"Emergence" vs. "Forcing" of Empirical Data? A Crucial Problem of "Grounded Theory" Reconsidered
Open accessAbstract
Since the late 1960s Barney GLASER and Anselm STRAUSS, developers of the methodology of "Grounded Theory" have made several attempts to explicate, clarify and reconceptualise some of the basic tenets of their methodological approach. Diverging concepts and understandings of Grounded Theory have arisen from these attempts which have led to a split between its founders. Much of the explication and reworking of Grounded Theory surrounds the relation between data and theory and the role of previous theoretical assumptions. The book which initially established the popularity of GLASER's and STRAUSS' methodological ideas, "The Discovery of Grounded Theory", contains two conflicting understandings of the relation between data and theory—the concept of "emergence" on the one hand and the concept of "theoretical sensitivity" on the other hand. Much of the later developments of Grounded Theory can be seen as attempts to reconcile these prima facie diverging concepts. Thereby GLASER recommends to draw on a variety of "coding families" while STRAUSS proposes the use of a general theory of action to build an axis for an emerging theory. This paper first summarises the most important developments within "Grounded Theory" concerning the understanding of the relation between empirical data and theoretical statements. Thereby special emphasis will be laid on differences between GLASER's and STRAUSS' concepts and on GLASER's current critique that the concepts of "coding paradigm" and "axial coding" described by STRAUSS and Juliet CORBIN lead to the "forcing" of data. It will be argued that GLASER's critique points out some existing weaknesses of STRAUSS' concepts but vastly exaggerates the risks of the STRAUSSian approach. A main argument of this paper is that basic problems of empirically grounded theory construction can be treated much more effectively if one draws on certain results of contemporary philosophical and epistemological discussions and on widely accepted concepts developed in such debates. This especially refers to the critique of naive empiricism, to the concept of hypothetical or abductive inference, to the concept of empirical content or falsifiability of statements and to the concept of corroboration. URN: urn:nbn:de:0114-fqs0502275
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Written from the paper’s full text.
TL;DR
Kelle reexamines the tension in grounded theory between letting categories emerge from data and using prior theoretical knowledge, tracing how Glaser and Strauss/Corbin diverged. He argues Glaser’s charge that axial coding and coding paradigms force data is overstated, and proposes abductive inference, low-empirical-content heuristic concepts, and corroboration as better ways to ground theory.
Key findings
- The 1967 *Discovery* book contains two conflicting strands: “emergence” and “theoretical sensitivity”; later grounded theory work tries to reconcile them. Glaser’s 1978 theoretical coding distinguishes substantive codes from theoretical codes/coding families, but Kelle says the list lacks a clear formal/substantial distinction and is hard for novices to use.
- Strauss and Corbin’s coding paradigm/axial coding uses four items—conditions, interaction, strategies/tactics, and consequences—and later a six-part paradigm model: phenomena, causal conditions, context, intervening conditions, action/interaction strategies, and consequences. Kelle says this is more user-friendly and its low empirical content reduces the risk of forcing data, though it carries a micro-sociological action perspective.
- Glaser’s 1992 critique that axial coding forces categories is partly valid but exaggerated; Kelle argues both approaches have pros and cons, and the deeper problem is epistemological.
- Kelle recommends abductive/retroductive inference, distinguishing low-empirical-content heuristic concepts from falsifiable hypotheses, theoretical pluralism, searches for negative cases, and corroboration.
Methods
- Conceptual/methodological essay with no empirical sample or data collection; it analyzes and compares key grounded theory texts by Glaser, Strauss, and Corbin alongside philosophical and epistemological sources such as Peirce, Hanson, and Popper.
- The main analysis is argumentative reconstruction: it identifies conflicting understandings of the data–theory relation, evaluates Glaser’s critique, and proposes epistemological remedies.
Limitations
- The paper states no formal limitations.
- Evident from the text: it is a theoretical argument without empirical testing of its proposed strategies.
- Evident from the text: its critique focuses on selected grounded theory writings and selected epistemological concepts, not a systematic review of all grounded theory variants or empirical studies.
- Evident from the text: the recommendation to use low-empirical-content concepts and theoretical pluralism may be difficult for novices, a concern the paper itself raises about Glaser’s coding families and low-content advice.
Model-written summary. Check it against the paper before relying on it.
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Claims the paper makes
0 of 16 cited sources checked · 0 supported · 0 flagged
- Findingcitation
A more thorough look at the Discovery book reveals that GLASER and STRAUSS were aware of the problem of tabula rasa, since they wrote that the researcher does not approach reality as a tabula rasa.
