Cited by 813Speech and dialogue systemsAI in Service InteractionsSocial Robot Interaction and HRI

The design and implementation of Xiaoice, an empathetic social chatbot

Open access
Zhou, Li, Gao, Jianfeng, Li, Di, Shum, Heung-Yeung·2020·Computational Linguistics

Abstract

This article describes the development of Microsoft XiaoIce, the most popular social chatbot in the world. XiaoIce is uniquely designed as an artifical intelligence companion with an emotional connection to satisfy the human need for communication, affection, and social belonging. We take into account both intelligent quotient and emotional quotient in system design, cast human–machine social chat as decision-making over Markov Decision Processes, and optimize XiaoIce for long-term user engagement, measured in expected Conversation-turns Per Session (CPS). We detail the system architecture and key components, including dialogue manager, core chat, skills, and an empathetic computing module. We show how XiaoIce dynamically recognizes human feelings and states, understands user intent, and responds to user needs throughout long conversations. Since the release in 2014, XiaoIce has communicated with over 660 million active users and succeeded in establishing long-term relationships with many of them. Analysis of large-scale online logs shows that XiaoIce has achieved an average CPS of 23, which is significantly higher than that of other chatbots and even human conversations.

AI snapshot

Written from the paper’s full text.

TL;DR

This paper describes Microsoft XiaoIce, an empathetic social chatbot designed as an AI companion with IQ, EQ, and personality, optimized for long-term user engagement measured by expected Conversation-turns Per Session (CPS). It reports system architecture, dialogue manager, empathetic computing, Core Chat, skills, and large-scale deployment results, including 660 million active users and an average CPS of 23.

Key findings

  • XiaoIce was launched in May 2014 and by July 2018 had over 660 million active users, was deployed in five countries on more than 40 platforms, and achieved an average CPS of 23 in its 6th generation; the paper compares this with CPS 9 for human conversations in its user study and CPS 14.6 for the latest Amazon Alexa systems per Khatri et al. [2018].
  • The empathetic computing module’s A/B test on Weibo showed no significant CPS change but increased NAU from 0.5 million to 5.1 million in 3 months; it was released in July 2018 and became the most important feature in the 6th generation.
  • Core Chat’s hybrid approach improved expected CPS by 0.5 in two weeks over a retrieval-only baseline; incorporating the neural generator and unpaired-data retrieval improved response coverage by 20% and 10%, respectively. Topic Manager improved Core Chat expected CPS by 0.5, and Image Commenting doubled expected CPS across all dialogues containing images.
  • The persona-based neural response generator achieved perplexity 25.0 (−8.4% vs. seq2seq) and BLEU 1.9% (+18.8% vs. seq2seq, +11.8% vs. LSTM-MMI) on the TV series dataset; the XiaoIce Image Commenting prototype scored BLEU-4 4.53, ROUGE-L 15.33, CIDEr-D 3.21, METEOR 15.51, and SPICE 4.82, outperforming four state-of-the-art image captioning systems.

Methods

  • Design: XiaoIce is a modular system with user experience, conversation engine, and data layers; social chat is cast as hierarchical decision-making over options in Markov Decision Processes, with a dialogue manager, empathetic computing module, Core Chat, and 230 dialogue skills, optimized for expected CPS.
  • Data and training: paired conversational data included more than 30 billion conversation pairs as of May 2018, with 70% of XiaoIce’s responses retrieved from her own past conversations; classifiers for user understanding were trained on 10K manually labeled dialogue sessions, the response ranker on 50K manually labeled dialogues, neural generation and ranking features on 50 million human dialogues, and Image Commenting on 28 million images each paired with 6 text comments.
  • Evaluation: A/B tests used expected CPS and NAU; pilot studies used human ratings on a 3-level quality scale and benchmark metrics such as perplexity, BLEU, METEOR, CIDEr, ROUGE-L, and SPICE; large-scale online logs were analyzed over long periods.

Limitations

  • The paper states that automatic evaluation of open-domain dialogue systems is “by no means a solved problem,” that common automatic metrics have limitations, and that a unified modeling framework for XiaoIce “remains to be proved” effective.
  • The paper states that fully grounding all conversations in the physical world for goal-oriented interactions remains a non-trivial challenge, and that the fundamental mechanism of human-level intelligence is not yet fully understood.
  • The paper discusses ethical concerns including privacy, who is in control, unrealistic user expectations, and potential misuse; evident from the text, many key results come from proprietary A/B tests and online logs without reported confidence intervals or full statistical details, and the comparison to human conversations relies on an unspecified user study.

Model-written summary. Check it against the paper before relying on it.

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Registry

Crossref · 10.1162/coli_a_00368

Cites

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Claims the paper makes

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  • Findingnone given
    § 4.3 Core Chat · p. 13

    The overall quality of candidates generated from the unpaired database is lower than those retrieved from the paired database.

    “Although the overall quality of the candidates generated from the unpaired database is lower than those retrieved from the paired database, with unpaired database XiaoIce can cover a much broader range of topics.”
    Quote in the paperSubstantial claim
  • Findingnone given
    § 4.3 Core Chat · p. 13

    With the unpaired database, XiaoIce can cover a much broader range of topics.

    “Although the overall quality of the candidates generated from the unpaired database is lower than those retrieved from the paired database, with unpaired database XiaoIce can cover a much broader range of topics.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The unpaired database sentences from public lectures and quotes are suitable as candidate responses for XiaoIce.
  • Findingnone given
    § 4.3 Core Chat · p. 13

    The unpaired database consists of sentences collected from public lectures and quotes in news articles and reports.

