Cited by 67Child Welfare and AdoptionChild Abuse and TraumaChild and Adolescent Psychosocial and Emotional Development

Risk and developmental heterogeneity in previously institutionalized children

Open access
Tottenham, Nim·2012·Journal of Adolescent Health

Abstract

This manuscript presents an overview of the developmental outcomes of children adopted from institutional care. I describe how institutional care is a risk factor for typical human development and describe the areas of development, both behavioral and neurobiological, that are most vulnerable to this risk. Also described is variation in outcome and resilience, where some children thrive despite exposure to adverse rearing conditions. I conclude with an emphasis on heterogeneity in outcome, describing how the risk associated with institutional care is not a deterministic factor, but rather an influential one.

Integrity signals

Registry

Crossref · 10.1016/j.jadohealth.2012.04.004

Cites

75 of 75 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 96 cited sources checked · 0 supported · 0 flagged

  • Interpretationreasoning

    Despite institutional good intentions, orphanage care cannot replicate family care.

    “Thus, despite the best intentions of the institution, the care children receive in an orphanage cannot possibly mimic the care provided in a family environment.”
    Quote in the paperSubstantial claim
  • Interpretationreasoning

    Institutional care is a major risk factor for atypical psychological development.

    “I describe how institutional care is a risk factor for typical human development”
    • Also stated in: § Abstract · plain
      “Thus, institutional care presents a major risk factor for atypical psychological development.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Bowlby, 1963 source

      Not checked in the free run.

    • cites Tottenham, in press

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  • Study design and conductown data

    The BEIP used random assignment to place some institutionalized children into stable foster family care.

    “The BEIP uses random assignment to remove some children from institutional care and place them into stable foster family caregiving arrangements.”
    Quote in the paperSubstantial claim
  • Premisecitation

    The pattern of adequate physical care but deficient social and emotional input is similar across many institutions.

    “These observations, that although health care, nutrition, and safety needs are often met, necessary maternal input is lacking, are highly similar to observations of other institutions”
    Quote in the paperNot a substantial claim0 of 3 sources checked
    • cites Groark & McCall, 2011

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    • cites Smyke, et al., 2007 source

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    • cites Vorria, et al., 2003 source

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  • Premisecitation

    Previously institutionalized children are commonly small in stature, weight, and head circumference.

    “As described by Johnson & Dole (1999) it is very common for PI children to be small in size, in terms of stature, weight, and head circumference.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Johnson & Dole (1999)

      Not checked in the free run.

  • May combine two claims. 31
  • The quote only partly states this claim. 1
  • Classified as probably not a substantial claim. 6
  • May combine two claims.

    Premisecitation

    Institutions tend to meet medical, nutritional, sanitation, safety, toy, and equipment needs and lack physical or sexual abuse, but caregiver-child social and emotional interactions are extremely limited and deficient.

    “caregiving institutions tend to be characterized as “acceptable with respect to medical care, nutrition, sanitation, safety, toys, and equipment and lack of physical or sexual abuse”. In contrast to physical health and safety, the team found that the “social and emotional interactions between caregivers and children [were] extremely limited and noticeably deficient”.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites The St. Petersburg-USA Orphanage Research Team, 2008

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Improving orphanage caregiving or removing children from orphanage care substantially improves developmental outcome.

    “Nonetheless, it is clear that improvements in orphanage caregiving or complete removal from orphanage care drastically improves outcome.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites The St. Petersburg-USA Orphanage Research Team, 2008

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Even under the best conditions, institutional care is suboptimal because caregivers are rotating staff rather than parents and the caregiver-to-child ratio is very low.

    “institutional care, even in the best of circumstances, is suboptimal in that the caregivers are staff members, rather than parents, who rotate shifts and, due to the devastatingly low caregiver-to-child ratio, are under great pressures to cater to the physical needs of a large number of children”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Gunnar, Bruce, & Grotevant, 2000 source

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    • cites Taneja, et al., 2002 source

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    • cites Tirella, et al., 2008 source

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  • May combine two claims.