“A more thorough look at the Discovery book reveals that GLASER and STRAUSS were aware of that problem, since they wrote:”
Quote in the paperSubstantial claim0 of 1 sources checked- cites GLASER, STRAUSS 1967
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Interpretationreasoning
The declared purpose to let codes emerge from the data leads to an enduring proliferation of the number of coding categories which makes the whole process insurmountable.
“The declared purpose to let codes emerge from the data then leads to an enduring proliferation of the number of coding categories which makes the whole process insurmountable.”
Quote in the paperSubstantial claim - Interpretationreasoning
General notions of cause and effect can never sufficiently specify which types of events in a certain domain have to be regarded as causes and which ones are to be seen as effects.
“The problem with that coding family is that general notions of cause and effect can never sufficiently specify which types of events in a certain domain have to be regarded as causes and which ones are to be seen as effects.”
Quote in the paperNot a substantial claim - Premisecitation
Since the 1970s a number of empirical investigations into the history of science have shown that the H-D model cannot provide an adequate account of the process of numerous scientific discoveries even in the Natural Sciences.
“However, since the 1970s a number of empirical investigations into the history of science have shown that the H-D model cannot provide an adequate account of the process of numerous scientific discoveries even in the Natural Sciences.”
Quote in the paperNot a substantial claim - Interpretationnone given
STRAUSS' and CORBIN's coding paradigm is linked to a perspective on social phenomena prevalent in micro-sociological approaches emphasizing the role of human action in social life.
“However, it must be noted here, that STRAUSS' and CORBIN's coding paradigm is linked to a perspective on social phenomena prevalent in micro-sociological approaches emphasizing the role of human action in social life.”
Quote in the paperNot a substantial claim
- Interpretationreasoning
A major problem with GLASER's list of coding families is that it completely lacks a differentiation between formal and substantial notions.
“A major problem with GLASER's list of coding families is that it completely lacks such a differentiation between formal and substantial notions.”
Quote in the paperSubstantial claim - Interpretationreasoning
GLASER's approach of theoretical coding provides a strategy applicable for a greater variety of theoretical perspectives.
“GLASER's approach of”
Quote in the paperNot a substantial claim - Premisecitation
STRAUSS and CORBIN drew on one general model of action rooted in pragmatist and interactionist social theory to build a skeleton or axis for developing grounded theories.
“While GLASER had used a list of more or less related sociological and formal terms for that purpose, STRAUSS and CORBIN drew on one general model of action rooted in pragmatist and interactionist social theory (cf.CORBIN 1991, p.36;STRAUSS 1990, p.7) to build a skeleton or”
Quote in the paperSubstantial claim0 of 2 sources checked- cites CORBIN 1991
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites STRAUSS 1990
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Premisereasoning
The construction of any theory, whether empirically grounded or not, cannot start ab ovo but has to draw on already existing stocks of knowledge.
“the construction of any theory, whether empirically grounded or not, cannot start ab ovo, but has to draw on already existing stocks of knowledge.”
Quote in the paperNot a substantial claim - Interpretationreasoning
In order to develop theoretical models about empirical phenomena formal or logical concepts have to be combined with substantial sociological concepts.
“In order to develop theoretical models about empirical phenomena formal or logical concepts (like”
Quote in the paperSubstantial claim - Premisecitation
Since the 1960s it is a crucial and widely accepted insight of epistemology and cognitive psychology that there are and can be no sensations unimpregnated by expectations.
“Since the 1960s it is one of the most crucial and widely accepted insights of epistemology and cognitive psychology that”
Quote in the paperSubstantial claim0 of 1 sources checked- cites LAKATOS 1978 source
- Interpretationreasoning
GLASER's suspicion that an application of the coding paradigm may lead to the forcing of categories on the data cannot simply be dismissed.
“Therefore GLASER's suspicion that an application of the coding paradigm may lead to the”
Quote in the paperNot a substantial claim - Premisecitation
HANSON utilizes KEPLER's discovery of the planetary orbits to show that logical inferences which lead to the discovery of new theoretical insights are neither inductive nor deductive.
“In one of the most illuminating reconstructions of scientific discoveries Norwood HANSON (1965) utilizes KEPLER's discovery of the planetary orbits to show that logical inferences which lead to the discovery of new theoretical insights are neither inductive nor deductive.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites HANSON 1965
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Interpretationreasoning
Qualitative researchers who investigate a different form of social life always bring with them their own lenses and conceptual networks and cannot drop them.
