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Double-blind, placebo-controlled, dose-ranging trial of intravenous ketamine as adjunctive therapy in treatment-resistant depression (TRD)
Open accessAbstract
Numerous placebo-controlled studies have demonstrated the ability of ketamine, an NMDA receptor antagonist, to induce rapid (within hours), transient antidepressant effects when administered intravenously (IV) at subanesthetic doses (0.5 mg/kg over 40 min). However, the optimal antidepressant dose remains unknown. We aimed to compare to active placebo the rapid acting antidepressant properties of a broad range of subanesthetic doses of IV ketamine among outpatients with treatment-resistant depression (TRD). A range of IV ketamine doses were compared to active placebo in the treatment of adult TRD over a 3-day period following a single infusion over 40 min. This was an outpatient study conducted across six US academic sites. Outpatients were 18-70 years old with TRD, defined as failure to achieve a satisfactory response (e.g., less than 50% improvement of depression symptoms) to at least two adequate treatment courses during the current depressive episode. Following a washout period, 99 eligible subjects were randomly assigned to one of the five arms in a 1:1:1:1:1 fashion: a single intravenous dose of ketamine 0.1 mg/kg (n = 18), a single dose of ketamine 0.2 mg/kg (n = 20), a single dose of ketamine 0.5 mg/kg (n = 22), a single dose of ketamine 1.0 mg/kg (n = 20), and a single dose of midazolam 0.045 mg/kg (active placebo) (n = 19). The study assessments (HAM-D-6, MADRS, SDQ, PAS, CGI-S, and CGI-I) were performed at days 0, 1, 3 (endpoint), 5, 7, 14, and 30 to assess the safety and efficacy. The overall group × time interaction effect was significant for the primary outcome measure, the HAM-D-6. In post hoc pairwise comparisons controlling for multiple comparisons, standard dose (0.5 mg/kg) and high dose (1 mg/kg) of intravenous ketamine were superior to active placebo; a low dose (0.1 mg/kg) was significant only prior to adjustment (p = 0.02, p-adj = 0.14, d = -0.82 at day 1). Most of the interaction effect was due to differences at day 1, with no significant adjusted pairwise differences at day 3. This pattern generally held for secondary outcomes. The infusions of ketamine were relatively well tolerated compared to active placebo, except for greater dissociative symptoms and transient blood pressure elevations with the higher doses. Our results suggest that there is evidence for the efficacy of the 0.5 mg/kg and 1.0 mg/kg subanesthetic doses of IV ketamine and no clear or consistent evidence for clinically meaningful efficacy of lower doses of IV ketamine. Trial Registration: NCT01920555.
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“The association between symptoms of derealization and antidepressant response is in line with the evidence base demonstrating a link between the dissociative and therapeutic effects of ketamine 58 .”
From Imaging the effect of ketamine on synaptic density (SV2A) in the living brain (2022) · cites this paper as [58]
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“At 1.0 mg/kg, ketamine has greater dissociative effects but not greater efficacy (135), while at anesthetic doses, ketamine is not antidepressant (137).”
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“…trials have shown that the intravenous administration of ketamine at the dose of 0.5 mg/kg has rapid, robust, albeit relatively short-lived antidepressant effects in patients with depression (Berman et al., 2000; Fava et al., 2018; Murrough et al., 2013; Price et al., 2009; Zarate et al., 2006).”
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“…study (McInnes et al., 2022) for KIT, however, response and remission rates for this sample are similar to, if slightly stronger than, those previously reported (aan het Rot et al., 2010; Fava et al., 2020; Lara et al., 2013; Lener et al., 2017; McInnes et al., 2022; Phillips et al., 2019).”