    “The unpaired database we have used in XiaoIce consists of sentences collected from public lectures and quotes in news articles and reports.”
    Quote in the paperNot a substantial claim
  • Findingreasoning
    § 4.2 Empathetic Computing · p. 10

    The empathetic computing module became the most important feature in the 6th generation of XiaoIce.

    “The module was released in July 2018, and became the most important feature in the 6th generation of XiaoIce that has substantially strengthened XiaoIce's emotional connections to human users and increased XiaoIce's NAU.”
    Quote in the paperNot a substantial claim
  • Findingown data
    § 4.2 Empathetic Computing · p. 10

    NAU increased from 0.5 million to 5.1 million in 3 months.

    “Although we do not observe any significant change in CPS, NAU is increased from 0.5 million to 5.1 million in 3 months.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. 66
  • May combine two claims. 43
  • The quote only partly states this claim. 2
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 2.1 IQ + EQ + Personality · p. 3

    Over the last 5 years XiaoIce has developed more than 230 skills.

    “Over the last 5 years XiaoIce has developed more than 230 skills, ranging from answering questions and recommending movies or restaurants to comforting and storytelling.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 4.2 Empathetic Computing · p. 10

    The empathetic computing module was released in July 2018.

    “The module was released in July 2018, and became the most important feature in the 6th generation of XiaoIce that has substantially strengthened XiaoIce's emotional connections to human users and increased XiaoIce's NAU.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning
    § Abstract · p. 1

    XiaoIce dynamically recognizes human feelings and states, understands user intent, and responds to user needs throughout long conversations.

    “We show how XiaoIce dynamically recognizes human feelings and states, understands user intent, and responds to user needs throughout long conversations.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingnone given
    § 2.1 IQ + EQ + Personality · p. 3

    XiaoIce never comes across as egotistical and only demonstrates her wit and creativity when appropriate.

    “Despite being extremely knowledgeable due to her access to large amounts of data and knowledge, XiaoIce never comes across as egotistical and only demonstrates her wit and creativity when appropriate.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning
    § 2.1 IQ + EQ + Personality · p. 3

    XiaoIce demonstrates sufficient EQ as it generates socially acceptable responses and can determine whether to drive the conversation to a new topic or be actively listening.

    “As shown in Figure 2, XiaoIce demonstrates sufficient EQ as it generates socially acceptable responses (e.g., having a sense of humor, comforting, etc.), and can determine whether to drive the conversation to a new topic when e.g., the conversation has stalled, or whether or not to be actively listening when the user herself is engaged in the conversation.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Findingnone given
    § 2.1 IQ + EQ + Personality · p. 3

    Core Chat is the most important and sophisticated skill and can engage in long and open-domain conversations with users.

    “The most important and sophisticated skill is Core Chat, which can engage long and open-domain conversations with users.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § Abstract · p. 1

    XiaoIce's average CPS of 23 is significantly higher than that of other chatbots and even human conversations.

    “Analysis of large-scale online logs shows that XiaoIce has achieved an average CPS of 23, which is significantly higher than that of other chatbots and even human conversations.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § 4 Implementation of Conversation Engine · p. 7

    XiaoIce has attracted a large number of active users since its launch in 2014, making A/B testing possible.

    “This is possible because XiaoIce has attracted a large number of active users since her launch in 2014.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data
    § 4.3 Core Chat · p. 12

    XiaoIce is able to generate consistent and humorous responses.

    “As shown in Figure 7, while a typical seq2seq model which is not grounded in any persona often outputs inconsistent responses Li et al. [2016b], XiaoIce is able to generate consistent and humorous responses.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data
    § 4.1.3 Topic Manager · p. 8

    XiaoIce switches to a new but related topic when she detects that the user is not familiar with 'Ashin' and is about to terminate the conversation.

    “As shown in the example in Figure 3, XiaoIce switches to a new but related topic (i.e., a song titled 'the time machine' by Ashin in Turn 13) when she detects that the user is not familiar with 'Ashin' and about to terminate the conversation by responding 'Ah! Boring' and 'Okay, I am going to bed'.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Findingnone given
    § Abstract · p. 1

    Since its launch in China in May 2014, XiaoIce has attracted or communicated with over 660 million active users.

    “Since the release in 2014, XiaoIce has communicated with over 660 million active users and succeeded in establishing long-term relationships with many of them.”
    • Also stated in: § 1 Introduction · p. 1 · plain
      “Since her launch in China in May 2014, XiaoIce has attracted over 660 million active users (i.e., subscribed users).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § 4.3 Core Chat · p. 15

    The persona model significantly outperforms both baselines on the TV series dataset, achieving a lower perplexity (-8.4%) and a higher BLEU score (+18.8% and +11.8%).

    “As shown in Table 1, the persona model significantly outperforms both baselines, achieving a lower perplexity (-8.4%) and a higher BLEU score (+18.8% and +11.8%) Papineni et al. [2002].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Papineni et al. [2002]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingreasoning
    § 5 XiaoIce in the Wild · p. 24

    XiaoIce has been deployed on many platforms, and a XiaoIce ecosystem has been created and grown since 2016.

    “XiaoIce has been deployed on many platforms. As a result, we have witnessed the creation and growth of a XiaoIce ecosystem since 2016.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Findingnone given
    § 5 XiaoIce in the Wild · p. 23

    XiaoIce-generated TV and Radio programs have covered 9 top satellite TV stations, and have attracted over 800 million weekly active audience.

