Cited by 104Neuroscience and Neural EngineeringEEG and Brain-Computer InterfacesProsthetics and Rehabilitation Robotics

Human cortical prostheses: lost in translation?

Open access
Ryu, Stephen I., Shenoy, Krishna V.·2009·Neurosurgical Focus

Abstract

Direct brain control of a prosthetic system is the subject of much popular and scientific news. Neural technology and science have advanced to the point that proof-of-concept systems exist for cortically-controlled prostheses in rats, monkeys, and even humans. However, realizing the dream of making such technology available to everyone is still far off. Fortunately today there is great public and scientific interest in making this happen, but it will only occur when the functional benefits of such systems outweigh the risks. In this article, the authors briefly summarize the state of the art and then highlight many issues that will directly limit clinical translation, including system durability, system performance, and patient risk. Despite the challenges, scientists and clinicians are in the desirable position of having both public and fiscal support to begin addressing these issues directly. The ultimate challenge now is to determine definitively whether these prosthetic systems will become clinical reality or forever unrealized.

Integrity signals

Registry

Crossref · 10.3171/2009.4.focus0987

Cites

64 of 64 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 43 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    The authors observed fibroblastic tissue encapsulating explanted arrays in some animals.

    “We have noted fibroblastic tissue development encapsulating the explanted array in some animals.”
    Quote in the paperNot a substantial claim
  • Findingown data

    The shortfall was due in part to changes in individual neuron responses.

    “We discovered that this was due in part to response changes of the individual neurons.”
    Quote in the paperSubstantial claim
  • Findingown data

    The authors could accurately determine brain state from neural signals in different states.

    “We have been able to determine the state of the brain accurately by observing the neural signals in various states.”
    Quote in the paperSubstantial claim
  • Findingreasoning

    They built a mechanism to switch the prosthetic system on and off automatically.

    “In this way, we created a mechanism by which to switch a system on and off automatically.”
    Quote in the paperSubstantial claim
  • Findingown data

    In that study, performance fell about 1.2 bps short of the theoretically predicted level.

    “In the above study, we noted that our performance fell short by about 1.2 bps of our theoretically predicted performance.”
    Quote in the paperNot a substantial claim
  • May combine two claims. 13
  • Classified as probably not a substantial claim. 6
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    Findingown data

    In the authors' experience with more than 15 Utah arrays in nonhuman primate frontal cortex, recordings lasted up to 3 years in one outlier but typically only 6-12 months before most electrodes' signal quality fell substantially.

    “In our experience with more than 15 Utah electrode array implants in nonhuman primate frontal cortex, we achieved up to 3 years (with 1 outlier array), but much more typically only 6–12 months before signal quality on most electrodes diminished substantially.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The authors optimized their algorithm and achieved 6.5 bps, four times faster than previous prosthetic systems.

    “We optimized the algorithm and ultimately realized 6.5 bps performance – this is 4 times faster than previous prosthetic systems.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    A long-term review of 165 bone-anchored hearing aid patients found 21% local skin reactions, 18% hardware loosening, 8% severe reactions needing treatment, and 1% skin necrosis.

    “The authors of a long-term review of 165 patients with these implants noted a 21% incidence of local skin reactions, 18% loosening of the hardware, 8% severe reactions requiring treatment, and 1% skin necrosis.”
    Quote in the paperSubstantial claim0 of 1 sources checked
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    Interpretationreasoning

    Durability, performance, and patient risk are likely to become serious barriers to clinical translation, possibly severe enough to stop progress.

    “Otherwise, these will likely become serious obstacles to clinical translation, potentially serious enough to halt the progress of human cortical prostheses.”
    Quote in the paperSubstantial claim
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    Premisecitation

    Subdural recording grids for up to 21 days have been associated with CSF leaks up to 31%, hemorrhagic complications up to 14%, cerebral edema up to 14%, transient neurological deficits, and symptomatic pneumocephalus.

    “These include CSF leaks (in up to 31% of patients), hemorrhagic complications (in up to 14%), cerebral edema (in up to 14%), transient neurological deficits, and symptomatic pneumocephalus.2,4,28,39,56”
    Quote in the paperSubstantial claim0 of 3 sources checked
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  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    Making this technology available to everyone remains a distant goal.

    “However, realizing the dream of making such technology available to everyone is still far off.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Invasive electrode-based cortical prostheses will become more widely used only if their performance substantially exceeds alternatives and surgical risk is sufficiently reduced.

    “Only when prosthetic performance substantially surpasses what is possible with other techniques, and surgical risk is sufficiently mitigated, will invasive electrodebased cortical prostheses find more widespread use.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    Human cortical prostheses will become clinically translated only when their benefits clearly exceed their risks.

    “In short, translation of human cortical prostheses will only result when their benefits clearly outweigh the risks.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Premisenone given

    Current noninvasive EEG-based BCIs operate in a similar range but carry little clinical risk.

    “Quantification is vital because current noninvasive EEG-based BCIs operate in a similar range, but these systems incur little clinical risk.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    A prosthesis becomes clinically viable when its expected quality-of-life gain exceeds its potential risks.

    “Prostheses will be clinically viable when the anticipated quality of life improvement outweighs the potential risks.”
    Quote in the paperNot a substantial claim
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    Premisecitation

    Kim and colleagues reported the first implanted cortical electrode array human prosthesis, achieving 2D cursor control from M1 recordings.

