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A diagnostic approach for going beyond panaceas
Open accessAbstract
The articles in this special feature challenge the presumption that scholars can make simple, predictive models of social–ecological systems (SESs) and deduce universal solutions, panaceas, to problems of overuse or destruction of resources. Moving beyond panaceas to develop cumulative capacities to diagnose the problems and potentialities of linked SESs requires serious study of complex, multivariable, nonlinear, cross-scale, and changing systems. Many variables have been identified by researchers as affecting the patterns of interactions and outcomes observed in empirical studies of SESs. A step toward developing a diagnostic method is taken by organizing these variables in a nested, multitier framework. The framework enables scholars to organize analyses of how attributes of ( i ) a resource system (e.g., fishery, lake, grazing area), ( ii ) the resource units generated by that system (e.g., fish, water, fodder), ( iii ) the users of that system, and ( iv ) the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place. The framework also enables us to organize how these attributes may affect and be affected by larger socioeconomic, political, and ecological settings in which they are embedded, as well as smaller ones. The framework is intended to be a step toward building a strong interdisciplinary science of complex, multilevel systems that will enable future diagnosticians to match governance arrangements to specific problems embedded in a social–ecological context.
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“Typically, CHANS are difficult to study because of their non-linearity characteristics, multiple space-time scales, complex feedback mechanisms, and unique local contexts that are linked to forces of globalization.”
From Modelling Tourism in the Galapagos Islands: An Agent-Based Model Approach (2014) · cites this paper as Ostrom 2007
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“The collection and evaluation of evidence in our approach is organized according to modes of accumulation identified by the CEQ (1997), including those such as nonlinear and cross-boundary effects that are of widely recognized importance in complex social-ecological systems like the salmon fisheries of the Pacific Northwest (Ostrom 2007).”
From Evidence‐based evaluation of the cumulative effects of ecosystem restoration (2016) · cites this paper as Ostrom 2007
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“The concept of near decomposability has been extended to the analysis of natural resource systems, which are typically conceived as having multiple levels of subsystems that function independently in many respects but are also functionally linked with higher-level and lower-level subsystems within the larger natural resource system (see E. Ostrom, 2007).”
From Polycentric Systems of Governance: A Theoretical Model for the Commons (2019) · cites this paper as E. Ostrom, 2007
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Cites
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Land use policies in Nepal: An overview
Nepal, P., Khanal, N., Zhang, Y.-L., Paudel, B., & Liu, L.-S. (2020) · Land Degradation and Development · doi:10.1002/ldr.3621 · Cited by 42
“The effectiveness of those policies, legal, and institutional provisions depends on the land governance state and its capacity (Cumming, 2016; Bodin & Beatrice, 2009; Ostrom, 2007).”
BackgroundWolsink, M. (2018) · Energy Research & Social Science · doi:10.1016/j.erss.2018.12.006 · Cited by 42
“Demand Response; Trust & Reciprocity [25] Process dynamics”
BackgroundMaintaining cooperation in social-ecological systems:
Tilman, A. R., Watson, J. R., & Levin, S. A. (2016) · Theoretical Ecology · doi:10.1007/s12080-016-0318-8 · Cited by 35
“Instead, the job of management and enforcement often falls into the hands of fishers themselves (Pomeroy 1991; Ostrom 2007).”
BackgroundHoogesteger, J. (2015) · International Journal of the Commons · doi:10.18352/ijc.521 · Cited by 39
“The general framework for analyzing the sustainability of socio-ecological systems (SES) presented by Ostrom (2007, 2009) is a valuable lens to analyze irrigation systems.”
BackgroundInfluentialConflicts over Natural Resources in the Global South
Arsel, M., Mena, C., Pellegrini, L., & Radhuber, I. M. (2014) · CRC Press eBooks · doi:10.1201/b16498 · Cited by 55
L’institutionnalisme méthodologique d’Elinor Ostrom : quelques enjeux et controverses
Chanteau, J.-P., & Labrousse, A. (2013) · Revue de la régulation · doi:10.4000/regulation.10555 · Cited by 78
Governance, Sustainability and Decision Making in Water and Sanitation Management Systems
Iribarnegaray, M. A., & Seghezzo, L. (2012) · Sustainability · doi:10.3390/su4112922 · Cited by 49
“Conversely, when information to estimate low-level variables is insufficient or unavailable, aggregated values can be used as estimations of first- or second-tier categories (see [1], p.”
BackgroundMethodAdaptive Co-Management and the Need for Situated Thinking in Collaborative Conservation
Plummer, R., & Hashimoto, A. (2011) · Human Dimensions of Wildlife · doi:10.1080/10871209.2011.585434 · Cited by 42
“In stressing the decomposability of complex systems, she has also employed a multiple-tier approach to demonstrate specificity at deeper levels and the range of interactive effects across them ( Ostrom, 2007 ).”
