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A diagnostic approach for going beyond panaceas
Open accessAbstract
The articles in this special feature challenge the presumption that scholars can make simple, predictive models of social–ecological systems (SESs) and deduce universal solutions, panaceas, to problems of overuse or destruction of resources. Moving beyond panaceas to develop cumulative capacities to diagnose the problems and potentialities of linked SESs requires serious study of complex, multivariable, nonlinear, cross-scale, and changing systems. Many variables have been identified by researchers as affecting the patterns of interactions and outcomes observed in empirical studies of SESs. A step toward developing a diagnostic method is taken by organizing these variables in a nested, multitier framework. The framework enables scholars to organize analyses of how attributes of ( i ) a resource system (e.g., fishery, lake, grazing area), ( ii ) the resource units generated by that system (e.g., fish, water, fodder), ( iii ) the users of that system, and ( iv ) the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place. The framework also enables us to organize how these attributes may affect and be affected by larger socioeconomic, political, and ecological settings in which they are embedded, as well as smaller ones. The framework is intended to be a step toward building a strong interdisciplinary science of complex, multilevel systems that will enable future diagnosticians to match governance arrangements to specific problems embedded in a social–ecological context.
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“Typically, CHANS are difficult to study because of their non-linearity characteristics, multiple space-time scales, complex feedback mechanisms, and unique local contexts that are linked to forces of globalization.”
From Modelling Tourism in the Galapagos Islands: An Agent-Based Model Approach (2014) · cites this paper as Ostrom 2007
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“The collection and evaluation of evidence in our approach is organized according to modes of accumulation identified by the CEQ (1997), including those such as nonlinear and cross-boundary effects that are of widely recognized importance in complex social-ecological systems like the salmon fisheries of the Pacific Northwest (Ostrom 2007).”
From Evidence‐based evaluation of the cumulative effects of ecosystem restoration (2016) · cites this paper as Ostrom 2007
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“The concept of near decomposability has been extended to the analysis of natural resource systems, which are typically conceived as having multiple levels of subsystems that function independently in many respects but are also functionally linked with higher-level and lower-level subsystems within the larger natural resource system (see E. Ostrom, 2007).”
From Polycentric Systems of Governance: A Theoretical Model for the Commons (2019) · cites this paper as E. Ostrom, 2007
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Items 301–400 of 1,001
Frameworks and theories of environmental change
Ostrom, E. (2008) · Global Environmental Change · doi:10.1016/j.gloenvcha.2008.01.001 · Cited by 91
Self-citationPaths of convergence for agriculture, health, and wealth
Dubé, L., Pingali, P., & Webb, P. (2012) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0912951109 · Cited by 96
“The value of a more differentiated and context-sensitive approach to understanding complex human problems has been shown in the environmental domain (28, 29).”
BackgroundHistorical Reconstruction Reveals Recovery in Hawaiian Coral Reefs
Kittinger, J. N., Pandolfi, J. M., Blodgett, J. H., Hunt, T. L., Jiang, H. T., Maly, K., McClenachan, L., Schultz, J. K., & Wilcox, B. A. (2011) · PLoS ONE · doi:10.1371/journal.pone.0025460 · Cited by 79
“20–30% placed in no-take reserves [99,100,101]) and robust social institutions with the capacity to enforce regulations and build social adaptive capacity [102].”
BackgroundCochrane, K. L., Andrew, N. L., & Parma, A. M. (2010) · Fish and Fisheries · doi:10.1111/j.1467-2979.2010.00392.x · Cited by 88
Carmenta, R., Parry, L., Blackburn, A., Vermeylen, S., & Barlow, J. (2011) · Ecology and Society · doi:10.5751/es-03950-160153 · Cited by 85
Community Monitoring of Natural Resource Systems and the Environment
Danielsen, F., Eicken, H. S., Funder, M., Johnson, N., Lee, O. A., Theilade, I., Argyriou, D., & Burgess, N. D. (2022) · Annual Review of Environment and Resources · doi:10.1146/annurev-environ-012220-022325 · Cited by 114
“This work is particularly relevant in a monitoring context because, rather than considering resources in isolation, it builds on Ostrom’s (63) concept of resource systems that draw on ecosystem services.”
