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A diagnostic approach for going beyond panaceas
Open accessAbstract
The articles in this special feature challenge the presumption that scholars can make simple, predictive models of social–ecological systems (SESs) and deduce universal solutions, panaceas, to problems of overuse or destruction of resources. Moving beyond panaceas to develop cumulative capacities to diagnose the problems and potentialities of linked SESs requires serious study of complex, multivariable, nonlinear, cross-scale, and changing systems. Many variables have been identified by researchers as affecting the patterns of interactions and outcomes observed in empirical studies of SESs. A step toward developing a diagnostic method is taken by organizing these variables in a nested, multitier framework. The framework enables scholars to organize analyses of how attributes of ( i ) a resource system (e.g., fishery, lake, grazing area), ( ii ) the resource units generated by that system (e.g., fish, water, fodder), ( iii ) the users of that system, and ( iv ) the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place. The framework also enables us to organize how these attributes may affect and be affected by larger socioeconomic, political, and ecological settings in which they are embedded, as well as smaller ones. The framework is intended to be a step toward building a strong interdisciplinary science of complex, multilevel systems that will enable future diagnosticians to match governance arrangements to specific problems embedded in a social–ecological context.
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“Typically, CHANS are difficult to study because of their non-linearity characteristics, multiple space-time scales, complex feedback mechanisms, and unique local contexts that are linked to forces of globalization.”
From Modelling Tourism in the Galapagos Islands: An Agent-Based Model Approach (2014) · cites this paper as Ostrom 2007
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“The collection and evaluation of evidence in our approach is organized according to modes of accumulation identified by the CEQ (1997), including those such as nonlinear and cross-boundary effects that are of widely recognized importance in complex social-ecological systems like the salmon fisheries of the Pacific Northwest (Ostrom 2007).”
From Evidence‐based evaluation of the cumulative effects of ecosystem restoration (2016) · cites this paper as Ostrom 2007
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“The concept of near decomposability has been extended to the analysis of natural resource systems, which are typically conceived as having multiple levels of subsystems that function independently in many respects but are also functionally linked with higher-level and lower-level subsystems within the larger natural resource system (see E. Ostrom, 2007).”
From Polycentric Systems of Governance: A Theoretical Model for the Commons (2019) · cites this paper as E. Ostrom, 2007
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Citations
Cites
The Struggle to Govern the Commons
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Cited by
Sorted by citations
Items 101–200 of 1,001
Acknowledging Conservation Trade‐Offs and Embracing Complexity
HIRSCH, P. D., Adams, W. M., Brosius, J. P., Zia, A., Bariola, N., & Dammert, J. L. (2010) · Conservation Biology · doi:10.1111/j.1523-1739.2010.01608.x · Cited by 274
“This multiple-benefits perspective, although powerful from the standpoint of gaining funding and support, can fuel a cycle of optimism and disenchantment as successive supposed panaceas fail to fulfil their promise (Brosius & Russell 2003; Ostrom 2007; Redford & Adams 2009).”
BackgroundWater Governance in the Face of Global Change: From Understanding to Transformation
Pahl-Wostl, C. (2015) · Water governance - concepts, methods, and practice · doi:10.1007/978-3-319-21855-7 · Cited by 277
“In her later work, Ostrom made an attempt to move in this direction and suggested organising variables of interest in the study of SES in a nested, multi-tier framework (Ostrom 2007, 2009).”
Fit-for-purpose governance: A framework to make adaptive governance operational
Rijke, J., Brown, R. R., Zevenbergen, C., Ashley, R., Farrelly, M. A., Morison, P., & van Herk, S. (2012) · Environmental Science & Policy · doi:10.1016/j.envsci.2012.06.010 · Cited by 304
Spatial Resilience in Social-Ecological Systems
Cumming, G. (2011) · doi:10.1007/978-94-007-0307-0 · Cited by 271
“…criteria of Pickett, Jones, & Kolasa, 2007), although a number of elements of SES-related theory can be identified from the recent literature and some promising theory-oriented frameworks are emerging (e.g., Holling, 2001; Norberg & Cumming, 2008; Ostrom, 2007; Waltner-Toews, Kay, & Lister, 2008).”
BackgroundEvaluating Social and Ecological Vulnerability of Coral Reef Fisheries to Climate Change
Cinner, J., Huchery, C., Darling, E., Humphries, A., Graham, N., Hicks, C., Marshall, N., & McClanahan, T. (2013) · PLoS ONE · doi:10.1371/journal.pone.0074321 · Cited by 270
“This case study uses a diagnostic approach and supports the argument that one-size-fits-all or panaceas to adaptation planning are unlikely to succeed [44,45].”