BackgroundInfluentialBisaro, A., Hinkel, J., & Kranz, N. (2010) · Environmental Science & Policy · doi:10.1016/j.envsci.2010.08.004 · Cited by 41
What makes them follow the rules? Empirical evidence from turtle egg harvesters in Costa Rica
Madrigal, R., Schlüter, A., & López, M. C. (2012) · Marine Policy · doi:10.1016/j.marpol.2012.05.009 · Cited by 38
“Different factors like the characteristics of the resource, users’ attributes, and the governance structure affect the capacity of people to solve collective action problems in common-pool resource settings [5,6].”
BackgroundBringing the Environment Back In: Overcoming the Tragedy of the Diffusion of the Commons Metaphor
Cashore, B. W., & Bernstein, S. (2022) · Perspectives on Politics · doi:10.1017/s1537592721002553 · Cited by 63
“To be sure, Ostrom did deliberate over the problemsolving capacity of GTC ’s original framework (Ostrom 2007), going so far as to acknowledge “that humans have a more complex motivational structure … than posited in earlier rational-choice theory” (Ostrom 2010), but still insisted that this…”
Disaster risk reduction and the limits of truisms: Improving the knowledge and practice interface
Nohrstedt, D., Parker, C. F., von Uexkull, N., Mård, J., Albrecht, F., Petrova, K., Nyberg, L., Göteman, M., Hileman, J. D., Messori, G., et al. (2021) · International Journal of Disaster Risk Reduction · doi:10.1016/j.ijdrr.2021.102661 · Cited by 45
“These steps convey a general ambition to abandon overly simplistic and predictive models in favor of approaches that acknowledge more dynamic complex systems and unanticipated effects [12].”
Tian, L., Xu, G., Fan, C., Zhang, Y., Gu, C., & Zhang, Y. (2019) · International Journal of Environmental Research and Public Health · doi:10.3390/ijerph16010114 · Cited by 42
“, 2008 [11,12,18] Urban environmental stewardship; Urban-ecological network structure; Analysis of dynamics within urban SES”
BackgroundTowards a broad-based and holistic framework of Sustainable Intensification indicators
Mahon, N., Crute, I. R., Bonito, M. D., Simmons, E., & Islam, M. M. (2018) · Land Use Policy · doi:10.1016/j.landusepol.2018.06.009 · Cited by 43
“This framework states that the complex outcomes of SESs (e.g., sustainability and equity) are the function of both the ecological and the human components, and the interactions between these components (Ostrom, 2007a,b; Ostrom, 2009; Vogt et al., 2015).”
BackgroundMethodSpace and time matter in social-ecological vulnerability assessments
Thiault, L., Marshall, P., Gelcich, S., Collin, A., Chlous, F., & Claudet, J. (2017) · Marine Policy · doi:10.1016/j.marpol.2017.11.027 · Cited by 47
When ecosystems and their services are not co-located: oceans and coasts
Drakou, E. G., Pendleton, L. H., Effron, M., Ingram, J. C., & Teneva, L. T. (2017) · ICES Journal of Marine Science · doi:10.1093/icesjms/fsx026 · Cited by 45
“Spatial boundaries are a key element needed to map ecosystems, services, and the distribution of benefits, and consequently defining access rights to natural resources for users and beneficiaries (Ostrom, 2007).”
BackgroundThe pathology of command and control: a formal synthesis
Cox, M. E. (2016) · Ecology and Society · doi:10.5751/es-08698-210333 · Cited by 56
“…of a lack of social-ecological fit resulting from the application of institutional and technological panaceas [14, 15] has received quite a bit of attention in the literature on community-based natural resource management and the governance of complex social-ecological systems (Ostrom 1990, 2007).”
BackgroundPotential Disasters can Turn the Tragedy into Success
Lindahl, T., Crépin, A., & Schill, C. (2016) · Environmental and Resource Economics · doi:10.1007/s10640-016-0043-1 · Cited by 40
“…literature on the commons is directed towards understanding how different contextual factors influence emergence and dynamics of cooperation (Ostrom 2007; Dietz and Henry 2008) but, as far as we understand, relatively little attention has been directed towards understanding the specific…”
BackgroundMorzillo, A. T., Colocousis, C. R., Munroe, D. K., Bell, K. P., Martinuzzi, S., Berkel, D. V., Lechowicz, M. J., Rayfield, B., & McGill, B. J. (2015) · Journal of Rural Studies · doi:10.1016/j.jrurstud.2015.09.007 · Cited by 43
“…biomass energy (Colocousis, 2013; McPartland, 2012; Pasqualetti, 2001), unconventional natural gas extraction (Perry, 2012; Schafft et al., 2013), or production of timber or other forest products marketed under a new sustainability-oriented certification scheme (Overdevest and Rickenbach, 2006).”
