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A diagnostic approach for going beyond panaceas
Open accessAbstract
The articles in this special feature challenge the presumption that scholars can make simple, predictive models of social–ecological systems (SESs) and deduce universal solutions, panaceas, to problems of overuse or destruction of resources. Moving beyond panaceas to develop cumulative capacities to diagnose the problems and potentialities of linked SESs requires serious study of complex, multivariable, nonlinear, cross-scale, and changing systems. Many variables have been identified by researchers as affecting the patterns of interactions and outcomes observed in empirical studies of SESs. A step toward developing a diagnostic method is taken by organizing these variables in a nested, multitier framework. The framework enables scholars to organize analyses of how attributes of ( i ) a resource system (e.g., fishery, lake, grazing area), ( ii ) the resource units generated by that system (e.g., fish, water, fodder), ( iii ) the users of that system, and ( iv ) the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place. The framework also enables us to organize how these attributes may affect and be affected by larger socioeconomic, political, and ecological settings in which they are embedded, as well as smaller ones. The framework is intended to be a step toward building a strong interdisciplinary science of complex, multilevel systems that will enable future diagnosticians to match governance arrangements to specific problems embedded in a social–ecological context.
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“Typically, CHANS are difficult to study because of their non-linearity characteristics, multiple space-time scales, complex feedback mechanisms, and unique local contexts that are linked to forces of globalization.”
From Modelling Tourism in the Galapagos Islands: An Agent-Based Model Approach (2014) · cites this paper as Ostrom 2007
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“The collection and evaluation of evidence in our approach is organized according to modes of accumulation identified by the CEQ (1997), including those such as nonlinear and cross-boundary effects that are of widely recognized importance in complex social-ecological systems like the salmon fisheries of the Pacific Northwest (Ostrom 2007).”
From Evidence‐based evaluation of the cumulative effects of ecosystem restoration (2016) · cites this paper as Ostrom 2007
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“The concept of near decomposability has been extended to the analysis of natural resource systems, which are typically conceived as having multiple levels of subsystems that function independently in many respects but are also functionally linked with higher-level and lower-level subsystems within the larger natural resource system (see E. Ostrom, 2007).”
From Polycentric Systems of Governance: A Theoretical Model for the Commons (2019) · cites this paper as E. Ostrom, 2007
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Citations
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Cited by
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Items 401–500 of 1,001
Brondízio, E. S., Vogt, N. D., Mansur, A. V., Anthony, E. J., da Costa, S. M. F., & Hetrick, S. (2016) · Sustainability Science · doi:10.1007/s11625-016-0368-2 · Cited by 89
“…SES into a multitier hierarchy that can be unfolded when needed, and for facilitating the selection of variables in a case study This study based on Ostrom (2007, 2009) and others Amazon Delta For analyze collective action problems in socio-ecological deltas; conceptualization of the social system…”
MethodFarmers fighting climate change—from victims to agents in subsistence livelihoods
Olsson, L., & Jerneck, A. (2010) · Wiley Interdisciplinary Reviews Climate Change · doi:10.1002/wcc.44 · Cited by 71
The role of incentive mechanisms in promoting forest restoration
Tedesco, A. M., Brancalion, P. H. S., Hepburn, M. H., Walji, K., Wilson, K. A., Possingham, H. P., Dean, A. J., Nugent, N., Elias-Trostmann, K., Pérez‐Hämmerle, K., et al. (2022) · Philosophical Transactions of the Royal Society B Biological Sciences · doi:10.1098/rstb.2021.0088 · Cited by 81
Landscape sustainability science in the drylands: mobility, rangelands and livelihoods
Liao, C., Agrawal, A., Clark, P. E., Levin, S. A., & Rubenstein, D. I. (2020) · Landscape Ecology · doi:10.1007/s10980-020-01068-8 · Cited by 76
“Ostrom’s nested framework (Ostrom 2007, 2009) allows us elaborate the coupled nature of dryland socio-environmental system components as also to integrate different disciplinary approaches for an improved understanding of the processes, feedbacks, dynamics, and transitions characterizing specific…”
BackgroundDecreasing farm number benefits the mitigation of agricultural non-point source pollution in China
Fan, L., Yuan, Y., Ying, Z., Lam, S.-K., Liu, L., Zhang, X., Liu, H.-B., & Gu, B.-J. (2018) · Environmental science and pollution research international · doi:10.1007/s11356-018-3622-6 · Cited by 65
“In fact, communication allows group members to identify the best strategy in the game by exchanging information, building norms, and forming a sense of group identity (Ostrom 2007).”