    Premisecitation

    Children randomly assigned to the BEIP foster care intervention showed rapid improvements relative to children remaining in orphanage care in cognitive development, attachment behaviors, emotional reactivity, psychiatric symptoms, and EEG-measured neural activity.

    “Studies have shown that relative to children who remain in orphanage care, those randomly assigned to the foster care intervention show rapid improvements in a number of outcome measures, including cognitive development (Nelson, et al., 2007), attachment behaviors, emotional reactivity, psychiatric symptomatology (Bos, et al., 2011), and neural activity as measured by electroencephalogram (EEG)(Mc”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Nelson, et al., 2007 source

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    • cites Bos, et al., 2011 source

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    • cites McLaughlin, Fox, Zeanah, & Nelson, 2011 source

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  • May combine two claims.

    Premisecitation

    The St. Petersburg intervention produced significant gains in social and personal domains, language and communication, fine and gross motor skills, physical growth, and caregiver-child interactions.

    “Children who received this intervention showed significant developmental gains not only in social and personal domains, but also in language and communication, motor skills (both fine and gross), physical growth, and caregiver-child interactions.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites The St. Petersburg-USA Orphanage Research Team, 2008

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning

    The BEIP demonstrates that the developing brain is plastic and that improved rearing conditions can change developmental outcome.

    “First, it demonstrates the plasticity of the developing brain, showing that improved rearing conditions can change outcome.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    Some outcomes, including language, externalizing disorders, and emotional behaviors, may not show complete catch-up and appear less amenable to intervention.

    “However, there are outcome measures that may not show complete catch-up (e.g., language, externalizing disorders, emotional behaviors) (Bos, et al., 2011; Windsor, et al., 2011) and seem less amenable to intervention.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Bos, et al., 2011 source

      Not checked in the free run.

    • cites Windsor, et al., 2011 source

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  • May combine two claims.

    Premisecitation

    Previously institutionalized children may have weak muscle tone and delayed motor milestones because of deprived physical activity.

    “Muscle tone may be weak from under utilized muscles while in institutional care. Developmental motor milestones may be delayed as a consequence of deprived physical activity.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Johnson & Dole (1999)

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning

    The incomplete catch-up findings suggest lingering effects of early institutional care among foster-care intervention children, while leaving open possible genetic or prenatal contributions.

    “These findings may suggest that there are lingering effects of early institutional care in children receiving the foster care intervention, but still leave open the possibility of contributing effects of genetic or prenatal factors.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationcitation

    Adoption into a family has striking ameliorative effects, and catch-up domains demonstrate the healing effect of a stable home environment on development.

    “Nonetheless, the ameliorative effects of adoption into a family are striking (van Ijzendoorn & Juffer, 2006), and these domains of catch-up (even if not entirely complete) demonstrate the powerful healing effect of a stable home environment on human development.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites van Ijzendoorn & Juffer, 2006

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Indiscriminate friendliness tends to be shallow and involves highly intimate behaviors toward unfamiliar adults and willingness to leave with a stranger.

    “Although it tends to be shallow, indiscriminate friendliness manifests as highly intimate behaviors directed at unfamiliar adults and a willingness to go off with a stranger (Chisholm, 1998).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Chisholm, 1998 source

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  • May combine two claims.

    Premisecitation

    As a group, previously institutionalized children can form attachments to adoptive parents, but their attachment relationships are much more likely to be classified as insecure.

    “As a group, PI children are able to form attachments to their adoptive parents, although the attachment relationship is much more likely to be classified as insecure (Chisholm, 1998; Hodges & Tizard, 1989; O’Connor, et al., 2003; van Londen, Juffer, & van Ijzendoorn, 2007; Zeanah, Smyke, Koga, & Carlson, 2005).”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Chisholm, 1998 source

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    • cites Hodges & Tizard, 1989

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    • cites O’Connor, et al., 2003

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  • May combine two claims.