BackgroundA review and classification of analytical methods for climate change adaptation
Hinkel, J., & Bisaro, A. (2015) · doi:10.1002/wcc.322 · Cited by 41
Evans, L., Ban, N., Schoon, M., & Nenadović, M. (2014) · International Journal of the Commons · doi:10.18352/ijc.405 · Cited by 41
“Resource characteristics: The characteristics of CPR systems and their resource units, such as their mobility, productivity and renewability (Ostrom 2007) affect their ‘governability’ (Jentoft 2007).”
InfluentialMcClanahan, T., Abunge, C., & Cinner, J. (2012) · Environmental Conservation · doi:10.1017/s0376892912000197 · Cited by 41
“Poor consideration of these socioeconomic and perception considerations and the open-access nature of fisheries are arguably the reasons for poor compliance with fisheries management (Ostrom 2007).”
BackgroundLombard, A., Cowling, R., Vlok, J., & Fabricius, C. (2010) · doi:10.5751/es-03325-150307 · Cited by 41
Gong, Y., & Tan, R. (2021) · Landscape and Urban Planning · doi:10.1016/j.landurbplan.2021.104160 · Cited by 42
Simulation games as a catalyst for social learning: The case of the water-food-energy nexus game
Mochizuki, J., Magnuszewski, P., Pająk, M., Królikowska, K., Jarząbek, Ł., & Kułakowska, M. (2020) · Global Environmental Change · doi:10.1016/j.gloenvcha.2020.102204 · Cited by 54
“…most basic level, a simulation game intended to convey sustainability challenges must clearly express the underlying interactions of social and ecological systems including resource and governance systems (Ostrom 2007; Ostrom 2009; McGinnis and Ostrom 2014) as well as different public discourses.”
BackgroundLinking food systems and landscape sustainability in the Mediterranean region
Martin, M. G., Torralba, M., Quintas‐Soriano, C., Kahl, J., & Plieninger, T. (2020) · Landscape Ecology · doi:10.1007/s10980-020-01168-5 · Cited by 55
“…as related to the intensity of production systems and associated land covers, the size of the producers, and the presence of farmers’ cooperatives (Ostrom 2007); • the value chain characteristics, including producing, processing, distributing, and retailing goods to consumers (Gereffi et…”
BackgroundMetzger, J. P., Fidelman, P. I. J., Sattler, C., Schröter, B., Maron, M., Eigenbrod, F., Fortin, M., Hohlenwerger, C. C., & Rhodes, J. R. (2020) · People and Nature · doi:10.1002/pan3.10172 · Cited by 50
“Drawing on Ostrom (2007), we conceptualise the provision of ecosystem services as a social-ecological system involving complex and dynamic human–ecosystem interactions.”
MethodThe impacts of trust, cost and risk on collaboration in environmental governance
Bodin, Ö., Baird, J., Schultz, L., Plummer, R., & Armitage, D. R. (2020) · People and Nature · doi:10.1002/pan3.10097 · Cited by 51
“…reconciling a balance between a multitude of actors with different stakes and interests in natural resources (e.g. Dietz, Ostrom, & Stern, 2003), while simultaneously acknowledging the resources that themselves are characterized by complex dynamics and inherent uncertainties (Ostrom, 2007).”
BackgroundPreparing for disruptions: A diagnostic strategic planning intervention for sustainable development
Malekpour, S., Brown, R. R., de Haan, F. D., & Wong, T. (2017) · doi:10.1016/j.cities.2016.12.016 · Cited by 40
“Similarly, other scholars warn against generalized solutions or blueprint approaches and emphasize the need for diagnostic analyses in dealing with complex problems (Edquist, 2011; Moser & Ekstrom, 2010; Ostrom, 2007).”
BackgroundSocial-ecological feedbacks lead to unsustainable lock-in in an inland fishery
Laborde, S., Fernández, A., Phang, S. C., Hamilton, I. M., Henry, N. J., Jung, H. C., Mahamat, A., Ahmadou, M., Labara, B. K., Kari, S., et al. (2016) · Global Environmental Change · doi:10.1016/j.gloenvcha.2016.08.004 · Cited by 50
Building a diagnostic ontology of social-ecological systems
Frey, U. J., & Cox, M. E. (2015) · International Journal of the Commons · doi:10.18352/ijc.505 · Cited by 42
“Ostrom (2007), whose work is the basis for our ontology, initially proposed a multilevel SES framework, arranging the relevant variables within four primary components at the first level, as shown in Figure 1.”
