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Transactional theory and research on emotions and coping
Abstract
In this article we examine the fundamental premises of our cognitive‐relational theory of emotion and coping and assess our progress in examining them through 10 years of programmatic empirical research. Our discussion involves the metatheoretical topics of transaction and relationship, process, and emotion as a system. The person‐environment relationship is mediated by two key processess: cognitive appraisal and coping. We evaluate the findings of our research on these processes, their dynamic interplay, their antecedents, and their short‐term and long‐term outcomes. In the final section we highlight major substantive and methodological issues that need to be addressed. These include issues surrounding the theory and measurement of appraisal, functional and dysfunctional coping, causal inference, microanalytic vs macroanalytic research strategies, objective vs subjective approaches and confounding, and the problem of method variance.
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“The transactional model of stress and coping (Lazarus and Folkman, 1987; Folkman and Moskowitz, 2004) indicates that the way any person adapts to this kind of stressor varies according to how they think about the stressor and the actions and behaviors they initiate to manage the demands of the situation; that is, the pain and challenges of living with endometriosis (Folkman and Moskowitz, 2004).”
From Self-management strategies to consider to combat endometriosis symptoms during the COVID-19 pandemic (2020) · cites this paper as Lazarus and Folkman, 1987
In the citing paper
“Additionally, the Transactional Model of Stress and Coping (Lazarus & Folkman, 1987) provides a framework for understanding individual differences in responses to coping responses to stress.”
From Content Moderator Mental Health and Associations with Coping Styles: Replication and Extension of Previous Studies (2025) · cites this paper as Lazarus & Folkman, 1987
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“Perceived stress acted as a mediator of this association, which is in line with stress theories (Lazarus & Folkman, 1987).”
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“In the future, researchers should consider exploring the mediating roles of job crafting [39], cognitive reappraisal [55], and other variables.”
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“Poor social competencies tend to lead to passive coping strategies, manifested as emotional denial, avoidance, or withdrawal behavior (Lazarus & Folkman, 1987; Meeuwesen, 2006c; Rokach & Brock, 1998; Schoenmakers, 2013).”
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“However, the impact of the stressor not only hinges on one’s cognitive appraisal, but characteristics of the person and the environment, as well (Lazarus & Folkman, 1984, 1987).”
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Liu, J., Yang, Y., Chen, J., Zhang, Y., Zeng, Y., & Li, J. (2022) · International Journal of Nursing Sciences · doi:10.1016/j.ijnss.2022.02.004 · Cited by 95
“Coping styles are cognitive and behavioural strategies that individuals adapt to perceived internal and external stressors [2]; these are divided into positive and negative coping styles.”
Backgroundvon Haaren‐Mack, B., Schäfer, A., Pels, F., & Kleinert, J. (2019) · Research Quarterly for Exercise and Sport · doi:10.1080/02701367.2019.1662878 · Cited by 95
“Finally, Lazarus and Folkman (1987) distinguish between immediate (e.g., emotional, physiological) and long-term consequences (e.g., psychological well-being somatic health/illness) of person-environment transactions within the stress process.”
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“The bother these symptoms cause is both related to the severity of the symptom as well as the individual perception of it as a problem [Lazarus and Folkman, 1987].”
BackgroundA biopsychosocial deconstruction of “personality change” following acquired brain injury
Yeates, G., Gracey, F., & McGrath, J. C. (2008) · Neuropsychological Rehabilitation · doi:10.1080/09602010802151532 · Cited by 94
“The literature on coping has been concerned with identifying categories of coping “style”, based on cognitive models (eg, Godfrey, Knight & Partridge, 1996 ; Lazarus & Folkman, 1989 ) which predict good and poor emotional outcome.”
BackgroundThe role of resilience in higher education: A meta-ethnographic analysis of students' experiences
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A transactional stress theory of global work demands: A challenge, hindrance, or both?