    Premisecitation

    Indiscriminate friendliness is very common, with about two-thirds of preschool-aged institutionalized children possibly showing it, and it may persist for years after adoption.

    “A related but independent behavior termed “indiscriminate friendliness”, is very common (approximately 2/3 of preschool aged institutionalized children may show this behavior)(Zeanah, Smyke, & Dumitrescu, 2002) and may persist for years after adoption (Hodges & Tizard, 1989).”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites Zeanah, Smyke, & Dumitrescu, 2002 source

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    • cites Hodges & Tizard, 1989

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  • May combine two claims.

    Premisecitation

    Previously institutionalized children are at high risk for difficulties in intimate social attachments, emotion regulation, and interpretation of facial expressions.

    “Described broadly, PI children are at high risk for difficulties in intimate social attachments, emotion regulation, and interpretation of facial expressions (Hodges & Tizard, 1989; Moulson, Fox, Zeanah, & Nelson, 2009; O’Connor, Marvin, Rutter, Olrick, & Britner, 2003; Tottenham, et al., 2010).”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Hodges & Tizard, 1989

      Not checked in the free run.

    • cites Moulson, Fox, Zeanah, & Nelson, 2009

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    • cites O’Connor, Marvin, Rutter, Olrick, & Britner, 2003

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Families in the United States that adopt internationally tend to have higher than average socioeconomic status, with average yearly household income significantly higher than the national average.

    “In general, families in the United States that adopt internationally come from a higher than average socio-economic background, where average yearly household income is significantly higher than the rest of the nation (Hellerstedt, et al., 2008).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Hellerstedt, et al., 2008 source

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  • The quote only partly states this claim.

    Interpretationreasoning

    Emotional difficulties appear more resistant to change than physical and cognitive gains.

    “In contrast to some of these stated gains, emotional difficulties seem more resistant to change.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    Adversity does not affect the whole brain uniformly; its effects are region specific, with some of the largest effects in the amygdala.

    “Adversity does not impact the whole brain in a uniform fashion, but instead the effects are region specific, exhibiting some of the largest effects in the amygdala.”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Armony, Corbo, Clement, & Brunet, 2005

      Not checked in the free run.

    • cites Liberzon, et al., 1999 source

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    • cites Rauch, et al., 2000 source

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  • May combine two claims.

    Premisecitation

    By some estimates, 20 percent of previously institutionalized children reach clinical threshold for anxiety and 19 percent for ADHD.

    “By some estimates, 20 percent of PI children reach clinical threshold for anxiety and 19 percent for ADHD (Zeanah et al., 2009).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Zeanah et al., 2009 source

      Not checked in the free run.

  • May combine two claims.

    Premisenone given

    Significant developmental gains have been observed in children assigned to Romanian foster families, who presumably have lower yearly income than average North American adoptive families.

    “For example, significant developmental gains have been observed in children assigned to live with Romanian foster families, who presumably maintain a lower yearly income than the average North American family who adopts internationally.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    These difficulties are not experienced by all previously institutionalized children, are highly susceptible to institutional rearing, can persist for years, and may worsen as children transition into adolescence.

    “These difficulties, while certainly not experienced by all PI children, are highly susceptible to the effects of institutional rearing (Rutter & O’Connor, 2004), can persist for years, and may even exacerbate as children transition into adolescence (Colvert, et al., 2008).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Rutter & O’Connor, 2004

      Not checked in the free run.

    • cites Colvert, et al., 2008 source

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  • May combine two claims.

    Interpretationreasoning

    Emotion regulatory abilities are highly vulnerable and may affect several domains of functioning.

    “Taken together, these findings suggest that emotion regulatory abilities are highly vulnerable and may pervade several domains of functioning.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    The evidence suggests that parental desire to provide a stable home environment, rather than high family income, benefits the child.