BackgroundGoverning the invisible commons: Ozone regulation and the Montreal Protocol
Epstein, G., Pérez, I., Schoon, M., & Meek, C. L. (2014) · International Journal of the Commons · doi:10.18352/ijc.407 · Cited by 52
Thiel, A. (2014) · Environmental Policy and Governance · doi:10.1002/eet.1644 · Cited by 56
Cinner, J. E., MacNeil, M. A., Basurto, X., & Gelcich, S. (2013) · Global Environmental Change · doi:10.1016/j.gloenvcha.2013.11.001 · Cited by 41
“In 2007, Elinor Ostrom, published ‘‘A Diagnostic Approach for Going beyond Panaceas,’’ a framework for making inferences from comparative social-ecological studies (Ostrom, 2007).”
BackgroundMethodInfluentialBiodiversity in Southern Africa
Palmer, A. R. (2011) · African Journal of Range and Forage Science · doi:10.2989/10220119.2011.609270 · Cited by 56
Climate Change, Adaptation Planning and Institutional Integration: A Literature Review and Framework
Kauffman, N., & Hill, K. (2021) · Sustainability · doi:10.3390/su131910708 · Cited by 44
Peng, M., Xu, H., Qu, C., Xu, J., Chen, L., Duan, L., & Hao, J. (2020) · Journal of Cleaner Production · doi:10.1016/j.jclepro.2020.125760 · Cited by 39
A decade and a half of learning from Madagascar's first locally managed marine area
Gardner, C., Cripps, G., Day, L., Dewar, K. M., Gough, C. L. A., Peabody, S., Tahindraza, G., & Harris, A. (2020) · Conservation Science and Practice · doi:10.1111/csp2.298 · Cited by 39
“Indeed over 50 variables have been identified which may influence the sustainability of such social-ecological systems (Blythe et al., 2017; Ostrom, 2007, 2009).”
BackgroundLiving With COVID-19: A Systemic and Multi-Criteria Approach to Enact Evidence-Based Health Policy
Raboisson, D., & Lhermie, G. (2020) · Frontiers in Public Health · doi:10.3389/fpubh.2020.00294 · Cited by 39
“In Ostrom’s “diagnostic approach,” the Social-Ecological System (SES) framework was designed to address coordination problems of natural resource management and help prioritize the most relevant variables (7, 8).”
BackgroundNon-market forest ecosystem services and decision support in Nordic countries
Filyushkina, A., Strange, N., Löf, M., Ezebilo, E. E., & Boman, M. (2015) · Scandinavian Journal of Forest Research · doi:10.1080/02827581.2015.1079643 · Cited by 38
“Even though one has to be cautious not to look for a panacea solution to such complex issues as socio-ecological interactions (Ostrom 2007), implementing these principles in research will facilitate more comprehensive and integrated assessments thereby strengthening forest management decision…”
BackgroundPartelow, S., & Boda, C. S. (2015) · doi:10.1016/j.ocecoaman.2015.06.022 · Cited by 39
“Though many studies research human-environment interactions, the complexity of coupled SESs remains not well understood (Liu et al., 2007; Ostrom, 2007).”
BackgroundKUZDAS, C. P., Wiek, A., Warner, B., Vignola, R., & Morataya, R. (2014) · World Development · doi:10.1016/j.worlddev.2014.08.018 · Cited by 65
A Systematic Approach to Studying Fisheries Governance
Basurto, X., & Nenadović, M. (2012) · Global Policy · doi:10.1111/j.1758-5899.2011.00094.x · Cited by 45
“A detailed description of the SES framework can be found in Ostrom (2007, 2009) and Poteete et al. (2010).”
BackgroundInfluentialGovernance characteristics of large marine ecosystems
Mahon, R., Fanning, L. M., McConney, P., & Pollnac, R. Β. (2010) · Marine Policy · doi:10.1016/j.marpol.2010.01.016 · Cited by 37
“There are many dimensions to building adaptive, resilient SESs, including the capacity to both detect imminent change and to respond appropriately and the literature on this topic is expanding rapidly [26,27].”
Analysis and management of multiple ecosystem services within a social-ecological context
Rova, S., & Pranovi, F. (2017) · doi:10.1016/j.ecolind.2016.07.050 · Cited by 39
“A possible way forward is offered by the SES framework (McGinnis and Ostrom, 2014; Ostrom, 2009, 2007), aimed at providing a common language to organize findings and analyze outcomes at the SES level.”
BackgroundStudying Power with the Social-Ecological System Framework
Epstein, G., Bennett, A. E., Gruby, R. L., Acton, L., & Nenadović, M. (2014) · Springer eBooks · doi:10.1007/978-94-017-8959-2_6 · Cited by 39
“The SES framework is a particularly noteworthy addition to the set of frameworks, theories, and models used for the study of sustainability (Ostrom 2007 , 2009 ).”