“Qualitative researchers who investigate a different form of social life always bring with them their own lenses and conceptual networks.They cannot drop them”
Quote in the paperSubstantial claim0 of 1 sources checked- cites KELLE 1995
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Interpretationreasoning
Inductivism still plays a vital role in the image of Grounded Theory for a wider audience as well as in interior methodological discussions.
“However, inductivism still plays a vital role in the image of Grounded Theory for a wider audience as well as in interior methodological discussions, as the previous examples have shown.”
Quote in the paperSubstantial claim - Interpretationreasoning
The stance of ignoring the literature of theory and fact on the area under study represents one of the roots of positivist epistemology.
“Ironically, such a stance represents one of the roots of positivist epistemology.”
Quote in the paperSubstantial claim - Premisecitation
The originality of newly developed hypotheses is limited by the facts that must be explained.
“Hypotheses can be original, but only if they still may explain the facts in question”
Quote in the paperSubstantial claim0 of 1 sources checked- cites ANDERSON 1987, p.44 source
- Premisecitation
An abductive inference must be related to the previous knowledge of the researcher.
“an abductive inference must not only lead to a satisfactory explanation of the observed facts but must be related to the previous knowledge of the researcher”
Quote in the paperSubstantial claim0 of 1 sources checked- cites PEIRCE 1974/1979, 5.181
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Interpretationreasoning
The earliest version of Grounded Theory contained two different concepts concerning the relation between data and theory with conflicting implications.
“Thus the earliest version of Grounded Theory contained two different concepts concerning the relation between data and theory with conflicting implications”
Quote in the paperSubstantial claim - Interpretationnone given
With decreasing empirical content, the risk that the data are forced is diminished.
“Regardless whether heuristic categories are derived from common-sense knowledge or from abstract theoretical concepts the following rule is always applicable: with decreasing empirical content the risk that the data are”
Quote in the paperNot a substantial claim- Rests on an assumption: Forcing data into a Procrustean bed is a methodological error that should be avoided.
- Interpretationnone given
Empirical research can never provide a final proof for theoretical propositions but only cumulative and always provisional evidence.
“empirical research can never provide a final proof for theoretical propositions but only cumulative and always provisional evidence.”
Quote in the paperNot a substantial claim - Interpretationreasoning
The epistemological concept of empirical content and falsifiability can help to identify preconceptions which qualitative researchers may use to structure data material while minimising the risk to violate basic methodological concepts of qualitative research.
“Thus the epistemological concept of”
Quote in the paperNot a substantial claim- Rests on an assumption: Forcing data into a Procrustean bed is a methodological error that should be avoided.
- Premisecitation
Scientific discoveries always require the integration of previous knowledge and new experience.
“Scientific discoveries always require the integration of previous knowledge and new experience”
Quote in the paperSubstantial claim0 of 1 sources checked- cites ANDERSON 1987, p.47 source
- Interpretationreasoning
Hypothetical inferences may lead to rational and well-founded assertions which are both consistent with observed phenomena and with previous theoretical knowledge.
“Hypothetical inferences may lead to rational and well-founded assertions which are both consistent with observed phenomena and with previous theoretical knowledge.”
Quote in the paperNot a substantial claim - Interpretationreasoning
Since the coding paradigm consists of theoretical terms which carry only limited empirical content, the risk is not very high that data are forced by its application.
“Since the paradigm consists of theoretical terms which carry only limited empirical content the risk is not very high that data are forced by its application.”
Quote in the paperNot a substantial claim - Interpretationreasoning
Much of Glaser's and Strauss' later methodological work can be understood as attempts to further develop the concept of theoretical sensitivity in order to reconcile these prima facie divergent ideas.
“Much of GLASER's and STRAUSS' later methodological work can be understood as attempts to further develop the concept of theoretical sensitivity in order to reconcile these prima facie divergent ideas.”
Quote in the paperSubstantial claim - Interpretationreasoning
Previous theoretical knowledge can be used at any stage of the process of empirically grounded theory construction if the researchers draw on theoretical concepts with limited empirical content.
“Previous theoretical knowledge can be used at any stage of the process of empirically grounded theory construction if the researchers draw on theoretical concepts with limited empirical content”
Quote in the paperSubstantial claim - Interpretationreasoning
Heuristic categories cannot be used to construct empirically contentful propositions without additional information about empirical phenomena.
“In other words: heuristic categories cannot be used to construct empirically contentful propositions without additional information about empirical phenomena.”
Quote in the paperSubstantial claim - Interpretationreasoning
Theoretical claims developed on the basis of empirical observation via hypothetical inferences are fallible.