BackgroundLindegren, M., & Brander, K. (2018) · Reviews in Fisheries Science & Aquaculture · doi:10.1080/23308249.2018.1445980 · Cited by 81
“The authors present a four-stage diagnostic framework, based on Ostrom s previous work on social-ecological systems (Ostrom 2007; 2009), that moves from system description to characterization of challenges and opportunities, through two stages of analysis and validation, to the definition and…”
BackgroundMethodDrivers of Human Stress on the Environment in the Twenty-First Century
Dietz, T. M. (2017) · Annual Review of Environment and Resources · doi:10.1146/annurev-environ-110615-085440 · Cited by 76
Macura, B., Secco, L., & Pullin, A. S. (2015) · Environmental Evidence · doi:10.1186/s13750-015-0051-6 · Cited by 77
“The role of governance in PAs effectiveness should be assessed relative to local dynamics (see [116]) and researchers have to develop in-depth understanding of institutional, contextual and historical diversity to be able to conduct more rigorous analysis and decompose governance processes into elements that can be mo…”
A basic guide for empirical environmental social science
Cox, M. E. (2015) · Ecology and Society · doi:10.5751/es-07400-200163 · Cited by 95
“This qualitative model involves an application of the social-ecological framework by Ostrom (2007).”
MethodHummel, D., Adamo, S., de Sherbinin, A., Murphy, L., Aggarwal, R., Zulu, L. C., Liu, J.-G., & Knight, K. (2012) · Population and environment · doi:10.1007/s11111-012-0176-2 · Cited by 65
“…approaches are dedicated to the analysis of either coupled ‘human–environment systems’ (e.g., Turner et al. 2003), ‘socio-ecological systems’ (e.g., Gallopı́n et al. 2001) or ‘social-ecological systems’ (e.g., Berkes et al. 2003; Gunderson and Holling 2002; Folke 2006; Ostrom 2007).”
Marshall, G. (2015) · doi:10.18352/ijc.587 · Cited by 64
“…(e.g. fish), rather than to humanconstructed biophysical subsystems [other than those accounted for by the second-tier attribute human-constructed facilities to capture those humanmade biophysical supplements (e.g. irrigation infrastructure) to natural systems (e.g. rivers)] (Ostrom 2007, 2009).”
BackgroundPolach, C. V. B. U., Kunze, C., Maaß, O., & Grundmann, P. (2015) · Energy Research & Social Science · doi:10.1016/j.erss.2015.02.003 · Cited by 68
Clarvis, M. H., Fatichi, S., Allan, A., Fuhrer, J., Stoffel, M., Romerio, F., Gaudard, L., Burlando, P., Beniston, M., Xoplaki, E., et al. (2014) · Environmental Science & Policy · doi:10.1016/j.envsci.2013.11.005 · Cited by 64
“As climate change impacts are increasingly observed, existing challenges within policy and legislative frameworks are being exacerbated by the rate of change within the physical system (Ostrom, 2007).”
BackgroundFrom 'two medicines' to 'One Health' and beyond.
Zinsstag, J., Meisser, A., Schelling, E., Bonfoh, B., & Tanner, M. (2012) · Onderstepoort Journal of Veterinary Research · doi:10.4102/ojvr.v79i2.492 · Cited by 64
“Operationalisation of ‘One Health’ We have shown that ‘One Health’ is well integrated into broader conceptual thinking like ‘Ecosystem health’ or ‘Health in Social-Ecological Systems’.”
BackgroundInfluentialChapin, F. S., MARK, A. F., Mitchell, R. A., & Dickinson, K. J. M. (2012) · Ecosphere · doi:10.1890/es12-00009.1 · Cited by 53
“Certain properties of both the resources and their governance increase the likelihood of sustainable use (Dietz et al. 2003, Ostrom 2009), although no single formula or strategy has been identified that guarantees sustainability (Ostrom 2007).”
BackgroundKraak, S. (2010) · Fish and Fisheries · doi:10.1111/j.1467-2979.2010.00372.x · Cited by 75
“I did not discuss any experiments that tested the effect of face-to-face communication between rounds, enabling participants to discuss what they all should do and build norms to encourage conformance (Nash 1953, Ostrom 1998, Ostrom 2001, Ostrom 2007).”
BackgroundLearning on governance in forest ecosystems: Lessons from recent research
Tucker, C. M. (2010) · International Journal of the Commons · doi:10.18352/ijc.224 · Cited by 72
“Ostrom (2007) has developed a multi-tier framework of key variables believed to be important for studying complex social-ecological systems; the framework includes six top tier variables and 51 second tier variables.”
BackgroundInfluentialSenko, J. F., Peckham, S. H., Aguilar-Ramírez, D., & Wang, J. H. (2022) · Current Biology · doi:10.1016/j.cub.2021.12.050 · Cited by 67
Covarrubias, M. (2018) · Sustainability Science · doi:10.1007/s11625-018-0591-0 · Cited by 63
“…et al. 2004; Ostrom 2007; Janssen et al. 2007; McGinnis and Ostrom 2014) posits a ‘theoryneutral framework’ to analyze the linkages and relations of an ecological (non-human, physical or material) system with one or more social systems (Anderies et al. 2004; Ostrom 2007; McGinnis and Ostrom 2014).”
BackgroundTowards metrics of sustainable food systems: a review of the resilience and vulnerability literature
Prosperi, P., Allen, T., Cogill, B., Padilla, M., & Peri, I. (2016) · Environment Systems & Decisions · doi:10.1007/s10669-016-9584-7 · Cited by 66
“…at defining a common language, framing research and guidance towards sustainable development of SES (Gallopı́n et al. 2001; Holling and Allen 2002; Turner et al. 2003; Ostrom 2007), and the SES frameworks variables have been key in identifying sustainable outcomes in natural resource management.”