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Planning, motivation, and evaluation in orientation to the future: A latent structure analysis
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Academic-related stress among graduate students in nursing in a Jamaican school of nursing
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Reconceptualizing teacher identity development
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“As Lazarus and his colleagues noted, if one evaluates the transaction as relevant to one’s wellbeing and beneficial to achieve one’s goal or needs, then pleasant emotions are more likely to be elicited (Lazarus & Folkman, 1987; Lazarus & Smith, 1988).”
Moderation and Mediation Effects of Coping by Chinese American and European American Adolescents
Jose, P. E., & Huntsinger, C. S. (2005) · The Journal of Genetic Psychology · doi:10.3200/gntp.166.1.16-44 · Cited by 89
“In the present study, we intended to further the research on adolescent stress and coping mechanisms within a contextualist framework (Lazarus & Folkman, 1984, 1987) and from a cross-cultural perspective.”
BackgroundCook, K. F., Victorson, D. E., Cella, D. F., Schalet, B. D., & Miller, D. M. (2014) · Quality of Life Research · doi:10.1007/s11136-014-0790-9 · Cited by 88
“Lazarus’ and Folkman’s transactional model of stress and coping posits that the experience of stress is mediated by appraisal of both the stressor and the individual’s perceived resources for managing it [45].”
BackgroundDiscontented people: reactivity and locus of control as determinants of subjective well‐being
Klonowicz, T. (2001) · European Journal of Personality · doi:10.1002/per.387 · Cited by 88
“interpersonal con ̄icts (Bolger and Schilling, 1991), daily hassles and undesirable events (Lazarus and Folkman, 1987; Marco and Suls, 1993) lead to negative affect; whereas desirable events, e.”
BackgroundCoping Strategies Used by Breast, Prostate, and Colorectal Cancer Survivors
Lashbrook, M., Valery, P. C., Knott, V. E., Kirshbaum, M. N., & Bernardes, C. M. (2017) · Cancer Nursing · doi:10.1097/ncc.0000000000000528 · Cited by 88
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O’Hara, K. L., Sandler, I. N., Wolchik, S. A., & Tein, J. (2019) · Development and Psychopathology · doi:10.1017/s0954579419000981 · Cited by 88
“The most widely recognized model by Lazarus and Folkman (1987) distinguishes subtypes of coping based on whether one’s efforts are focused on regulating emotions that arise in reaction to the stressor (i.e., emotion-focused) or on having a direct influence on the stressor itself (i.e.,…”
BackgroundWhen chatbots fail: exploring user coping following a chatbots-induced service failure
Zhang, R. W., Liang, X., & Wu, S. (2024) · Information Technology and People · doi:10.1108/itp-08-2023-0745 · Cited by 88
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“In both, the reactions and negative effects that people experience because of exposure to a particular stressor or stimulus (e.g., event, interaction, experience) are based on one’s appraisal or evaluation of the stimulus (Lazarus & Folkman, 1984,1987; SAMHSA, 2014a).”
BackgroundDennehy, R., Meaney, S., Cronin, M. E., & Arensman, E. (2020) · Children and Youth Services Review · doi:10.1016/j.childyouth.2020.104872 · Cited by 88
Krattenmacher, T., Kühne, F., Führer, D., Beierlein, V., Brähler, E., Resch, F., von Klitzing, K., Flechtner, H., Bergelt, C., Romer, G., et al. (2012) · Journal of Psychosomatic Research · doi:10.1016/j.jpsychores.2012.10.003 · Cited by 88
“Folkman and Greer [6] provided a coping model that elaborated on the well-known cognitivetransactional model [29] to include two mental health outcomes: psychopathology and well-being.”
BackgroundExamining Academics’ Strategies for Coping With Stress and Emotions: A Review of Research
Salimzadeh, R., Hall, N. C., & Saroyan, A. (2021) · Frontiers in Education · doi:10.3389/feduc.2021.660676 · Cited by 87
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“Research on stress, coping, and hardiness has contributed to the development of the construct of resilience (Folkman & Lazarus, 1980, 1988; Lazarus, Averill, & Opton, 1974; Lazarus & Folkman, 1984, 1987).”