(R)-ketamine as prophylactic and therapeutic drug for neurological disorders: Beyond depression
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Ketamine and esketamine in suicidal thoughts and behaviors: a systematic review
Jollant, F., Colle, R., Nguyen, T. M. L., Corruble, E., Gardier, A. M., Walter, M., Abbar, M., & Wagner, G. (2023) · Therapeutic Advances in Psychopharmacology · doi:10.1177/20451253231151327 · Cited by 56
Whittaker, E., Dadabayev, A. R., Joshi, S. A., & Glue, P. (2021) · Therapeutic Advances in Psychopharmacology · doi:10.1177/20451253211056743 · Cited by 56
Solmi, M., Chen, C., Dauré, C., Buot, A., Ljuslin, M., Verroust, V., Mallet, L., Khazaal, Y., Rothen, S., Thorens, G., et al. (2022) · European Neuropsychopharmacology · doi:10.1016/j.euroneuro.2022.09.004 · Cited by 62
Liu, Q.-R., Zong, Q.-K., Ding, L., Dai, H.-Y., Sun, Y., Dong, Y.-Y., Ren, Z.-Y., Hashimoto, K., & Yang, J. (2023) · Journal of Affective Disorders · doi:10.1016/j.jad.2023.07.103 · Cited by 60
Levinstein, M. R., Budinich, R. C., Bonaventura, J., Schatzberg, A. F., Zarate, C. A., & Michaelides, M. (2025) · American Journal of Psychiatry · doi:10.1176/appi.ajp.20240378 · Cited by 58
Self-citationKim, J., & Monteggia, L. M. (2019) · Behavioural Brain Research · doi:10.1016/j.bbr.2019.112378 · Cited by 56
“infusion for 40 min) [2, 3, 44–46], while the dissociative symptoms are usually observed in the same dose range [44, 45], suggesting a possibile correlation between antidepressant and dissociative effects.”
BackgroundResultHashimoto, K. (2024) · European Archives of Psychiatry and Clinical Neuroscience · doi:10.1007/s00406-024-01770-7 · Cited by 58
Grabski, M., Borissova, A., Marsh, B., Morgan, C. J. A., & Curran, H. V. (2020) · Behavioural Brain Research · doi:10.1016/j.bbr.2020.112629 · Cited by 55
Feeney, A., & Papakostas, G. I. (2023) · Psychiatric Clinics of North America · doi:10.1016/j.psc.2023.02.003 · Cited by 57
Self-citationHashimoto, K. (2023) · Progress in brain research · doi:10.1016/bs.pbr.2023.01.003 · Cited by 54
Seshadri, A., Prokop, L. J., & Singh, B. (2024) · Journal of Affective Disorders · doi:10.1016/j.jad.2024.03.137 · Cited by 55
Rodrigues, N. B., McIntyre, R. S., Lipsitz, O., Lee, Y. L., Cha, D. S., Nasri, F., Gill, H., Lui, L. M. W., Subramaniapillai, M., Kratiuk, K., et al. (2020) · Expert Opinion on Drug Safety · doi:10.1080/14740338.2020.1776699 · Cited by 51
Habenula Connectivity and Intravenous Ketamine in Treatment-Resistant Depression
Rivas-Grajales, A. M., Salas, R., Robinson, M. E., Qi, K., Murrough, J. W., & Mathew, S. J. (2020) · The International Journal of Neuropsychopharmacology · doi:10.1093/ijnp/pyaa089 · Cited by 52
Self-citationRoussy, M. P., Luna, R., Duong, L., Corrigan, B. W., Gulli, R. A., Nogueira, R., Moreno‐Bote, R., Sachs, A. J., Palaniyappan, L. K., & Martínez-Trujillo, J. (2021) · Molecular Psychiatry · doi:10.1038/s41380-021-01082-5 · Cited by 49
“These results suggest that in low doses, similar to the ones used in medical practice to treat depression [41], ketamine mainly affects mental representations.”
Guo, J., Qiu, D., Gu, H., Wang, X., Hashimoto, K., Zhang, G.-F., & Yang, J. (2023) · Molecular Psychiatry · doi:10.1038/s41380-023-01945-z · Cited by 51
“In future clinical practice, the optimal approach for achieving the best antidepressant effect of ketamine with minimal adverse effects remains a major challenge.”
BackgroundNew and emerging treatments for major depressive disorder
Njenga, C., Ramanuj, P., de Magalhães, F. J. C., & Pincus, H. A. (2024) · BMJ · doi:10.1136/bmj-2022-073823 · Cited by 51
Salloum, N. C., D, M. F. M., Freeman, M. P., Flynn, M., Hoeppner, B. B., Hock, R. S., Cusin, C., Iosifescu, D. V., Trivedi, M. H., Sanacora, G., et al. (2018) · Depression and Anxiety · doi:10.1002/da.22875 · Cited by 52
“For a full description of the original trial design and patient selection, please refer to the main publication of results (Fava et al., 2018).”
BackgroundMethodResultInfluentialSelf-citationMa, L., Zhang, J., Fujita, Y., Qu, Y., Shan, J., Wan, X., Wang, X., Ishima, T., Kobayashi, K., Wang, L., et al. (2022) · Translational Psychiatry · doi:10.1038/s41398-022-01803-6 · Cited by 52
Targeting metaplasticity mechanisms to promote sustained antidepressant actions
Brown, K. A., & Gould, T. D. (2024) · Molecular Psychiatry · doi:10.1038/s41380-023-02397-1 · Cited by 49
Corkery, J., Hung, W.-C., Claridge, H., Goodair, C., Copeland, C. S., & Schifano, F. (2021) · Journal of Psychopharmacology · doi:10.1177/02698811211021588 · Cited by 52
“The most effective IV dosages for TRD appear to be 0.5 mg/kg and 1.0 mg/kg (Fava et al., 2020).”
