Cited by 215Noncommutative and Quantum Gravity TheoriesRelativity and Gravitational TheoryCosmology and Gravitation Theories

The physical Hamiltonian in nonperturbative quantum gravity

Open access
Rovelli, Carlo, Smolin, Lee·1994·Physical Review Letters

Abstract

A quantum Hamiltonian which evolves the gravitational field according to time as measured by constant surfaces of a scalar field is defined through a regularization procedure based on the loop representation, and is shown to be finite and diffeomorphism invariant. The problem of constructing this Hamiltonian is reduced to a combinatorial and algebraic problem which involves the rearrangements of lines through the vertices of arbitrary graphs. This procedure also provides a construction of the Hamiltonian constraint as a finite operator on the space of diffeomorphism invariant states as well as a construction of the operator corresponding to the spatial volume of the Universe.

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Written from the paper’s full text.

TL;DR

The paper constructs a physical-time Hamiltonian for nonperturbative quantum gravity using a scalar field as a clock and the loop representation, showing it is finite and diffeomorphism invariant. It reduces computation of the Hamiltonian’s matrix elements in knot space to a combinatorial/algebraic problem involving rearrangements of lines at graph vertices.

Key findings

  • A quantum Hamiltonian \(\hat H\) that evolves the gravitational field with respect to constant surfaces of a scalar field \(T\) is defined via regularization and shown to be finite, diffeomorphism invariant, and background independent.
  • The operator acts on diffeomorphism-invariant knot states by adding loops at intersections and rearranging the rooting through intersections; its matrix elements are reduced to graph theory and combinatorics.
  • The regularization uses scales \(\delta\), \(A\), and \(L\), with the limits taken as \(L=\kappa\delta\), \(A=\kappa^3\delta^2\), first \(\delta\to0\) at fixed \(\kappa\), then \(\kappa\to\infty\); cancellations make the operator finite.
  • The construction also provides a finite operator for the Hamiltonian constraint and a diffeomorphism-invariant operator for the spatial volume of the universe.

Methods

  • Theoretical construction in canonical quantum general relativity using Ashtekar variables and the loop representation, with a scalar field \(T(x)\) as a physical clock and gauge fixing \(\partial_a T=0\).
  • The Hamiltonian constraint is regularized by dividing space into cubes of size \(L\), regulating operator products with parameters \(\delta\) and \(A\), and studying the action on loop states \(\Psi[\alpha]\).
  • Matrix elements are analyzed in the knot space of diffeomorphism-invariant states, labeled by intersections, tangles, and rooting data; the resulting operator has a block diagonal and upper-diagonal matrix form.

Limitations

  • The paper states that finiteness of the Hamiltonian is not sufficient for the evolution operator to be finite; the second-order term in the time expansion must be computed to see whether sums over virtual states converge.
  • The explicit computation of the blocks and the square root of the infinite-dimensional matrix is described as a technique under development, and the construction is conditional on its consistency.
  • The paper notes that for five or more distinct lines entering an intersection, the diffeomorphism equivalence classes form a finite-dimensional configuration space that is generally not discrete, contrary to what the authors previously implied.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1103/physrevlett.72.446

Cites

19 of 19 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 19 cited sources checked · 0 supported · 0 flagged

  • Findingown data
    § Abstract · p. 2

    It is possible to explicitly implement the proposal of using a matter degree of freedom as a physical clock in the full theory of quantum general relativity using the nonperturbative approach based on Ashtekar variables and the loop representation.

    “In this letter we show that it is possible to explicitly implement this proposal in the full theory of quantum general relativity, using the nonperturbative approach [3, 4, 5] based on the Ashtekar variables [6] and the loop representation [7, 8].”
    Quote in the paperSubstantial claim0 of 6 sources checked
    • cites [3] [3] C. Rovelli, Classical and Quantum Gravity, 8 (1991) 1613-1676; A. Ashtekar, Non-perturbative canonical gravity , Lecture notes prepared in collaboration with R. S. Tate. (World Scientific, Singapore,1991). - source

      Not checked in the free run.

    • cites [4] [4] L. Smolin, Recent developments in nonperturbative quantum gravity in Quantum gravity and cosmology , the Proceedings of the 1991 GIFT International Seminar on Theoretical Physics: Quantum Gravity and Cosmology , (World Scientific, Singapore, 1992). -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [5] [5] A. Ashtekar, in the Proceedings of the 1992 Les Houches lectures. -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [6] [6] A. V. Ashtekar, Phys. Rev. Lett. 57, 2244 (1986) ; Phys. Rev. D 36 (1987) 1587. -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [7] [7] C. Rovelli and L. Smolin, Phys. Rev. Lett. 61, 1155 (1988); Nucl. Phys. B133 (1990) 80. -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [8] [8] R. Gambini and A. Trias, Phys. Rev. D23 (1981) 553, Lett. al Nuovo Cimento 38 (1983) 497; Phys. Rev. Lett. 53 (1984) 2359; Nucl. Phys. B278 (1986) 436; R. Gambini, L. Leal and A. Trias, Phys. Rev. D39 (1989) 3127; R. Gambini, Phys. Lett. B 255 (1991) 180; R. Gambini and L. Leal, Loop space coordinates, linear representations of the diffeomorphism group and knot invariants preprint, University of Montevideo,1991. -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

  • Findingreasoning
    § Abstract · p. 1

    The problem of constructing the Hamiltonian H is reduced to a combinatorial and algebraic problem involving rearrangements of lines through the vertices of arbitrary graphs.