BackgroundMethodInfluentialSustainability Science for Strong Sustainability
Dedeurwaerdere, T. (2014) · doi:10.4337/9781783474561 · Cited by 40
González, P. A. (2013) · Cultural Studies · doi:10.1080/09502386.2013.789067 · Cited by 82
Post-Disaster Infrastructure Delivery for Resilience
Chester, M., Asmar, M. E., Hayes, S., & Desha, C. (2021) · Sustainability · doi:10.3390/su13063458 · Cited by 38
“Recent investigations have highlighted that these converging ideas have had some traction in infrastructure resilience theory [18,20,26]; however, they limited the influence on industry practice.”
BackgroundResilience Meets the Water–Energy–Food Nexus: Mapping the Research Landscape
Hogeboom, R. J., Borsje, B. W., Deribe, M. M., van der Meer, F. D., Mehvar, S., Meyer, M. A., Özerol, G., Hoekstra, A. Y., & Nelson, A. D. (2021) · Frontiers in Environmental Science · doi:10.3389/fenvs.2021.630395 · Cited by 57
“• There is no panacea to natural resource governance (cf Ostrom, 2007).”
Backgroundvan Rooyen, A. V., Moyo, M., Bjornlund, H., Dube, T., Parry, K., & Stirzaker, R. (2020) · doi:10.1080/07900627.2020.1747409 · Cited by 38
“The variables are nested in a larger socio-economic and ecological context which affects the interactions and outcomes and enables ‘diagnosticians to match governance arrangements to specific problems embedded in’ this wider context (Ostrom, 2007, p. 15181).”
BackgroundInfluentialAmin, M., Hossain, M., de Bruyn, L. A. L., & Wilson, B. (2019) · Science of the Total Environment · doi:10.1016/j.scitotenv.2019.135182 · Cited by 38
von Wehrden, H., Luederitz, C., Leventon, J., & Russell, S. V. (2017) · Challenges in Sustainability · doi:10.12924/cis2017.05010035 · Cited by 45
“Among the most advanced approaches in sustainability science is certainly systems thinking, which taps into a wide and diverse set of data and methods [15].”
BackgroundRiseth, J. Å., Tømmervik, H., & Bjerke, J. (2016) · doi:10.1016/j.jfe.2016.05.002 · Cited by 38
“Instead of using the more sophisticated socio-ecological systems framework (Ostrom, 2007), we use a specialized framework developed for reindeer herding (Riseth, 2009; Riseth and Vatn, 2009).”
MethodEcological, cultural, and economic approaches to managing artisanal fisheries
Begossi, A. (2013) · Environment Development and Sustainability · doi:10.1007/s10668-013-9471-z · Cited by 44
“A method of analysis of social-ecological systems (Ostrom 2007) that evaluates tiers through decomposable systems (or subsystems) could be of help by picking up the secondtier variables of a community (a subsystem) where important variables within the culture could be found.”
BackgroundMethodInfluentialNanotechnology in the City: Sustainability Challenges and Anticipatory Governance
Wiek, A., Guston, D. H., van der LEEUW, S., Selin, C. L., & Philip Shapira, A. (2013) · Journal of Urban Technology · doi:10.1080/10630732.2012.735415 · Cited by 40
“…approaches to environmental degradation, economic decline, or lack of social cohesion, our perspective of urban sustainability requires linking these adverse phenomena, evaluating their harmfulness and urgency, and tracing them back to their root causes (Ostrom, 2007; Wiek, Ness, et al., 2012).”
BackgroundCommunity-Based Management: Under What Conditions Do Sámi Pastoralists Manage Pastures Sustainably?
Hausner, V. H., Fauchald, P., & Jernsletten, J.-L. L. (2012) · PLoS ONE · doi:10.1371/journal.pone.0051187 · Cited by 35
“As CBM is often based on the subsidiary principle, the nestedness of social organization is easy to ignore when policies are put into practice [2,3,5].”
BackgroundMethodInfluentialUnderstanding human decisions in coupled natural and human systems
Li, A., & López-Carr, D. (2012) · doi:10.1016/j.ecolmodel.2011.10.023 · Cited by 38
Oldekop, J. A., Bebbington, A., Truelove, N. K., Holmes, G., Villamarín‐Cortez, S., & Preziosi, R. F. (2012) · Human Ecology · doi:10.1007/s10745-011-9455-2 · Cited by 36
Su, Y., Chen, X., Li, Y., & Wang, Y. (2024) · World Development · doi:10.1016/j.worlddev.2024.106565 · Cited by 40
Linking model design and application for transdisciplinary approaches in social-ecological systems
Steger, C., Hirsch, S. L., Cosgrove, C. L., Inman, S., Nost, E., Shinbrot, X. A., Thorn, J., Brown, D. G., Grêt‐Regamey, A., Müller, B. H., et al. (2020) · Global Environmental Change · doi:10.1016/j.gloenvcha.2020.102201 · Cited by 44
“Due to the complexity of SES, understanding global environmental change is critical for developing effective responses (Ostrom, 2007; Turner et al., 2007; Lambin and Meyfroidt, 2010).”