BackgroundA novel framework for analyzing conservation impacts: evaluation, theory, and marine protected areas
Mascia, M. B., Fox, H., Glew, L., Ahmadia, G. N., Agrawal, A., Barnes, M. D., Basurto, X., Craigie, I. D., Darling, E. S., Geldmann, J., et al. (2017) · Annals of the New York Academy of Sciences · doi:10.1111/nyas.13428 · Cited by 97
Interdisciplinarity in Sustainability Studies: A Review
Lam, J. C. K., Walker, R. M., & Hills, P. R. (2012) · Sustainable Development · doi:10.1002/sd.533 · Cited by 89
Agarwal, A., Perrin, N., Chhatre, A., Benson, C., & Kononen, M. (2012) · Wiley Interdisciplinary Reviews Climate Change · doi:10.1002/wcc.193 · Cited by 106
Institutional and ecological interplay for successful self-governance of community-based fisheries
Basurto, X., & Coleman, E. A. (2010) · Ecological Economics · doi:10.1016/j.ecolecon.2009.12.001 · Cited by 87
“Some initialfindings have pointed out that when institutional arrangements are appropriately matched to the biophysical scales in which they are embedded, the probability of successful CPR governance increases (Schlager et al., 1994; Berkes and Folke, 1998; Levin, 1999; Wilson, 2002; Turner et al., 2003; Lansing, 2006…”
BackgroundHicks, C. C., McClanahan, T. R., Cinner, J. E., & Hills, J. M. (2009) · Ecology and Society · doi:10.5751/es-02712-140110 · Cited by 84
“…Coral Reef Studies, James Cook University, 3Wildlife Conservation Society, 4Australian Research Council Centre for Excellence for Coral Reef Studies, 5ENVISION features with ecological processes to effectively manage biological resources (Ostrom 1990, Hughes et al. 2005, Wilson 2006, Ostrom 2007).”
BackgroundHertz, T., García, M. M., & Schlüter, M. (2020) · People and Nature · doi:10.1002/pan3.10079 · Cited by 87
“…system and an ecological system that are linked through two arrows representing feedbacks between them (Berkes & Folke, 1998) The SES framework (Ostrom, 2007) that separates a SES into four firstlevel tiers, two ecological (resource unit and resource system) and two social (resource user and…”
BackgroundElinor Ostrom's Legacy: Governing the Commons and the Rational Choice Controversy
Forsyth, T., & Johnson, C. A. (2014) · Development and Change · doi:10.1111/dech.12110 · Cited by 115
“…began to contribute more directly to international regime formation (Keohane and Ostrom, 1995), the role of knowledge and epistemic communities within environmental policy (Hess and Ostrom, 2007), and the integration of diverse actors and institutions within systems (Ostrom, 2007b; Ostrom, 2007a).”
BackgroundMethodInfluentialIwanaga, T., Wang, H., Hamilton, S. H., Grimm, V., Koralewski, T. E., Salado, A., Elsawah, S., Razavi, S., Yang, J., Glynn, P. D., et al. (2020) · Environmental Modelling & Software · doi:10.1016/j.envsoft.2020.104885 · Cited by 88
“Management of an SoS may at times be predicated on effective management of stakeholders and their level (and capacity) of involvement (Ostrom, 2007; Boone and Fragaszy, 2018).”
Freitas, C. T., Lopes, P. F. M., Campos‐Silva, J. V., Noble, M. M., Dyball, R., & Peres, C. A. (2019) · People and Nature · doi:10.1002/pan3.10064 · Cited by 114
“Indeed, if local people are thoroughly engaged in a certain initiative, there is better potential for full-time physical presence and effective local surveillance, as they are residents in the target areas (Jentoft et al., 1998; Ostrom, 2007; Pomeroy, Katon, & Harkes, 2001).”
BackgroundWater users associations and irrigation water productivity in northern China
Zhang, L., Heerink, N., Dries, L., & Shi, X.-P. (2013) · Ecological Economics · doi:10.1016/j.ecolecon.2013.08.014 · Cited by 85
“We choose to apply Agrawal's framework instead of the more recent framework presented by Ostrom (2007, 2009, 2010), because it includes relationships between resources and user groups and their external environment (markets, technology), which may play an important role in the Chinese context.”
MethodPahl-Wostl, C., Giupponi, C., Richards, K., Binder, C., de Sherbinin, A., Sprinz, D., Toonen, T., & van Bers, C. (2013) · Environmental Science & Policy · doi:10.1016/j.envsci.2012.11.009 · Cited by 85
“Ostrom (2007) suggested organizing variables of interest in the study of social-ecological system in a nested, multi-tiered framework.”
BackgroundInsights into the black box of collective efforts for the registration of Geographical Indications
Quiñones-Ruiz, X. F., Penker, M., Belletti, G., Marescotti, A., Scaramuzzi, S., Barzini, E., Pircher, M., Leitgeb, F., & Samper-Gartner, L. F. (2016) · Land Use Policy · doi:10.1016/j.landusepol.2016.05.021 · Cited by 84
A question driven socio-hydrological modeling process
Garcia, M., Portney, K. E., & Islam, S. (2016) · Hydrology and earth system sciences · doi:10.5194/hess-20-73-2016 · Cited by 95
Bennett, D. E., & Gosnell, H. (2015) · Ecological Economics · doi:10.1016/j.ecolecon.2015.04.019 · Cited by 92
Anderies, J. M. (2014) · Bulletin of Mathematical Biology · doi:10.1007/s11538-014-0030-z · Cited by 104
Evaluating indicators of human well-being for ecosystem-based management
Breslow, S. J., Allen, M., Holstein, D., Sojka, B., Barnea, R., Basurto, X., Carothers, C., Charnley, S., Coulthard, S., Dolšak, N., et al. (2017) · Ecosystem Health and Sustainability · doi:10.1080/20964129.2017.1411767 · Cited by 91
“…interdependent, and subjective qualities of well-being; accommodates multidirectional relationships among ecological, social, and management factors; and encourages broadly comparable categories based on contextually defined factors (Biedenweg et al. 2014; Ostrom 2007; Leslie et al. 2015).”