    “The problem of constructing this Hamiltonian is reduced to a combinatorial and algebraic problem which involves the rearrangements of lines through the vertices of arbitrary graphs.”
    • Also stated in: § Abstract · p. 2 · boosted
      “Thus, our main result is the reduction of the problem of computing the physical evolution of the quantum gravitational field with respect to a clock to a problem in graph theory and combinatorics .”
    Quote in the paperSubstantial claim
  • Findingcitation
    § Abstract · p. 2

    The Hamiltonian H is background independent.

    “is nevertheless diffeomorphism invariant, background independent and (as we have argued elsewhere [3, 4, 12, 13] is implied by these conditions) finite.”
    Quote in the paperSubstantial claim0 of 4 sources checked
    • cites [3] [3] C. Rovelli, Classical and Quantum Gravity, 8 (1991) 1613-1676; A. Ashtekar, Non-perturbative canonical gravity , Lecture notes prepared in collaboration with R. S. Tate. (World Scientific, Singapore,1991). - source

      Not checked in the free run.

    • cites [4] [4] L. Smolin, Recent developments in nonperturbative quantum gravity in Quantum gravity and cosmology , the Proceedings of the 1991 GIFT International Seminar on Theoretical Physics: Quantum Gravity and Cosmology , (World Scientific, Singapore, 1992). -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [12] [12] C. Rovelli, A generally covariant quantum field theory and a prediction on quantum measurements of geometry , in print on Nucl. Phys. B (1993). -

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [13] [13] L. Smolin Finite, diffeomorphism invariant observables in quantum gravity , Syracuse preprint, January (1993). - source

      Not checked in the free run.

  • Findingreasoning
    § Abstract · p. 1

    The procedure provides a construction of the operator corresponding to the spatial volume of the universe.

    “as well as a construction of the operator corresponding to the spatial volume of the universe.”
    • Also stated in: § Abstract · p. 9 · plain
      “with the Einstein term left out, our construction provides a definition of the diffeomorphism invariant operator for the volume of the universe.”
    Quote in the paperSubstantial claim
  • Findingown data
    § Abstract · p. 1

    The Hamiltonian H is diffeomorphism invariant.

    “and is shown to be finite and diffeomorphism invariant.”
    • Also stated in: § Abstract · p. 7 · plain
      “The action indicated by (17) is finite and diffeomorphism invariant.”
    Quote in the paperSubstantial claim
  • May combine two claims. 5
  • Classified as probably not a substantial claim. 2
  • May combine two claims.

    Findingreasoning
    § Abstract · p. 5

    The limit exists and is finite because up to terms of order κ^-1 the powers of δ and κ coming from the operator and from the volume L^3 outside the square root in the sum (6) cancel.

    “This limit exists and is finite because up to terms of order κ -1 the powers of δ and κ coming from the operator and from the volume L 3 outside the square root in the sum (6) cancel.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § Abstract · p. 5

    We have defined an operator which is different from zero only if the box I contains an intersection, is finite, and transforms covariantly under diffeomorphisms.

    “The result is that we have defined an operator which is different from zero only if the box I contains an intersection, is finite, and transforms covariantly under diffeomorphisms.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § Abstract · p. 6

    As L → 0, T_abc(σ1,σ2,σ3) = ε_abc q, so the correct classical limit is assured.

    “From the fact that as L → 0 we have T abc ( σ 1 , σ 2 , σ 3 ) = ǫ abc q , the correct classical limit is assured.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § Abstract · p. 4

    For δ ≪ L, X(I,i,j,δ) = 4π^2 / sin(θ_ij) δ, so that the angular dependence in (8) cancels.

    “An explicit calculation then shows that for δ ≪ L , we have X ( I, i, j, δ ) = 4 π 2 / sin( θ ij ) δ , so that the angular dependence in (8) cancels.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § Abstract · p. 3

    The gauge fixing ∂_a T = 0 commutes with the generators of spatial diffeomorphisms, which may be imposed exactly on the T = constant surfaces.

    “This gauge fixing commutes with the generators of spatial diffeomorphisms, which may be imposed exactly on the T = constant surfaces.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § Abstract · p. 4

    The classical expression corresponding to (6,7) reproduces (5) when the limits are taken.

    “It is straightforward to check that the classical expression corresponding to (6,7) reproduces (5) when the limits are taken.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisecitation
    § Abstract · p. 2

    The space V, called the knot space, is spanned by the basis given by generalized knot classes, namely diffeomorphism equivalence classes of finite sets of loops in the three-dimensional space manifold Σ.

