Cited by 865Autism Spectrum Disorder ResearchGut microbiota and healthNeuroendocrine regulation and behavior

Mechanisms underlying microbial-mediated changes in social behavior in mouse models of autism spectrum disorder

Open access
Sgritta, Martina, Dooling, Sean W., Buffington, Shelly A., Momin, Eric N., Francis, Michael B., Britton, Robert A., Costa-Mattioli, Mauro·2019·Neuron

Abstract

SUMMARY Currently, there are no medications that effectively treat the core symptoms of Autism Spectrum Disorder (ASD). We recently found that the bacterial species Lactobacillus (L.) reuteri reverses social deficits in maternal high-fat diet offspring. However, whether the effect of L. reuteri on social behavior is generalizable to other ASD models and its mechanism(s) of action remain unknown. Here, we found that treatment with L. reuteri selectively rescues social deficits in genetic, environmental, and idiopathic ASD models. Interestingly, the effects of L. reuteri on social behavior are not mediated by restoring the composition of the host’s microbiome, which is altered in all of these ASD models. Instead, L. reuteri acts in a vagus nerve-dependent manner and rescues social interaction-induced synaptic plasticity in the ventral tegmental area of ASD mice, but not in oxytocin receptor-deficient mice. Collectively, treatment with L. reuteri emerges as promising non-invasive microbial-based avenue to combat ASD-related social dysfunction.

AI snapshot

Written from the paper’s full text.

TL;DR

Treatment with *Lactobacillus reuteri* selectively rescues social deficits across genetic, environmental, and idiopathic mouse models of ASD, acting independently of overall microbiome composition but requiring the vagus nerve and oxytocin receptor signaling in dopaminergic neurons. The rescue is associated with restored social interaction-induced synaptic plasticity in ventral tegmental area dopamine neurons.

Key findings

  • *L. reuteri* treatment (~1×10⁸ organisms/mouse/day for 4 weeks) reversed social deficits in Shank3B−/−, VPA, BTBR, and germ-free mice; effects were selective for social behavior, as hypoactivity in Shank3B−/− mice was not improved.
  • *L. reuteri* did not significantly alter overall gut microbial composition in Shank3B−/− or BTBR mice, and monocolonization reversed social deficits in germ-free mice, indicating it acts without other microbes.
  • Bilateral subdiaphragmatic vagotomy prevented *L. reuteri* rescue in Shank3B−/− mice, whereas sham-operated mice were rescued; intranasal oxytocin restored social behavior in vagotomized Shank3B−/− mice.
  • *L. reuteri* and oxytocin failed to rescue social deficits or VTA plasticity in DA-Oxtr−/− mice, and the oxytocin receptor antagonist L-371,257 prevented *L. reuteri*’s prosocial effects; Shank3B−/− mice had reduced oxytocin-positive PVN neurons, which *L. reuteri* increased.

Methods

  • Mouse models: C57BL/6J, Shank3B−/−, VPA-exposed, BTBR, germ-free, and DA-Oxtr−/− mice; only male mice were included, with at least two litters per experiment.
  • Behavioral assays: three-chamber sociability and social novelty, reciprocal social interaction, open field, and buried food tests; 16S rRNA gene sequencing and qPCR for *L. reuteri*; FITC-dextran intestinal permeability assay; RT-qPCR for tight junction genes.
  • Mechanistic assays: bilateral subdiaphragmatic vagotomy with CCK-8 satiety verification; intranasal oxytocin (200 μg/kg) and L-371,257 (~300 μg/kg); immunofluorescence for oxytocin/NeuN in the PVN; whole-cell electrophysiology measuring AMPAR/NMDAR ratios in VTA dopamine neurons after social interaction or cocaine.

Limitations

  • Stated: how precisely *L. reuteri* interacts with the vagus nerve remains unknown; future studies are needed in non-mouse models and human clinical trials, and safety/long-lasting effects in humans are not established.
  • Stated/evident: only male mice were included, so sex differences are not addressed.
  • Evident: many behavioral and microbiome results rely on supplementary figures, and the main text does not report exact group sizes or effect sizes; translation to human ASD is not tested.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1016/j.neuron.2018.11.018

Cites

Statistics

Nothing to recompute.

Claims the paper makes

0 of 70 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    Shank3B−/− mice show impaired sociability in the three-chamber test.

    “By contrast, Shank3B−/− mice showed no preference for the stranger mouse over the empty cup, indicating impaired sociability (Figure 1E).”
    Quote in the paperSubstantial claim
  • Findingown data

    Social deficits in Shank3B−/− mice are not due to alterations in olfactory ability.

