Cited by 226Chronic Obstructive Pulmonary Disease (COPD) ResearchRespiratory and Cough-Related ResearchAsthma and respiratory diseases

The DOI matches its Crossref record; 49 of the 49 references it cites were found in a registry or an index; 24 of the 45 sources its claims cite were checked for support.

The Breathing, Thinking, Functioning clinical model: a proposal to facilitate evidence-based breathlessness management in chronic respiratory disease

Open access

Abstract

Refractory breathlessness is a highly prevalent and distressing symptom in advanced chronic respiratory disease. Its intensity is not reliably predicted by the severity of lung pathology, with unhelpful emotions and behaviours inadvertently exacerbating and perpetuating the problem. Improved symptom management is possible if clinicians choose appropriate non-pharmacological approaches, but these require engagement and commitment from both patients and clinicians. The Breathing Thinking Functioning clinical model is a proposal, developed from current evidence, that has the potential to facilitate effective symptom control, by providing a rationale and focus for treatment.

Overview

AI snapshot

Written from the paper’s full text.

TL;DR

Refractory breathlessness in advanced chronic respiratory disease is not reliably predicted by lung pathology, and unhelpful emotional and behavioural reactions can perpetuate it. The authors propose the Breathing, Thinking, Functioning (BTF) clinical model as an evidence-informed, non-pharmacological framework to explain and manage breathlessness, while noting formal evaluation is still required.

Key findings

  • Breathlessness severity is poorly predicted by airflow limitation: in an observational study of almost 50,000 UK patients with COPD, a third of those with stage 1 disease described moderate to severe breathlessness, while over 20% of those with stage 4 disease did not have clinically significant breathlessness. Bronchoscopic lung volume reduction improved FEV1 by 25% without relief of breathlessness.
  • Single interventions have limited benefit: oxygen did not improve breathlessness in cancer patients; in COPD patients not qualifying for home oxygen, oxygen improved breathlessness by the equivalent of 0.7 cm on a 10 cm visual analogue scale on exercise only, with no benefit before exercise and no quality-of-life improvement. Benzodiazepines showed no beneficial effect, and opioids had only borderline clinical significance.
  • Multi-modal non-pharmacological approaches appear most successful: pulmonary rehabilitation produces clinically significant breathlessness reduction; a cognitive-behavioural manual in 222 COPD patients significantly improved breathlessness at 6 months and reduced A&E visits by 42%; breathlessness support services improved mastery of breathlessness by an average of 16% at 6 weeks and improved survival.
  • The BTF model proposes three predominant vicious cycles—Breathing, Thinking, and Functioning—and categorises non-pharmacological interventions within these domains to focus management.

Methods

  • This is a proposal/clinical model paper, not a primary empirical study. The model was developed by the Cambridge Breathlessness Intervention Service and is theoretically underpinned by a “vicious flower” maintenance model used in cognitive–behavioural therapy.
  • The authors synthesise current evidence narratively, including neuroimaging, observational studies, randomised controlled trials, and Cochrane reviews, summarised in Table 1; no systematic review methods are reported.
  • Planned evaluation includes mixed-methods qualitative research with in-depth interviews and focus groups, and a cluster-randomised trial in primary care for patients with COPD who remain symptomatic after, or could not complete, pulmonary rehabilitation, or who are ineligible for invasive procedures. Key outcomes will include perceived self-efficacy in symptom management, rate of primary care consultations, and out-of-hours emergency service contacts.

Limitations

  • The paper states that formal research evaluation of the model is required, that a mixed-methods approach and cluster-randomised trial are planned, and that further research is required to clarify its effectiveness.
  • The text states there has been no research on dysfunctional breathing patterns in other respiratory conditions such as COPD, with extensive anecdotal evidence only; service evaluations and anecdotal evidence from clinical utilisation within CBIS are described as revealing unanticipated benefits.
  • Evident from the text: the BTF model itself has not yet been empirically tested in the reported work, and the supporting evidence varies in strength, including low-quality evidence for opioids and marginal or dubious clinical significance for oxygen in some contexts.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1038/s41533-017-0024-z

Cites

49 of 49 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Figures

Fig. 1 The Breathing, Thinking, Functioning clinical model
Fig. 1 The Breathing, Thinking, Functioning clinical modelCC BY · PubMed Central
Fig. 2 Challenging the misconceptions driving each vicious cycle
Fig. 2 Challenging the misconceptions driving each vicious cycleCC BY · PubMed Central

Verification

Claims the paper makes

12 Partly supported · 11 No full text of the sources · 11 Own interpretation · 3 Supported · 3 Sources not found · accuracy not yet measured

  • It may state two separate claims as one. 15
  • Probably not a substantial claim. 4
17 of 17
  • The paper relies on this without support.

    Interoceptive awareness of an acute homoeostatic threat leads to avoidance behaviour motivated by emotion, which confers a survival advantage.

    “Interoceptive awareness of an acute homoeostatic threat leads to an avoidance behaviour motivated by emotion, which, in evolutionary terms, clearly confers a survival advantage.”
  • The paper relies on this without support.

    Anxiety increases respiratory rate and can cause muscle tension in the ventilatory pump and other skeletal muscles, further increasing work of breathing and respiratory demand.