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“The transactional model of stress predicts that the impact of major life events depends on one’s appraisal of threat and on one’s capacity to respond effectively (Lazarus & Folkman, 1987).”
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“The transactional model[29] was also drawn upon as a broader model of how emotions and coping techniques arise.”
BackgroundMethodCoping with health problems: Conceptual and methodological issues.
Endler, N. S., Parker, J. D. A., & Summerfeldt, L. J. (1993) · Canadian Journal of Behavioural Science/Revue canadienne des sciences du comportement · doi:10.1037/h0078843 · Cited by 85
Strategies for Coping with LGBT Discrimination at Work: a Systematic Literature Review
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“Coping flexibility is derived from the transactional theory of coping (Lazarus & Folkman, 1987 ), which conceptualizes coping as a dynamic process that is receptive to situational changes rather than a trait that remains relatively stable across situations.”
Backgroundde la Fuente, J., Sander, P., Vicente, J. M. M., Vera, M., Garzón-Umerenkova, A., & Fadda, S. (2017) · Frontiers in Psychology · doi:10.3389/fpsyg.2017.00232 · Cited by 84
“In the case of test anxiety, the transactional stress model (Lazarus and Folkman, 1984, 1987) explains subjects’ primary assessment of their ability to face the situation and the subjective importance of failure, as a preceding variable.”
MethodNavas, J. M. M., MacCann, C., Bozal, R. G., & Roberts, R. D. (2016) · Emotion Review · doi:10.1177/1754073916650497 · Cited by 84
“Like the earlier transactional model of stress and coping (Lazarus & Folkman, 1987), ERMM describes emotion as a transaction involving a situation and a person’s attention to the goal-relevant elements of the situation, which activates both their interpretation of such elements and their…”
MethodSelf-management strategies to consider to combat endometriosis symptoms during the COVID-19 pandemic
Leonardi, M., Horne, A. W., Vincent, K., Sinclair, J., Sherman, K. A., Ciccia, D., Condous, G., Johnson, N. P., & Armour, M. (2020) · Human Reproduction Open · doi:10.1093/hropen/hoaa028 · Cited by 83
“The transactional model of stress and coping (Lazarus and Folkman, 1987; Folkman and Moskowitz, 2004) indicates that the way any person adapts to this kind of stressor varies according to how they think about the stressor and the actions and behaviors they initiate to manage the demands of the situation; that is, the…”
BackgroundJerusalem, M., & Schwarzer, R. (1989) · Personality and Individual Differences · doi:10.1016/0191-8869(89)90125-6 · Cited by 83
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“Stress was defined, in accordance with Lazarus and Folkman (1987), as resulting from an “imbalance between demands and resources.””
BackgroundSullivan, T. P., Schroeder, J. A., Dudley, D. N., & Dixon, J. M. (2010) · Violence Against Women · doi:10.1177/1077801210370027 · Cited by 83
“…in the general population indicates that a woman’s typical use of coping strategies develops through an interactive or transactional process with her environment and is affected by the verbal and nonverbal feedback she receives (Lazarus et al., 2006; Lazarus & Folkman, 1987; Moos & Holahan, 2003).”
BackgroundNeurocognitive Mechanism of Human Resilience: A Conceptual Framework and Empirical Review
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“For example, a multifaceted cognitive appraisal has been proposed as a way to explain responses to stressful events [27,28] or how different appraisals influence which emotions are experienced [29].”
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“It is a cognitive theory of the person-environment relationship in the context of the stress response.(42) A search of the literature regarding the experiences”
BackgroundLivneh, H., & Martz, E. (2014) · Rehabilitation Psychology · doi:10.1037/a0036733 · Cited by 82
Global perceived stress predicts cognitive change among older adults.
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“Perceived Stress and Cognitive Function A key component of the stress process is that events increase risk for adverse health outcomes if they are perceived to be stressful (Cohen et al., 1995; Lazarus & Folkman, 1987).”