    “The social deficits in Shank3B−/− mice are not due to alterations in their olfactory ability, since olfaction was not impaired in these mice, as determined by the buried food test (Figure S3A).”
    Quote in the paperSubstantial claim
  • Findingown data

    The effects of L. reuteri on social behavior are not mediated by restoring the composition of the host's microbiome.

    “Interestingly, the effects of L. reuteri on social behavior are not mediated by restoring the composition of the host’s microbiome, which is altered in all of these ASD models.”
    • Also stated in: § L. reuteri rescues social deficits independent of other gut microbes. · plain
      “We found that treatment with L. reuteri did not significantly alter the microbial profile of either Shank3B−/− mice (Figure 3A) or BTBR mice (Figure S8).”
    • Also stated in: § L. reuteri rescues social deficits independent of other gut microbes. · plain
      “Hence, L. reuteri has no significant impact in the overall microbial composition of the host.”
    Quote in the paperSubstantial claim
  • Findingown data

    VPA-treated mice show changes in the composition of the gut microbiota.

    “Indeed, we found changes in the composition of the microbiota of VPA-treated mice (Figure S6A-S6E), but L. reuteri levels were not reduced in these mice (Figure S6F).”
    Quote in the paperSubstantial claim
  • Findingown data

    L. reuteri rescues social interaction-induced synaptic plasticity in the ventral tegmental area of ASD mice.

    “Instead, L. reuteri acts in a vagus nerve-dependent manner and rescues social interaction-induced synaptic plasticity in the ventral tegmental area of ASD mice, but not in oxytocin receptor-deficient mice.”
    • Also stated in: § L. reuteri reverses deficits in social behavior via the vagus nerve. · plain
      “More importantly, we found that L. reuteri rescues the deficits in social interaction-induced VTA plasticity in Shank3B−/− mice (Figure 7B).”
    Quote in the paperSubstantial claim
  • May combine two claims. 13
  • Classified as probably not a substantial claim. 22
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    Findingown data

    Shank3B−/− mice are hypoactive, and L. reuteri treatment does not improve this hypoactivity.

    “It is noteworthy that Shank3B−/− mice are hypoactive, a condition that was not improved by L. reuteri (Figure S5)”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    L. reuteri treatment increases both the number and fluorescence intensity of oxytocin positive neurons in Shank3B−/− mice.

    “As expected, L. reuteri treatment increased both the number and fluorescence intensity of oxytocin positive neurons in Shank3B−/− mice (Figure 5B-C and 5E).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    L. reuteri rescues social behaviors in sham-operated but not in vagotomized Shank3B−/− mice.

    “Consistent with this hypothesis, we found that L. reuteri rescued social behaviors in sham-operated, but not in vagotomized Shank3B−/− mice (Figure 4D and 4F).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Both L. reuteri treatment and oxytocin reverse social interaction-induced LTP in VTA DA neurons from Shank3B−/− mice.

    “both treatment with L. reuteri and oxytocin reverses the social interaction-induced LTP in VTA DA neurons from Shank3B−/− mice”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Both L. reuteri treatment and oxytocin fail to reverse social interaction-induced LTP in VTA DA neurons from DA-Oxtr−/− mice.

    “but it fails to do so in DA-Oxtr−/− mice (Figure 7D)”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Premisecitation

    Cohousing with C57BL/6J mice restores social deficits in BTBR mice.

    “While previous studies have shown that BTBR mice harbor a different microbial community in the gut (Coretti et al., 2017; Golubeva et al., 2017) and cohousing with C57BL/6J mice has been shown to restore their social deficits (Yang et al., 2011), the nature of the bacterial species which may be causally related to the social behavioral deficits in this ASD model remains unknown.”
    Quote in the paperSubstantial claim0 of 1 sources checked
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    Premisecitation

    Lactobacillus rhamnosus reduces anxiety-related behavior in a vagus-dependent manner.

    “and that the Lactobacillus species L. rhamnosus reduces anxiety-related behavior in a vagus-dependent manner (Bravo et al., 2011).”
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    • cites Bravo et al., 2011 source

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    Premisecitation

    Alterations in gut permeability have been described in individuals with ASD.

    “Indeed, alterations in gut permeability have been described in individuals with ASD (Julio-Pieper et al., 2014; Mayer et al., 2014).”
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    Premisecitation

    BTBR mice exhibit core ASD symptoms, including abnormal social behavior.