    “XiaoIce-generated TV and Radio programs have covered 9 top satellite TV stations, and have attracted over 800 million weekly active audience.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingown data
    § 4.2 Empathetic Computing · p. 10

    CQU rewrites user queries to include necessary context, e.g., replacing 'him' in Turn 12 with 'Ashin', 'that' with 'The Time Machine' in Turn 14, and adding 'send The Time Machine' in Turn 15.

    “As shown in Figure 5 (a), CQU rewrites user queries to include necessary context, e.g., replacing 'him' in Turn 12 with 'Ashin', 'that' with 'The Time Machine' in Turn 14, and adding 'send The Time Machine' in Turn 15.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 4.5.1 Content Creation · p. 21

    Every poem in XiaoIce's second poetry album is jointly written by XiaoIce and human poets.

    “Every poem in the album is jointly written by XiaoIce and human poets.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingreasoning
    § 6 Related Work · p. 25

    XiaoIce generates a factual response based on the user's geographical location and corresponding database.

    “XiaoIce, however, generates a factual response based on the user's geographical location and the corresponding database, as shown in Figure 19 (a).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingcitation
    § 4.5.1 Content Creation · p. 21

    On May 15, 2018, XiaoIce published the first AI-created Chinese poem album in history.

    “On May 15, 2018, XiaoIce published the first AI-created Chinese poem album in history 11 .”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [11] Cuayáhuitl Heriberto, 2018

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingnone given
    § 4.5 Dialogue Skills · p. 19

    XiaoIce is equipped with 230 dialogue skills, which together with Core Chat and Image Commenting form the IQ component of XiaoIce.

    “XiaoIce is equipped with 230 dialogue skills, which, together with Core Chat and Image Commenting, form the IQ component of XiaoIce.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § 5 XiaoIce in the Wild · p. 24

    Since July 2014, XiaoIce has released 230 skills, which amounts to nearly one new skill every week.

    “Since July 2014, XiaoIce has released 230 skills, which amounts to nearly one new skill every week, as shown in Figure 21.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingreasoning
    § 6 Related Work · p. 25

    Depending on availability of training data and knowledge bases for each task, either rule-based, data-driven, or hybrid method is adopted.

    “Depending on the availability of training data and knowledge bases for each individual task, either a rule-based method or a data-driven method, or a hybrid of both is adopted for the task.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 6 Related Work · p. 25

    XiaoIce is designed as an AI companion which integrates both EQ and IQ skills needed to help users complete specific tasks.

    “XiaoIce, on the other hand, is designed as an AI companion which integrates both EQ and IQ skills that are needed to help users complete specific tasks.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    Up to August 2015, XiaoIce has had more than 10 billion conversations with humans.

    “Up to August 2015, XiaoIce has had more than 10 billion conversations with humans.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § 4.4 Image Commenting · p. 17

    Image-comment pairs shared among acquaintances are of good quality and amount to a large portion in the database.

    “We found that the pairs that are shared among acquaintances (e.g., coworkers, classmates and friends) are of good quality, and amount to a large portion in the database.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    These characters include more than 60,000 official accounts, including Lawson and Tokopedia's customer service bots, Pokemon, Tecent and Netease's chatbots, and real human celebrities such as the singers of Guoyun Entertainment.

    “These characters include more than 60,000 official accounts, e.g., Lawson and Tokopedia's customer service bots, Pokemon, Tecent and Netease's chatbots, and even real human celebrities such as the singers of Guoyun Entertainment.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    From 2015 on, XiaoIce started powering third party characters, personal assistants and real human's virtual avatars.

    “From 2015 on, XiaoIce started powering third party characters, personal assistants and real human's virtual avatars.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    In two months, XiaoIce successfully became a cross-platform social chatbot.

    “In two months, XiaoIce successfully became a cross-platform social chatbot.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Findingnone given
    § 5 XiaoIce in the Wild · p. 23

    As of July 2018, XiaoIce has been deployed on more than 40 platforms, and has attracted 660 million active users.

    “As of July 2018, XiaoIce has been deployed on more than 40 platforms, and has attracted 660 million active users.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § 5 XiaoIce in the Wild · p. 25

    The longest full duplex voice conversation lasts for more than 6 hours, covering 53 different topics across 8 domains and using 16 task-completion skills.

    “The longest conversation lasts for more than 6 hours, covering 53 different topics across 8 domains and using 16 task-completion skills.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Findingnone given
    § 4.5.1 Content Creation · p. 21

    The XiaoIce Poetry Generation skill has helped over four million users to generate poems.

    “The XiaoIce Poetry Generation skill has helped over four million users to generate poems.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    XiaoIce was first launched on May 29, 2014, and went viral immediately.

    “XiaoIce was first launched on May 29, 2014, and went viral immediately.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    By August 2015, users have proactively posted more than 6 million conversation sessions to public.

    “By then, users have proactively posted more than 6 million conversation sessions to public.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Findingnone given
    § 5 XiaoIce in the Wild · p. 22

    Within 72 hours, XiaoIce was looped into 1.5 million chat groups.

    “Within 72 hours, XiaoIce was looped into 1.5 million chat groups.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingcitation
    § 6 Related Work · p. 27

    The CPS of the latest Alexa systems is close to that of the 3rd generation of XiaoIce.

    “The CPS is close to the 3rd generation of XiaoIce, as shown in Figure 20.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingnone given
    § 4.3 Core Chat · p. 13

    Compared to the neural response generator, candidates from the unpaired database are much longer with more useful content.