BackgroundToonen, T. A. J. (2010) · Public Administration Review · doi:10.1111/j.1540-6210.2010.02147.x · Cited by 126
Wang, Y., Zang, L.-Z., & Araral, E. (2020) · Journal of Rural Studies · doi:10.1016/j.jrurstud.2020.06.005 · Cited by 82
Synthesizing theories of natural resource management and governance
Cox, M. E., Villamayor‐Tomás, S., Epstein, G., Evans, L. S., Ban, N. C., Fleischman, F. D., Nenadović, M., & García-López, G. A. (2016) · Global Environmental Change · doi:10.1016/j.gloenvcha.2016.04.011 · Cited by 85
Towards a sustainable water future: shaping the next decade of global water research
Pahl‐Wostl, C., Vörösmarty, C. J., Bhaduri, A., Bogárdi, J. J., Rockström, J., & Alcamo, J. M. (2013) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2013.10.012 · Cited by 89
Groot, J. C. J., & Rossing, W. A. H. (2011) · Methods in Ecology and Evolution · doi:10.1111/j.2041-210x.2011.00114.x · Cited by 108
“…accumulated over the past decades (Dietz, Ostrom, & Stern 2003), which highlight the complexity arising from interactions among multiple actors, multiple levels of organization and multiple objectives and the failures arising from not dealing with these effectively (Ostrom 2007;Walters 2007).”
BackgroundBeier, C. M., Patterson, T. M., & Chapin, F. S. (2008) · Ecosystems · doi:10.1007/s10021-008-9170-z · Cited by 84
“This approach also allows the management system and its social and ecological components to be framed in terms of multi-scale, integrative frameworks for SES analysis (Ostrom 2007).”
BackgroundClements, T., RAINEY, H. J., An, D., Vann, R., Setha, T., Sokha, T., Sutherland, W. J., & Milner‐Gulland, E. J. (2012) · Biological Conservation · doi:10.1016/j.biocon.2012.07.020 · Cited by 86
“This implies the importance of having a sound understanding of the underlying dynamics of the complex social-ecological system within which the direct payments interventions are implemented (Ostrom, 2007).”
BackgroundMiyasaka, T., Le, Q., Okuro, T., Zhao, X.-Y., & Takeuchi, K. (2017) · Landscape Ecology · doi:10.1007/s10980-017-0495-x · Cited by 81
“E) systems, also called social–ecological systems, can be a useful integrated analytical framework (Ostrom 2007, 2009; Reynolds et al. 2007, 2011; Scholz 2011a).”
BackgroundWater governance in times of change
Pahl‐Wostl, C., & Kranz, N. (2010) · Environmental Science & Policy · doi:10.1016/j.envsci.2010.09.004 · Cited by 73
“Panaceas have proven to be weak in their explanatory power and not very useful or even detrimental for policy advice (Ostrom, 2007; Ingram, 2008).”
BackgroundA common-pool resource approach for water quality management: An Australian case study
Sarker, A., Ross, H., & Shrestha, K. (2008) · Ecological Economics · doi:10.1016/j.ecolecon.2008.05.001 · Cited by 81
Long, J. W., Quinn-Davidson, L. N., & Skinner, C. N. (2014) · doi:10.2737/psw-gtr-247 · Cited by 60
Perevochtchikova, M., De la Mora-De la Mora, G., Hernández Flores, J. Á., Marín, W., Langle Flores, A., Ramos Bueno, A., & Rojo Negrete, I. A. (2019) · Ecosystem Services · doi:10.1016/j.ecoser.2019.100900 · Cited by 80
How can local energy communities promote sustainable development in European cities?
Otamendi-Irizar, I., Grijalba, O., Arias, A., Pennese, C., & Hernández, R. (2022) · Energy Research & Social Science · doi:10.1016/j.erss.2021.102363 · Cited by 80
Scientific frontiers in the management of coral reefs
Aswani, S., Mumby, P. J., Baker, A. C., Christie, P. J., McCook, L. J., Steneck, R. S., & Richmond, R. H. (2015) · Frontiers in Marine Science · doi:10.3389/fmars.2015.00050 · Cited by 74
“Ostrom ( 2007 ) has argued that successful common pool resource management regimes often have simple and clear rules .”