“If these assertions are not only mere descriptions of observed events but represent theoretical claims they have to be regarded as fallible.”
Quote in the paperSubstantial claim - Interpretationreasoning
Many theoretical insights and developments in sociology that led to new and convincing explanations of social phenomena may be reconstructed as arising from abductive inferences.
“Many of the theoretical insights and developments in sociology which led to new and convincing explanations of social phenomena may be reconstructed as arising from abductive inferences.”
Quote in the paperSubstantial claim - Interpretationcitation
Glaser and Strauss did not overlook the fact that researchers always have to draw on their existing theoretical knowledge in order to understand, describe and explain empirically observed social phenomena.
“However, GLASER and STRAUSS did not overlook the fact that researchers always have to draw on their existing theoretical knowledge in order to understand, describe and explain empirically observed social phenomena.”
Quote in the paperSubstantial claim - Interpretationreasoning
The fallibility of any theoretical claim developed via hypothetical inferences can be seen from the fact that often one empirical phenomenon allows for several theoretical explanations which are contradictory but equally compatible with existing stocks of knowledge.
“The fallibility of any theoretical claim developed on the basis of empirical observation via hypothetical inferences can easily be seen from the fact that often one empirical phenomenon allows for several theoretical explanations which are contradictory but equally compatible with existing stocks of knowledge.”
Quote in the paperSubstantial claim - Interpretationcitation
Without specifying which goals actors pursue and which actions they consider adequate, utility theory has no empirical content.
“However, without specifying which goals the actors pursue and which actions they consider to be adequate, such a proposition has no empirical content.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites SIMON 1985 source
- Premisecitation
Abductions do not lead to the creation of new knowledge ex nihilo.
“For that reason abductions do not lead to the creation of new knowledge ex nihilo.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites PEIRCE 1974/1979, 7.536
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Classified as probably not a substantial claim. 32
- May combine two claims. 18
- The quote only partly states this claim. 1
Classified as probably not a substantial claim.
FindingreasoningEspecially novices in qualitative research with the strong desire to adhere to the emergence of categories from the data often experience a certain difficulty: in open coding the search for adequate coding categories can become extremely tedious and a subject of sometimes numerous and endless team sessions.
“Especially novices in qualitative research with the strong desire to adhere to what they see as a basic principle and hallmark of Grounded Theory-the”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
FindingcitationIn the Discovery book clear advice on how to combine concepts and hypotheses which have emerged from the data with some existing ones that are clearly useful is missing.
“However, in the Discovery book clear advice on how this combination can be pursued is missing.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
InterpretationreasoningMuch of the later developments of Grounded Theory can be seen as attempts to reconcile the prima facie diverging concepts of emergence and theoretical sensitivity.
“Much of the later developments of Grounded Theory can be seen as attempts to reconcile these prima facie diverging concepts.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S4 (based).
Interpretationnone givenThe Discovery of Grounded Theory (1967) contains two conflicting understandings of the relation between data and theory: the concept of 'emergence' and the concept of 'theoretical sensitivity'.
“The book which initially established the popularity of GLASER's and STRAUSS' methodological ideas,”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationreasoningIf one looks more thoroughly at the conceptual design of STRAUSS' and CORBIN's coding paradigm GLASER's critique seems to be overdrawn: the general theory of action underlying the coding paradigm carries a broad and general understanding of action which is compatible with a wide variety of sociological theories.
“However, if one looks more thoroughly at the conceptual design of STRAUSS' and CORBIN's coding paradigm GLASER's critique seems to be overdrawn: the general theory of action underlying the coding paradigm carries a broad and general understanding of action which is compatible with a wide variety of sociological theories”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Premisenone givenGLASER tried to clarify the concept of Theoretical Sensitivity in an own monograph published in 1978 with the help of the term theoretical coding, a process which he demarcates from substantive coding.
“On the one hand, Barney GLASER tried to clarify the concept of”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
InterpretationreasoningMany epistemologically informed social scientists repudiate Grounded Theory after having read writings which seem to reject the trite epistemological fact that there can be no empirical observations unimpregnated by expectations.
“This leads to the fact that many epistemologically informed social scientists repudiate Grounded Theory after having read writings which seem to reject the trite epistemological fact that there can be no empirical observations”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationcitationOne of the most crucial differences between GLASER's and STRAUSS' approaches of Grounded Theory lies in the fact that STRAUSS and CORBIN propose the utilization of a specified theoretical framework based on a certain understanding of human action, whereas GLASER emphasises that coding as a process of combining the analyst's scholarly knowledge and his research knowledge of the substantive fieldhas
“One of the most crucial differences between GLASER's and STRAUSS' approaches of Grounded Theory lies in the fact that STRAUSS and CORBIN propose the utilization of a specified theoretical framework based on a certain understanding of human action, whereas GLASER emphasises that coding as a process of combining”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningThe infeasibility of an inductivist research strategy which demands an empty head cannot only be shown by epistemological arguments, it can also be seen in research practice.