BackgroundHering, J. G., Sedlak, D. L., Tortajada, C., Biswas, A. K., Niwagaba, C. B., & Breu, T. (2015) · Science · doi:10.1126/science.aac5902 · Cited by 67
Dedeurwaerdere, T. (2013) · Sustainability · doi:10.3390/su5093783 · Cited by 63
“In this context, both Noble prize laureates, such as Elinor Ostrom [8] and Sir John Sulston [9], and high-level science officials [10] have stressed the need of an in depth transformation of the modes of organizing scientific research for governing the transition to sustainable societies.”
BackgroundDiagnosing Institutional Fit: a Formal Perspective
Cox, M. (2012) · doi:10.5751/es-05173-170454 · Cited by 63
Impact evaluation and interventions to address climate change: a scoping study
Prowse, M., & Snilstveit, B. (2010) · Journal of Development Effectiveness · doi:10.1080/19439341003786729 · Cited by 63
“The multi-tier framework presented by Ostrom (2007) can provide a useful starting point for theory-based IEs of climate change interventions and suggests a range of different variables researchers might want to consider when designing IEs.”
Environmental Governance in Latin America
de Castro, F., Hogenboom, B., & Baud, M. (2016) · Palgrave Macmillan UK eBooks · doi:10.1007/978-1-137-50572-9 · Cited by 117
Revising theory in light of experimental findings
Elinor Ostrom, B. (2010) · Journal of Economic Behavior & Organization · doi:10.1016/j.jebo.2008.11.008 · Cited by 66
“Our repeated finding from field research is that government, private, or community ownership is not the primary cause of resource sustainability over time (Ostrom, 2007).”
BackgroundSelf-citationBlomquist, W. (2009) · Institutions and Sustainability · doi:10.1007/978-1-4020-9690-7_6 · Cited by 63
Mahajan, S. L., Jagadish, A., Glew, L., Ahmadia, G. N., Becker, H., Fidler, R. Y., Jeha, L., Mills, M., Cox, C., DeMello, N., et al. (2020) · Conservation Science and Practice · doi:10.1111/csp2.299 · Cited by 67
“An approach that effectively breaks down and communicates the complexity of CBC can provide a valuable mechanism for translating scientific theory into context-specific “diagnostics” to guide conservation practice (as per Ostrom, 2007).”
BackgroundInvestigating potential transferability of place-based research in land system science
Václavík, T., Langerwisch, F., Cotter, M., Fick, J., Häuser, I., Hotes, S., Kamp, J., Settele, J., Spangenberg, J., & Seppelt, R. (2016) · Environmental Research Letters · doi:10.1088/1748-9326/11/9/095002 · Cited by 62
“This limitation is especially true for land systems, i.e. social-ecological systems (SESs; Ostrom 2007), in which the interactions of different agents can be mediated through direct and indirect linkages and feedbacks with the physical environments (Letourneau et al 2012).”
BackgroundKlain, S. C., Beveridge, R., & Bennett, N. J. (2014) · Ecology and Society · doi:10.5751/es-07123-190452 · Cited by 81
“Indeed, in her later work, Ostrom explicitly recognized the roles of norms and heuristics, trust, communication, and large-scale contextual factors in creating conditions for successful CPR management (Ostrom 2007, Ostrom and Cox 2010).”
BackgroundNutters, H., & da Silva, P. P. (2012) · Ocean & Coastal Management · doi:10.1016/j.ocecoaman.2012.05.020 · Cited by 72
Integrative Frontiers in Environmental Policy Theory and Research
Niles, M., & Lubell, M. (2012) · doi:10.1111/j.1541-0072.2012.00445.x · Cited by 62
Cavalcanti, C., Schläpfer, F., & Schmid, B. (2009) · Ecological Economics · doi:10.1016/j.ecolecon.2009.09.009 · Cited by 63
“The availability of such information can be enhanced through opportunities for communication (Ostrom, 2007).”
BackgroundInfluentialNaiga, R., Penker, M., & Hogl, K. (2015) · International Journal of the Commons · doi:10.18352/ijc.480 · Cited by 61
“Due to water’s characteristics of a common pool resource (see introduction) and the complex interaction between nature, technology and humans for local water governance, we selected the Social-Ecological Systems framework and the design principles (Ostrom 1990, 2007).”