BackgroundCo-management of coral reef fisheries: A critical evaluation of the literature
Wamukota, A. W., Cinner, J. E., & McClanahan, T. R. (2011) · Marine Policy · doi:10.1016/j.marpol.2011.09.001 · Cited by 74
Hirschnitz-Garbers, M., & Stoll-Kleemann, S. (2011) · Geographical Journal · doi:10.1111/j.1475-4959.2010.00391.x · Cited by 80
Comparative studies of water governance: a systematic review
Özerol, G., Kruijf, J. V., Brisbois, M., Flores, C. C., Deekshit, P., Girard, C., Knieper, C., Mirnezami, J., Ortega-Reig, M., Ranjan, P., et al. (2018) · doi:10.5751/es-10548-230443 · Cited by 79
“This idea can be traced back to the SES framework (Ostrom 2007), which allows sophisticated analyses and comparisons of SESs to overcome the promotion of panaceas in resources management.”
BackgroundMarshall, G. R., Coleman, M., SINDEL, B. M., Reeve, I., & Berney, P. (2016) · Land Use Policy · doi:10.1016/j.landusepol.2016.04.028 · Cited by 82
The Key Role of the Barefoot Fisheries Advisors in the Co-managed TURF System of Galicia (NW Spain)
Macho, G., Naya, I., Freire, J., Villasante, S., & Molares, J. (2013) · AMBIO · doi:10.1007/s13280-013-0460-0 · Cited by 87
“Many authors have pointed out the need for simpler assessment and management procedures, in which fishers are actively involved, based on indicators collected directly from the catch and/or from simple surveys (Johannes 1998; Berkes et al. 2001; Hilborn 2003; Orensanz et al. 2005; Ostrom 2007; Prince 2010).”
BackgroundWealth, Rights, and Resilience: An Agenda for Governance Reform in Small‐scale Fisheries
Ratner, B. D., & Allison, E. H. (2012) · Development Policy Review · doi:10.1111/j.1467-7679.2012.00581.x · Cited by 60
“…social-ecological problems such as natural-resource management or poverty reduction is a prominent theme in contemporary development thinking: Ostrom (2007) urges diagnostic frameworks that identify solution-pathways ‘beyond panaceas’, while Rodrik (2006) and Collier (2008) urge appropriate…”
BackgroundMultinational mining enterprises and artisanal small-scale miners: From confrontation to cooperation
Yakovleva, N. P., & Vázquez‐Brust, D. (2017) · Journal of World Business · doi:10.1016/j.jwb.2017.08.004 · Cited by 88
“Ostrom proposed IAD as a foundation to explore the underlying complexity of interrelated social and ecological sustainability challenges “to build a solid field of sustainability science” (Ostrom, 2007).”
BackgroundGurney, G. G., Darling, E. S., Jupiter, S. D., Mangubhai, S., McClanahan, T. R., Lestari, P., Pardede, S., Campbell, S., Fox, M., Naisilisili, W., et al. (2019) · Biological Conservation · doi:10.1016/j.biocon.2019.108298 · Cited by 83
Implementation strategies for systematic conservation planning
Adams, V., Mills, M., Weeks, R., Segan, D. B., Pressey, R., Gurney, G., Groves, C., Davis, F., & Álvarez-Romero, J. (2018) · Ambio · doi:10.1007/s13280-018-1067-2 · Cited by 76
“Ostrom’s SES framework depicts components of the SES that are thought to influence outcomes in situations involving common-pool natural resources such as biodiversity (Ostrom 2007).”
BackgroundSocial values and biodiversity conservation in a dynamic world
Dietsch, A., Teel, T. L., & Manfredo, M. (2016) · Conservation Biology · doi:10.1111/cobi.12742 · Cited by 76
“Multilevel research that draws on diverse disciplines (e.g., Diez-Roux 2000; Raudenbush & Bryk 2002; Erez & Gati 2004; Ostrom 2007; Bennett 2016) promises a more comprehensive understanding of why individuals think and behave the way they do in conservation contexts.”
BackgroundGlaser, M., & Glaeser, B. (2014) · Regional Environmental Change · doi:10.1007/s10113-014-0637-5 · Cited by 92
“Ostrom‘s SES definition (Ostrom 2007) captures empirically observable social and economic diversity at the local level (e.”
BackgroundFishful Thinking: Rhetoric, Reality, and the Sea Before Us
Pitcher, T. J., & Lam, M. E. (2010) · Ecology and Society · doi:10.5751/es-03320-150212 · Cited by 70
Toward a sustainable, participatory and inclusive wild meat sector
Coad, L., Fa, J. E., Abernethy, K. A., Van Vliet, N., Santamaria, C., Wilkie, D. S., Bizri, H. R. E., Ingram, D. J., Cawthorn, D., & Nasi, R. (2019) · Center for International Forestry Research (CIFOR) eBooks · doi:10.17528/cifor/007046 · Cited by 69
“2015b) and sustainability hinges on the feedback and balances between social and ecological systems (Ostrom 2007; van Vliet et al. 2015b).”
BackgroundWard, H. G. M., Allen, M. S., Camp, E. V., Cole, N., Hunt, L. M., Matthias, B. G., Post, J. R., Wilson, K. L., & Arlinghaus, R. (2016) · Fisheries · doi:10.1080/03632415.2016.1207632 · Cited by 90
“Social–ecological systems are defined as unique biogeographical physical units that are linked with, and affected by, associated human actors and institutions (Berkes and Folke 1998; Berkes et al. 2003; Ostrom 2007, 2009).”