    “The BTBR T+ Itpr3tf/J (BTBR) inbred mouse line exhibits the core ASD symptoms, including abnormal social behavior (McFarlane et al., 2008; Scattoni et al., 2008).”
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    Interpretationown data

    L. reuteri treatment promotes social behaviors and social interaction-mediated synaptic potentiation in an oxytocin-dependent manner.

    “Collectively, these data show that L. reuteri treatment promotes social behaviors and social interaction-mediated synaptic potentiation in an oxytocin-dependent manner.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    Oxytocin modulates numerous aspects of social behaviors and is implicated in ASD.

    “Oxytocin modulates numerous aspects of social behaviors and is implicated in ASD (Donaldson and Young, 2008; LoParo and Waldman, 2014).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Donaldson and Young, 2008 source

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    • cites LoParo and Waldman, 2014

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    Premisecitation

    Maternal high-fat diet induces social deficits and a change in the gut microbiota of offspring characterized by a reduction of L. reuteri.

    “Recently, in mice, we showed that maternal high-fat diet (MHFD) induces social deficits and a change in the gut microbiota of offspring that is characterized by a reduction of the commensal bacterial species L. reuteri (Buffington et al., 2016).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Buffington et al., 2016 source

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  • Classified as probably not a substantial claim.

    Premisecitation

    The vagus nerve is activated in response to specific bacteria.

    “Previous studies have shown that the vagus nerve is activated in response to specific bacteria (Perez-Burgos et al., 2014; Perez-Burgos et al., 2012)”
    Quote in the paperSubstantial claim0 of 2 sources checked
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    Premisecitation

    Some patients with ASD present a decreased Bacteroidetes/Firmicutes ratio.

    “some patients with ASD present a decreased Bacteroidetes/Firmicutes ratio (Strati et al., 2017; Tomova et al., 2015)”
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    Premisecitation

    Optogenetic stimulation of the vagal gut-to-brain axis modulates reward-related behavior, indicating that the vagus nerve connects the gut to the brain reward system.

    “a recent report show that optogenetic stimulation of the vagal gut-to-brain axis modulates reward related behavior (Han et al., 2018), indicating that the vagus nerve connects the gut to the brain reward system.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Han et al., 2018 source

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    Premisecitation

    GI symptoms and changes in gut microbial composition are common in ASD individuals.

    “GI symptoms and changes in gut microbial composition are common in ASD individuals (Vuong and Hsiao, 2017).”
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    • cites Vuong and Hsiao, 2017

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    Premisecitation

    Microbes can modulate anxiety and depression-related behaviors via the vagus nerve.

    “It has been previously shown that microbes could modulate anxiety and depression-related behaviors via the vagus nerve (Bercik et al., 2011b; Bravo et al., 2011).”
    Quote in the paperNot a substantial claim0 of 2 sources checked
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    Study design and conductnone given

    Contrast and brightness were linearly adjusted uniformly across all images within the data set.

    “Contrast and brightness were linearly adjusted using Photoshop (Adobe) or ImageJ (NIH) uniformally across all images within the data set.”
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    Study design and conductnone given

    Passive electrode-cell parameters were monitored throughout the experiments by analyzing passive current relaxations induced by 10 mV hyperpolarizing steps applied at the beginning of every trace.

    “Passive electrode-cell parameters were monitored throughout the experiments, analyzing passive current relaxations induced by 10 mV hyperpolarizing steps applied at the beginning of every trace.”
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    Study design and conductnone given

    Analyses were performed on datasets that were rarefied 1,000x, then averaged and rounded.

    “Analyses were performed on datasets that were rarefied 1,000x, then averaged and rounded.”
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    Study design and conductnone given

    Statistical analyses included Mann-Whitney test, one- or two-way ANOVA with Bonferroni post hoc analysis to correct for multiple comparisons, unless otherwise indicated.

    “Statistical analyses performed include Mann-Whitney test, one- or two-way ANOVA with Bonferroni post hoc analysis to correct for multiple comparisons, unless otherwise indicated.”
    Quote in the paperNot a substantial claim
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    Study design and conductcitation

    Dopaminergic (DA) neurons in the lateral VTA were identified using the following criteria: firing frequency 1-5 Hz and spike width >1 ms in cell-attached configuration, membrane capacitance >28 pF, and presence of an Ih current and a leak current >150 pA when hyperpolarized from −40 mV to −120 mV in 10 mV steps.