“The infeasibility of an inductivist research strategy which demands an empty head (instead of an”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S1 (asserted).
PremisecitationFollowing the Discovery book, a crucial measure against the forcing of data into a procrustean bed would be to literally ignore the literature of theory and fact on the area under study.
“Following the Discovery book a crucial measure against the forcing of data into a procrustean bed would be to”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
PremisecitationGLASER and STRAUSS coined the term theoretical sensitivity to denote the researcher's ability to see relevant data, that means to reflect upon empirical data material with the help of theoretical terms.
“GLASER and STRAUSS coined the term”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningThe concept of theoretical coding offers an approach to overcome the inductivism of early Grounded Theory, but its utility for research practice is limited, since it does not clarify how formal and substantial concepts can be meaningfully linked to each other in order to develop empirically grounded theoretical models.
“Thus the concept of theoretical coding offers an approach to overcome the inductivism of early Grounded Theory, but its utility for research practice is limited, since it does not clarify, how formal and substantial concepts can be meaningfully linked to each other in order to develop empirically grounded theoretical models.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
InterpretationreasoningFollowing GLASER's strategy is much more challenging especially for novices since it lacks a readymade conceptual framework like STRAUSS' and CORBIN's coding paradigm.
“However, as has been said before following this strategy is much more challenging esp.for novices since it lacks a readymade conceptual framework like STRAUSS' and CORBIN's coding paradigm.”
Quote in the paperNot a substantial claimMay combine two claims.
PremisecitationIt is impossible to free empirical observation from all theoretical influence because seeing is a theory-laden undertaking and observation of x is shaped by prior knowledge of x.
“It is impossible to free empirical observation from all theoretical influence since already”
Quote in the paperSubstantial claim0 of 1 sources checked- cites HANSON 1965
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Probably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningThe concepts of theoretical sensitivity, theoretical coding, axial coding and coding paradigms represent important steps in the development of an adequate understanding of how qualitative data can be used in the process of developing theoretical categories.
“Thereby the concepts of”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationreasoningBy highlighting the emergence of theoretical concepts from the data GLASER is drawn to exaggerated truth claims: following GLASER the task of empirical research is the discovery of social worlds and facts as they really are.
“By highlighting the”
Quote in the paperSubstantial claimClassified as probably not a substantial claim. May combine two claims.
InterpretationreasoningBoth ideas have conflicting implications and are not integrated with each other in the Discovery book.
“Both ideas which have conflicting implications are not integrated with each other in the Discovery book.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Interpretationnone givenMuch of GLASER's and STRAUSS' later methodological writings can be understood as attempts to account for the theoryladenness of empirical observation and to bridge the gap between emergence and theoretical sensitivity.
“Much of GLASER's and STRAUSS' later methodological writings can be understood as attempts to account for the”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
PremisecitationGLASER and STRAUSS proposed a general method of comparative analysis which would allow for the emergence of categories from the data as an alternative to the hypothetico-deductive approach in social research.
“GLASER and STRAUSS proposed a”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).
InterpretationreasoningIn the past decades Grounded Theory has made considerable progress in overcoming the naïve empiricism of the emergence talk.
“In the past decades Grounded Theory has made considerable progress in overcoming the naïve empiricism of the emergence talk.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
InterpretationcitationThese inferences represent a special kind of logical reasoning whose premises are a set of empirical phenomena and whose conclusion is an explanatory hypothesis.
“Instead they represent a special kind of logical reasoning whose premises are a set of empirical phenomena and whose conclusion is an explanatory hypothesis.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
PremisecitationAbductive inference often starts from a surprising, anomalous event that cannot be explained on the basis of previous knowledge.
“Often such an”
Quote in the paperSubstantial claim0 of 2 sources checked- cites REICHERTZ 2003 source
- cites PEIRCE 1974/1979, 5.189
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Classified as probably not a substantial claim. May combine two claims.
InterpretationreasoningThe concept of theoretical sensitivity is not converted into clear cut methodological rules: it remains unclear how a theoretically sensitive researcher can use previous theoretical knowledge to avoid drowning in the data.