Gatiso, T. T., Vollan, B., & Nuppenau, E. (2015) · Ecological Economics · doi:10.1016/j.ecolecon.2015.04.005 · Cited by 75
Tourism and Water Inequity in Bali: A Social-Ecological Systems Analysis
Cole, S., & Browne, M. (2015) · Human Ecology · doi:10.1007/s10745-015-9739-z · Cited by 83
“…simple problems of consumption, the model is both broad and structured enough to examine a diverse range of dimensions to the issue, thus averting the dangers of mono-consequentialism in the analysis of SES (Agrawal and Chhatre 2011) and oversimplified diagnoses (Ostrom 2007; Ostrom and Cox 2010).”
BackgroundInfluentialTurner, R. A., Fitzsimmons, C., Forster, J., Mahon, R., Peterson, A. M., & Stead, S. M. (2014) · Global Environmental Change · doi:10.1016/j.gloenvcha.2014.08.004 · Cited by 94
Compensation for environmental services and intergovernmental fiscal transfers : the case of India
Kumar, S., & Managi, S. (2009) · Ecological Economics · doi:10.1016/j.ecolecon.2009.07.009 · Cited by 75
Xu, L.-T., & Chen, S. (2023) · Ecological Indicators · doi:10.1016/j.ecolind.2023.110118 · Cited by 74
Mulder, C., Bennett, E. M., Bohan, D. A., Bonkowski, M., Carpenter, S. R., Chalmers, R. M., Crämer, W., Durance, I., Eisenhauer, N., Fontaine, C., et al. (2015) · Advances in ecological research/Advances in Ecological Research · doi:10.1016/bs.aecr.2015.10.005 · Cited by 84
Liu, R.-Q., Zhang, L., Tang, Y.-D., & Jiang, Y.-M. (2024) · Land Use Policy · doi:10.1016/j.landusepol.2023.106966 · Cited by 73
IUCN SSC guidelines on human-wildlife conflict and coexistence
IUCN SSC Human-Wildlife Conflict and Coexistence Specialist Group (2023) · doi:10.2305/ygik2927 · Cited by 115
Exploring the role of failure in socio-technical transitions research
Turnheim, B., & Sovacool, B. K. (2020) · Environmental Innovation and Societal Transitions · doi:10.1016/j.eist.2020.09.005 · Cited by 92
“In other fields, notably public policy, governance, and public administration, the concept of “panacea bias” has even emerged to describe this tendency to become bonded to particular prescriptive measures—where scholars come to deceive themselves into thinking a single, monolithic policy solution (such as a carbon tax…”
BackgroundEthnobiology, Political Ecology, and Conservation
Wolverton, S., Nolan, J. M., & Ahmed, W. (2014) · Journal of Ethnobiology · doi:10.2993/0278-0771-34.2.125 · Cited by 83
“By the 2000s cross-disciplinary conservation had emerged through purposeful incorporation of social science, including anthropology (Berkes 2007; Colding and Folke 2001; Ostrom 2007).”
BackgroundSugaring off: enduring insights from long-term research on environmental governance
Young, O. R. (2012) · International Environmental Agreements Politics Law and Economics · doi:10.1007/s10784-012-9204-z · Cited by 81
“The principal insight to be drawn from these observations is that we need to strengthen our skills in the realm of what I (and others) call institutional diagnostics (Young 2002a, 2008; Ostrom 2007).”
Advancing the diagnostic analysis of environmental problems
Cox, M. E. (2011) · International Journal of the Commons · doi:10.18352/ijc.273 · Cited by 80
“In presenting a basic framework for the analysis of social-ecological systems (SESs), Ostrom (2007, 2009) provides one response to this challenge.”
BackgroundCommunity-based enterprises: The significance of partnerships and institutional linkages
Seixas, C., & Berkes, F. (2009) · doi:10.18352/ijc.133 · Cited by 73
“But learning lessons from what does work helps focus attention on some of the key factors in a diagnostic fashion (Berkes 2007; Ostrom 2007).”
BackgroundGoverning Climate Change Polycentrically
Jordan, A., Huitema, D., Schoenefeld, J. J., van Asselt, H., & Forster, J. (2018) · Cambridge University Press eBooks · doi:10.1017/9781108284646.002 · Cited by 150
“Fourth, governors should not lapse into binary thinking, as this tends to produce panaceas and other naïve prescriptions (Ostrom, 2007).”
BackgroundMultifaceted Impacts of Sustainable Land Management in Drylands: A Review
Marqués, M. J., Schwilch, G., Lauterburg, N. J., Crittenden, S. J., Tesfai, M., Stolte, J., Zdruli, P., Zucca, C., Pétursdóttir, Þ., Evelpıdou, N., et al. (2016) · Sustainability · doi:10.3390/su8020177 · Cited by 80
“substantial risk of losing their previous level of social-ecological resilience [115,116].”
