Cited by 1,516Photorefractive and Nonlinear OpticsPhotonic and Optical DevicesAcoustic Wave Resonator Technologies

The DOI matches its Crossref record; 525 of the 530 references it cites were found in a registry or an index; none of the 348 sources its claims cite is checked for support yet.

Integrated photonics on thin-film lithium niobate

Open access

Abstract

Lithium niobate (LN), an outstanding and versatile material, has influenced our daily life for decades—from enabling high-speed optical communications that form the backbone of the Internet to realizing radio-frequency filtering used in our cell phones. This half-century-old material is currently embracing a revolution in thin-film LN integrated photonics. The successes of manufacturing wafer-scale, high-quality thin films of LN-on-insulator (LNOI) and breakthroughs in nanofabrication techniques have made high-performance integrated nanophotonic components possible. With rapid development in the past few years, some of these thin-film LN devices, such as optical modulators and nonlinear wavelength converters, have already outperformed their legacy counterparts realized in bulk LN crystals. Furthermore, the nanophotonic integration has enabled ultra-low-loss resonators in LN, which has unlocked many novel applications such as optical frequency combs and quantum transducers. In this review, we cover—from basic principles to the state of the art—the diverse aspects of integrated thin-film LN photonics, including the materials, basic passive components, and various active devices based on electro-optics, all-optical nonlinearities, and acousto-optics. We also identify challenges that this platform is currently facing and point out future opportunities. The field of integrated LNOI photonics is advancing rapidly and poised to make critical impacts on a broad range of applications in communication, signal processing, and quantum information.

Overview

AI snapshot

Written from the paper’s full text.

TL;DR

This review surveys integrated photonics on thin-film lithium niobate (LNOI), covering material properties, passive components, electro-optic, nonlinear, and piezo-optomechanical devices, and heterogeneous integration. It argues that LNOI has enabled record-performance modulators, nonlinear converters, and comb sources, while identifying challenges such as photorefraction, charge-carrier effects, and wafer-scale foundry compatibility.

Key findings

  • LNOI waveguides and resonators have improved dramatically: propagation loss fell from >6 dB/cm in 2007 to 0.027 dB/cm in 2017, intrinsic Q-factors reach ~10^7, and fiber-to-chip coupling as low as 0.54/0.59 dB per facet for TE/TM has been shown with a SiON cladding waveguide.
  • Electro-optic modulators on LNOI achieve VπL of 2.1–2.5 V-cm in monolithic MZMs, >100 GHz bandwidth at CMOS-compatible voltages, and coherent data rates up to 320 Gbit/s; hybrid LN/SOI modulators exceed 100 GHz 3-dB EO bandwidth.
  • Nonlinear devices include PPLN ridge SHG with 4600%/W·cm² normalized efficiency in a 300 μm waveguide, PPLN microring SHG at 5,000%/mW, SPDC with coincidence-to-accidental ratio 668 ± 7 at 12 MHz in a 5 mm PPLN waveguide, Kerr combs spanning 700 nm, soliton microcombs >200 nm at 1.5 μm and >300 nm at 2 μm, and supercontinuum spanning 0.35–4.1 µm with 240 pJ pulse energy.
  • Piezo-optomechanics and quantum transduction show microwave-to-optical conversion efficiency of 2×10^-5, later 1% on-chip, and piezo-optomechanical single-microwave-photon-to-optical-photon conversion efficiency of 5%; integrated acousto-optic frequency shifters are 10–100× more efficient than earlier AlN devices but still only a few percent efficient.

Methods

  • This is a review article, not a primary experimental study; it synthesizes material properties, passive optics, electro-optics, all-optical nonlinearity, piezo-optomechanics, heterogeneous integration, and challenges/opportunities.
  • The main analysis is a qualitative and quantitative synthesis of reported literature, organized with comparison tables for material properties, cavity Q-factors, EO modulators, and SHG performance.

Limitations

  • The paper states key challenges: charge-carrier effects (photorefraction, photoconductivity, dielectric relaxation) cause bias/detuning drift in LNOI and are stronger than in bulk; strong Raman gain competes with Kerr comb/soliton formation; fiber-to-chip coupling and packaging remain difficult; LN is not CMOS-compatible due to lithium contamination; and wafer-scale foundry access is limited.
  • Evident from the text: as a review, it does not describe a systematic search protocol or meta-analysis, and it notes that performance comparisons across literature are complicated by different lasers, detectors, amplifiers, and measurement conditions (e.g., for SFDR comparisons).

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1364/aop.411024

Cites

525 of 525 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Verification

Claims the paper makes

0 of 348 cited sources checked · 0 supported · 0 flagged

Show all 209 claims

  • It may state two separate claims as one. 183
  • Probably not a substantial claim. 123
  • The quote only partly states this claim. 2
253 of 253
  • The authors state this as an assumption.

    Both the source and load (termination) have impedance ZL (in most cases at 50 Ω).

    “Here, we assume both the source and load (termination) have impedance 𝑍𝑍 𝐿𝐿 (in most cases at 50 Ω).”
  • The paper relies on this without support.

    For many applications in high-density integrated photonics, more compact modulators are required.

    “For many applications in highdensity integrated photonics, more compact modulators are required.”
  • The paper relies on this without support.