BackgroundTheoretical Frameworks for the Analysis of Social–Ecological Systems
Cumming, G. S. (2014) · Global environmental studies · doi:10.1007/978-4-431-54910-9_1 · Cited by 45
“According to Pickett et al. (2007), the goal of scientific theory is to facilitate understanding.”
BackgroundChen, L., Yang, L., Wei, W., Wang, Z., Mo, B., & Cai, G. (2012) · Environmental Management · doi:10.1007/s00267-011-9807-0 · Cited by 41
“The specific issue that challenges ecosystem management varies greatly globally, therefore no single formula, or institutional arrangement, is applicable to all situations (Ostrom 2007).”
BackgroundLoehr, J., Dwipayanti, N. M. U., Nastiti, A., Powell, B., Hadwen, W. L., & Johnson, H. (2021) · Tourism Management Perspectives · doi:10.1016/j.tmp.2021.100883 · Cited by 43
Interconnected governance and social barriers impeding the restoration process of Lake Urmia
Pouladi, P., Badiezadeh, S., Pouladi, M., Yousefi, P., Farahmand, H., Kalantari, Z., Yu, D. J., & Sivapalan, M. (2021) · Journal of Hydrology · doi:10.1016/j.jhydrol.2021.126489 · Cited by 47
Sustainable Groundwater Management in California: A Grand Experiment in Environmental Governance
Lubell, M. N., Blomquist, W. A., & Beutler, L. (2020) · Society & Natural Resources · doi:10.1080/08941920.2020.1833617 · Cited by 42
Forest governance and economic values of forest ecosystem services in Vietnam
Nguyen, M. D., Ancev, T., & Randall, A. (2018) · Land Use Policy · doi:10.1016/j.landusepol.2018.03.028 · Cited by 46
Biosphere Reserves’ Management Effectiveness—A Systematic Literature Review and a Research Agenda
Ferreira, A. F., Zimmermann, H., Santos, R. F., & von Wehrden, H. (2020) · Sustainability · doi:10.3390/su12145497 · Cited by 41
“The seminal work of Ostrom [56] highlights the need to move beyond panaceas, i.e., simple universal recipes, to resolve the problems of overuse of natural resources.”
BackgroundIndigenous territories and governance of forest restoration in the Xingu River (Brazil)
Sanches, R. A., Futemma, C., & Alves, H. Q. (2020) · doi:10.1016/j.landusepol.2020.104755 · Cited by 37
Villamayor‐Tomás, S., Oberlack, C., Epstein, G., Partelow, S., Roggero, M., Kellner, E., Tschopp, M., & Cox, M. E. (2020) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2020.05.002 · Cited by 44
Luna, T. O., Zhunusova, E., Günter, S., & Dieter, M. (2019) · Forest Policy and Economics · doi:10.1016/j.forpol.2019.102034 · Cited by 49
Jiren, T. S., Bergsten, A., Dorresteijn, I., Collier, N. F., Leventon, J., & Fischer, J. (2018) · Land Use Policy · doi:10.1016/j.landusepol.2018.07.014 · Cited by 44
“Although there is no governance panacea (Ostrom, 2007), collaborative governance is likely to be more effective in complex systems than a strictly hierarchical, linear governance structure (Bunderson et al., 2016), which may be more efficient for more clearly defined problems associated with…”
BackgroundEmergence of Collaborative Environmental Governance: What are the Causal Mechanisms?
Baird, J., Schultz, L., Plummer, R., Armitage, D. R., & Bodin, Ö. (2018) · Environmental Management · doi:10.1007/s00267-018-1105-7 · Cited by 62
From academic to applied: Operationalising resilience in river systems
Parsons, M. E., & Thoms, M. C. (2017) · Geomorphology · doi:10.1016/j.geomorph.2017.08.040 · Cited by 53
Reichman, J., Uhlir, P., & Dedeurwaerdere, T. (2016) · doi:10.1017/cbo9781139128957 · Cited by 37
A methodology to enable exploratory thinking in strategic planning
Malekpour, S., de Haan, F. J., & Brown, R. R. (2016) · Technological Forecasting and Social Change · doi:10.1016/j.techfore.2016.01.012 · Cited by 41
Using social data in strategic environmental assessment to conserve biodiversity
Ives, C., Biggs, D., Hardy, M., Lechner, A., Wolnicki, M., & Raymond, C. (2015) · Land Use Policy · doi:10.1016/j.landusepol.2015.04.002 · Cited by 37
“Governance systems are understood as a fundamental component of social-ecological systems and have potential to greatly affect conservation outcomes (Ostrom, 2007).”