BackgroundSnorek, J., Renaud, F. G., & Kloos, J. (2014) · Global Environmental Change · doi:10.1016/j.gloenvcha.2014.06.014 · Cited by 77
From state to system: financialization and the water-energy-food-climate nexus
Schmidt, J. J., & Matthews, N. (2018) · Geoforum · doi:10.1016/j.geoforum.2018.03.001 · Cited by 73
Apine, E., Turner, L., Rodwell, L., & Bhatta, R. (2019) · Ocean and Coastal Management · doi:10.1016/j.ocecoaman.2018.12.024 · Cited by 71
“The fishers, mud crabs, estuarine and coastal fisheries and governing organisations and rules are the main subsystems of a complex socio-ecological system that, while being relatively independent, interact to produce outcomes (Ostrom, 2007; McGinnis and Ostrom, 2014).”
BackgroundA framework for analyzing institutional gaps in natural resource governance
Rahman, H. M. T., Ville, A. S., Song, A. M., Po, J. Y. T., Berthet, E. T. A., Brammer, J. R., Brunet, N. D., Jayaprakash, L. G., Lowitt, K. N., Rastogi, A., et al. (2017) · International Journal of the Commons · doi:10.18352/ijc.758 · Cited by 86
“Our approach draws on Ostrom et al. (1994)’s multi-level rule hierarchy described in the Institutional Analysis and Development (IAD) framework and subsequently the Social Ecological Systems (SES) framework (Ostrom 2007, 2009).”
MethodClimate change, land degradation and migration in Mali and Senegal - some policy implications
Hummel, D. (2016) · Migration and Development · doi:10.1080/21632324.2015.1022972 · Cited by 71
“Following conceptual works on SES elaborated by Folke (2006), Ostrom (2007) and the theoretical transdisciplinary approach of Institute for SocialEcological Research (Hummel, 2008; Hummel, Jahn, & Schramm, 2011; Jahn, Bergmann, & Keil, 2012; Liehr, Röhrig, Mehring, & Kluge, submitted for…”
MethodResilience of Natural Gas Networks during Conflicts, Crises and Disruptions
Carvalho, R., Buzna, Ľ., Bono, F., Masera, M., Arrowsmith, D. K., & Helbing, D. (2014) · PLoS ONE · doi:10.1371/journal.pone.0090265 · Cited by 75
“[35] Ostrom E (2007) A diagnostic approach for going beyond panaceas.”
Schlüter, M., Hirsch, D., & Pahl-Wostl, C. (2010) · doi:10.1016/j.envsci.2010.09.001 · Cited by 70
“However, given the complexity of a SES in a river basin and its historical legacies there are no panaceas for a transition of a water management regime towards and integrated and adaptive one (Ostrom, 2007; Pahl-Wostl, 2009).”
BackgroundConservation from the inside‐out: Winning space and a place for wildlife in working landscapes
Western, D., Tyrrell, P., Brehony, P., Russell, S., Western, G., & Kamanga, J. (2020) · People and Nature · doi:10.1002/pan3.10077 · Cited by 82
“…when linked to existing theories connecting landscapes among multiple jurisdictions using a polycentric and devolved approach to governance (Ostrom, 2007), landscape theory based on sustainable practices (Arts et al., 2017; Curtin, 2015) and a sound ecological understanding using…”
BackgroundInfluentialSchoon, M., & van der LEEUW, S. (2015) · Natures Sciences Sociétés · doi:10.1051/nss/2015034 · Cited by 144
“the Social-Ecological Systems Framework (Ostrom, 2007).”
Shaver, I., Chain‐Guadarrama, A., Cleary, K. A., Sanfiorenzo, A., Santiago‐García, R. J., Finegan, B., Hormel, L., Sibelet, N., Vierling, L. A., Bosque‐Pérez, N. A., et al. (2015) · Global Environmental Change · doi:10.1016/j.gloenvcha.2015.02.006 · Cited by 65
“Such complex problems require an integrated, interdisciplinary approach that recognizes the interdependence of social, economic, and ecological processes inherent in the system (Eigenbrode et al., 2007; Ostrom, 2007; Botey et al., 2014).”
BackgroundAgritourism as a sustainable adaptation strategy to climate change in the Andean Altiplano
Valdivia, C., & Barbieri, C. (2014) · doi:10.1016/j.tmp.2014.02.004 · Cited by 69
“Likewise, it is important to recognize the dynamics and interactions that the market causes at different scales affecting household livelihoods and decision-making (Ostrom, 2007).”
BackgroundWhy Do We Need to Protect Institutional Diversity?
Elinor Ostrom, B. (2011) · European Political Science · doi:10.1057/eps.2011.37 · Cited by 74
“There are no ‘optimal’ rules that can be applied to all fisheries, all forests, or all water systems (Grafton, 2000; Ostrom, 2007).”