“Furthermore, the concept of theoretical sensitivity is not converted into clear cut methodological rules: it remains unclear how a theoretically sensitive researcher can use previous theoretical knowledge to avoid drowning in the data.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
PremisecitationTheoretical codes conceptualize how the substantive codes may relate to each other as hypotheses to be integrated into a theory.
“Theoretical codes which researchers always have to have at their disposal”
Quote in the paperSubstantial claim0 of 1 sources checked- cites GLASER 1978
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Probably not a substantial claim: may not pass S2 (checkable), S4 (based).
Interpretationnone givenIn conceptualising the process of theory generation in empirical research often a wrong alternative is established between an inductivist concept and a hypothetico-deductive (H-D) model of theory generation.
“In conceptualising the process of theory generation in empirical research often a wrong alternative is established between an inductivist concept and a hypothetico-deductive (H-D) model of theory generation”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
Premisenone givenThe earliest concepts of hypothetical reasoning were developed by Charles Sanders PEIRCE who described a third form of inference apart from deduction and induction which he called hypothesis or abduction.
“The earliest concepts of hypothetical reasoning were developed by the pragmatist philosopher Charles Sanders PEIRCE who described a third form of inference apart from deduction and induction which he called”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable), S4 (based).
Interpretationnone givenBasic problems of empirically grounded theory construction can be treated much more effectively if one draws on certain results of contemporary philosophical and epistemological discussions and on widely accepted concepts developed in such debates.
“A main argument of this paper is that basic problems of empirically grounded theory construction can be treated much more effectively if one draws on certain results of contemporary philosophical and epistemological discussions and on widely accepted concepts developed in such debates.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable). May combine two claims.
InterpretationreasoningThe parlance of emergence fulfils the function to legitimise a specific style of research: the emergence talk would not serve the purpose to describe a methodological strategy but would simply offer a way to immunise theories with the help of a methodological rhetoric.
“Thus the suspicion arises that the parlance of”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable), S4 (based).
Interpretationnone givenFrom its beginnings the methodology of Grounded Theory has suffered from an inductivist self misunderstanding entailed by some parts of the Discovery book.
“From its beginnings the methodology of Grounded Theory has suffered from an”
Quote in the paperNot a substantial claimMay combine two claims.
Interpretationnone givenGLASER's critique points out some existing weaknesses of STRAUSS' concepts but vastly exaggerates the risks of the STRAUSSian approach.
“It will be argued that GLASER's critique points out some existing weaknesses of STRAUSS' concepts but vastly exaggerates the risks of the STRAUSSian approach.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationcitationAlthough the context of discovery always contains elements of intuition and creativity, the generation of a hypothesis can be reconstructed as a reasoned and rational affair.
“Although the context of discovery always contains elements of intuition and creativity, the generation of a hypothesis can be reconstructed as a reasoned and rational affair.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningIn the most early version of Grounded Theory the advice to employ theoretical sensitivity to identify theoretical relevant phenomena coexists with the idea that theoretical concepts emerge from the data if researchers approach the empirical field with no preconceived theories or hypotheses.
“Consequently, in the most early version of Grounded Theory the advice to employ theoretical sensitivity to identify theoretical relevant phenomena coexists with the idea that theoretical concepts”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims. The quote only partly states this claim.
InterpretationreasoningFollowing GLASER's claims any attempt of further examination of the emerged verities becomes superfluous and a falsification of theoretical statements developed from the data simply would be impossible.
“Following such claims any attempt of further examination of the”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing), S4 (based).
Premisenone givenThe coding paradigm stems from a certain theoretical tradition, which is pragmatist social theory rooted in the works of DEWEY and MEAD.
“One has to be very clear about the fact, however, that the coding paradigm stems from a certain theoretical tradition, which is pragmatist social theory rooted in the works of DEWEY and MEAD.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim. May combine two claims.
InterpretationreasoningGLASER offers an equipment of concepts which are meant to guide the researcher in developing theoretical sensitivity but fails to explain how such terms can be used and combined to describe and explain empirical phenomena.
“Thus GLASER offers an equipment (one dares to say: a hotchpotch) of concepts which are meant to guide the researcher in developing theoretical sensitivity but fails to explain how such terms can be used and combined to describe and explain empirical phenomena.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningEmpirically grounded theory building starts by making a careful choice among a variety of concepts with diverging theoretical backgrounds after having examined their appropriateness for the investigated phenomena.
“Empirically grounded theory building starts by making a careful choice among a variety of concepts with diverging theoretical backgrounds after having examined their appropriateness for the investigated phenomena.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S4 (based).