    “Since this space V , which we call the knot space, is spanned by the basis given by the generalized knot classes[7] (diffeomorphism equivalence classes of finite sets of loops in Σ, the three-dimensional space manifold)”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [7] [7] C. Rovelli and L. Smolin, Phys. Rev. Lett. 61, 1155 (1988); Nucl. Phys. B133 (1990) 80. -

      Not checked in the free run.

7 of 7
  • The authors state this as an assumption.

    The regularization parameter L can be taken small enough that there is at most one intersection per cube.

    “Assuming that L has been taken small enough so that there is at most one intersection per cube, we then have”
  • The authors state this as an assumption.

    The state Ψ[α] is diffeomorphism invariant.

    “Let us assume that Ψ[ α ] is a diffeomorphism invariant state, so that Ψ[ α ] = Ψ[ φ ◦ α ] for all φ ∈ Diff 0 (Σ).”
2 of 2

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • The Hamiltonian constraint acts by annihilating, creating, and rerouting angular-momentum quanta in units of ±h, ±h/2, and 0.

    “the Hamiltonian constraint acts by annihilating, creating and re-routing the quanta of angular momentum (with which the graphs of the so-called spin-network [28][29][30] states are 'coloured') in units of ±h, ±h/2, 0.”

    From Quantum spin dynamics (QSD) (1998) · cites this paper as [29]

  • Spin-network states form an orthonormal basis on the Hilbert space.

    “An orthonormal basis on H is given by the so-called spin-network states [28][29][30]”

    From Quantum spin dynamics (QSD) (1998) · cites this paper as [29]

  • This disappearance of regulator dependence before the limit is not generally true if one uses a larger space than Diff as in [24] or a different regularization scheme.

    “This is, in general, not true if one works with a larger space than Diff as in [24] or chooses another regularization scheme than the one chosen in the present paper.”

    From Quantum spin dynamics (QSD) (1998) · cites this paper as [24]

  • This result invalidates the main conclusion of [24].

    “This surprising result invalidates the main conclusion of [24].”

    From Quantum spin dynamics (QSD) (1998) · cites this paper as [24]

  • The operator only annihilates Diff but not the extensions * discussed in [24].

    “in view of [25] it is clear that it only annihilates Diff but not any of the extensions * discussed in [24].”

    From Quantum spin dynamics (QSD) (1998) · cites this paper as [24]

Cites

Flagged first, then by citations

Research works printed but not linked: 11

  1. C. Rovelli, 1991, Conceptual Problems of Quantum Gravity
  2. 1992, Proceedings of the NATO Meeting on the Physical Origins of Time Asymmetry
  3. K. Kuchar, 1992, Proceedings of the 4th Canadian Conference on General Relativity and Relativistic Astrophysics
  4. J. B. Barbour, Proceedings of the Third Workshop on Physical and Philosophical Aspects of our Understanding of Space and Time
  5. L. Smolin, Proceedings of the Conference on Time in Science and Philosophy, Naples, 1992
  6. B. S. DeWitt, 1962, Gravitation, An Introduction to Current Research
  7. K. Kuchar, 1991, Phys. Rev. D, 43, 419, 10.1103/PhysRevD.43.419 · DOI · Paper page
  8. R. Gambini, 1983, Lett. Nuovo Cimento, 38, 497, 10.1007/BF02787033 · DOI
  9. L. Smolin, 1993, Quantum Gravity and Cosmology
  10. T. Jacobson, 1989, Nucl. Phys., B299, 285
  11. B. Bruegmann, 1991, Nucl. Phys., B363, 221, 10.1016/0550-3213(91)90242-P · DOI

Cited by

Sorted by citations

Authors
Rovelli, C., & Smolin, L.
Affiliations
Pennsylvania State University (US)
Venue
Physical Review Letters
Published
1994-01-24
Volume
72
Issue
4
Pages
446-449
ISSN
0031-9007 (ISSN-L)
OpenAlex
W2060593074
Cited by
215
References
19
Citations by year
2026: 5 · 2025: 6 · 2024: 5 · 2023: 6 · 2022: 6 · 2021: 2 · 2020: 7 · 2019: 5 · 2018: 7 · 2017: 6 · 2016: 5 · 2015: 14 · 2014: 10 · 2013: 7 · 2012: 8
FWCI
9.33
Type
journal article
Language
en
Open access
Locations
  • Physical Review Letters (publishedVersion)
  • PubMed (publishedVersion)
  • arXiv (Cornell University) (submittedVersion)
  • CERN Document Server (European Organization for Nuclear Research) (submittedVersion)
  • arXiv (Cornell University)
Topics
  • Physical Sciences › Physics and Astronomy › Statistical and Nonlinear Physics › Noncommutative and Quantum Gravity Theories
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Relativity and Gravitational Theory
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
Keywords
quantum gravity, non-perturbative quantum gravity, Hamiltonian constraint, loop representation, diffeomorphism invariance, regularization, combinatorial graphs

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