    “In addition, anxiety increases the respiratory rate and can cause muscle tension in both the ventilatory pump and other skeletal muscles, so further increasing the work of breathing and respiratory demand.”
  • The paper relies on this without support.

    There is extensive anecdotal evidence that dysfunctional breathing patterns occur in respiratory conditions such as COPD.

    “although there has been no research in other respiratory conditions, such as COPD, there is extensive anecdotal evidence that dysfunctional breathing patterns do occur.”
  • The paper relies on this without support.

    Patients intuitively understand the 'deconditioning vicious cycle'.

    “Patients intuitively understand this ‘deconditioning vicious cycle’, being aware that less ‘fit’ people are more breathless on exertion.”
  • The paper relies on this without support.

    Family members and other carers can unwittingly compound the situation by doing activities that the patient might otherwise have done.

    “Family members and other carers can unwittingly compound the situation, by trying to help through doing activities that the patient might otherwise have done.”
  • The paper relies on this without support.

    Non-pharmacological interventions are under-utilised because patients need commitment to make and sustain behaviour change.

    “Non-pharmacological interventions are under-utilised, not least because patients need commitment to make and sustain behaviour change.”
  • The paper relies on this without support.

    Providing a clear and logical rationale for symptom deterioration or perpetuation beyond an initial trigger can be profoundly motivating.

    “Providing a clear and logical rationale for symptom deterioration, or perpetuation beyond an initial trigger, can be profoundly motivating.”
  • The paper relies on this without support.

    Clinical experience shows that although all three vicious cycles occur to a degree in each breathless patient, one or two tend to predominate.

    “Clinical experience shows that, although all three vicious cycles occur to a degree in each breathless patient, in practice, one or two tend to predominate.”
  • The paper relies on this without support.

    Focusing on interventions that impact the predominant cycle can increase adherence and provide early 'quick wins' that contribute to patient engagement and self-efficacy.

    “Focusing on those interventions which impact on the predominant cycle can increase adherence and, importantly, provide early ‘quick wins’ that further contribute to patient engagement and self-efficacy.”
  • The paper relies on this without support.

    Compassionately challenging misconceptions driving a predominant vicious cycle can be highly effective and time-efficient.

    “Simply, for example, compassionately challenging one of the misconceptions driving a predominant vicious cycle (Fig. 2) can, in itself, be highly effective and time-efficient in a busy healthcare setting.”
  • The paper relies on this without support.

    Time-pressured clinical settings require a brief intervention that targets the specific mechanisms driving an individual's symptoms.

    “Time-pressured clinical settings require a brief intervention that targets the specific mechanisms driving an individual’s symptoms.”
  • The paper relies on this without support.

    Clinical training prioritises disease-modification over symptom control and doctors are rarely taught how to support behaviour change.

    “Clinical training prioritises disease-modification over symptom control and, unlike allied health professionals, doctors are rarely taught how to support behaviour change.”
  • The paper relies on this without support.

    Providing a rationale for why breathlessness should be amenable to intervention can be helpful for clinicians.

    “Providing a rationale, not just for the presence of the symptom, but also for why it should be amenable to intervention, can be helpful for clinicians too.”
13 of 13

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

1 of 1

Cited works that were retracted

Works this paper cites that were later retracted, from the retraction notices publishers deposit. Major when the notice came out before this paper was published.

2 of 2

Citations

Cites

2 retracted

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Metadata

Authors
Spathis, A., Booth, S., Moffat, C., Hurst, R., Ryan, R., Chin, C., & Burkin, J.
Affiliations
  • University of Cambridge (GB)
  • Cambridge University Hospitals NHS Foundation Trust (GB)
Corresponding author
Spathis, Anna
Venue
npj Primary Care Respiratory Medicine
Published
2017-04-21
Volume
27
Issue
1
Pages
27-27
ISSN
2055-1010 (ISSN-L)
OpenAlex
W2605479401
Cited by
226
References
47
Citations by year
2026: 15 · 2025: 29 · 2024: 28 · 2023: 37 · 2022: 25 · 2021: 24 · 2020: 23 · 2019: 22 · 2018: 15 · 2017: 8
FWCI
13.86
Type
journal article
Language
en
Open access
Locations
  • npj Primary Care Respiratory Medicine (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (submittedVersion, cc-by)
  • PubMed Central (submittedVersion, cc-by)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
  • Apollo (University of Cambridge) (submittedVersion, cc-by)
  • Apollo (cc-by)
Topics
  • Health Sciences › Medicine › Pulmonary and Respiratory Medicine › Chronic Obstructive Pulmonary Disease (COPD) Research
  • Health Sciences › Medicine › Pulmonary and Respiratory Medicine › Respiratory and Cough-Related Research
  • Health Sciences › Medicine › Pulmonary and Respiratory Medicine › Asthma and respiratory diseases
Keywords
dyspnea, chronic respiratory disease, refractory breathlessness, symptom management, non-pharmacological treatment, clinical model, patient engagement, clinician engagement, evidence-based care
MeSH terms
Self-Management, Chronic Disease, Delivery of Health Care, Dyspnea, Heart Diseases, Humans, Respiratory Tract Diseases, Evidence-Based Medicine, Pulmonary Disease, Chronic Obstructive

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