    “Compared to the neural response generator which often generates well-form but short responses, the candidates from unpaired database are much longer with more useful content.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingown data
    § 6 Related Work · p. 27

    In a long conversation with a user who had recently broken up with her boyfriend, XiaoIce demonstrated human-like empathy and social skills and helped the user regain confidence and a positive attitude.

    “Through a long conversation, XiaoIce has demonstrated human-like empathy and social skills, and eventually helped the user regain her confidence and move forward with a positive attitude.”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingcitation
    § Labeled responses Labeled responses · p. 19

    On the 5K test set, XiaoIce (prototype) achieved BLEU-4 4.53, ROUGE-L 15.33, CIDEr-D 3.21, METEOR 15.51, and SPICE 4.82.

    “| XiaoIce (prototype) | 4.53 | 15.33 | 3.21 | 15.51 | 4.82 |”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingreasoning
    § 7.2 Ethics Concerns · p. 29

    XiaoIce can provide answers to many questions due to access to a large-scale knowledge graph, but these answers are not always accurate.

    “For example, although XiaoIce can provide answers to many questions due to the access to the large scale knowledge graph, these answers are not always accurate.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § 8 Conclusions and Future Work · p. 30

    XiaoIce cheers users up, encourages them, helps them accomplish tasks, and holds their attention throughout the conversation.

    “XiaoIce cheers users up, encourages them, helps them accomplish tasks, and holds their attention throughout the conversation.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Findingnone given
    § 8 Conclusions and Future Work · p. 31

    XiaoIce can recognize user interests and intents much more accurately than traditional intelligent personal assistants.

    “As an AI companion of human users, XiaoIce can recognize user interests and intents much more accurately than traditional intelligent personal assistants.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingnone given
    § 7.2 Ethics Concerns · p. 29

    XiaoIce leverages personal information to serve users and build emotional bonds over a long period of time.

    “While XiaoIce carefully leverages this information to serve users and build emotional bonds over a long period of time”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given
    § 4 Implementation of Conversation Engine · p. 7

    When benchmarks exist, the paper's approaches are often compared to other state-of-the-art methods using these benchmarks.

    “When working on the modules or tasks where there are benchmarks used in the research community, such as the neural response generator (Section 4.3), we often compare our approaches to other state-of-the-art methods using these benchmarks.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § 4.3 Core Chat · p. 11

    Neural-model-based and retrieval-based generators are complementary: the neural-model-based generator offers robustness and high coverage, while the retrieval-based provides high-quality responses for popular topics.

    “Neural-model-based and retrieval-based generators are complementary: the neural-model-based generator offers robustness and high coverage, while the retrieval-based provides high-quality responses for popular topics.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Study design and conductnone given
    § 4.1.2 Dialogue Policy · p. 7

    The dialogue policy is designed to optimize long-term user engagement through an iterative, trial-and-error process based on user feedback.

    “The dialogue policy is designed to optimize long-term user engagement through an iterative, trialand-error process based on the feedback of XiaoIce's users.”
    Quote in the paperNot a substantial claim
    • The authors state this as an assumption: Human-machine social chat can be modeled as a hierarchical decision-making process over Markov Decision Processes.
    • The authors state this as an assumption: Expected CPS is a valid measure of long-term user engagement for social chatbots.
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Premisenone given
    § 2.1 IQ + EQ + Personality · p. 3

    A social chatbot needs to present a consistent personality to set the right expectations for users and gain their long-term confidence and trust.

    “A social chatbot needs to present a consistent personality to set the right expectations for users in the conversation and gain their long-term confidence and trust.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationown data
    § Abstract · p. 1

    Microsoft XiaoIce is the most popular social chatbot in the world.

    “This paper describes the development of Microsoft XiaoIce , the most popular social chatbot in the world.”
    • Also stated in: § 1 Introduction · p. 1 · plain
      “In this paper we present the design and implementation of Microsoft XiaoIce ('Little Ice' literally in Chinese), the most popular social chatbot in the world.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Premisenone given
    § 2 Design Principle · p. 3

    Social chatbots require a sufficiently high IQ to acquire a range of skills to keep up with users and help them complete specific tasks.

    “Social chatbots require a sufficiently high IQ to acquire a range of skills to keep up with the users and help them complete specific tasks.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationnone given
    § 4.1.3 Topic Manager · p. 8

    Topic Manager simulates human behavior of changing topics during a conversation.

    “Topic Manager simulates human behavior of changing topics during a conversation.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationnone given
    § 4.2 Empathetic Computing · p. 8

    Empathetic computing reflects XiaoIce's EQ and models the empathetic aspects of the human-machine conversation.

    “Empathetic computing reflects XiaoIce's EQ and models the empathetic aspects of the humanmachine conversation.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation
    § 2 Design Principle · p. 3

    Emotional affection and social belonging are among the fundamental needs for human beings.

    “More importantly, social chatbots also require a sufficient EQ to meet users' emotional needs, such as emotional affection and social belonging, which are among the fundamental needs for human beings Maslow [1943].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Maslow [1943]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductreasoning
    § 4 Implementation of Conversation Engine · p. 7

    Implementation of the conversation engine relies heavily on A/B tests to evaluate whether a new module or dialogue skill improves an existing component.

    “Implementation of the conversation engine relies heavily on A/B test to evaluate if a new module or a new dialogue skill is going to improve an existing component.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given
    § 2.2 Social Chatbot Metric: CPS · p. 4

    The Turing Test is not sufficient to measure the success of long-term, emotional engagement with users.

