements and supplements; and employment. Cost-effectiveness evaluations show that these interventions lead to long-term societal savings, but the interventions require more routine attention to cost considerations. We discuss challenges to implementation, including the need for long-term financing to scale up effective interventions for implementation at the local, state, and national levels.

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Crossref · 10.1377/hlthaff.2015.1357

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Claims the paper makes

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  • Premisecitation

    Early childhood programs yield substantial returns on investment.

    “Additionally, there is strong and consistent empirical evidence that early childhood interventions, such as structured early childhood education and parental support programs, have positive health impacts on children and parents, show promise for addressing economic disadvantage and health disparities, and produce significant return on investment.(11, 12)”
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    Disadvantage exposure can cause harmful neurodevelopmental and biological effects from childhood onward, which build up and lead to disease.

    “Exposure to disadvantage can have deleterious neurodevelopmental and biological consequences beginning in childhood that accumulate and produce disease.4”
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    Harlem Children's Zone erased the racial gap in math and English Language Arts seen at elementary school entry by third grade.

    “Similarly the racial academic achievement gap in math and English Language Arts observed at enrollment in elementary school was eliminated by the third grade.(22)”
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    • cites [22] Dobbie W, 2011, American Econ J

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    Estimated returns from early childhood education programs vary from $3 to $17 for each dollar spent.

    “Return-on-investment estimates from these and other early childhood education programs range from returns of $3-$17 per dollar invested.(12)”
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    Many promising education interventions have not been evaluated for health effects.

    “But many promising educational interventions have not been assessed for their impacts on health.(21)”
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    Interpretationreasoning

    Moving families to lower-poverty neighborhoods through affordable housing likely improves their access to better schools and neighborhood conditions.

    “For example, an affordable housing intervention that moves families into lower poverty neighborhoods is likely to improve access to better educational opportunities and neighborhood conditions, as well.”
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    Premisecitation

    Adults who received the Perry Preschool intervention used safety belts more often and had lower rates of risky behaviors like smoking and illicit drug use.

    “While the intervention was not designed to assess health impact, it did find that people receiving the intervention had higher rates of safety belt use and engaged in fewer risky health behaviors, such as smoking and illicit substance use in adulthood.(13)”
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    In their mid-30s, Abecedarian intervention participants had lower BMI and fewer cardiovascular and metabolic risk factors.

    “By their mid-30’s, individuals in the intervention group had a lower body mass index and fewer risk factors for cardiovascular and metabolic disease.(15)”
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    Interpretationcitation

    Early childhood programs may improve health and narrow disparities by strengthening families, improving economic and educational outcomes, and preventing or interrupting harmful neurodevelopmental and biological effects of disadvantage.

    “These programs can impact health and reduce disparities by strengthening families, improving economic outcomes, enhancing educational achievement, and acting to interrupt or prevent deleterious neurodevelopmental and biological consequences of disadvantage.4”
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    Premisecitation

    For chronic conditions including obesity, cardiovascular disease, and cancer, health disparities continue and may be growing.

    “Despite improvements in medical care and in disease prevention, health disparities persist and may be increasing for chronic conditions such as obesity, cardiovascular disease, and cancer.1, 2”
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    A growing consensus holds that a life course perspective is among the most important ways to improve national health and is essential for reducing and eliminating population-level disparities.

    “As such, there is a growing consensus that adopting a life course perspective, meaning focusing on how experiences early in life can impact health over a lifetime and even across generations, is one of the most important strategies to improve the nation’s health and is critical to reducing and eliminating population-level health disparities.3, 11”
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    Interpretationreasoning

    Inconsistent Head Start findings might result from differences in how sites implement the program and failure to follow a fixed curriculum.

    “This may be because of variability in implementation across sites and lack of adherence to a set curriculum.”
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    Premisecitation

    By age 40, Perry Preschool participants had lower rates of violent crime, imprisonment, welfare receipt, and births outside marriage.

    “At age 40, those receiving the early childhood intervention had higher education, income and health insurance coverage and lower rates of violent crime, incarceration, welfare receipt and out of wedlock births. (14)”
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    • cites [14] Schweinhart LJ, 2005, Lifetime effects: the High/Scope Perry Preschool Study through age 40

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    By age 40, Perry Preschool participants had more education, higher income, and more health insurance coverage.