BackgroundMethodErnst, B., Chamorro, J., Manríquez, P., Orensanz, J. M. (., Parma, A., Porobic, J., & Román, C. (2013) · doi:10.1016/j.gloenvcha.2013.08.002 · Cited by 61
Zang, Y., Yang, Y.-Y., & Liu, Y.-S. (2021) · Journal of Rural Studies · doi:10.1016/j.jrurstud.2021.05.008 · Cited by 60
Ling, Z., Huang, Q., He, C., Yue, H., & Zhao, Q. (2021) · Sustainable Cities and Society · doi:10.1016/j.scs.2021.102899 · Cited by 65
König, H., Ceaușu, S., Reed, M., Kendall, H., Hemminger, K., Reinke, H., Ostermann-Miyashita, E.-F., Wenz, E., Eufemia, L., Hermanns, T., et al. (2021) · Conservation Science and Practice · doi:10.1111/csp2.399 · Cited by 60
“The social-ecological framework of ecosystem services and disservices (SEEDS) adapts the components of social-ecological systems (Ostrom, 2007, 2009) to the context of human–wildlife interactions by defining six key elements: wildlife units, ecosystem services, ecosystem disservices, ecosystem…”
BackgroundLindkvist, E. A. L., Wijermans, N., Daw, T., González-Mon, B., Giron‐Nava, A., Johnson, A. F., van Putten, I. V., Basurto, X., & Schlüter, M. (2020) · Frontiers in Marine Science · doi:10.3389/fmars.2019.00733 · Cited by 60
“At the heart of this complexity lies the high diversity of the social, institutional, and ecological entities in SSF, the interactions within and among these entities, and the range of outcomes that arise from these interactions (Degnbol and McCay, 2007; Ostrom, 2007; Smith and Basurto, 2019).”
BackgroundParticipatory Guarantee Systems (PGS) in Mexico: a theoretic ideal or everyday practice?
Kaufmann, S., & Vogl, C. (2018) · Agriculture and Human Values · doi:10.1007/s10460-017-9844-2 · Cited by 60
“Disagreements between actors engaged in collective action activities and resulting conflicts are also reported for local CPR management groups (Ostrom 2015; Ravikumar et al.”
BackgroundInfluentialGalaz, V., Tallberg, J., Boin, A., Ituarte‐Lima, C., Hey, E., Olsson, P., & Westley, F. R. (2017) · Risk Hazards & Crisis in Public Policy · doi:10.1002/rhc3.12108 · Cited by 78
Yin, R., Liu, T., Yao, S., & Zhao, M. (2013) · Forest Policy and Economics · doi:10.1016/j.forpol.2013.06.010 · Cited by 67
“Certainly, context matters; but context is not the only thing thatmatters and it matters more if the focal action situations are scrutinized within an integrated SES diagnostic framework (Ostrom, 2007; Blomquist et al., 2010).”
BackgroundClement, F. (2012) · Environmental Conservation · doi:10.1017/s0376892912000276 · Cited by 60
“To address this problem, Ostrom and her colleagues (Ostrom 2007; Ostrom & Cox 2010) have recently developed an interdisciplinary framework for the analysis of SESs (Fig.”
MethodEssington, T. E., Melnychuk, M. C., Branch, T. A., Heppell, S. S., Jensen, O. P., Link, J. S., Martell, S. J. D., Parma, A. M., Pope, J. G., & Smith, A. D. M. (2012) · Conservation Letters · doi:10.1111/j.1755-263x.2012.00226.x · Cited by 61
“Indeed, there is a growing appreciation that policy instruments must be designed to match the ecological, economic, and social systems in which they are implemented (Ostrom 2007, 2009).”
BackgroundThe grammar of institutions: The challenge of distinguishing between strategies, norms, and rules
Schlüter, A., & Theesfeld, I. (2010) · Rationality and Society · doi:10.1177/1043463110377299 · Cited by 69
“Such an institutional grammar would consist of multiple tiers, where the upper categories would be more general and the lower categories would be more casespecific, similar to the general institutional framework developed in (Ostrom, 2007).”
BackgroundHanger-Kopp, S., Thaler, T., Seebauer, S., Schinko, T., & Clar, C. (2021) · Global Environmental Change · doi:10.1016/j.gloenvcha.2021.102425 · Cited by 80
“In this context reference frameworks to transparently cover framework conditions are required, such as that provided by the five capitals approach (Thaler and Seebauer, 2019), Ostrom’s socio-ecological-systems (Ostrom, 2007), or technological innovation systems (Bergek et al., 2008).”
MethodMonk, C. T., Barbier, M., Romańczuk, P., Watson, J. R., Alós, J., Nakayama, S., Rubenstein, D. I., Levin, S. A., & Arlinghaus, R. (2018) · Ecology Letters · doi:10.1111/ele.12949 · Cited by 65
Mapping social-ecological systems archetypes
Rocha, J., Malmborg, K., Gordon, L. J., Brauman, K. A., & DeClerck, F. (2019) · Environmental Research Letters · doi:10.1088/1748-9326/ab666e · Cited by 69
Governing the innovation commons
Potts, J. (2017) · Journal of Institutional Economics · doi:10.1017/s1744137417000479 · Cited by 100
“Ostrom (1990, 2007) explained how many common pool resource dilemmas were not actually instances of market failure (to be resolved with effective property rights, or regulated public ownership) but would yield to private ordering solutions when the relevant ‘community of use’ could come together…”
BackgroundLaws, norms, and the Institutional Analysis and Development framework
Cole, D. H. (2017) · Journal of Institutional Economics · doi:10.1017/s1744137417000030 · Cited by 104
“It 1 One implication of this treatment is that those boxes might be replaced by the first-tier variables of Ostrom’s subsequently developed SES framework (see E. Ostrom, 2007, 2009).”