BackgroundSelf-citationRangelands as Social–Ecological Systems
Hruska, T., Huntsinger, L., Brunson, M. W., Li, W., Marshall, N., Oviedo, J. L., & Whitcomb, H. L. (2017) · Springer series on environmental management · doi:10.1007/978-3-319-46709-2_8 · Cited by 79
“This framework divides an SES into seven categories for analysis: resource systems, resource units, governance, users, interactions, outcomes, and related (or adjacent) ecosystems (Ostrom 2007, 2009).”
Backgroundde Mello, N. G. R., Gulinck, H., den Broeck, P. V., & Parra, C. (2020) · Forest Policy and Economics · doi:10.1016/j.forpol.2020.102109 · Cited by 93
Robinson, B. E., Li, P., & Hou, X. (2017) · Global Environmental Change · doi:10.1016/j.gloenvcha.2017.08.012 · Cited by 84
“The SES framework provides a template for cataloguing the social and ecological components that make up an institutional setting, and their resulting social and ecological outcomes (McGinnis and Ostrom, 2014; Ostrom, 2007; Ostrom and Cox, 2010).”
BackgroundMethodTowards a social-ecological understanding of sustainable venturing
Muñoz, P., & Cohen, B. (2017) · Journal of Business Venturing Insights · doi:10.1016/j.jbvi.2016.12.001 · Cited by 68
“These four components of any particular social-ecological system “jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place” (Ostrom, 2007:15181).”
BackgroundCombining participatory and socioeconomic approaches to map fishing effort in small-scale fisheries
Thiault, L., Collin, A., Chlous, F., Gelcich, S., & Claudet, J. (2017) · PLoS ONE · doi:10.1371/journal.pone.0176862 · Cited by 68
Foster, T., & Hope, R. (2016) · Journal of Rural Studies · doi:10.1016/j.jrurstud.2016.07.026 · Cited by 67
“In order to counter these challenges, Ostrom (2007; 2009) crafted a multilevel social-ecological system (SES) framework as a common diagnostic tool for analysing factors that influence outcomes for complex environmental and human systems.”
BackgroundPartelow, S., & Winkler, K. (2016) · Ecology and Society · doi:10.5751/es-08524-210327 · Cited by 68
“Diagnos9c SES Framework (SESF) Second-level variables under core subsystems for analyzing socialecological systems (Ostrom, 2007)”
BackgroundMethodInfluentialPartelow, S. (2015) · Sustainability Science · doi:10.1007/s11625-015-0351-3 · Cited by 69
“1; Ostrom 2007, 2009).”
BackgroundThiel, A., Adamseged, M. E., & Baake, C. (2015) · Environmental Science & Policy · doi:10.1016/j.envsci.2015.04.020 · Cited by 84
Understanding Disturbances and Responses in Social-Ecological Systems
Schoon, M., & Cox, M. (2012) · doi:10.1080/08941920.2010.549933 · Cited by 68
“We proceed by using the framework of SES developed by Ostrom (2007), along with this typology of disturbances, in order to present an adapted framework that enables 6 M.”
MethodDeforestation dynamics and policy changes in Bolivia's post-neoliberal era
Redo, D., Millington, A., & Hindery, D. (2011) · Land Use Policy · doi:10.1016/j.landusepol.2010.06.004 · Cited by 68
Towards integrated surveillance-response systems for the prevention of future pandemics
Zinsstag, J., Utzinger, J., Probst-Hensch, N. M., Lv, S., & Zhou, X. (2020) · Infectious Diseases of Poverty · doi:10.1186/s40249-020-00757-5 · Cited by 108
“COVID-19: Coronavirus disease 2019; MERS: Middle Eastern respiratory syndrome; OECD: Organization for Economic Co-operation and Development; PEP: Post-exposure prophylaxis; R0: Basic reproductive number; SARS: Severe acute respiratory syndrome; SARS-CoV-2: Severe acute respiratory syndrome coronavirus 2; SES: Social-e…”
BackgroundIncorporating multilevel values into the social-ecological systems framework
van Riper, C. J., Thiel, A., Penker, M., Braito, M., Landon, A. C., Thomsen, J. M., & Tucker, C. M. (2018) · Ecology and Society · doi:10.5751/es-10047-230325 · Cited by 102
“Concepts such as mental models, belief systems, and values were recognized by Ostrom (2005) as playing important roles in explaining the behavior of stakeholders engaged in collective action (Fig.”
BackgroundMethodFrontiers in socio-environmental research: components, connections, scale, and context
Pulver, S., Ulibarrí, N., Sobocinski, K. L., Alexander, S. M., Johnson, M. L., McCord, P. F., & Dell’Angelo, J. (2018) · Ecology and Society · doi:10.5751/es-10280-230323 · Cited by 82
“At one end of the spectrum are the frameworks developed for considering placebased problems, e.g., SESF, which emphasizes the importance of identifying and bounding the focal, local SE system (Ostrom 2007).”