BackgroundInfluentialActive mechanisms of ketamine-assisted psychotherapy: A systematic review
Joneborg, I., Lee, Y. L., Vincenzo, J. D. D., Ceban, F., Meshkat, S., Lui, L. M. W., Fancy, F., Rosenblat, J. D., & McIntyre, R. S. (2022) · Journal of Affective Disorders · doi:10.1016/j.jad.2022.07.030 · Cited by 48
Rodrigues, N. B., McIntyre, R. S., Lipsitz, O., Lee, Y. L., Cha, D. S., Shekotikhina, M., Vinberg, M., Gill, H., Subramaniapillai, M., Kratiuk, K., et al. (2020) · Journal of Affective Disorders · doi:10.1016/j.jad.2020.12.119 · Cited by 48
Sakurai, H., Jain, F. A., Foster, S. L., Pedrelli, P., Mischoulon, D., D, M. F. M., & Cusin, C. (2020) · Journal of Affective Disorders · doi:10.1016/j.jad.2020.07.089 · Cited by 46
“Multiple clinical trials have demonstrated that even a single subanesthetic dose of intravenous ketamine has a rapid-acting antidepressant e ff ect (Cusin et al., 2017; Diamond et al., 2014; Fava et al., 2018; Singh et al., 2016).”
BackgroundSelf-citationVan Amsterdam, J., & Van Den Brink, W. (2022) · Expert Opinion on Drug Safety · doi:10.1080/14740338.2021.1949454 · Cited by 44
Body Mass Index as a Moderator of Treatment Response to Ketamine for Major Depressive Disorder
Freeman, M. P., Hock, R. S., Papakostas, G. I., Judge, H., Cusin, C., Mathew, S. J., Sanacora, G., Iosifescu, D. V., DeBattista, C., Trivedi, M. H., et al. (2020) · Journal of Clinical Psychopharmacology · doi:10.1097/jcp.0000000000001209 · Cited by 44
“The primary study has been reported in detail and demonstrated an acute superior antidepressant response to a single intravenous (IV) ketamine administration compared with active placebo.(14) Planned exploratory analyses did not demonstrate a sex difference in response rates or differences between premenopausal and po…”
MethodResultInfluentialSelf-citationSubcutaneous Ketamine in Depression: A Systematic Review
Cavenaghi, V. B., da Costa, L. P., Lacerda, A. L. T., Hirata, E. S., Miguel, E. C., & Fráguas, R. (2021) · Frontiers in Psychiatry · doi:10.3389/fpsyt.2021.513068 · Cited by 44
Ma, L., Wang, L., Chang, L., Shan, J., Qu, Y., Wang, X., Wan, X., Fujita, Y., & Hashimoto, K. (2022) · Translational Psychiatry · doi:10.1038/s41398-022-02192-6 · Cited by 43
Self-citationDean, R. L., Hurducas, C., Hawton, K., Spyridi, S., Cowen, P. J., Hollingsworth, S., Marquardt, T., Barnes, A., Smith, R., McShane, R., et al. (2021) · Cochrane Database of Systematic Reviews · doi:10.1002/14651858.cd011612.pub3 · Cited by 95
Neural plasticity and depression treatment
Wang, Y., Song, N., Ding, Y., & Zhang, L. (2022) · IBRO Neuroscience Reports · doi:10.1016/j.ibneur.2022.09.001 · Cited by 48
“…2020) Ketamine CGI-S, HAMD, MADRS and SDQ score↓ PAS score↑ fronto-striatal FC↑ CGI-S, HAMD, MADRS, PAS, SDQ rs functional MRI HumanTRD Increasing frontostriatal FC (Domany et al., 2019; Fava et al., 2020; Mkrtchian et al., 2021) Ketamine MADRS score↓ Subgenual ACC activation↓ MADRS functional…”
BackgroundArketamine for cognitive impairment in psychiatric disorders
Hashimoto, K. (2023) · European Archives of Psychiatry and Clinical Neuroscience · doi:10.1007/s00406-023-01570-5 · Cited by 42
Ketamine in Major Depressive Disorder: Mechanisms and Future Perspectives
Shin, C., & Kim, Y. (2020) · Psychiatry Investigation · doi:10.30773/pi.2019.0236 · Cited by 47
Silberbauer, L., Spurny‐Dworak, B., Handschuh, P. A., Klöbl, M., Bednařík, P., Reiter, B., Ritter, V., Trost, P., Konadu, M. E., Windpassinger, M., et al. (2020) · Frontiers in Psychiatry · doi:10.3389/fpsyt.2020.549903 · Cited by 46
“However, given ketamine’s unambiguous dissociative effects, an adequate control condition is challenging (62) and application of GABAergic compounds such as benzodiazepines, as performed in previous trials (2) is particularly questionable when GABA levels are assessed.”