BackgroundBowditch, L., Chapman, J., & Naweed, A. (2018) · Computers in Human Behavior · doi:10.1016/j.chb.2018.04.030 · Cited by 80
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Milas, G., Klarić, I. M., Malnar, A., Saftić, V., Šupe‐Domić, D., & Slavich, G. M. (2021) · Stress and Health · doi:10.1002/smi.3050 · Cited by 80
“Possible answers may be provided by the transactional theory of stress and coping (Lazarus & Folkman, 1984, 1987), which emphasizes the importance of coping in the development of psychopathology and poor health.”
BackgroundScience as Psychology: Sense-Making and Identity in Science Practice
Osbeck, L. M., Nersessian, N. J., Malone, K. R., & Newstetter, W. (2010) · Cited by 79
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“First, people who perceived more growing occupational uncertainties showed higher higher coping efforts (Lazarus & Folkman, 1987).”
BackgroundTechnostress, Quality of Work Life, and Job Performance: A Moderated Mediation Model
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“The transactional stress model [17] provided an understanding and analysis of tech-nostress in the context of teachers’ quality of work life.”
MethodThe longitudinal effects of induction on beginning teachers’ stress
Harmsen, R., Helms‐Lorenz, M., Maulana, R., & van Veen, K. (2019) · British Journal of Educational Psychology · doi:10.1111/bjep.12238 · Cited by 78
“An example is the transactionalmodel of stress (Folkman, 2013; Lazarus & Folkman, 1987).”
BackgroundKalish, Y., Luria, G., Toker, S., & Westman, M. (2015) · Journal of Applied Psychology · doi:10.1037/apl0000023 · Cited by 78
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A contextual model of self-regulation change mechanisms among individuals with addictive disorders
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“Numerous theoretical models of self-regulation in the field of psychology have emphasized the importance of context (Aldao, 2013; Aldao et al., 2015; Bonanno & Burton, 2013; Cheng, Lau, & Chen, 2014; Gross, 2015; Kashdan & Rottenberg, 2010; Lazarus & Folkman, 1987; Sheppes et al., 2014).”
BackgroundA Psychological Perspective on Security
Bar‐Tal, D., & Jacobson, D. (1998) · Applied Psychology · doi:10.1111/j.1464-0597.1998.tb00013.x · Cited by 77
Miner, K. N., Diaz, I., Wooderson, R. L., McDonald, J. N., Smittick, A. L., & Lomeli, L. C. (2017) · Journal of Occupational Health Psychology · doi:10.1037/ocp0000093 · Cited by 77
van Brummen, H. J., Bruinse, H. W., van de Pol, G., Heintz, A. P. M., & van der Vaart, C. H. (2006) · British Journal of Urology · doi:10.1111/j.1464-410x.2006.06211.x · Cited by 76
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The slow and the furious: Anger, stress and risky passing in simulated traffic congestion
Emo, A. K., Matthews, G., & Funke, G. J. (2016) · Transportation Research Part F Traffic Psychology and Behaviour · doi:10.1016/j.trf.2016.05.002 · Cited by 76
Serino, S., Triberti, S., Villani, D., Cipresso, P., Gaggioli, A., & Riva, G. (2014) · Virtual Reality · doi:10.1007/s10055-013-0237-6 · Cited by 75
“The first phase, named conceptualization, aims at making individual aware of the transactional nature of psychological stress (Lazarus and Folkman 1987) by giving general information about the main stress’ effects and symptoms that could appear in different stressful situations.”