BackgroundMethodInfluentialPhương, L. T., Biesbroek, R. G., & Wals, A. E. J. (2017) · NJAS - Wageningen Journal of Life Sciences · doi:10.1016/j.njas.2017.05.001 · Cited by 85
“Because collective action problems require the involvement of multiple stakeholders with a diversity of values and perceptions across scales (Ostrom, 2007), the emphasis is often on forms of collective learning rather than on individual types of learning.”
BackgroundWhy is an APT approach to wicked problems important?
Head, B. W., & Xiang, W. (2016) · Landscape and Urban Planning · doi:10.1016/j.landurbplan.2016.03.018 · Cited by 87
Linstädter, A., Kuhn, A., Naumann, C., Rasch, S., Sandhage-Hofmann, A., Amelung, W., Jordaan, J., du Preez, C., & Bollig, M. (2016) · Ecology and Society · doi:10.5751/es-08737-210335 · Cited by 67
“In the nomenclature of Ostrom (2007, 2009b), the decoupling of users (households) from resource units (herds) triggered a recoupling of the resource system (rangelands) to the resource units (herds).”
BackgroundLi, W., & Li, Y. (2012) · Ecology and Society · doi:10.5751/es-04531-170109 · Cited by 67
“Realizing such complexity has challenged natural resource management worldwide; scholars have thus introduced the concept of the social-ecological system (SES) into the field of natural resource management (Anderies et al. 2004, Folke et al. 2005, Ostrom 2007, 2009).”
BackgroundKnüppe, K., & Pahl-Wostl, C. (2011) · doi:10.1007/s11269-011-9861-7 · Cited by 67
Buschmann, C., Röder, N., Berglund, K., Berglund, Ö., Lærke, P., Maddison, M., Mander, Ü., Myllys, M., Osterburg, B., & den Akker, J. V. (2020) · Land Use Policy · doi:10.1016/j.landusepol.2019.104181 · Cited by 67
“The classical example is that of a meadow where areas grazed by one user’s animals cannot be grazed anymore by other users’ animals (Hardin, 1968; Ostrom, 2007).”
BackgroundManaging Socio‐Ecological Systems to Achieve Sustainability: A Study of Resilience and Robustness
Domptail, S., Easdale, M. H., & Yuerlita (2013) · Environmental Policy and Governance · doi:10.1002/eet.1604 · Cited by 67
Lankford, B., Closas, A., Dalton, J., Gunn, E. L., Hess, T., Knox, J., van der Kooij, S. A., Lautze, J., Molden, D., Orr, S., et al. (2020) · Global Environmental Change · doi:10.1016/j.gloenvcha.2020.102182 · Cited by 66
“, 2008); and an appreciation of multi-variable, cross-scale constituents of socioecological systems (Ostrom, 2007) and how these apply to irrigation systems (Meinzen-Dick, 2007; van Rooyen et al.”
BackgroundSotirov, M., & Arts, B. (2018) · Land Use Policy · doi:10.1016/j.landusepol.2018.03.042 · Cited by 66
Metadata
- Authors
- Ostrom, E.
- Affiliations
- Center for the Study of Institutions, Population, and Environmental Change, Indiana University, 408 North Indiana Avenue, Bloomington, IN 47408; Workshop in Political Theory and Policy Analysis, Indiana University, 513 North Park, Bloomington, IN 47408; and Center for the Study of Institutional Diversity, School of Human Evolution and Social Change, Arizona State University, Tempe, AZ 85287-2402
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2007-09-25
- Volume
- 104
- Issue
- 39
- Pages
- 15181-15187
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC2000497
- OpenAlex
- W2071962320
- Cited by
- 2,728
- References
- 0
- Citations by year
- 2026: 109 · 2025: 124 · 2024: 129 · 2023: 146 · 2022: 167 · 2021: 209 · 2020: 196 · 2019: 158 · 2018: 197 · 2017: 156 · 2016: 163 · 2015: 168 · 2014: 168 · 2013: 165 · 2012: 135
- FWCI
- 60.79
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- VTechWorks (Virginia Tech) (submittedVersion)
- Funders
- National Science Foundation
- Ford Foundation
- John D. and Catherine T. MacArthur Foundation
- Topics
- Physical Sciences › Environmental Science › Global and Planetary Change › Sustainability and Climate Change Governance
- Physical Sciences › Environmental Science › Global and Planetary Change › Land Use and Ecosystem Services
- Physical Sciences › Environmental Science › Management, Monitoring, Policy and Law › Coastal and Marine Management
- Keywords
- social-ecological systems, panacea, diagnostic framework, multilevel systems, governance arrangements, resource utilization (natural resources), nonlinear interactions, cross-scale analysis, resource degradation, interdisciplinary research, fisheries, lake ecosystems, grazing systems
- MeSH terms
- Animals, Conservation of Natural Resources, Ecology, Environment, Environmental Health, Environmental Monitoring, Environmental Pollution, Humans, Models, Biological, Public Policy, Social Environment, Ecosystem
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