    “At age 40, those receiving the early childhood intervention had higher education, income and health insurance coverage and lower rates of violent crime, incarceration, welfare receipt and out of wedlock births. (14)”
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    • cites [14] Schweinhart LJ, 2005, Lifetime effects: the High/Scope Perry Preschool Study through age 40

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    At 21, Abecedarian intervention participants had fewer depressive symptoms, less marijuana use, more physical activity, and better educational and vocational outcomes than controls.

    “At age 21, the intervention group had fewer symptoms of depression, lower marijuana use, a more active lifestyle, and significant educational and vocational benefits compared to the control group.(16, 17)”
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    Premisecitation

    Poverty, limited access to good education or jobs, poor housing, adverse work and neighborhood conditions, neighborhood violence, and concentrated disadvantage are social determinants that harm health.

    “Social determinants that negatively impact health and wellbeing include poverty; lack of access to quality education or employment; unhealthy housing; unfavorable work and neighborhood conditions; exposure to neighborhood violence; and the clustering of disadvantage in particular groups of people and in particular places.3”
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    Among people with severe mental illness, employment improves quality of life, finances, and social support.

    “For people with severe mental illness, employment improves quality of life, finances, and social support.(51)”
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    Civil Rights policy research indicates that resulting employment and income gains raised life expectancy from the mid-1960s to mid-1970s more for blacks than whites and more for black women than black men.

    “Research of the effects of Civil Rights policies, including equal access to employment and access to medical care, and enforcement of voting rights, indicates that the employment and income gains that resulted led to increases in life expectancy between the mid-1960s and the mid-1970s that were larger for blacks than whites, and greater for black women than black men.(49)”
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    Studies in low- and middle-income countries suggest conditional cash transfers may raise preventive care use and improve nutrition, health behaviors, and birth outcomes.

    “While less studied in high-income countries, research in low- and middle-income countries suggests that conditional cash transfers may be effective in increasing preventive health care utilization and improving nutrition, health behaviors, and birth outcomes, as well.(43)”
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    In the Yonkers Scattered-Site Public Housing Program, moving to middle-income neighborhoods was linked to better self-rated health, less substance use, more employment, and less neighborhood violence exposure.

    “Moving to middle-income neighborhoods was associated with better self-reported health and decreased substance use, increased rates of employment, and decreased exposure to neighborhood violence.(37)”
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    Starting the SSI program was linked to lower elderly mortality, with larger mortality declines as benefits rose.

    “The initiation of the SSI program was associated with decreased mortality for the elderly and larger declines in mortality over time as benefit levels increased.(42)”
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    The Earned Income Tax Credit has been linked to lower low birth weight and less maternal smoking.

    “The Earned Income Tax Credit has been associated with reductions in low birth weight and maternal smoking.(41)”
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    Michigan's Project U-Turn was linked to more children walking to school and an estimated 63 percent citywide rise in active transportation.

    “The project was associated with an increased proportion of children walking to school and an estimated 63 percent increase in active transportation citywide.(28)”
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    Premisecitation

    Eliminating racial and ethnic disparities would cut medical care costs by $230 billion and indirect costs of excess illness and death by over $1 trillion over three years.

    “Furthermore, research suggests that eliminating racial and ethnic disparities would reduce medical care costs by $230 billion and indirect costs of excess morbidity and mortality by more than $1 trillion over three years.(54)”
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    Interpretationreasoning

    Enough evidence exists to support social determinant policy interventions in education and early childhood, urban planning and community development, housing, income supplements, and employment.

    “As we have shown, there is sufficient evidence to support policy interventions that focus on the social determinants of health, including interventions targeted at education and early childhood, urban planning and community development, housing, income enhancements and supplements, and employment.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The studies summarized in the article provide major and representative findings on social determinants likely to affect health and disparities.
    • Rests on an assumption: There is limited population-level research on health impacts of employment interventions.
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    Premisecitation

    In a study of women receiving TANF support, public health nursing case management was linked to more workforce entry, more preventive care use, and less depression.