    Dielectric relaxation effects have yet to be studied directly in LNOI devices.

    “To our knowledge, these effects have yet to be studied directly in LNOI devices, but recent works have observed bias drift consistent with dielectric relaxation [467].”
  • The paper relies on this without support.

    The role of Raman and the dynamics of counterpropagating EO fields remains largely unstudied.

    “The role of Raman and the dynamics of counterpropagating EO fields remains largely unstudied, and the thin-film LN platform presents a promising avenue for exploring more complex nonlinear dynamics.”
4 of 4

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Metasurface-assisted SHG efficiency disagrees with Table 5

    Major

    The text reports a normalized conversion efficiency of 1,660% W−1 cm−2 for the metasurface-assisted device, while Table 5 lists 0.4%/W cm2 for the same reference [320]. These values differ by a factor of 4,150.

  • Table 6 disagrees with the stated SHG efficiency for reference [169]

    Major

    The text gives 0.09%/mW, equivalent to 90%/W, whereas Table 6 lists 0.9%/W for the same ring-shaped resonator reference. The listed values differ by a factor of 100.

  • Simulated propagation exceeds the stated waveguide length

    Minor

    The waveguide used for the Figure 32 simulation is described as 0.5 cm long, yet the discussion says a dispersive wave is generated after propagation beyond 4 cm.

  • SiNx-loaded modulator's VπL differs between prose and Table 3

    Minor

    For reference [203], the prose reports 2.1 V-cm, while Table 3 lists 1.925 V-cm. The table's own voltage and length, 0.875 V and 24 mm, give 2.1 V-cm, supporting the prose value.

  • Figure 6 reverses the Si and TiO2 reference labels

    Minor

    The waveguide discussion assigns reference [96] to TiO2 loading and [97] to Si loading, but the Figure 6 caption assigns those references to Si and TiO2, respectively.

5 of 5

Citations

Cites

Flagged first, then by citations

Show all 530 references

5 of the 530 references couldn’t be matched to a known paper.

Research works printed but not linked: 8

  1. Hu, 2009, Large area, crystal-bonded LiNbO3 thin films and ridge waveguides of high refractive index contrast
  2. Jin, 2016, IEEE Photon. Technol. Lett., 28, 736, 10.1109/lpt.2015.2507136 · DOI
  3. Boyd, 2019, Nonlinear Optics
  4. Stenger, 2017, Low loss and low Vpi thin film lithium niobate on quartz electro-optic modulators, 1
  5. Tsang, 2011, Phys. Rev. A, 84, 043845, 10.1103/physreva.84.04384 · DOI
  6. Boyd, 2008, Nonlinear Optics
  7. Gui, 2010, Periodically Poled Ridge Waveguides and Photonic Wires in LiNbO for Efficient Nonlinear Interactions
  8. Günter, 2005, Photorefractive Materials and Their Applications 1: Basic Effects

Cited by

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Metadata

Authors
Zhu, D., Shao, L., Yu, M., Cheng, R., Desiatov, B., Xin, C. J., Hu, Y., Holzgrafe, J., Ghosh, S., Shams-Ansari, A., Puma, E., Sinclair, N., Reimer, C., Zhang, M., & Lončar, M.
Affiliations
  • Harvard University (US)
  • Harvard University
  • California Institute of Technology (US)
Corresponding author
Lončar, Marko
Venue
Advances in Optics and Photonics
Published
2021-05-03
Volume
13
Issue
2
Pages
242
ISSN
1943-8206 (ISSN-L)
OpenAlex
W3130725666
Cited by
1,516
References
530
Citations by year
2026: 293 · 2025: 393 · 2024: 328 · 2023: 271 · 2022: 170 · 2021: 60
FWCI
90.07
Type
journal article
Language
en
Open access
Locations
  • Advances in Optics and Photonics (publishedVersion, cc-by)
  • arXiv (Cornell University) (submittedVersion)
  • CaltechAUTHORS (California Institute of Technology) (submittedVersion, cc-by)
  • Figshare (submittedVersion, cc-by)
  • OSTI OAI (U.S. Department of Energy Office of Scientific and Technical Information) (submittedVersion)
  • arXiv (Cornell University)
Funders
  • National Science Foundation
  • Harvard Quantum Initiative
  • Natural Sciences and Engineering Research Council of Canada
  • Office of Naval Research
  • Air Force Office of Scientific Research
  • Defense Advanced Research Projects Agency
  • U.S. Department of Energy
  • Army Research Laboratory
  • Army Research Office
  • Raytheon Company
  • Nokia Bell labs
  • Rockwell Collins
  • Google
  • Alliance for Quantum Technologies, California Institute of Technology (INQNET)
Topics
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Photorefractive and Nonlinear Optics
  • Physical Sciences › Engineering › Electrical and Electronic Engineering › Photonic and Optical Devices
  • Physical Sciences › Engineering › Electrical and Electronic Engineering › Acoustic Wave Resonator Technologies
Keywords
lithium niobate, thin-film lithium niobate, integrated photonics, lithium niobate on insulator, optical modulators, nonlinear frequency conversion, electro-optic devices, acousto-optic devices, low-loss resonators, optical frequency combs, quantum transducers, wafer-scale thin films

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