BackgroundSarges, W. (2000) · Zeitschrift für Arbeits- und Organisationspsychologie A&O · doi:10.1026//0932-4089.44.1.38 · Cited by 75
Stress During Pregnancy and Epigenetic Modifications to Offspring DNA
Nowak, A. L., Anderson, C. M., Mackos, A. R., Neiman, E., & Gillespie, S. L. (2020) · The Journal of Perinatal & Neonatal Nursing · doi:10.1097/jpn.0000000000000471 · Cited by 75
“Eligible reports assessed stress occurring and measured during pregnancy and prior to birth, with the conceptualization of stress defined according to the Transactional Model of Stress and Coping.18,19 Therefore, reports quantifying stress Copyright © 2020 Wolters Kluwer Health, Inc. Unauthorized reproduction of this…”
BackgroundMethodBen‐Ari, O. T. –., Mikulincer, M., & Iram, A. (2004) · Transportation Research Part F Traffic Psychology and Behaviour · doi:10.1016/j.trf.2004.10.001 · Cited by 75
Examining technostress and its impact on worker well-being in the digital gig economy
Umair, A., Conboy, K., & Whelan, E. (2023) · Internet Research · doi:10.1108/intr-03-2022-0214 · Cited by 76
“Strain is the immediate adverse reaction or state experienced due to various stressors (Lazarus and Folkman, 1987; Tarafdar et al. , 2019a).”
BackgroundInfluentialTerkildsen, T. S., & Makransky, G. (2019) · International Journal of Human-Computer Studies · doi:10.1016/j.ijhcs.2019.02.006 · Cited by 74
Riedl, E. M., & Thomas, J. (2019) · European Journal of Work and Organizational Psychology · doi:10.1080/1359432x.2019.1588251 · Cited by 74
“…and hindrance appraisals are associated with differential affective states such as hope or anxiety and depending on the outcome of the appraisal process, people choose specific strategies to deal with these situations, i.e. coping, which differ in their effectiveness (Lazarus & Folkman, 1987).”
BackgroundGriebel, W., & Niesel, R. (2009) · Early Years Journal of International Research and Development · doi:10.1080/09575140802652230 · Cited by 74
Kim, B., & Kim, M. (2024) · Technology in Society · doi:10.1016/j.techsoc.2024.102543 · Cited by 74
Adiasto, K., Beckers, D. G. J., van Hooff, M. L. M., Roelofs, K., & Geurts, S. A. E. (2022) · PLoS ONE · doi:10.1371/journal.pone.0270031 · Cited by 74
“Since psychological reactions to stressors are contingent on how individuals perceive, evaluate, and react to threats and challenges [36], self-reported measures of stress, anxiety, arousal, and emotion are common in psychological research on stress and its consequences [18, 37–39].”
BackgroundStudents who self-harm: Coping style, Rumination and Alexithymia
Borrill, J., Fox, P., Flynn, M., & Roger, D. (2009) · Counselling Psychology Quarterly · doi:10.1080/09515070903334607 · Cited by 73
“Nevertheless, the introduction of psychological interventions for students who self-harm may need to take into account that many students may not initially acknowledge their role in the transactional nature of stress (Lazarus & Folkman, 1987).”
AUTHOR'S RESPONSE: The Lazarus Manifesto for Positive Psychology and Psychology in General
Lazarus, R. S. (2003) · Psychological Inquiry · doi:10.1207/s15327965pli1402_04 · Cited by 73
“Incidentally, my colleagues and I raised a similar issue about why many different coping processes are reported as having been used by participants in any single stressful encounter (see Folkman, Lazarus, Dunkel-Schetter, DeLongis, & Gruen, 1986; Lazarus & Folkman, 1987).”
BackgroundSelf-citationClothing Consumption During the COVID-19 Pandemic: Evidence From Mining Tweets
Liu, C., Xia, S., & Lang, C. (2021) · Clothing and Textiles Research Journal · doi:10.1177/0887302x211014973 · Cited by 73
“According to Lazarus and Folkman (1987), individual coping responses and actions associated with positive attitudes or emotional reactions last longer than those associated with negative attitudes.”
BackgroundInfluentialPooladvand, S., & Hasanzadeh, S. (2023) · Journal of Construction Engineering and Management · doi:10.1061/jcemd4.coeng-13339 · Cited by 73
Stress & executive functioning: A review considering moderating factors
Plieger, T., & Reuter, M. (2020) · Neurobiology of Learning and Memory · doi:10.1016/j.nlm.2020.107254 · Cited by 73
Kohn, P. M., & Milrose, J. A. (1993) · Journal of Youth and Adolescence · doi:10.1007/bf01537903 · Cited by 72
Coping in Children With Cancer: Examining the Goodness-of-Fit Hypothesis
Sorgen, K., & Manne, S. L. (2002) · Children s Health Care · doi:10.1207/s15326888chc3103_2 · Cited by 72
“Psychological distress is expected to be low when there is a match between appraisals of control and coping and high when there is a mismatch between secondary appraisals and coping (Lazarus & Folkman, 1987).”