InterpretationreasoningIn making abductive inferences, researchers depend on previous knowledge that provides the necessary categorical framework for the interpretation, description and explanation of the empirical world under study.
“In making abductive inferences, researchers depend on previous knowledge that provide them with the necessary categorical framework for the interpretation, description and explanation of the empirical world under study.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).
InterpretationreasoningExperienced researchers with broad knowledge in social theory would benefit from theoretical coding by being able to construct an axis of the developing theory from different schools of thought.
“Experienced researchers with a broad knowledge in social theory would clearly benefit from the advantages of theoretical coding-having at their disposal not only one possible axis of the developing theory but being able to construct such an axis by themselves through the combination of theoretical concepts from different schools of thought.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningBy using a heuristic framework as the axis of the developing theory, one proceeds to the construction of categories and propositions with growing empirical content.
“By using such a heuristic framework as the axis of the developing theory one carefully proceeds to the construction of categories and propositions with growing empirical content.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable). May combine two claims.
InterpretationreasoningSticking to a certain theoretical tradition makes it easier to structure data but also carries the risk that concepts are neglected that would suit the data better and yield more interesting insights.
“But one should never forget in this process that sticking to certain theoretical tradition makes it easier to structure the data but also carries the risk that concepts are neglected that would suit the data even better and would yield more interesting insights.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationreasoningThe controversy between Glaser and Strauss boils down to the question whether the researcher uses a well-defined coding paradigm and always looks systematically for certain categories in the data, or whether he or she should employ theoretical codes ad hoc, drawing on a huge fund of coding families.
“Thus the controversy between GLASER and STRAUSS boils down to the question whether the researcher uses a well defined”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Interpretationnone givenThe coding paradigm is linked to a certain micro-sociological perspective.
“However, it must not be forgotten that it is linked to a certain micro-sociological perspective.”
Quote in the paperNot a substantial claimMay combine two claims.
PremisecitationSensitizing concepts are useful tools for descriptions but not for predictions.
“Sensitizing concepts are useful tools for descriptions but not for predictions, since their lack of empirical content permits researchers to apply them to a wide array of phenomena.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites BLUMER 1954, p.7 source
The paper relies on this without support.
Forcing data into a Procrustean bed is a methodological error that should be avoided.
“the risk that the data are”
The paper relies on this without support.
The empirically grounded generation of theories is a legitimate goal of empirical research, alternative to testing predefined hypotheses.
“if the goal of empirical research is not the testing of predefined hypotheses but the empirically grounded generation of theories”
The paper relies on this without support.
Discovering new patterns and relations is a basic principle of qualitative research.
“basic principles of qualitative research, namely the principles of discovering new patterns and relations”
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
Classic GT can be critiqued as an inconsistent methodology as it employs an interpretivist coding procedure within an objectivist, positivist paradigm.
“Therefore, Classic GT can be critiqued as an inconsistent methodology as it employs an interpretivist coding procedure within an objectivist, positivist paradigm (Bryant, 2002, Jones & Alony, 2011, Kelle, 2005).”
From Contrasting Classic, Straussian, and Constructivist Grounded Theory: Methodological and Philosophical Conflicts (2015) · cites this paper as Kelle, 2005
The introductory discussion links classic grounded theory’s claim that categories emerge without prior theory to positivist epistemology. The Conclusive Remarks (§5; page unavailable) say its original formulation also asks researchers to use prior theoretical knowledge and calls these two ideas conflicting. Kelle does not characterize the coding procedure as interpretivist or the entire methodology as operating within an objectivist, positivist paradigm, so those more specific labels go beyond the paper. (LLM, conf=0.84)
Experimental — accuracy not yet measuredStrauss and Corbin encouraged appropriate use of literature at every stage of the study, discerning the difference between an empty head and an open mind.
“They encouraged the appropriate use of literature at every stage of the study, discerning the difference between an empty head and an open mind (Strauss & Corbin, 1990;Kelle, 2005).”
From Contrasting Classic, Straussian, and Constructivist Grounded Theory: Methodological and Philosophical Conflicts (2015) · cites this paper as Kelle, 2005
Section 2.2 says Strauss and Corbin took a liberal position on literature and allowed its use before a study began. Kelle also contrasts an “empty head” with an “open mind” and, in section 4.2, says prior theoretical knowledge can be used at any stage. Our copy does not establish that Strauss and Corbin themselves encouraged literature use at every stage or made that distinction. (LLM, conf=0.85)
Experimental — accuracy not yet measuredOf the three main versions of grounded theory, the difference between classic and Straussian GT has been discussed most extensively.
