Cited by 1,186EFL/ESL Teaching and LearningMultilingual Education and PolicyLinguistics and Language Analysis

Identity and a Model of Investment in Applied Linguistics

Open access
Darvin, Ron, Norton, Bonny·2015·Annual Review of Applied Linguistics

Abstract

ABSTRACT This article locates Norton's foundational work on identity and investment within the social turn of applied linguistics. It discusses its historical impetus and theoretical anchors, and it illustrates how these ideas have been taken up in recent scholarship. In response to the demands of the new world order, spurred by technology and characterized by mobility, it proposes a comprehensive model of investment, which occurs at the intersection of identity, ideology, and capital. The model recognizes that the spaces in which language acquisition and socialization take place have become increasingly deterritorialized and unbounded, and the systemic patterns of control more invisible. This calls for new questions, analyses, and theories of identity. The model addresses the needs of learners who navigate their way through online and offline contexts and perform identities that have become more fluid and complex. As such, it proposes a more comprehensive and critical examination of the relationship between identity, investment, and language learning. Drawing on two case studies of a female language learner in rural Uganda and a male language learner in urban Canada, the model illustrates how structure and agency, operating across time and space, can accord or refuse learners the power to speak.

AI snapshot

Written from the paper’s full text.

TL;DR

The article revisits Norton’s foundational identity-and-investment framework and proposes an expanded model in which investment is shaped where identity, ideology, and capital meet. It illustrates the model through two contrasting learners: Henrietta in rural Uganda and Ayrton in urban Canada.

Key findings

  • The authors argue that investment should be examined at the meeting point of identity, ideology, and capital, extending earlier work that distinguished investment from motivation and treated learners as socially positioned rather than unitary.
  • They review how investment research has spread across North America, Asia, Africa, Europe, and Brazil, including studies of Chinese learners, Ugandan digital literacy, and language-teacher identity.
  • Henrietta, an 18-year-old female learner in rural Uganda with per-capita income under $1 a day, limited electricity, and no running water, participated in a digital-resources study on HIV/AIDS; her investment was tied to an imagined identity as knowledgeable and connected to Canadians, but constrained by economic, infrastructural, and ideological positioning.
  • Ayrton, a 16-year-old Filipino male in a wealthy Vancouver neighborhood whose family emigrated through the Investor Class requiring at least CAN$1.6 million net worth, had multiple digital devices, seamless connectivity, and an online currency-trading course; his capital and habitus supported legitimate participation and an entrepreneurial identity.

Methods

  • Conceptual and theoretical article combining a literature review with model-building; the proposed model integrates identity, ideology, and capital.
  • Uses two illustrative case studies drawn from prior research: Henrietta from a Uganda HIV/AIDS digital-resources study and Ayrton from a study of digital literacies in home settings.
  • Comparative qualitative analysis of structure and agency across time and space; no new large-scale empirical data or statistical analysis is reported.

Limitations

  • No formal limitations section is present; the text notes that for Henrietta, whether perceived benefits become durable symbolic capital is yet to be seen.
  • Evident from the text: the two cases are illustrative and come from separate prior studies, not a representative sample, so the model is not empirically tested here.
  • Evident from the text: the article is largely a review and theoretical proposal relying on secondary literature and selected cases, with no systematic coding or generalizable outcome measures described.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1017/s0267190514000191

Cites

114 of 114 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 5 cited sources checked · 0 supported · 0 flagged

  • Finding

    The model says language learning now occurs in spaces that are less bounded by territory and harder to control visibly.

    “The model recognizes that the spaces in which language acquisition and socialization take place have become increasingly deterritorialized and unbounded, and the systemic patterns of control more invisible.”
    Quote in the paperNot yet classified
  • Finding

    The authors claim the model is meant for learners who move across online and offline contexts and take on more fluid identities.

    “The model addresses the needs of learners who navigate their way through online and offline contexts and perform identities that have become more fluid and complex.”
    Quote in the paperNot yet classified
  • Finding

    The paper proposes a model of investment that places investment at the intersection of identity, ideology, and capital.

    “it proposes a comprehensive model of investment, which occurs at the intersection of identity, ideology, and capital.”
    Quote in the paperNot yet classified
  • Finding

    The paper says Henrietta's rural context and limited resources constrain her access to the technology she needs for literacy development.

    “Not only is her own economic capital limited, but also the technological infrastructure of her local context is poorly resourced.”
    Quote in the paperNot yet classified
  • Finding

    The paper claims Ayrton's social position lets him present himself as a legitimate participant in the online spaces he occupies.

    “Indeed, his possession of economic, cultural, and social capital and his identity as a member of a highly industrialized country allow him to position himself as a legitimate participant and contributor in the different affinity spaces he occupies online.”
    Quote in the paperNot yet classified

Cites

Flagged first, then by citations

Research works printed but not linked: 14

  1. Mastrella-de-Andrade, 2011, Afetividade e Emoções no ensino/aprendizagem de línguas: múltiplos olhares, 89
  2. Cummins, 2006, Imagining multilingual schools: Languages in education and glocalization, 51
  3. Norton, 2013, Identity and language learning: Extending the conversation
  4. Sanches Silva, J. F. (2013). The construction of English teacher identity in Brazil: A study in Mato Grosso do Sul (Doctoral dissertation). Retrieved from https://repositorio.ufsc.br/handle/123456789/105151
  5. Kramsch, 2013, Identity and language learning: Extending the conversation, 192
  6. Darvin, Routledge handbook of language and identity
  7. Cope, 2012, Literacies
  8. Andema, S. (2014). Promoting digital literacy in African education: ICT innovations in a Ugandan primary teachers’ college (Doctoral dissertation). Retrieved from http://elk.library.ubc.ca/handle/2429/48513.
  9. Preece, Routledge handbook of language and identity, 10.4324/9781315669816 · DOI
  10. Anya, Speaking blackness in Brazil: Racialized identities in second language learning
  11. De Costa, The Routledge handbook of language and identity
  12. Bemporad, C. , & Jeanneret, T. (2014). Symposium program for Dialogues autour de la notion d’investissement dans l’appropriation langagiere, Lausanne, Switzerland, May 2014.
  13. Duchêne, 2012, Language in late capitalism: Pride and profit (Vol. 1), 10.4324/9780203155868 · DOI
  14. Bertschi-Kaufmann, 2013, Literalität erfassen: bildungspolitisch, kulturell, individuell

Cited by

Sorted by citations

Authors
Darvin, R., & Norton, B.
Affiliations
University of British Columbia (CA)
Venue
Annual Review of Applied Linguistics
Published
2015-03
Volume
35
Pages
36-56
ISSN
  • 0267-1905 (ISSN-L)
  • 1471-6356
OpenAlex
W1995814878
Cited by
1,186
References
112
Citations by year
2026: 182 · 2025: 152 · 2024: 146 · 2023: 93 · 2022: 141 · 2021: 136 · 2020: 102 · 2019: 72 · 2018: 56 · 2017: 58 · 2016: 35 · 2015: 8 · 2014: 1 · 2012: 1
FWCI
349.42
Type
journal article
Language
en
Open access
Locations
Annual Review of Applied Linguistics (publishedVersion)
Topics
  • Social Sciences › Arts and Humanities › Language and Linguistics › EFL/ESL Teaching and Learning
  • Social Sciences › Linguistics and Language › Multilingual Education and Policy
  • Social Sciences › Arts and Humanities › Language and Linguistics › Linguistics and Language Analysis
Keywords
identity, investment, Norton, ideology, capital, language learning, deterritorialization, structure and agency, online and offline learning

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