BackgroundMethodKetamine for Treatment of Mood Disorders and Suicidality: A Narrative Review of Recent Progress
Kritzer, M. D., Mischel, N., Young, J. R., Lai, C. S., Masand, P. S., Szabo, S. T., & Mathew, S. J. (2021) · Annals of Clinical Psychiatry · doi:10.12788/acp.0048 · Cited by 43
“13 Although this was the largest randomized control trial (RCT) of ketamine published to date (N = 99), each dose arm included an average of approximately 20 participants, with some demographic differences across the patient groups.”
Self-citationMa, L., Wang, L., Chang, L., Shan, J., Qu, Y., Wang, X., Fujita, Y., & Hashimoto, K. (2022) · Neuropharmacology · doi:10.1016/j.neuropharm.2022.109250 · Cited by 42
Self-citationMertens, L. J., Koslowski, M., Betzler, F., Evens, R., Gilles, M., Jungaberle, A., Jungaberle, H., Majić, T., Ströhle, A., Wolff, M., et al. (2022) · Neuroscience Applied · doi:10.1016/j.nsa.2022.100104 · Cited by 41
“In esketamine and ketamine trials for TRD, placebo response rates ranged from 6 to 15% (Daly et al., 2018; Singh et al., 2016), while response rates to active placebo (midazolam) was 11 and 33% at day one and three respectively (Fava et al., 2018).”
Metadata
- Authors
- Fava, M., Freeman, M. P., Flynn, M., Judge, H., Hoeppner, B. B., Cusin, C., Ionescu, D. F., Mathew, S. J., Chang, L. C., Iosifescu, D. V., Murrough, J., Debattista, C., Schatzberg, A. F., Trivedi, M. H., Jha, M. K., Sanacora, G., Wilkinson, S. T., & Papakostas, G. I.
- Affiliations
- Massachusetts General Hospital (US)
- Michael E. DeBakey VA Medical Center (US)
- Icahn School of Medicine at Mount Sinai (US)
- Stanford Medicine (US)
- The University of Texas Southwestern Medical Center (US)
- Yale University (US)
- ORCID
- Venue
- Molecular Psychiatry
- Published
- 2018-10-03
- Volume
- 25
- Issue
- 7
- Pages
- 1592-1603
- ISSN
- 1359-4184 (ISSN-L)
- 1476-5578
- PMC
- PMC6447473
- OpenAlex
- W2895197076
- Cited by
- 433
- References
- 35
- Citations by year
- 2026: 28 · 2025: 69 · 2024: 79 · 2023: 54 · 2022: 54 · 2021: 59 · 2020: 60 · 2019: 28 · 2018: 1
- FWCI
- 23.88
- Type
- journal article
- Language
- en
- Update notices
- correction (2019-01-07)
- Open access
- bronze
- doi.org
- Licence
- Locations
- Molecular Psychiatry (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- Funders
- U.S. Department of Health & Human Services | NIH | National Institute of Mental Health (HHSN271201100006I)
- Topics
- Health Sciences › Medicine › Pharmacology (medical) › Treatment of Major Depression
- Health Sciences › Medicine › Psychiatry and Mental health › Electroconvulsive Therapy Studies
- Life Sciences › Neuroscience › Biological Psychiatry › Tryptophan and brain disorders
- Keywords
- treatment-resistant depression, intravenous ketamine, rapid-acting antidepressants, dose-response relationship, NMDA receptor antagonists, active placebo, antidepressant efficacy, depression severity, outpatients, antidepressant safety, CGI-S, CGI-I, adjunctive therapy, suicidal ideation
- MeSH terms
- Adult, Antidepressive Agents, Depression, Double-Blind Method, Female, Humans, Infusions, Intravenous, Ketamine, Male, Middle Aged, Treatment Outcome, Depressive Disorder, Treatment-Resistant
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