BackgroundMulticentury trends and the sustainability of coral reef fisheries in Hawai‘i and Florida
McClenachan, L., & Kittinger, J. N. (2012) · Fish and Fisheries · doi:10.1111/j.1467-2979.2012.00465.x · Cited by 78
“Although no panaceas to the sustainability of fisheries exist, governance systems that incorporate the elements of successful common pool resource institutions into place-based management strategies are more likely to result in social and ecological successes (Ostrom 2007; Basurto and Ostrom 2009).”
BackgroundWang, Y., & Huan, M. (2023) · Agricultural Water Management · doi:10.1016/j.agwat.2023.108519 · Cited by 60
Flynn, C., & Davidson, C. I. (2016) · Ecology and Society · doi:10.5751/es-08756-210419 · Cited by 64
Prasad, A. S., Pandey, B., Leimgruber, W., & Kunwar, R. (2016) · Geoenvironmental Disasters · doi:10.1186/s40677-016-0037-x · Cited by 58
“…to adapt to climate change and disaster risk reduction in mountain regions (Smit and Pilifosova 2001; Huq 2007; Lemos et al. 2007) and instead of more bottomup forms of assistance, the adaptive capacities and flexible governance structures to be emerged (Ostrom 2007; Hahn et al 2009; Wisner 2010).”
BackgroundElands, B. H. M., Wiersum, K. F., Buijs, A. E., & Vierikko, K. (2015) · Biodiversity and Conservation · doi:10.1007/s10531-015-0985-6 · Cited by 60
“Consequently, more interdisciplinary approaches were conceived (e.g. Folke 2006; Young et al. 2006; Ostrom 2007).”
BackgroundMcGinnis, M. D., & Walker, J. M. (2010) · Public Choice · doi:10.1007/s11127-010-9626-5 · Cited by 58
“In her current work, she is extending this framework to encompass more of the biophysical aspects of coupled social-ecological systems (Ostrom 2007a, 2009).”
BackgroundColloff, M., & Pittock, J. (2019) · Australasian Journal of Water Resources · doi:10.1080/13241583.2019.1664878 · Cited by 57
“Environmental policy deals with complex socialecological systems that respond to change in unpredictable, non-linear ways and requires much more than linear predictive models and simple solutions (Ostrom 2007).”
BackgroundUsing people's perceptions of ecosystem services to guide modeling and management efforts
Elwell, T. L., Gelcich, S., Gaines, S. D., & López‐Carr, D. (2018) · The Science of The Total Environment · doi:10.1016/j.scitotenv.2018.04.052 · Cited by 64
“Ecosystem service (ES) approaches—based on an understanding that ecosystems provide myriad benefits called ecosystem services (ESs) to people—are increasingly showing promise inmoving environmental decision-making processes toward better outcomes for ecosystems and people (Daily, 2000; Clark and Dickson, 2003; Ostrom,…”
Hayes, T., Murtinho, F., & Wolff, H. (2017) · World Development · doi:10.1016/j.worlddev.2017.01.003 · Cited by 57
“…of conservation and international development, scholars have repeatedly called for diagnostic tools and associated theories to assess not only whether, but under what conditions, a specific policy tool works (Basurto & Ostrom, 2009; Deaton, 2010; Miteva, Pattanayak, & Ferraro, 2012; Ostrom, 2007).”
BackgroundChapman, J. M., Algera, D. A., Dick, M., Hawkins, E., Lawrence, M. J., Lennox, R. J., Rous, A. M., Souliere, C. M., Stemberger, H. L. J., Struthers, D. P., et al. (2015) · Global Ecology and Conservation · doi:10.1016/j.gecco.2015.07.013 · Cited by 60
“Collecting data to create models that generate single, seemingly elegant solutions (Ostrom, 2007) introduces bias andmisses nuances in datawhen findings are ascribed to higher (macro) or lower (micro) level processes (Gibson et al.”
BackgroundBowd, R., Quinn, N., & Kotze, D. (2015) · Ecology and Society · doi:10.5751/es-07057-200141 · Cited by 57
“…SES and 1School of Agricultural, Earth and Environmental Sciences, University of KwaZulu-Natal, 2Department of Geography and Environmental Management, University of the West of England complex systems literature, in particular, Anderies et al. (2004), Ostrom (2007, 2009), and Binder et al. (2013).”
BackgroundMethodInfluentialDubé, L., Addy, N. A., Blouin, C., & Drager, N. (2014) · Annals of the New York Academy of Sciences · doi:10.1111/nyas.12511 · Cited by 63
An Integrated Approach to Analyzing (Adaptive) Comanagement Using the “Politicized” IAD Framework
Whaley, L., & Weatherhead, E. K. (2014) · Ecology and Society · doi:10.5751/es-06177-190110 · Cited by 80
“…there is a growing appreciation of the shortfalls associated with a one-size-fits-all approach to environmental governance (Meinzen-Dick 2007, Ostrom 2007) and an awareness that centralized and bureaucratic attempts to manage the environment tend to be exclusionary, reactive, insensitive to…”
Primmer, E., Paloniemi, R., Similä, J., & Barton, D. N. (2013) · Society & Natural Resources · doi:10.1080/08941920.2013.820814 · Cited by 51
“They are recognized by institutional economists and natural resource economists (North 1990; Ostrom 1990; 2007; Vatn 2010; Brouwer et al. 2011).”