MethodEvans, L., Cherrett, N., & Pemsl, D. (2011) · Journal of Environmental Management · doi:10.1016/j.jenvman.2011.03.010 · Cited by 270
“To counter this, there is need for: i) comprehensive analytical frameworks, ii) meta-databases to document qualitative data and data derived from small samples of case-study sites and, iii) large-N field-based studies (Meinzen-Dick, 2007; Ostrom, 2007; Poteete and Ostrom, 2008).”
MethodManaging resilience to reverse phase shifts in coral reefs
Graham, N., Bellwood, D., Cinner, J., Hughes, T., Norström, A., & Nyström, M. (2013) · Frontiers in Ecology and the Environment · doi:10.1890/120305 · Cited by 267
Cascading climate change impacts and implications
Lawrence, J., Blackett, P., & Cradock-Henry, N. A. (2020) · Climate Risk Management · doi:10.1016/j.crm.2020.100234 · Cited by 346
“Drawing on interdisciplinary studies of crises and change in complex and interacting social-ecological systems (Ostrom, 2007), and organizational theory and political decision-making studies (Boin et al., 2005; Smith and Elliott, 2006).”
BackgroundSierra‐Correa, P. C., & Kintz, J. R. C. (2014) · Marine Policy · doi:10.1016/j.marpol.2014.09.013 · Cited by 294
Hill, R., Grant, C., George, M., Robinson, C. J., Jackson, S., & Abel, N. (2012) · Ecology and Society · doi:10.5751/es-04587-170123 · Cited by 262
“Governance is defined as the structures and processes by which people in societies make decisions and share power (Folke et al. 2005, Lebel et al. 2006, Winter 2006, Ostrom 2007).”
BackgroundAdaptive Comanagement: a Systematic Review and Analysis
Plummer, R., Crona, B., Armitage, D., Olsson, P., Tengö, M., & Yudina, O. (2012) · Ecology and Society · doi:10.5751/es-04952-170311 · Cited by 261
Interplay of actors, scales, frameworks and regimes in the governance of biodiversity
Paavola, J., Gouldson, A., & Kluvánková‐Oravská, T. (2009) · Environmental Policy and Governance · doi:10.1002/eet.505 · Cited by 247
Climate change, violent conflict and local institutions in Kenya’s drylands
Adano, W. R., Dietz, T., Witsenburg, K., & Zaal, F. (2012) · Journal of Peace Research · doi:10.1177/0022343311427344 · Cited by 259
Brooks, J. S., Waylen, K. A., & Mulder, M. B. (2013) · Environmental Evidence · doi:10.1186/2047-2382-2-2 · Cited by 283
“Wollenberg E, Merino L, Agrawal A, Ostrom E: Fourteen years of monitoring community-managed forests: learning from IFRIs experience.”
BackgroundMethodInfluentialPlummer, R. (2009) · Ecology and Society · doi:10.5751/es-03130-140224 · Cited by 261
The role of institutions in the transformation of coping capacity to sustainable adaptive capacity
Berman, R., Quinn, C. H., & Paavola, J. (2012) · Environmental Development · doi:10.1016/j.envdev.2012.03.017 · Cited by 271
“, 1996) or in communities (Eriksen and Silva, 2009), the resilience approach, highlights the connections and interactions within social–ecological systems and between subsystems (Duit et al., 2010; Ostrom, 2007).”
BackgroundUnderstanding protected area resilience: a multi‐scale, social‐ecological approach
Cumming, G. S., Allen, C. R., Ban, N. C., Biggs, D., Biggs, H., Cumming, D. H. M., Vos, A. D., Epstein, G., Etienne, M., Maciejewski, K., et al. (2014) · Ecological Applications · doi:10.1890/13-2113.1 · Cited by 257
“190 It provides researchers an analytical tool with which to capture, organize and analyze a diverse 191 set of social and ecological variables that are considered relevant for a particular aspect of a 192 system (Ostrom 2007, Poteete et al. 2009).”
BackgroundMethodProspects of modelling societal transitions: Position paper of an emerging community
Holtz, G., Alkemade, F., de Haan, F. J., Köhler, J., Trutnevyte, E., Luthe, T., Halbe, J., Papachristos, G., Chappin, E. J. L., Kwakkel, J. H., et al. (2015) · Environmental Innovation and Societal Transitions · doi:10.1016/j.eist.2015.05.006 · Cited by 244
“…2011); (3) the development of a shared understanding and toolbox of elements and processes operating on lower levels of abstraction (e.g., increasing returns to scale, diffusion of innovations) to guide model design processes and to make models comparable (cf. Ostrom, 2007; Holtz, 2011, 2012).”