    “To be clear, the evidence seems to suggest that it is the desire of the parents to provide a stable home environment that is beneficial for the child, not a high family income.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    The literature is mixed about how robust childhood internalizing-problem findings are, with some studies failing to find evidence of internalizing problems.

    “It should be noted that the literature is mixed with regard to how robust the findings with regard to internalizing problems during childhood are (some studies fail to find evidence of internalizing problems (see Gunnar, van Dulmen, and the International Adoption Project Team, 2007 for review).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Gunnar, van Dulmen, and the International Adoption Project Team, 2007 source

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Some samples of children with institutional care histories show increased internalizing and externalizing behaviors, although previously institutionalized children show fewer such problems than domestically adopted children.

    “These regulation difficulties have additionally been evidenced by increased internalizing (Casey, et al., 2009) and externalizing behaviors in some samples of children with a history of institutional care (see meta-analysis in Juffer & van Ijzendoorn, 2005) (although PI children show fewer internalizing and externalizing behavior problems than children adopted domestically).”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites Casey, et al., 2009 source

      Not checked in the free run.

    • cites Juffer & van Ijzendoorn, 2005

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Internalizing and externalizing problems may emerge or worsen as children enter adolescence and adulthood.

    “and there is evidence that such problems may either emerge or exacerbate as children enter adolescence (Verhulst, Althaus, & Versluis-den Bieman, 1990) and adulthood (Tieman, van der Ende, & Verhulst, 2005).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Verhulst, Althaus, & Versluis-den Bieman, 1990 source

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    • cites Tieman, van der Ende, & Verhulst, 2005

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  • May combine two claims.

    Premisecitation

    Restoration of previously institutionalized children to biological families who were ambivalent about care was not associated with cognitive gains, whereas cognitive gains were observed in children adopted by families with a desire to provide care.

    “Moreover, another study showed that restoration of PI children to their biological families, who were ambivalent about providing care to their children, was not associated with any cognitive gains, whereas cognitive gains were observed in other PI children who had been adopted by families with a desire to provide care (Hodges & Tizard, 1989).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Hodges & Tizard, 1989

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning

    Institutional care does not deterministically cause poor emotional outcomes; there are many exceptions.

    “Institutional care does not deterministically result in poor emotional outcomes.”
    • Also stated in: § Abstract · plain
      “There are huge individual differences within those average values.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Development is probabilistic, not deterministic.
  • May combine two claims.

    Premisecitation

    Amygdala development has been associated with increased anxiety and lower social competence in previously institutionalized children.

    “Amygdala development has also been associated with increased anxiety and lower social competence in PI children (Tottenham, et al., 2011; Tottenham, et al., 2010).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Tottenham, et al., 2011 source

      Not checked in the free run.

    • cites Tottenham, et al., 2010

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  • May combine two claims.

    Interpretationreasoning

    Longer duration in institutional care is a reliable proxy for the amount of risk a child faces and is linked to the severity of impact on amygdala development.

    “the repeatedly found dose-response associations suggest that longer duration in institutional care is a reliable proxy for the amount of risk to which a child is exposed and is associated with severity of impact on amygdala development.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisenone given

    Post-adoption factors, physical growth, and genetics are possible factors that could bias outcomes.

    “There are several possible factors that could bias outcomes, and these include, but are not limited to, post adoption factors, physical growth, and genetics.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationreasoning

    There are individual differences in developmental outcome even when exposure to risk is held constant.

    “However, there may be cases where risk is held constant and yet outcome varies across individuals. That is, there are individual differences in developmental outcome, despite exposure to the same amount of risk.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Development is probabilistic, not deterministic.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationnone given

    Identifying resilience factors remains an empirical challenge.

    “it remains an empirical challenge to identify resilience factors.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Resilience factors exist that can explain why some children thrive despite institutional care.
  • May combine two claims.

    Interpretationreasoning

    Many children thrive after adoption into stable homes, though some continue to struggle.