    “In the past, the Turing Test has been used to evaluate chitchat performance. But it is not sufficient to measure the success of long-term, emotional engagement with users.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Study design and conductreasoning
    § 4.1.2 Dialogue Policy · p. 8

    To ensure a smooth conversation, XiaoIce avoids switching among different skills too often and prefers keeping the running skill activated until it terminates.

    “To ensure a smooth conversation, we avoid switching among different skills too often. We prefer keeping the running skill activated until it terminates to activating a new skill.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § 2.3 Social Chat as Hierarchical Decision-Making · p. 6

    In Figure 3, XiaoIce tries a new topic and recommends a song, and thereby learns the user's preferences, knowledge that would lead to more engagement in the future.

    “In Figure 3, XiaoIce tries a new topic (i.e., a popular singer named Ashin) in Turn 5 and recommends a song in Turn 15, and thereby learns the user's preferences (e.g., the music topic and the singer he loves), knowledge that would lead to more engagement in the future.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationown data
    § 6 Related Work · p. 26

    XiaoIce wins the user's trust and friendship through her sense of humor and empathetic responses to a range of questions, including challenging ones.

    “XiaoIce wins the user's trust and friendship by her wonderful sense of humor and empathetic responses to all sorts of questions, some of which are quite challenging, such as “you are all lies”, and “who is your daddy”.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § 6 Related Work · p. 25

    XiaoIce has to interact with the user's environment and access real-world knowledge e.g., via API calls.

    “Thus, XiaoIce has to interact with the user's environment and access real-world knowledge e.g., via API calls.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Traditionally, social chatbots are designed for chitchat scenarios where bots are expected to mimic human user conversations but not to interact with the user's environment.
  • Classified as probably not a substantial claim.

    Study design and conductnone given
    § 4.3 Core Chat · p. 16

    Each generated response is labeled on the 3-level quality scale by three human judges.

    “Each generated response is labeled on the 3-level quality scale by three human judges.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The 3-level quality scale labels assigned by human judges reliably measure response quality.
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationreasoning
    § 5 XiaoIce in the Wild · p. 24

    In the short term, incorporating many task-completion skills can reduce the CPS since these skills help users accomplish tasks more efficiently by minimizing the CPS.

    “In the short term, incorporating many task-completion skills can reduce the CPS since these skills help users accomplish tasks more efficiently by minimizing the CPS.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationown data
    § 5 XiaoIce in the Wild · p. 25

    In Figure 23, XiaoIce demonstrated human-like empathy and social skills and helped the user regain her confidence and move forward with a positive attitude.

    “Through a long conversation, XiaoIce has demonstrated human-like empathy and social skills, and eventually helped the user regain her confidence and move forward with a positive attitude.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given
    § 4.4 Image Commenting · p. 17

    To human users, events, actions, or emotions implicitly in an image are more important than visible objects for driving a meaningful and interesting conversation.

    “To human users, it is these latter aspects that are more important to drive a meaningful and interesting conversation.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationown data
    § 4.5.3 Task Completion · p. 22

    Compared with traditional personal assistants, XiaoIce's task-completion skills offer more perspectives and empathy in generating interpersonal responses.

    “Compared with traditional personal assistants, XiaoIce's task-completion skills offer more perspectives and empathy in generating interpersonal responses.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation
    § 6 Related Work · p. 27

    The latest Alexa systems achieved a CPS of 14.6, an increase of 54% since the launch of the 2018 competition.

    “According to Khatri et al. [2018], the latest Alexa systems have achieved the CPS of 14.6, an increase of 54% since the launch of the 2018 competition.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Khatri et al. [2018]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductown data
    § 4.4 Image Commenting · p. 17

    To control data quality, a pipeline similar to Core Chat was applied to retain only image-comment pairs whose text comments fit XiaoIce's persona.

    “To control the data quality, a pipeline similar to that for Core Chat is applied to retain only the pairs whose text comments fit XiaoIce's persona 9 .”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationown data
    § Labeled responses Labeled responses · p. 19

    XiaoIce-produced comments are emotional, subjective, imaginative, and very likely to inspire meaningful human-machine interactions, while comments generated by other image captioning models are reasonable in content but boring in social chats and less likely to improve user engagement.

    “It can be observed that the XiaoIce-produced comments are emotional, subjective, imaginative, and are very likely to inspire meaningful human-machine interactions, while the comments generated by the other image captioning models are reasonable in content but boring in the context of social chats, and thus less likely to improve user engagement.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given
    § 4.3 Core Chat · p. 16

    The response candidate ranker is trained using 50K manually labeled dialogues.

    “The response candidate ranker is trained using 50K manually labeled dialogues.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given
    § 5 XiaoIce in the Wild · p. 23

    The use of neural response generator in Core Chat, starting from the 5th generation, significantly improves the coverage and diversity of XiaoIce's responses.

    “The use of neural response generator in Core Chat, starting from the 5th generation, significantly improves the coverage and diversity of XiaoIce's responses.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given
    § 5 XiaoIce in the Wild · p. 23

    The full duplex voice mode released in the 5th generation has made human-machine communication substantially more natural, thus significantly increasing the length of conversation sessions.

    “The full duplex voice mode released in the 5th generation has made the humanmachine communication substantially more natural, thus significantly increasing the length of conversation sessions.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning
    § 4.4 Image Commenting · p. 17

    The social skill aspects distinguish image commenting from traditional vision tasks such as image tagging and image description.