BackgroundEffectiveness of Community Forestry in Prey Long Forest, Cambodia
Lambrick, F. H., Brown, N., Lawrence, A., & Bebber, D. (2014) · Conservation Biology · doi:10.1111/cobi.12217 · Cited by 37
“There is an expanding body of research on community management of natural resources and on the factors affecting success (e.g., Gibson et al. 2005; Agrawal & Chhatre 2006; Ostrom 2007).”
BackgroundGlobal soybean trade dynamics: Drivers, impacts, and sustainability
Peng, D., Zhang, H., Zhang, Y., Yu, L., Chen, M., Chen, J. M., You, L., Li, P., Liu, J., Zhang, X., et al. (2025) · The Innovation · doi:10.1016/j.xinn.2025.101124 · Cited by 25
“36 Direct drivers are defined as factors that exert an immediate and observable influence on trade volumes, prices, or flows.”
Toward Heart-Healthy and Sustainable Cities: A Policy Statement From the American Heart Association
Rajagopalan, S., Ramaswami, A., Bhatnagar, A., Brook, R. D., Fenton, M., Gardner, C. D., Neff, R., Russell, A. G., Seto, K. C., & Whitsel, L. P. (2024) · Circulation · doi:10.1161/cir.0000000000001217 · Cited by 49
“57–60 Such an understanding is prerequisite to transforming these systems and curbing resource use and generation of emissions/waste, changes that can result in attainment of equitable cardiometabolic outcomes and climate goals.”
BackgroundEelderink, M., Vervoort, J., & van Laerhoven, F. (2020) · Ecology and Society · doi:10.5751/es-11369-250116 · Cited by 36
“The SES framework (Ostrom 2007) serves as an analytical tool with which to study and fully appreciate system dynamics in coupled human–nature systems.”
L'agroécologie, un nouveau rapport aux savoirs et à l'innovation
Meynard, J.-M. (2017) · OCL · doi:10.1051/ocl/2017021 · Cited by 47
DeCaro, D. A., Janssen, M. A., & Lee, A. (2015) · Judgment and Decision Making · doi:10.1017/s1930297500006975 · Cited by 51
“Among these challenges is the fact that widespread interventions, such as enforcement, do not always perform as planned or yield beneficial results (Agrawal & Ribot, 2014; Ostrom, 2007).”
InfluentialBarnett, A. J., & Anderies, J. M. (2014) · Ecology and Society · doi:10.5751/es-06714-190439 · Cited by 41
“Ostrom (2007) expanded on previous CPR work and developed a framework to understand social and ecological dynamics and processes that occur at local to global scales.”
BackgroundBalancing Accuracy and Meaning in Common-Pool Resource Theory
Cox, M. (2008) · Ecology and Society · doi:10.5751/es-02683-130244 · Cited by 36
Dietz, T. M., & Henry, A. D. (2008) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0806876105 · Cited by 36
“Important moves in this direction are underway (19), but no single theory or framework successfully deals with all of these contextual factors (20).”
BackgroundHuang, W. (2018) · Forest Policy and Economics · doi:10.1016/j.forpol.2018.09.003 · Cited by 41
The Galapagos Marine Reserve: A Dynamic Social-Ecological System
Denkinger, J., & Vinueza, L. (2014) · Social and ecological interactions in the Galapagos Islands · doi:10.1007/978-3-319-02769-2 · Cited by 36
Wu, Q., Jiang, X., Song, M., Liu, Y., Shi, X., Lei, Y., & Nie, T. (2023) · Ecological Indicators · doi:10.1016/j.ecolind.2023.111172 · Cited by 38
On the effectiveness of public awareness campaigns for the management of invasive species
Haley, A. L., Lemieux, T. A., Piczak, M. L., Karau, S., D’Addario, A., Irvine, R. L., Beaudoin, C., Bennett, J., & Cooke, S. J. (2023) · Environmental Conservation · doi:10.1017/s037689292300019x · Cited by 68
“Owing to the diverse methods of introduction, the number of species and the myriad ways by which invasive species negatively impact ecosystems, commodities and economies, decision-makers cannot rely on a simple solution to raise awareness (Ostrom 2007, Fischer et al. 2015).”
BackgroundTorres, P. H. C., de Souza, D. T. P., Momm, S., Travassos, L., Picarelli, S. B. N., Jacobi, P. R., & Moreno, R. D. S. (2023) · Environmental Science & Policy · doi:10.1016/j.envsci.2023.02.017 · Cited by 53
Moretti, M., Belliggiano, A., Grando, S., Felici, F., Scotti, I., Ievoli, C., Blackstock, K., Delgado-Serrano, M. D. M., & Brunori, G. (2023) · Journal of Rural Studies · doi:10.1016/j.jrurstud.2023.103022 · Cited by 46
Schmieg, G., Meyer, E., Schrickel, I., Herberg, J., Caniglia, G., Vilsmaier, U., Laubichler, M. D., Hörl, E. H., & Lang, D. J. (2017) · Sustainability Science · doi:10.1007/s11625-017-0504-7 · Cited by 45
“These models include socio-political norms and rules as inter-related variables and they can serve as a diagnostic tool for studying sustainability problems (Ostrom 2007).”