    “In one study among women receiving financial support from the Temporary Assistance for Needy Families program, public health nursing case management was associated with increased entrance into the workforce, increased preventive health care utilization, and improved depression.(50)”
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    Study design and conductreasoning

    Because of the long interval between intervention and health outcome measurement, especially in early childhood studies, unmeasured factors distinguishing intervention and control groups may explain observed outcomes.

    “Finally, given the long lag-time between the intervention and measurement of health outcomes (particularly for early childhood studies), it is possible that other unmeasured factors that differentiate intervention and control groups are responsible for observed outcomes.”
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    Premisecitation

    Changing the distribution and density of alcohol outlets in low-income areas can affect substance abuse morbidity, crime, and neighborhood safety.

    “In addition, interventions addressing distribution and density of alcohol outlets in low-income communities can impact substance abuse related morbidity, crime, and neighborhood safety.(29)”
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    Premisecitation

    More than ten years later, assignment to the Moving to Opportunity experimental group was linked to lower risk of extreme obesity and diabetes, more physical activity, and better mental health and wellbeing.

    “Randomization to the experimental group was associated, more than a decade later, with decreased risk of extreme obesity and diabetes and increased physical activity, and improved mental health and wellbeing, for the study population.(38,39)”
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    Premisecitation

    Research indicates urban planning and community development can change community nutrition, physical activity, and safety, and may improve health behaviors.

    “Studies have found that changes in nutrition, physical activity, and safety within communities can be achieved through urban planning and community development, which may also improve health behaviors.(24)”
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  • Probably not a substantial claim: may not pass S2 (checkable). May combine two claims.

    Interpretationreasoning

    Scaling up these interventions will likely require government investment and social welfare reforms, including universal high-quality early childhood education, affordable housing matching demand, and housing mobility paired with neighborhood revitalization.

    “Effective implementation will likely require government investment and social welfare reforms, such as universal access to high quality early childhood education programs, access to affordable housing that is commensurate with demand, and efforts to increase housing mobility that are coupled with effective strategies for revitalizing neighborhoods.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Lack of political will is an obstacle to scaling up these interventions.
    • Rests on an assumption: Lack of access to long-term financing is an obstacle to scaling up these interventions.
    • Rests on an assumption: Maintaining intervention quality during scale-up is an obstacle.
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    Premisecitation

    Employment can affect health both positively and negatively through resources, chronic stress, and political power.

    “Employment can have positive and negative impacts on health via effects on resources, chronic stress, and political power.(48)”
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    Interpretationreasoning

    To achieve sustained intergenerational health benefits, social determinant-related interventions must be paired with social marketing, behavioral economics, social services, and other supports.

    “In order for such interventions to have sustained, intergenerational positive health impacts, they must be coupled with attention to social marketing, behavioral economics, social services, and other supports.”
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    Interpretationreasoning

    Health impacts of social determinant-focused interventions cannot be understood from randomized controlled trials alone; RCTs are not the only source of valuable scientific information.

    “Furthermore, understanding the impacts of social determinant-focused interventions on health cannot come solely from randomized controlled trials.”
    • Also stated in: § Discussion · plain
      “While randomized controlled trials may be the gold standard for research, these are not the only source of generating valuable scientific information.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Interpretationnone given

    The complex individual-, family-, and community-level factors producing persistent health disparities cannot be reversed by short-term investments.

    “The complex interplay of individual-, family-, and community-level factors impacting health that has resulted in persistent health disparities cannot be reversed with short-term investments.”
    Quote in the paperSubstantial claim
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  • The paper relies on this without support.

    Current intervention strategies to reduce health disparities generally do not adopt a life-course perspective and are often disease-specific, targeting individual and health system factors without addressing social determinants.

    “Yet, current intervention strategies to reduce health disparities do not typically take a “life-course perspective” and tend to be disease-specific, often targeting individual and health systems factors without addressing social determinants.”
  • The paper relies on this without support.

    The studies summarized in the article provide major and representative findings on social determinants likely to affect health and disparities.