    “It is the latter, the social skill aspects, that distinguishe image commenting from other traditional vision tasks such as image tagging and image description, as illustrated in Figure 11.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § 5 XiaoIce in the Wild · p. 23

    The improvement on the empathetic computing module helps drive the number of active users from 500 million to 660 million, and keep the CPS to 23 in spite of the incorporation of many task-completion tasks designed to minimize CPS.

    “As a result, it helps drive the number of active users from 500 million to 660 million, and keep the CPS to 23 in spite of the incorporation of many task-completion tasks that are designed to minimize the CPS such as those that control the smart devices.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning
    § 5 XiaoIce in the Wild · p. 24

    In the long run, new skills help grow XiaoIce's NAU by meeting user needs and strengthening the emotional bond with human users, and provide large amounts of training data to improve the core conversation engine.

    “But in the long run, these new skills not only help grow XiaoIce's NAU by meeting user needs and strengthening the emotional bond with human users, but also provide large amounts of training data to improve the core conversation engine e.g., by optimizing the neural response generation models, empathy models, and the dialogue manager, etc.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 4.3 Core Chat · p. 15

    The LSTM-MMI model is one of the state-of-the-art neural response generation models.

    “The second is the LSTM-MMI model Li et al. [2016a], which is one of the state-of-the-art neural response generation models.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Li et al. [2016a]

      Not checked in the free run.

  • May combine two claims. The quote only partly states this claim.

    Interpretationreasoning
    § 7.1 Evaluation Metrics · p. 28

    In open-domain dialog systems, low BLEU or other automatic metric scores do not necessarily indicate low quality because the same input may have many plausible responses and the number of reference responses in the test set is limited.

    “Therefore, low BLEU (or other metrics) scores do not necessarily indicate low quality as the number of reference responses is always limited in the test set.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: In open-domain dialog systems, the same input may have many plausible responses that differ in topics or contents significantly.
    • Rests on an assumption: The number of reference responses in the test set is always limited.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 7.1 Evaluation Metrics · p. 28

    The correlation of string-based metrics such as BLEU and deltaBLEU with human judgments significantly increases when the unit of measurement is larger than a sentence.

    “Galley et al. [2015] showed that the correlation of string-based metrics (e.g., BLEU and deltaBLEU) significantly increases with the units of measurement bigger than a sentence.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Galley et al. [2015]

      Not checked in the free run.

  • May combine two claims.

    Premisecitation
    § 7.1 Evaluation Metrics · p. 28

    The correlation analysis by Liu et al. [2016] was performed at the sentence level, whereas BLEU is designed as a corpus-level metric.

    “But as pointed out in Gao et al. [2019], the correlation analysis by Liu et al. [2016] is performed at the sentence level while BLEU is designed from the outset to be used as a corpus-level metric.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Gao et al. [2019]

      Not checked in the free run.

    • cites Liu et al. [2016]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 7.1 Evaluation Metrics · p. 28

    Retrieval-based dialogue methods are often evaluated using traditional information retrieval metrics such as Precision@K, MAP, and nDCG.

    “Retrieval-based methods are often evaluated using traditional information retrieval metrics Manning et al. [2008] such as as Precision@K, Mean Average Precision (MAP), and normalized Discounted Cumulative Gain (nDCG).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Manning et al. [2008]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given
    § 7.2 Ethics Concerns · p. 30

    Even a completely deterministic function can lead to unpredictable behavior; for example, a simple answer 'Yes' by XiaoIce could be perceived as offensive in a given context.

    “However, even a completely deterministic function can lead to unpredictable behavior. For example, a simple answer 'Yes' by XiaoIce could be perceived offensive in a given context.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given
    § 8 Conclusions and Future Work · p. 30

    With vastly more people digitally connected in the social media age, social chatbots have become an important alternative means for engagement.

    “It is not surprising, then, that with vastly more people being digitally connected in the social media age, social chatbots have become an important alternative means for engagement.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Happiness and meaningful conversations often go hand in hand.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 7.1 Evaluation Metrics · p. 28

    Generation-based dialogue methods are evaluated using string and n-gram matching metrics borrowed from text generation, such as BLEU, METEOR, and ROUGE.

    “Generation-based methods are evaluated using those metrics borrowed from text generation tasks like machine translation and text summarization, using string and n-gram matching metrics such as BLEU Papineni et al. [2002], METEOR Banerjee and Lavie [2005] and ROUGE Lin [2004].”
    Quote in the paperNot a substantial claim0 of 3 sources checked
    • cites Papineni et al. [2002]

      Not checked in the free run.

    • cites Banerjee and Lavie [2005]

      Not checked in the free run.

    • cites Lin [2004]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationreasoning
    § 7.2 Ethics Concerns · p. 29

    XiaoIce's superhuman personality could mislead users by setting an unrealistic expectation and might lead users to become addicted after chatting for a very long time.

    “This could mislead the XiaoIce users by setting an unrealistic expectation. As a result, the users might become addicted after chatting with XiaoIce for a very long time.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisereasoning
    § 7.1 Evaluation Metrics · p. 28

    Manual evaluation is reliable but very expensive, so chatbot developers often resort to automatic metrics for day-to-day progress and system optimization.

    “While manual evaluation is reliable, it is very expensive and chatbot developers often have to resort to automatic metrics for quantifying day-to-day progress and for performing automatic system optimization.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationown data
    § 8 Conclusions and Future Work · p. 30

    XiaoIce's average CPS of 23 is substantially better than that of other chatbots and even human conversations.

    “a score that is substantially better than that of other chatbots and even human conversations”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given
    § 7.1 Evaluation Metrics · p. 28

    Commonly used automatic evaluation metrics for open-domain dialogue systems all have limitations.

