Auditory hallucinations: Expectation–perception model
Abstract
In this paper, we aimed to present a hypothesis that would explain the mechanism of auditory hallucinations, one of the main symptoms of schizophrenia. We propose that auditory hallucinations arise from abnormalities in the predictive coding which underlies normal perception, specifically, from the absence or attenuation of prediction error. The suggested deficiencies in processing prediction error could arise from (1) abnormal modulation of thalamus by prefrontal cortex, (2) absence or impaired transmission of external input, (3) dysfunction of the auditory and association cortex, (4) neurotransmitter dysfunction and abnormal connectivity, and (5) hyperactivity activity in auditory cortex and broad prior probability. If there is no prediction error, the initially vague prior probability develops into an explicit percept in the absence of external input, as a result of a recursive pathological exchange between auditory and prefrontal cortex. Unlike existing explanations of auditory hallucinations, we propose concrete mechanisms which underlie the imbalance between perceptual expectation and external input. Impaired processing of prediction error is reflected in reduced mismatch negativity and increased tendency to report non-existing meaningful language stimuli in white noise, shown by those suffering from auditory hallucinations. We believe that the expectation-perception model of auditory hallucinations offers a comprehensive explanation of the underpinnings of auditory hallucinations in both patients and those not diagnosed with mental illness. Therefore, our hypothesis has the potential to fill the gaps in the existing knowledge about this distressing phenomenon and contribute to improved effectiveness of treatments, targeting specific mechanisms.
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One possibility is that hallucinations result from an overly strong effect of top-down predictive signals on neural activity in sensory cortices.
“One possibility is that hallucinations result from an overly strong effect of top-down predictive signals on neural activity in sensory cortices.133,134”
From Are hallucinations due to an imbalance between excitatory and inhibitory influences on the brain? (2016) · cites this paper as [134]
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The Predictive Coding Account of Psychosis
Sterzer, P., Adams, R. A., Fletcher, P., Frith, C., Lawrie, S. M., Muckli, L., Petrovic, P., Uhlhaas, P., Voss, M., & Corlett, P. R. (2018) · Biological Psychiatry · doi:10.1016/j.biopsych.2018.05.015 · Cited by 941 · see citing works
Interaction of language, auditory and memory brain networks in auditory verbal hallucinations
Ćurčić-Blake, B., Ford, J. M., Hubl, D., Orlov, N. D., Sommer, I. E., Waters, F., Allen, P., Jardri, R., Woodruff, P. W., David, O., et al. (2017) · Progress in Neurobiology · doi:10.1016/j.pneurobio.2016.11.002 · Cited by 224 · see citing works
“suggested that AVHs arise from attenuated prediction error processing (Nazimek et al., 2012).”
BackgroundAre hallucinations due to an imbalance between excitatory and inhibitory influences on the brain?
Jardri, R., Hugdahl, K., Hughes, M., Brunelin, J., Waters, F., Alderson-Day, B., Smailes, D., Sterzer, P., Corlett, P. R., Leptourgos, P., et al. (2016) · Schizophrenia Bulletin · doi:10.1093/schbul/sbw075 · Cited by 157 · see citing works
McCleery, A., Mathalon, D. H., Wynn, J. K., Roach, B. J., Hellemann, G. S., Marder, S. R., & Green, M. F. (2019) · Psychological Medicine · doi:10.1017/s0033291718004087 · Cited by 35 · see citing works
Shinn, A. K., Wolff, J. D., Hwang, M., Lebois, L. A. M., Robinson, M. A., Winternitz, S. R., Öngür, D., Ressler, K. J., & Kaufman, M. L. (2020) · Frontiers in Psychiatry · doi:10.3389/fpsyt.2019.01011 · Cited by 31 · see citing works
Hallucinations, neuroplasticity, and prediction errors in schizophrenia
McCleery, A., Wynn, J. K., & Green, M. F. (2018) · Scandinavian Journal of Psychology · doi:10.1111/sjop.12413 · Cited by 25 · see citing works
Wynn, J. K., & Green, M. F. (2024) · Clinical EEG and Neuroscience · doi:10.1177/15500594241252897 · Cited by 3 · see citing works
- Authors
- Nazimek, J. M., Hunter, M. D., & Woodruff, P. W. R.
- Affiliations
- University of Sheffield (GB)
- Corresponding author
- Nazimek, J.M.
- Venue
- Medical Hypotheses
- Publisher
- Elsevier BV
- Published
- 2012-06
- Volume
- 78
- Issue
- 6
- Pages
- 802-810
- ISSN
- 0306-9877 (ISSN-L)
- OpenAlex
- W2059263907
- Cited by
- 41
- References
- 100
- Citations by year
- 2026: 2 · 2025: 1 · 2024: 3 · 2023: 1 · 2022: 4 · 2021: 6 · 2020: 5 · 2019: 2 · 2018: 3 · 2017: 2 · 2016: 5 · 2015: 2 · 2014: 1 · 2013: 3 · 2012: 1
- FWCI
- 1.15
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Medical Hypotheses (publishedVersion)
- PubMed (publishedVersion)
- Funders
- University of Sheffield
- Topics
- Life Sciences › Neuroscience › Cognitive Neuroscience › Hallucinations in medical conditions
- Health Sciences › Medicine › Psychiatry and Mental health › Schizophrenia research and treatment
- Social Sciences › Arts and Humanities › Philosophy › Mental Health and Psychiatry
- Keywords
- auditory hallucinations, schizophrenia, predictive coding, prediction error, prefrontal cortex, auditory cortex, mismatch negativity, prior probability, neurotransmitter dysfunction, neuronal connectivity, hallucination treatment
- MeSH terms
- Auditory Diseases, Central, Hallucinations, Humans, Models, Biological, Thalamus, Prefrontal Cortex, Neurotransmitter Agents
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Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
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