    “Dopaminergic (DA) neurons in this area were identified evaluating the following features: 1) cells firing at a frequency of 1-5 Hz and the spike width > 1ms in cell attached configuration, 2) membrane capacitance (Cm) > 28 pF and 3) the presence of an Ih current and a leak current > 150 pA, when hyperpolarized from −40 mV to −120 in 10 mV steps (Bariselli et al., 2016; Zhang et al., 2010).”
    Quote in the paperSubstantial claim0 of 2 sources checked
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    Study design and conductnone given

    VTA was visually identified by infrared differential interference contrast video microscopy, and lateral VTA was identified using the medial lemniscus and the medial terminal nucleus of the accessory optic tract as anatomical landmarks.

    “Ventral tegmental area (VTA) was visually identified by infrared differential interference contrast video microscopy and lateral VTA was identified considering the medial lemniscus and the medial terminal nucleus of the accessory optic tract as anatomical landmarks.”
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    Study design and conductnone given

    Automatic identification of cell boundaries was validated against the source image.

    “Automatic identification of cell boundaries was validated against the source image.”
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    Study design and conductreasoning

    The completeness of the vagotomy was determined by analyzing the satiety effect induced by CCK-8 administration after 20 hours of food deprivation.

    “The completeness of the vagotomy was determined by analyzing the satiety effect induced by CCK-8 (Sigma-Aldrich) administration, following 20 hours of food deprivation.”
    Quote in the paperSubstantial claim
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    Study design and conductreasoning

    All images within the same set of experiments were acquired at identical exposure times for every channel to allow comparison of fluorescence intensity.

    “All images within the same set of experiments were acquired at identical exposure times, for every channel used, to allow for comparison of fluorescence intensity.”
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    Study design and conductcitation

    All p values were adjusted for multiple comparisons with the FDR algorithm.

    “All p values were adjusted for multiple comparisons with the FDR algorithm (Benjamini et al., 2001).”
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    Study design and conductcitation

    16S rRNA gene sequencing data was analyzed using Silva 115 and 123.

    “16S rRNA gene sequencing data was analyzed using Silva 115 and 123 (Quast et al., 2013).”
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    Experiments with a variation of series resistance (Rs) > 20% were rejected.

    “Variation of series resistance (Rs) > 20% led to the rejection of the experiment.”
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    Study design and conductnone given

    The position of the empty cup/stranger mouse in the left or right chamber during the sociability period was counterbalanced between trials to avoid bias.

    “The position of the empty cup/stranger mouse in the left or right chamber during the sociability period was counterbalanced between trials, in order to avoid bias.”
    Quote in the paperNot a substantial claim
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    Study design and conductnone given

    Human observers were blind to the treatment group in behavioral tests.

    “The human observers were blind to the treatment group.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Study design and conductnone given

    For all mouse models, only male mice were included in the study and at least two litters were used for each experiment.

    “For all the mouse models, only male mice were included in the study and at least two litters were used for each experiment.”
    Quote in the paperNot a substantial claim
32 of 32
  • The paper relies on this without support.

    Currently, there are no medications that effectively treat the core symptoms of Autism Spectrum Disorder.

    “Currently, there are no medications that effectively treat the core symptoms of Autism Spectrum Disorder (ASD).”
  • The paper relies on this without support.

    Whether L. reuteri can rescue social deficits in ASD models with different underlying etiologies was unknown before this study.

    “However, whether L. reuteri can also rescue the social deficits of ASD models with different underlying etiologies remains unknown.”
  • The paper relies on this without support.

    The mechanism by which L. reuteri regulates social behavior was unknown before this study.

    “In addition, we sought to identify the mechanism by which a given bacterial strain (L. reuteri) regulates a selective behavior or disease state, which represents one of the most important challenges in microbiome research.”
  • The paper relies on this without support.

    The majority of ASD cases remain idiopathic.

    “However, the majority of the ASD cases remain idiopathic.”
  • The paper relies on this without support.

    The ASD mouse models used (Shank3B−/−, BTBR, VPA, GF, MHFD) are valid models of human ASD, such that findings in them can inform human ASD therapies.

    “L. reuteri reverses social deficits in genetic, environmental, and idiopathic models of ASD.”
    “mouse models of ASD”
  • The paper relies on this without support.

    Social deficits in mice, as measured in the behavioral assays, correspond to social deficits in human ASD.

    “social deficits in genetic, environmental, and idiopathic models of ASD”
    “social behavior in individuals with ASD”
  • The paper relies on this without support.

    The gut microbiome changes observed in mouse models are relevant to human ASD.