    “Commonly used automatic evaluation metrics for open-domain dialogue systems existing today all have their own limitations.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).

    Premisenone given
    § 8 Conclusions and Future Work · p. 31

    The fundamental mechanism of human-level intelligence, as demonstrated in human conversations, is not yet fully understood.

    “Despite the success of XiaoIce, the fundamental mechanism of human-level intelligence, as demonstrated in human conversations, is not yet fully understood.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 7.1 Evaluation Metrics · p. 28

    Machine-learned metrics for dialog evaluation can lead to problems such as overfitting and gaming of the metric.

    “However, as argued by Gao et al. [2019], machine-learned metrics lead to potential problems such as overfitting and 'gaming of the metric' Albrecht and Hwa [2007].”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites Gao et al. [2019]

      Not checked in the free run.

    • cites Albrecht and Hwa [2007]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 7.1 Evaluation Metrics · p. 28

    deltaBLEU is an extension to BLEU that exploits numerical ratings associated with conversational responses.

    “deltaBLEU Galley et al. [2015] is an extension to BLEU that exploits numerical ratings associated with conversational responses.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Galley et al. [2015]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Study design and conductnone given
    § 7.2 Ethics Concerns · p. 30

    The databases used by XiaoIce's retrieval-based candidate generators and for training the neural response generator have been carefully cleaned, and a hand-crafted editorial response is used to avoid improper or offensive responses.

    “The databases used by the retrieval-based candidate generators and for training the neural response generator have been carefully cleaned, and a hand-crafted editorial response is used to avoid any improper or offensive responses.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given
    § 7.1 Evaluation Metrics · p. 28

    Most open-domain dialogue systems, including XiaoIce, generate responses using retrieval-based, generation-based, or hybrid methods.

    “Most open-domain dialogue systems, such as XiaoIce, generate responses using either retrieval-based methods or generation-based methods, or hybrid methods.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisenone given
    § 8 Conclusions and Future Work · p. 30

    XiaoIce is designed as a social chatbot intended to serve users' needs for communication, affection, and social belonging, endowed with empathy, personality, and skills, integrating EQ and IQ to optimize for long-term user engagement measured in expected CPS.

    “Unlike early chatbots designed for chitchat, XiaoIce is designed as a social chatbot intended to serve users' needs for communication, affection, and social belonging, and is endowed with empathy, personality and skills, integrating both EQ and IQ to optimize for long-term user engagement, measured in expected CPS.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given
    § 7.2 Ethics Concerns · p. 29

    XiaoIce always preserves the right of not discussing or commenting on inappropriate topics and contents.

    “As we have shown in Core Chat and Image Commenting, XiaoIce always preserves the right of not discussing or commenting on inappropriate topics and contents.”
    Quote in the paperNot a substantial claim
89 of 89
  • The authors state this as an assumption.

    Human-machine social chat can be modeled as a hierarchical decision-making process over Markov Decision Processes.

    “we mathematically cast human-machine social chat as a hierarchical decision-making process, and optimize XiaoIce for long-term user engagement, measured in expected CPS.”
    “cast human-machine social chat as decision-making over Markov Decision Processes (MDPs)”
  • The authors state this as an assumption.

    Expected CPS is a valid measure of long-term user engagement for social chatbots.

    “we propose to use expected Conversation-turns Per Session (CPS) as the success metric for social chatbots.”
    “The larger the CPS is, the better engaged the social chatbot is.”
  • The paper relies on this without support.

    An AI companion can satisfy the human need for communication, affection, and social belonging.

    “XiaoIce is uniquely designed as an AI companion with an emotional connection to satisfy the human need for communication, affection, and social belonging.”
  • The paper relies on this without support.

    The machine learning classifiers used for user understanding accurately detect user intents, emotions, topics, opinions, and persona from dialogue.

    “These key-value pairs are generated using a set of machine learning classifiers as follows.”
  • The paper relies on this without support.

    The TV series dataset used in the first pilot study is representative enough to validate the persona-based neural response generator for XiaoIce.

    “In the first pilot study reported in Li et al. [2016b], we compare the persona model against two baseline models, using the TV series dataset for model training and evaluation.”
  • The paper relies on this without support.

    The 3-level quality scale labels assigned by human judges reliably measure response quality.

    “Each generated response is labeled on the 3-level quality scale by three human judges.”
  • The paper relies on this without support.

    The KG triples that co-occur often in the same conversations represent related topics humans often discuss.

    “We include in the XiaoIce KG a Satori triple ( h, r, t ) only if h and t co-occur often enough in the same conversations. Such a triple contains a pair of related topics ( h, t ) that humans often discuss in one conversation”
  • The paper relies on this without support.

    The unpaired database sentences from public lectures and quotes are suitable as candidate responses for XiaoIce.

    “The unpaired database we have used in XiaoIce consists of sentences collected from public lectures and quotes in news articles and reports. These sentences are considered candidate responses R .”
  • The paper relies on this without support.

    Any individual dialogue skill is unlikely to have a significant impact on CPS.

    “Since any individual skill is unlikely to have a significant impact on CPS, we measure the user satisfaction of a skill by monitoring its active users and skill triggering rate (i.e., the number of times a skill is activated by users within a day or a week).”
  • The paper relies on this without support.

    Traditionally, social chatbots are designed for chitchat scenarios where bots are expected to mimic human user conversations but not to interact with the user's environment.

    “Traditionally, social chatbots are designed for chitchat scenarios where the bots are expected to mimic human user conversations but not to interact with the user's environment.”
  • The paper relies on this without support.