BackgroundKunz, N. C., Moran, C. J., & Kastelle, T. (2013) · Journal of Cleaner Production · doi:10.1016/j.jclepro.2013.03.040 · Cited by 57
Niedertscheider, M., Gingrich, S., & Erb, K. (2012) · Regional Environmental Change · doi:10.1007/s10113-012-0285-6 · Cited by 57
“Combinations of robust quantitative information with more qualitative information can so represent a valuable contribution to sustainability science (Kates et al. 2001; Ostrom 2007).”
BackgroundAgent-based modelling of socio-ecological systems: Models, projects and ontologies
Gotts, N. M., van Voorn, G. A. K., Polhill, G. J., de Jong, E., Edmonds, B., Hofstede, G. J., & Meyer, R. A. (2018) · Ecological Complexity · doi:10.1016/j.ecocom.2018.07.007 · Cited by 81
“Schl¨uter et al. (2012) do not make specific recommendations about which approach to use, but instead propose using Ostrom’s framework (Ostrom, 2007, 2009) as a basis for justifying modelling choices and making comparisons among various models conceptualising SESs.”
MethodUsing a social–ecological framework to inform the implementation of conservation plans
Guerrero, A. M., & Wilson, K. A. (2016) · Conservation Biology · doi:10.1111/cobi.12832 · Cited by 67
Prescriptions for adaptive comanagement: the case of flood management in the German Rhine basin
Becker, G., Huitema, D., & Aerts, J. C. J. H. (2015) · Ecology and Society · doi:10.5751/es-07562-200301 · Cited by 87
Insights from experimental economics on local cooperation in a small-scale fishery management system
Aswani, S., Gurney, G., Mulville, S., Matera, J., & Gurven, M. (2013) · Global Environmental Change · doi:10.1016/j.gloenvcha.2013.08.003 · Cited by 56
“Particularly, as emphasized in this volume, Ostrom (2007) developed a diagnostic multi-tier framework as a starting point in the analysis of social and ecological systems.”
BackgroundMulti-level governance and adaptive capacity in West Africa
Brockhaus, M., Djoudi, H., & Kambiré, H. (2012) · doi:10.18352/ijc.331 · Cited by 56
“…efforts, an urgent need has arisen for a holistic understanding of politico- and socio-economic systems and the resources and users within them (Young et al. 2006; Ostrom 2007; Armitrage 2008; Berkes 2008; Pahl-Wostl 2009; Plummer 2009, Plummer and Armitage 2010; Ostrom 2009; Engle 2011).”
BackgroundEvans, M., Possingham, H., & Wilson, K. (2011) · doi:10.1111/j.1472-4642.2011.00747.x · Cited by 56
“However, there are a range of factors that may influence the on-ground success of a particular conservation action within a given socioecological context (Ostrom, 2007) and act as barriers to the integration of different management actions.”
BackgroundBeier, C. M., Lovecraft, A. L., & Chapin, F. S. (2009) · Ecology and Society · doi:10.5751/es-02955-140205 · Cited by 59
“Key Words: adaptive cycle; Alaska; forest management; resource governance; rigidity traps; U.S. National Forests”
BackgroundMethodBasurto, X. (2008) · Ecology and Society · doi:10.5751/es-02587-130220 · Cited by 63
Conservation in human‐modified landscapes
Koh, L. P., & Gardner, T. A. (2010) · Oxford University Press eBooks · doi:10.1093/acprof:oso/9780199554232.003.0014 · Cited by 73
Social‐ecological systems approach for adaptation to climate change
Hossain, M. S., Basak, S. M., Amin, M. N., Anderson, C. C., Crémin, É., & Renaud, F. G. (2023) · Sustainable Development · doi:10.1002/sd.2801 · Cited by 67
“This is arguably the case with even the most widely used SES framework, introduced by Elinor Ostrom (Ostrom, 2007; Ostrom, 2009), which does not provide any suggestions for integrating SES dynamic feedbacks.”
MethodRakova, B., & Dobbe, R. (2023) · ACM Conference on Fairness, Accountability, and Transparency (FAccT) · doi:10.1145/3593013.3594014 · Cited by 71
“Ostrom [91] proposes a foundational SocialEcological Systems (SESs) framework which investigates interactions between "(i) a resource system (e.”
BackgroundLauerburg, R. A. M., Diekmann, R., Blanz, B., Gee, K., Held, H., Kannen, A., Möllmann, C., Probst, W. N., Rambo, H., Cormier, R., et al. (2019) · Science of the Total Environment · doi:10.1016/j.scitotenv.2019.135838 · Cited by 55
Ntuli, H., Jagers, S. C., Linell, A., Sjöstedt, M., & Muchapondwa, E. (2019) · Biodiversity and Conservation · doi:10.1007/s10531-019-01809-5 · Cited by 55
“2015; Ostrom 2007; Homburg and Stolberg 2006; Kollmuss and Agyeman 2002).”