    “Some children may continue to struggle, but many thrive once adopted into stable homes.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Resilience factors exist that can explain why some children thrive despite institutional care.
  • May combine two claims.

    Interpretationnone given

    Institutionalization is an atypical rearing environment for human infants that increases the risk of atypical development.

    “Institutionalization represents an atypical rearing environment for the human infant that increases the risk for atypical development.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    Adoption into a home environment is a significant, possibly the largest, intervention possible.

    “However, adoption into a home environment represents a significant, if not the largest, intervention possible.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisecitation

    Genetic predispositions may make some maltreated individuals more resilient to psychiatric disorders such as depression.

    “One of the more widely-cited studies with adults who were maltreated during childhood has suggested that genetic predispositions may render some individuals more resilient to the development of psychiatric disorders (e.g., depression) (Caspi, et al., 2003).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Caspi, et al., 2003 source

      Not checked in the free run.

  • Classified as probably not a substantial claim.

    Premisecitation

    Allostatic load impairs the developing system's ability to meet the child's physical and psychological growth needs.

    “Allostatic load is a concept that describes the accumulation of physiological dysregulation and has been hypothesized to impair the developing system’s ability to meet the physical and psychological growth needs of the child (Evans, 2003).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Evans, 2003 source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    The state of the science on resilience factors linked to good outcome is in its infancy.

    “Currently, the state of the science on resilience factors associated with good outcome is in its infancy, although this information is surely soon to come.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Resilience factors exist that can explain why some children thrive despite institutional care.
38 of 38
  • The paper relies on this without support.

    Development is probabilistic, not deterministic.

    “The scientific adage that development is probabilistic, not deterministic is a particularly useful guide for understanding growth in children who have been adopted for institutional care.”
  • The paper relies on this without support.

    Resilience factors exist that can explain why some children thrive despite institutional care.

    “A related construct to risk is resilience, a potentially powerful concept that addresses the question of why two children who experience the same adversity may show very different outcomes, and it remains an empirical challenge to identify resilience factors.”
2 of 2

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Maternal deprivation is a potent stressor for the human infant.

    “Maternal deprivation is a potent stressor for the human infant (as reviewed in Tottenham, 2012), and not surprisingly, emotional health is at significant risk in previously institutionalized children (reviewed in Gunnar et al., 2000).”

Cites

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Authors
Tottenham, N.
Affiliations
University of California, Los Angeles (US)
Corresponding author
Tottenham, Nim
Venue
Journal of Adolescent Health
Publisher
Elsevier BV
Published
2012-08
Volume
51
Issue
2
Pages
S29-S33
ISSN
1054-139X (ISSN-L)
OpenAlex
W2025292431
Cited by
67
References
75
Citations by year
2026: 4 · 2025: 2 · 2024: 4 · 2023: 7 · 2022: 5 · 2021: 4 · 2020: 7 · 2019: 5 · 2018: 5 · 2017: 6 · 2016: 2 · 2015: 4 · 2014: 2 · 2013: 6 · 2012: 3
FWCI
1.89
Type
journal article
Language
en
Open access
Locations
  • Journal of Adolescent Health (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • U.S. Department of State
  • National Institutes of Health
  • National Institute of Mental Health (P50MH078105, R01MH091864)
Topics
  • Social Sciences › Safety Research › Child Welfare and Adoption
  • Social Sciences › Psychology › Clinical Psychology › Child Abuse and Trauma
  • Social Sciences › Psychology › Clinical Psychology › Child and Adolescent Psychosocial and Emotional Development
Keywords
institutional care, institutionalized children, adoption, developmental outcomes, developmental risk, resilience, brain development, behavioral development, outcome heterogeneity
MeSH terms
Adaptation, Psychological, Adoption, Child, Child Behavior, Child Behavior Disorders, Developmental Disabilities, Child Welfare, Child, Institutionalized, Child, Preschool, Female, Foster Home Care, Humans, Infant, Male, Parent-Child Relations, Risk Factors

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Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-05.

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