BackgroundAkinola, M., Kapadia, C., Lu, J. G., & Mason, M. F. (2018) · Academy of Management Perspectives · doi:10.5465/amp.2017.0094 · Cited by 72
“For example, if an individual is facing a problem that demands creativity, he or she will first determine whether the situation is likely to be beneficial or harmful, based on his or her stake in the situation at hand (Lazarus & Folkman, 1987).”
BackgroundPang, H., & Wang, J. (2020) · Telematics and Informatics · doi:10.1016/j.tele.2020.101454 · Cited by 72
McLafferty, M., Armour, C., Bunting, B., Ennis, E., Lapsley, C. R., Murray, E. K., & O’Neill, S. M. (2019) · PsyCh Journal · doi:10.1002/pchj.301 · Cited by 72
Moser, M. T., Künzler, A., Nussbeck, F., Bargetzi, M., & Znoj, H. J. (2013) · Psycho-Oncology · doi:10.1002/pon.3331 · Cited by 71
“The concept of dyadic coping, on the basis of the transactional stress model by Lazarus and Folkman [16], highlights the relevance of individual and shared appraisals in this dyadic coping process [17].”
BackgroundAge Differences in Motivation and Stress at Work
Hertel, G., Thielgen, M. M., Rauschenbach, C., Grube, A., Roßnagel, C. S., & Krumm, S. (2013) · Springer eBooks · doi:10.1007/978-3-642-35057-3_6 · Cited by 71
All at once? The effects of multitasking behavior on flow and subjective performance
Peifer, C., & Zipp, G. (2019) · European Journal of Work and Organizational Psychology · doi:10.1080/1359432x.2019.1647168 · Cited by 71
“Also, future studies should further corroborate the relationship between multitasking and flow: Based on the Transactional Stress Model (Lazarus & Folkman, 1987), the Transactional Model of Stress and Flow (Peifer, 2012) includes external demands, external and internal resources, personality variables and further envi…”
BackgroundInfluentialEbstein, A. M. M., Eller, L. S., Tan, K. S., Cherniss, C., Ruggiero, J. S., & Cimiotti, J. P. (2018) · Psycho-Oncology · doi:10.1002/pon.4937 · Cited by 71
Metadata
- Authors
- Lazarus, R. S., & Folkman, S.
- Affiliations
- University of California, Berkeley (US)
- Corresponding author
- Lazarus, Richard S.
- Venue
- European Journal of Personality
- Publisher
- SAGE Publications
- Published
- 1987-09
- Volume
- 1
- Issue
- 3
- Pages
- 141-169
- ISSN
- 0890-2070 (ISSN-L)
- 1099-0984
- OpenAlex
- W2106232823
- Semantic Scholar
- 61c4bdaca0b53fc1a9736b946f6a3f5ddd1759b2
- Cited by
- 3,053
- References
- 91
- Citations by year
- 2026: 264 · 2025: 276 · 2024: 215 · 2023: 246 · 2022: 236 · 2021: 273 · 2020: 247 · 2019: 163 · 2018: 137 · 2017: 116 · 2016: 104 · 2015: 81 · 2014: 95 · 2013: 73 · 2012: 68
- FWCI
- 15.44
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- European Journal of Personality (publishedVersion)
- Topics
- Social Sciences › Psychology › Social Psychology › Attachment and Relationship Dynamics
- Social Sciences › Psychology › Social Psychology › Emotions and Moral Behavior
- Social Sciences › Psychology › Clinical Psychology › Resilience and Mental Health
- Keywords
- transactional theory, emotions, coping, cognitive appraisal, person-environment relationship, causal inference, confounding, method variance, emotion measurement
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