    “The studies summarized in this article provide major and representative findings regarding the social determinants that are likely to impact health and health disparities.”
  • The paper relies on this without support.

    There is limited population-level research on health impacts of employment interventions.

    “There is limited population-level research examining health impacts of employment interventions.”
  • The paper relies on this without support.

    It is not feasible to relocate all poor households.

    “It also is not feasible to move all poor households.”
  • The paper relies on this without support.

    Housing mobility interventions do not remove health threats for those who cannot move.

    “since they do not eliminate the threats to health that remain for those unable to move.”
  • The paper relies on this without support.

    Lack of political will is an obstacle to scaling up these interventions.

    “Many obstacles remain, including lack of political will and access to long-term financing for these interventions”
  • The paper relies on this without support.

    Lack of access to long-term financing is an obstacle to scaling up these interventions.

    “Many obstacles remain, including lack of political will and access to long-term financing for these interventions”
  • The paper relies on this without support.

    Maintaining intervention quality during scale-up is an obstacle.

    “and threats to maintaining the high quality of interventions when scaling-up (for instance, insuring that early childhood education programs maintain their rigor and standardization when broadly disseminated).”
8 of 8

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Social determinants of health can have profound effects on patients' health, particularly on older patients that have disproportionately accumulated these effects over the life course (the 'Weathering' effect).

    “These determinants can have profound effects on patients’ health, particularly on older patients that have disproportionately accumulated these effects over the life course (the “Weathering” effect) [73–75].”

The citation lists haven’t been fetched yet

References 56 · Cited by 591

Research works printed but not linked: 3

  1. Lee S, 2008, Evidence-based programs to prevent children from entering and remaining in the child welfare system: benefits and costs for Washington
  2. Dobbie W, 2011, American Econ J, 3, 158
  3. 2014, Time to act: investing in the health of our children and communities

Authors
Thornton, R. L. J., Glover, C. M., Cené, C. W., Glik, D. C., Henderson, J. A., & Williams, D. R.
Affiliations
  • Johns Hopkins University (US)
  • BMO (United States) (US)
  • University of North Carolina at Chapel Hill (US)
  • University of California, Los Angeles (US)
  • Black Hills Center for American Indian Health (US)
  • Harvard University (US)
Venue
Health Affairs
Published
2016-08
Volume
35
Issue
8
Pages
1416-1423
ISSN
  • 0278-2715 (ISSN-L)
  • 1544-5208
OpenAlex
W2496601852
Cited by
591
References
56
Citations by year
2026: 39 · 2025: 88 · 2024: 84 · 2023: 89 · 2022: 69 · 2021: 89 · 2020: 54 · 2019: 31 · 2018: 27 · 2017: 15 · 2016: 4
FWCI
33.91
Type
journal article
Language
en
Open access
Locations
  • Health Affairs (publishedVersion)
  • PubMed (publishedVersion)
  • PubMed Central (acceptedVersion)
  • Carolina Digital Repository (University of North Carolina at Chapel Hill) (submittedVersion)
  • eScholarship (California Digital Library) (submittedVersion)
  • UNC Libraries
Funders
  • National Institutes of Health (5p50ca148110-05, 1p50hl105188-01)
  • National Heart, Lung, and Blood Institute (P50HL105187, P50HL105184, P50-HL105188, K23HL121250, P50HL105185, P50HL105189)
  • National Cancer Institute (U54CA153498, P50CA106743, P50CA148596, #P50CA148110, P50CA148143, P50CA105632)
  • National Institute on Minority Health and Health Disparities
Topics
  • Social Sciences › Health › Health disparities and outcomes
  • Social Sciences › Health › Public Health and Social Inequalities
  • Health Sciences › Health Professions › General Health Professions › Public Health Policies and Education
Keywords
health disparities, social determinants of health, health policy interventions, early childhood education, urban planning, community development, housing, additional income, employment, cost-effectiveness, implementation barriers, population health
MeSH terms
Child Health, Female, Health Planning, Health Policy, Health Promotion, Humans, Male, Policy Making, Public Health, United States, Risk Assessment, Health Status Disparities, Healthcare Disparities, Social Determinants of Health

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