    “like in humans, changes in the Bacteroidetes/Firmicutes ratio may not be a reliable microbial signature associated with ASD-like behaviors, at least in the ASD mouse models studied here.”
  • The paper relies on this without support.

    L. reuteri's effects on mouse social behavior can be translated to humans.

    “our data (in mice) support the idea that microbial therapies could ameliorate specific endophenotypes associated with ASD.”
8 of 8

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Intranasal administration of OXT successfully ameliorated the social deficits observed in Shank3B KO mice while enhancing dopaminergic synaptic plasticity within the VTA.

    “The intranasal administration of OXT successfully amelio­ rated the social deficits observed in Shank3B KO mice while enhancing dopaminergic synaptic plasticity within the VTA (Sgritta et al., 2019).”
  • Male mice lacking Shank3B KO exhibited reduced social interaction and sociability, alongside decreased OXT immunoreactivity in the PVN.

    “For instance, male mice lacking Shank3B KO, an animal model for autism-like behaviour, exhibited reduced social interaction and sociability, alongside decreased OXT immunoreactivity in the PVN.”
  • Intranasal administration of OXT did not succeed in enhancing social interaction among mice with a conditional deletion of OXTR in dopaminergic neurons.

    “Notably, the intranasal administration of OXT did not succeed in enhancing social interaction among mice with a conditional deletion of OXTR in dopaminergic neurons (Sgritta et al., 2019)”
  • In a genetic mouse model of autism (Shank3B -/-), the effects of L. reuteri on social behavior are absent in vagotomized animals.

    “Finally, recent studies in a genetic mouse model of autism (Shank3B -/-mouse) shows that the effects of L. reuetri on social behavior are no longer present in vagotomized animals (Sgritta et al., 2019).”

    From The Microbiota-Gut-Brain Axis (2019) · cites this paper as Sgritta et al., 2019

  • GF mice spend less time interacting with a novel conspecific compared with a conventionally colonized mouse.

    “Studies in GF mice showed they spend less time interacting with a novel conspecific compared with a conventionally colonized mouse (Buffington et al., 2016;Desbonnet et al., 2014;Sgritta et al., 2019;Stilling et al., 2018), but see (Arentsen et al., 2017).”

    From The Microbiota-Gut-Brain Axis (2019) · cites this paper as Sgritta et al., 2019

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • DA-Oxtr knockout genotype names two different floxed genes

    Minor

    The stated genotype lists Oxtfl/fl, but the same sentence says the mice were generated using Oxtrfl/fl mice. Oxt and Oxtr designate different genes, so the genotype is inconsistent with the described cross.

1 of 1

The citation lists haven’t been fetched yet

References 105 · Cited by 865

Authors
Sgritta, M., Dooling, S. W., Buffington, S. A., Momin, E. N., Francis, M. B., Britton, R. A., & Costa-Mattioli, M.
Affiliations
Baylor College of Medicine (US)
Venue
Neuron
Publisher
Elsevier BV
Published
2019-01
Volume
101
Issue
2
Pages
246-259.e6
ISSN
0896-6273 (ISSN-L)
OpenAlex
W2902398393
Cited by
865
References
105
Citations by year
2026: 116 · 2025: 126 · 2024: 137 · 2023: 124 · 2022: 117 · 2021: 117 · 2020: 84 · 2019: 43 · 2014: 1
FWCI
36.33
Type
journal article
Language
en
Open access
Locations
  • Neuron (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
National Institute of Mental Health (R01MH112356)
Topics
  • Life Sciences › Neuroscience › Cognitive Neuroscience › Autism Spectrum Disorder Research
  • Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Gut microbiota and health
  • Social Sciences › Psychology › Social Psychology › Neuroendocrine regulation and behavior
Keywords
autism spectrum disorder, Lactobacillus reuteri, social behavior, gut microbiota, vagus nerve, ventral tegmental area, synaptic plasticity, oxytocin receptor, maternal high-fat diet, social dysfunction
MeSH terms
Autism Spectrum Disorder, Gastrointestinal Microbiome, Action Potentials, Central Nervous System Stimulants, Animals, Capillary Permeability, Disease Models, Animal, Exploratory Behavior, Humans, Interpersonal Relations, Male, Mice, Transgenic, Microfilament Proteins, Nerve Tissue Proteins, Picrotoxin, Piperidines, Smell, Social Behavior Disorders, Valproic Acid, Receptors, Oxytocin, Benzoxazines, Dopamine Plasma Membrane Transport Proteins, Mice, Limosilactobacillus reuteri

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