BackgroundMethodInfluentialAddison, J., & Greiner, R. (2016) · Biodiversity and Conservation · doi:10.1007/s10531-015-1016-3 · Cited by 35
“Whilst a number of earlier versions were proposed (e.g. Anderies et al. 2004; Ostrom 2007), Ostrom’s (2009) conceptualisation of SESs was more specifically framed towards the design of sustainable institutions to govern the use of common property resources (CPR): natural resources shared by a…”
BackgroundRisvoll, C., Fedreheim, G. E., Sandberg, A., & Burnsilver, S. (2014) · doi:10.5751/es-06658-190271 · Cited by 35
“The prime motivation was that applying the SES framework in this analysis was useful for building a common language for social-ecological analysis and thus enabling comparisons to be made across studies of different natural resource systems (Ostrom 2007).”
BackgroundMethodInfluentialStrategies for communicating systems models
Hall, D. M., Lazarus, E. D., & Swannack, T. M. (2014) · Environmental Modelling & Software · doi:10.1016/j.envsoft.2014.01.007 · Cited by 31
“Interdisciplinarymethodologies in the sciences are a response to overwhelming evidence that human activities are a dominant force of change in natural environments (Crutzen and Stoermer, 2000; Haff, 2003; Holling et al., 1998; Hooke, 1994, 2000; Ostrom, 2007; Vitousek et al., 1997).”
BackgroundInstitutional Change, Sustainability and the Sea
Schlüter, A., Wise, S., Máñez, K. S., de Morais, G. W., & Glaser, M. (2013) · Sustainability · doi:10.3390/su5125373 · Cited by 31
“From this perspective, the SES framework provides an open approach able to integrate different theories [9].”
BackgroundFerguson, B. C., Brown, R. R., & Deletić, A. (2013) · Ecology and Society · doi:10.5751/es-05901-180457 · Cited by 36
“Recent literature argues the need to avoid panaceas in planning and managing integrated systems, instead proposing that diagnostic approaches are a better alternative (e.g., Ostrom 2007, 2009, Pahl-Wostl 2009, Cox 2011).”
BackgroundClement, F., & Amezaga, J. (2013) · doi:10.18352/ijc.338 · Cited by 35
“The evidence that the same institutional arrangements can be successful in one setting and fail in another (Acheson 2006) has led to the conclusion that there is no institutional panacea (Meinzen-Dick 2007; Ostrom 2007).”
Background
Metadata
- Authors
- Ostrom, E.
- Affiliations
- Center for the Study of Institutions, Population, and Environmental Change, Indiana University, 408 North Indiana Avenue, Bloomington, IN 47408; Workshop in Political Theory and Policy Analysis, Indiana University, 513 North Park, Bloomington, IN 47408; and Center for the Study of Institutional Diversity, School of Human Evolution and Social Change, Arizona State University, Tempe, AZ 85287-2402
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2007-09-25
- Volume
- 104
- Issue
- 39
- Pages
- 15181-15187
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC2000497
- OpenAlex
- W2071962320
- Cited by
- 2,728
- References
- 0
- Citations by year
- 2026: 109 · 2025: 124 · 2024: 129 · 2023: 146 · 2022: 167 · 2021: 209 · 2020: 196 · 2019: 158 · 2018: 197 · 2017: 156 · 2016: 163 · 2015: 168 · 2014: 168 · 2013: 165 · 2012: 135
- FWCI
- 60.79
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- VTechWorks (Virginia Tech) (submittedVersion)
- Funders
- National Science Foundation
- Ford Foundation
- John D. and Catherine T. MacArthur Foundation
- Topics
- Physical Sciences › Environmental Science › Global and Planetary Change › Sustainability and Climate Change Governance
- Physical Sciences › Environmental Science › Global and Planetary Change › Land Use and Ecosystem Services
- Physical Sciences › Environmental Science › Management, Monitoring, Policy and Law › Coastal and Marine Management
- Keywords
- social-ecological systems, panacea, diagnostic framework, multilevel systems, governance arrangements, resource utilization (natural resources), nonlinear interactions, cross-scale analysis, resource degradation, interdisciplinary research, fisheries, lake ecosystems, grazing systems
- MeSH terms
- Animals, Conservation of Natural Resources, Ecology, Environment, Environmental Health, Environmental Monitoring, Environmental Pollution, Humans, Models, Biological, Public Policy, Social Environment, Ecosystem
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