“Of the three main versions of GT, the difference between classic and Straussian GT has been discussed most extensively [10, 42, 51].”
From Grounded theory in software engineering research: a critical review and guidelines (2016) · cites this paper as [51]
Section 3, “The Split Between GLASER and STRAUSS in the 1990s” (page unavailable), discusses substantial differences between their approaches, so the paper supports that this distinction has been discussed. It does not compare the extent of that discussion with discussion of a third version of grounded theory, so it does not establish “most extensively.” (LLM, conf=0.82)
Experimental — accuracy not yet measuredGlaser's position was inspired by the positivist concern not to contaminate, constrain, inhibit, stifle, or otherwise impede the natural emergence of theory from data.
“Ultimately, Glaser's position was inspired by the positivist “concern to not contaminate, be constrained by, inhibit, stifle or otherwise impede” the natural emergence of theory from data (Kelle, 2005, p. 31).”
From Contrasting Classic, Straussian, and Constructivist Grounded Theory: Methodological and Philosophical Conflicts (2015) · cites this paper as Kelle, 2005
The debate between Glaser and Strauss over the role of theory in grounded theory finally led to their separation and constitutes the fundamental difference between the two approaches to grounded theory today.
“This has in fact been a major issue of debate between the two founders of grounded theory -Glaser and Strauss -which fi nally led to their separation and constitutes the fundamental difference between the two approaches to grounded theory today (Kelle 2005).”
From An Introduction to Grounded Theory with a Special Focus on Axial Coding and the Coding Paradigm (2019) · cites this paper as Kelle 2005
Differences in the views of data and data analysis procedures are significant between grounded theory approaches, as is the emphasis on inductive, deductive, or abductive logic.
“Fourth, differences in the views of data and data analysis procedures are significant, as is the emphasis on inductive, deductive, or abductive logic (Charmaz, 2009; Heath & Cowley, 2004; Kelle, 2005; Reichertz, 2010; Walker & Myrick, 2006).”
From Discriminating among grounded theory approaches (2019) · cites this paper as Kelle, 2005
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Cressey citation year does not match the reference list
MinorThe discussion cites Cressey's embezzlement study as published in 1973, but the reference list dates the listed book on that subject to 1953/1971. No Cressey work dated 1973 appears in the references.
“(1973, pp.104f.)”
“Cressey, Donald R. (1953/1971). Other People's Money. A Study in the Social Psychology of Embezzlement.”
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Advancing Grounded Theory: Using Theoretical Frameworks within Grounded Theory Studies
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Linking the Intercultural and Grounded Theory: Methodological Issues in Migration Research
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- Authors
- Kelle, U.
- Affiliations
- Universität Hamburg (DE)
- Corresponding author
- Kelle, Udo
- Venue
- Forum Qualitative Sozialforschung / Forum: Qualitative Social Research
- Publisher
- Forum Qualitative Sozialforschung / Forum: Qualitative Social Research
- Published
- 2005
- Issue
- 19
- Pages
- 133-156
- ISSN
- 1438-5627 (ISSN-L)
- OpenAlex
- W2132585896
- Semantic Scholar
- b3e6394fbb2b093a768d36233130b3d7d395b122
- Cited by
- 379
- References
- 31
- Citations by year
- 2026: 3 · 2025: 3 · 2024: 10 · 2023: 6 · 2022: 8 · 2021: 13 · 2020: 19 · 2019: 17 · 2018: 13 · 2017: 22 · 2016: 20 · 2015: 53 · 2014: 39 · 2013: 25 · 2012: 33
- FWCI
- 134.22
- Type
- journal article
- Language
- en
- Open access
- diamond
- www.qualitative-research.net
- Licence
- cc-by
- Locations
- Forum qualitative Sozialforschung (publishedVersion, cc-by)
- Social Science Open Access Repository (GESIS – Leibniz Institute for the Social Sciences) (submittedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- Social Science Open Access Repository (GESIS – Leibniz Institute for the Social Sciences) (submittedVersion, cc-by)
- Universitätsbibliothek der FU Berlin Hochschulschriftenstelle u. Dokumentenserver (cc-by)
- Historical Social Research, Supplement
- Topics
- Social Sciences › Education › Qualitative Research Methods and Applications
- Social Sciences › Sociology and Political Science › Sociology and Education Studies
- Social Sciences › Sociology and Political Science › Qualitative Research Methods and Ethics
- Keywords
- grounded theory, emergence, theoretical sensitivity, axial coding, general theory of action, Barney Glaser, Anselm Strauss, naive empiricism, abductive reasoning, falsifiability, corroboration, epistemology of qualitative research
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