    “The first implanted cortical electrode array human prosthesis was reported by Kim and colleagues23,32 who, in collaboration with Cyberkinetics Neurotechnology Inc., demonstrated 2D cursor control using M1 recordings.”
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    Premisecitation

    A literature review found 5.1% electrode migration, 5.0% lead fracture, and 1.3% skin erosion for DBS devices.

    “A review of the literature identified a 5.1% incidence of electrode migration, 5.0% lead fracture, and 1.3% skin erosion.18,62”
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    Premisecitation

    The most significant long-term findings are mild gliosis and limited foreign body giant cell reactions.

    “The most significant findings relate to mild gliosis and limited foreign body giant cell reactions.17,37,58”
    Quote in the paperSubstantial claim0 of 3 sources checked
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    Premisenone given

    Cyberkinetics obtained 510(k) approval in the 2000s for an electrode array and signal processing system (NeuroPort), still available for acute inpatient use under 30 days.

    “In the 2000s, Cyberkinetics Neurotechnology, Inc. obtained 510(k) regulatory approval for implantation of an electrode array and signal processing system (NeuroPort System, Blackrock Microsystems, Inc.), which is still available for use in acute inpatient applications of < 30 days’ duration.”
    Quote in the paperNot a substantial claim
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    Premisecitation

    Most studies indicate that neural tissue shows few or no permanent changes after DBS electrode placement, though transient MRI signal changes occur within 3 months.

    “Although transient MR imaging signal changes have been noted within 3 months of electrode placement,44 most studies have indicated that the neural tissue exhibits few or no permanent tissue changes.16,21”
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    Premisecitation

    Several patients were recruited, and the first pilot clinical trial of cortical prostheses in humans was performed.

    “Several patients were recruited, and the first pilot clinical trial of cortical prostheses in human patients was performed.23,32,61”
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  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given

    Kennedy and colleagues received FDA approval in the late 1990s to develop and place glass electrodes into the cortex of impaired patients.

    “In the late 1990s, Kennedy and colleagues received FDA approval to develop and place glass electrodes into the cortex of impaired patients.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given

    The NIH Neural Prosthesis Program began in the 1970s to support basic, translational, and clinical neuroengineering projects.

    “The NIH Neural Prosthesis Program was initiated in the 1970s to support basic, translational, and clinical neuroengineering projects.”
    Quote in the paperNot a substantial claim
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  • The authors state this as an assumption.

    Even with initially high-quality electrode interfaces, the number of electrodes with excellent signal quality will decline over time.

    “Even with initially high-quality electrode interfaces, we can probably safely assume that the number of electrodes with excellent signal quality will degrade over time.”
  • The paper relies on this without support.

    Infection risk can never be completely eliminated.

    “Infection risk can never be completely eliminated.”
2 of 2

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Invasive BCIs face the risk of post-surgery complications and infections, and the challenge of maintaining stable chronic recordings, which might limit broad use in patient populations.

    “However, these invasive approaches face the risk of post-surgery complications and infections, and the challenge of maintaining stable chronic recordings, which might limit broad use in the patient populations9.”

    From Noninvasive Electroencephalogram Based Control of a Robotic Arm for Reach and Grasp Tasks (2016) · cites this paper as [9]

    Experimental — accuracy not yet measured

Cites

Flagged first, then by citations

11 of the 75 references couldn’t be matched to a known paper.

Research works printed but not linked: 2

  1. Hamani, 2006, Hardware-related complications of deep brain stimulation: a review of the published literature, 84, 248
  2. Johnston, 2006, Complications of invasive subdural electrode monitoring at St. Louis Children's Hospital, 1994–2005, 105, 343

Cited by

Sorted by citations

Authors
Ryu, S. I., & Shenoy, K. V.
Affiliations
  • Palo Alto Medical Foundation (US)
  • Stanford University (US)
Venue
Neurosurgical Focus
Published
2009-07
Volume
27
Issue
1
Pages
E5
ISSN
1092-0684 (ISSN-L)
OpenAlex
W2153156720
Cited by
104
References
75
Citations by year
2025: 1 · 2024: 5 · 2023: 3 · 2022: 3 · 2021: 8 · 2020: 5 · 2019: 4 · 2018: 9 · 2017: 3 · 2016: 10 · 2015: 7 · 2014: 9 · 2013: 5 · 2012: 12
FWCI
0.92
Type
journal article
Language
en
Open access
Locations
  • Neurosurgical FOCUS (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • Wellcome Trust
  • National Institute of Neurological Disorders and Stroke (R01NS054283)
Topics
  • Life Sciences › Neuroscience › Cellular and Molecular Neuroscience › Neuroscience and Neural Engineering
  • Life Sciences › Neuroscience › Cognitive Neuroscience › EEG and Brain-Computer Interfaces
  • Physical Sciences › Engineering › Biomedical Engineering › Prosthetics and Rehabilitation Robotics
Keywords
brain-computer interface, clinical translation, system durability, system performance, patient risk, neuroprosthetics, translational barriers
MeSH terms
Cerebral Cortex, Electrodes, Implanted, Humans, Man-Machine Systems, Motor Cortex, Paralysis, Prosthesis Design, Risk Factors, Signal Processing, Computer-Assisted, User-Computer Interface, Prostheses and Implants, Ethics, Research

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