BackgroundResultInfluentialClark, S. G., Rutherford, M. B., Auer, M. R., Cherney, D. N., Wallace, R. L., Mattson, D. J., Clark, D. A., Foote, A. L., Krogman, N., Wilshusen, P. R., et al. (2011) · Environmental Management · doi:10.1007/s00267-011-9619-2 · Cited by 56
“Examples include ecological economics (Costanza 1989), panarchy theory (Holling 2001), conservation psychology (Saunders 2003), the human ecosystem approach (Machlis and others 1997), and the frameworks developed by Elinor Ostrom and others for analyzing linked socio-ecological systems ( Ostrom 1999, 2007, 2009 ).”
BackgroundThe Role of Forests and Trees in Poverty Dynamics
Jagger, P., Cheek, J. Z., Miller, D. C., Ryan, C. M., Shyamsundar, P., & Sills, E. O. (2022) · Forest Policy and Economics · doi:10.1016/j.forpol.2022.102750 · Cited by 72
Barton, D. N., Benavides, K., Cascante, A. C., Coq, J.-F. L., Quirós, M. M., Porras, I., Primmer, E., & Ring, I. (2017) · Environmental Policy and Governance · doi:10.1002/eet.1769 · Cited by 72
“multilevel analysis of institutions (Ostrom, 2007; Cox et al., 2010; Cox, 2011) and employing”
MethodTo manage inland fisheries is to manage at the social-ecological watershed scale.
Nguyen, V. M., Lynch, A., Young, N., Cowx, I., Beard, T., Taylor, W. W., & Cooke, S. J. (2016) · Journal of Environmental Management · doi:10.1016/j.jenvman.2016.06.045 · Cited by 54
Vollan, B., Prediger, S., & Frölich, M. (2013) · Ecological Economics · doi:10.1016/j.ecolecon.2013.08.010 · Cited by 54
“This claim has been frequently made in the literature on the determinants of successful collective action (see e.g. Ostrom, 2007), but our study is (to our best knowledge) the first experimental one, that provides 23 An elected quota rule did not improve cooperation in Vollan (2008) for Namibia but…”
BackgroundSaldarriaga-Isaza, A., Villegas-Palacio, C., & Arango, S. (2013) · doi:10.1016/j.resourpol.2013.02.001 · Cited by 54
Governance for sustainable reconstruction after disasters: Lessons from Nias, Indonesia
Guarnacci, U. (2012) · Environmental Development · doi:10.1016/j.envdev.2012.03.010 · Cited by 54
Samii, C., Lisiecki, M., Kulkarni, P., Paler, L., & Chavis, L. W. (2014) · Campbell Systematic Reviews · doi:10.4073/csr.2014.10 · Cited by 54
“We embed the causal relationships between DFM and poverty/deforestation in Ostrom (2007)’s generic analytic framework for conservation dynamics.”
MethodApetrei, C. I., Caniglia, G., von Wehrden, H., & Lang, D. J. (2021) · Global Environmental Change · doi:10.1016/j.gloenvcha.2021.102222 · Cited by 74
Sustainability of complex social-ecological systems: methods, tools, and approaches
Gain, A., Giupponi, C., Renaud, F., & Vafeidis, A. (2020) · Regional Environmental Change · doi:10.1007/s10113-020-01692-9 · Cited by 53
“A number of frameworks have been developed to study SES, including the socialecological system framework (SESF) (Ostrom 2007, 2009; McGinnis and Ostrom 2014), the vulnerability framework (Turner et al. 2003) and the driver-pressure-state-impactresponse (DPSIR) framework (Gari et al. 2015; EC 1999; Lewison et al. 2016).”
BackgroundDecolonizing People, Place and Country: Nurturing Resilience across Time and Space
Howitt, R. (2020) · Sustainability · doi:10.3390/su12155882 · Cited by 53
“Ostrom [5] acknowledged that there are no easy solutions to problems in coupled human–natural systems: no panaceas.”
BackgroundOperationalizing the social-ecological systems framework in pond aquaculture
Partelow, S., Senff, P., Buhari, N., & Schlüter, A. (2018) · International Journal of the Commons · doi:10.18352/ijc.834 · Cited by 55
“The literature on common-pool resource (CPR) systems has become closely associated with that of social-ecological systems (SES) (Ostrom 2007; Cox 2014).”
BackgroundNel, D., du Plessis, C., & Landman, K. (2018) · International Planning Studies · doi:10.1080/13563475.2018.1439370 · Cited by 68
“The fact that many studies are able to study the urban system in terms of its components or categories, that is, social, economic, political, etc., is a result of this system property (Ostrom 2007).”