    Happiness and meaningful conversations often go hand in hand.

    “Psychological studies show that happiness and meaningful conversations often go hand in hand.”
  • The paper relies on this without support.

    The long-term success of a social chatbot needs to be measured by its user engagement.

    “the long-term success of a social chatbot needs to be measured by its user engagement”
  • The paper relies on this without support.

    The most reliable evaluation is to deploy the chatbot to users and monitor user feedback and engagement over a long period.

    “There is no doubt that the most reliable evaluation is to deploy the chatbot to users and monitor the user feedback and engagement, measured by user ratings, NAU, CPS, and so on, over a long period of time.”
  • The paper relies on this without support.

    In open-domain dialog systems, the same input may have many plausible responses that differ in topics or contents significantly.

    “Nevertheless, in open-domain dialog systems, the same input may have many plausible responses that differ in topics or contents significantly.”
  • The paper relies on this without support.

    The number of reference responses in the test set is always limited.

    “as the number of reference responses is always limited in the test set”
15 of 15

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Popular social chatbots have millions of users and their user bases are expanding.

    “Popular social chatbots have millions of users (Zhou et al., 2020), and their user bases are expanding.”

    From A longitudinal study of human–chatbot relationships (2022) · cites this paper as Zhou et al., 2020

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Pilot-study dataset is reported as both 4K and 5K sessions

    Minor

    The description of the second pilot study says its evaluation data consists of 4K dialogue sessions, but the caption of the resulting Table 3 calls it a 5K dialogue dataset.

  • Image Commenting generator direction is reversed

    Minor

    The Image Commenting section describes a generator that produces text from images, but its evaluation calls the trained component a text-to-image generator.

2 of 2

Cites

Flagged first, then by citations

Research works printed but not linked: 23

  1. Albrecht Joshua, 2007, Proceedings of the 45th Annual Meeting of the Association for Computational Linguistics, 880
  2. Asimov I., 1984, “The Bicentennial Man” in I. Asimov, The Bicentennial Man and Other Stories
  3. Banerjee Satanjeev, 2005, Proceedings of the ACL Workshop on Intrinsic and Extrinsic Evaluation Measures for Machine Translation and/or Summarization, 65
  4. Brahnam Sheryl, 2005, Abuse: The Darker Side of Human Computer Interaction, 62
  5. Cuayáhuitl Heriberto, 2018, NeurIPS Workshop on Conversational AI
  6. Dinan Emily, 2018, CoRR
  7. Fang Hao, 2017, Alexa Prize Proceedings
  8. Fung Pascale, 2016, CoRR
  9. Gan Chuang, 2017, Proceedings of IEEE Conference on Computer Vision and Pattern Recognition, 3137
  10. Ghazvininejad Marjan, 2018, Proceedings of AAAI, 5111
  11. Lin Chin-Yew, 2004, Proceedings of the ACL workshop, 74
  12. Mathews Alexander Patrick, 2016, AAAI, 3574
  13. Misu Teruhisa, 2012, Proceedings of the 13th Annual Meeting of the Special Interest Group on Discourse and Dialogue, 84
  14. Mostafazadeh Nasrin, 2017, Proceedings of the Eighth International Joint Conference on Natural Language Processing (Volume 1: Long Papers), 462
  15. Papineni Kishore, 2002, Proceedings of the 40th Annual Meeting of the Association for Computational Linguistics, 311
  16. Sai Ananya, 2019, Proceedings of AAAI 2019, 33, 7281
  17. Serban Iulian Vlad, 2016, AAAI, 16, 3776
  18. Serban Iulian Vlad, 2017, AAAI, 3295
  19. Shum Heung-Yeung, 2018, CoRR
  20. Sutskever Ilya, 2014, NIPS, 3104
  21. Vinyals Oriol, 2015, ICML Deep Learning Workshop
  22. Wu Bowen, 2016, Proceedings of COLING 2016, the 26th International Conference on Computational Linguistics: Technical Papers, 652
  23. Xing Chen, 2017, AAAI, 17, 3351

Cited by

Sorted by citations

Authors
Zhou, L., Gao, J., Li, D., & Shum, H.-Y.
Affiliations
Microsoft (United States) (US)
Venue
Computational Linguistics
Publisher
MIT Press
Published
2020-03
Volume
46
Issue
1
Pages
53-93
ISSN
  • 0891-2017 (ISSN-L)
  • 1530-9312
OpenAlex
W2906579211
Cited by
777
References
66
Citations by year
2026: 97 · 2025: 109 · 2024: 106 · 2023: 113 · 2022: 120 · 2021: 112 · 2020: 94 · 2019: 26
FWCI
43.11
Type
journal article
Language
en
Open access
Licence
cc-by-nc-nd
Locations
  • Computational Linguistics (publishedVersion, cc-by-nc-nd)
  • arXiv (Cornell University) (submittedVersion)
  • Rare & Special e-Zone (The Hong Kong University of Science and Technology) (submittedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
  • arXiv (Cornell University)
Funders
  • Microsoft Research
  • Microsoft Research Asia
Topics
  • Physical Sciences › Computer Science › Artificial Intelligence › Speech and dialogue systems
  • Physical Sciences › Computer Science › Artificial Intelligence › AI in Service Interactions
  • Social Sciences › Psychology › Social Psychology › Social Robot Interaction and HRI
Keywords
social chatbots, Markov decision process, dialogue management, user engagement, emotion recognition, user intent understanding

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Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-08.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-08.

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