BackgroundInfluentialBarnett, A., & Eakin, H. (2015) · Applied Geography · doi:10.1016/j.apgeog.2014.11.005 · Cited by 53
“Second, we combine the social41 ecological systems framework (Ostrom, 2007), which highlights the influence 42 of institutions(3) on resource exploitation, with political ecology’s emphasis on 43 the perceptions and agency of key actors, and the contribution of justice and 44 equity to measuring the success of institu…”
BackgroundMethodInfluentialDubé, L., Jha, S. K., Faber, A., Struben, J., London, T., Mohapatra, A., Drager, N., Lannon, C., Joshi, P., & McDermott, J. J. (2014) · Annals of the New York Academy of Sciences · doi:10.1111/nyas.12548 · Cited by 61
Sustainability Appraisal of Water Governance Regimes: The Case of Guanacaste, Costa Rica
Kuzdas, C., Wiek, A., Warner, B., Vignola, R., & Morataya, R. (2014) · Environmental Management · doi:10.1007/s00267-014-0292-0 · Cited by 53
“Governance includes all people affecting and affected by water systems as potential actors who might coordinate their activities toward collective goals (Ludwig 2001; Ostrom 2007).”
BackgroundThe economics of ecosystem services: from local analysis to national policies
Kumar, P., Brondízio, E. S., Gatzweiler, F. W., Gowdy, J. M., de Groot, D., Pascual, U., Reyers, B., & Sukhdev, P. (2013) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2013.02.001 · Cited by 55
“In order to avoid the mistakes associated with panaceas-types of policies [14 ], national and regional level policy formulations for sustainable management of ecosystems and biodiversity need to offer macroeconomic frameworks for ecosystem accounting which are, however, flexible enough to account for inter-regional di…”
BackgroundHargreaves-Allen, V. A., Mourato, S., & Milner‐Gulland, E. J. (2011) · Environmental Management · doi:10.1007/s00267-011-9616-5 · Cited by 59
“Given the ever increasing number of MPAs and limited conservation funds, establishing performance is critical and case study approaches have limited contribution to understanding general relationships of marine reserve functioning (Ostrom 2007; Pollnac and others 2010).”
BackgroundCultural Accommodation and Language Priming
Akkermans, D. H. M., Harzing, A.-W. K., & van Witteloostuijn, A. C. (2010) · Management International Review · doi:10.1007/s11575-010-0053-0 · Cited by 66
“…many macro-level outcomes of micro-level interaction may be either constructive or destructive, depending upon the cooperative or competitive nature of this interaction, as is succinctly illustrated in the many instances of the failure or success of producing public goods (e.g. Ostrom 2007).”
BackgroundWashington-Ottombre, C., Pijanowski, B., Campbell, D., Olson, J., Maitima, J., Musili, A., Kibaki, T., Kaburu, H., Hayombe, P., Owango, E., et al. (2010) · doi:10.1016/j.agsy.2009.10.002 · Cited by 53
“In an innovative manner, this paper will use the multi-tier framework developed by Ostrom in order evaluate the ability of our models to analyze complex SESs (Ostrom, 2007).”
BackgroundMethodInfluentialToward a typology for social-ecological systems
Alessa, L., Kliskey, A., & Altaweel, M. (2009) · doi:10.1080/15487733.2009.11908026 · Cited by 53
“A growing body of literature (e.g., Ostrom, 2007; Resilience Alliance, 2007a; 2007b) examines the management of SESs, but treats them as “neat” systems in which humans and their resources are reduced to “blocks” representing subsystems with simple and relatively clear flows (Anderies et al. 2007).”
Background
Metadata
- Authors
- Ostrom, E.
- Affiliations
- Center for the Study of Institutions, Population, and Environmental Change, Indiana University, 408 North Indiana Avenue, Bloomington, IN 47408; Workshop in Political Theory and Policy Analysis, Indiana University, 513 North Park, Bloomington, IN 47408; and Center for the Study of Institutional Diversity, School of Human Evolution and Social Change, Arizona State University, Tempe, AZ 85287-2402
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2007-09-25
- Volume
- 104
- Issue
- 39
- Pages
- 15181-15187
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC2000497
- OpenAlex
- W2071962320
- Cited by
- 2,728
- References
- 0
- Citations by year
- 2026: 109 · 2025: 124 · 2024: 129 · 2023: 146 · 2022: 167 · 2021: 209 · 2020: 196 · 2019: 158 · 2018: 197 · 2017: 156 · 2016: 163 · 2015: 168 · 2014: 168 · 2013: 165 · 2012: 135
- FWCI
- 60.79
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- VTechWorks (Virginia Tech) (submittedVersion)
- Funders
- National Science Foundation
- Ford Foundation
- John D. and Catherine T. MacArthur Foundation
- Topics
- Physical Sciences › Environmental Science › Global and Planetary Change › Sustainability and Climate Change Governance
- Physical Sciences › Environmental Science › Global and Planetary Change › Land Use and Ecosystem Services
- Physical Sciences › Environmental Science › Management, Monitoring, Policy and Law › Coastal and Marine Management
- Keywords
- social-ecological systems, panacea, diagnostic framework, multilevel systems, governance arrangements, resource utilization (natural resources), nonlinear interactions, cross-scale analysis, resource degradation, interdisciplinary research, fisheries, lake ecosystems, grazing systems
- MeSH terms
- Animals, Conservation of Natural Resources, Ecology, Environment, Environmental Health, Environmental Monitoring, Environmental Pollution, Humans, Models, Biological, Public Policy, Social Environment, Ecosystem
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