BackgroundImplementing ecosystem‐based management: evolution or revolution?
Berkes, F. (2011) · Fish and Fisheries · doi:10.1111/j.1467-2979.2011.00452.x · Cited by 258
Traditions and Trends in the Study of the Commons
Laerhoven, F., & Ostrom, E. (2007) · doi:10.18352/ijc.76 · Cited by 235
“Without such appreciation, scholars are likely to retreat behind recommendations of overly simplistic panaceas for ‘curing’ the tragedy of the commons (Ostrom 2007) leading to outcomes in some cases that destroy self-organized solutions that do not fit preconceived notions of an ‘optimal’ solution.”
BackgroundSelf-citationParticular requirements for institutional analysis in nature-related sectors
Hagedorn, K. (2008) · European Review of Agricultural Economics · doi:10.1093/erae/jbn046 · Cited by 129
“…area), (ii) the resource units generated by that system (e.g., fish, water, fodder), (iii) the users of that system, and (iv) the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place’ (Ostrom, 2007: 15182).”
BackgroundInfluentialA theoretical framework of organizational change
Jacobs, G., van Witteloostuijn, A. C., & Christe‐Zeyse, J. (2013) · Journal of Organizational Change Management · doi:10.1108/jocm-09-2012-0137 · Cited by 301
“Scholars have noted that this tendency to rely on universal remedies is counterproductive (Ostrom, 2007).”
BackgroundHunt, L. M., Sutton, S. G., & Arlinghaus, R. (2013) · Fisheries Management and Ecology · doi:10.1111/j.1365-2400.2012.00870.x · Cited by 254
“Following Ostrom (2007, 2009), the ecological system consists of the resource system (or ecosystem) and the resource units (Fig.”
MethodInfluentialDrivers of reforestation in human-dominated forests
Nagendra, H. (2007) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0702319104 · Cited by 226
Arlinghaus, R., Alós, J., Beardmore, B., Daedlow, K., Dorow, M., Fujitani, M. L., Hühn, D., Haider, W., Hunt, L. M., Johnson, B. M., et al. (2016) · Reviews in Fisheries Science & Aquaculture · doi:10.1080/23308249.2016.1209160 · Cited by 263
“for latest version see Daedlow, 2015), which by coincidence was presented at about the same time when the first version of Ostrom’s framework was published (Ostrom, 2007).”
BackgroundInfluentialValdivia, C., Seth, A., Gilles, J. L., García, M., Jiménez, E., Cusicanqui, J. A., Navia, F., & Yucra, E. S. (2010) · Annals of the Association of American Geographers · doi:10.1080/00045608.2010.500198 · Cited by 208
“Ostrom (2007) provided a diagnostic framework for understanding the drivers of systems that have interactions across multiple scales.”
BackgroundCollective Action for Smallholder Market Access: Evidence and Implications for Africa
Markelova, H., & Mwangi, E. (2010) · Review of Policy Research · doi:10.1111/j.1541-1338.2010.00462.x · Cited by 192
Adaptive Comanagement and Its Relationship to Environmental Governance
Plummer, R., Armitage, D. R., & de Loë, R. C. (2013) · Ecology and Society · doi:10.5751/es-05383-180121 · Cited by 225
Asian Medicinal Plants’ Production and Utilization Potentials: A Review
Astutik, S., Pretzsch, J., & Ndzifon Kimengsi, J. (2019) · Sustainability · doi:10.3390/su11195483 · Cited by 207
Socio-hydrological modelling: a review asking "why, what and how?"
Blair, P., & Buytaert, W. (2016) · Hydrology and earth system sciences · doi:10.5194/hess-20-443-2016 · Cited by 265
“…of coupled system renders the development of universal solutions to issues almost impossible, whereas decision-makers prefer solutions to be simple (Ostrom, 2007), and while the inclusion of complexities and interrelations in models is necessary, including a great deal of complexity can result in…”
BackgroundSodhi, N., & Ehrlich, P. (2010) · Oxford University Press eBooks · doi:10.1093/acprof:oso/9780199554232.001.0001 · Cited by 204
Progress in socio‐hydrology: a meta‐analysis of challenges and opportunities
Pande, S., & Sivapalan, M. (2016) · Wiley Interdisciplinary Reviews Water · doi:10.1002/wat2.1193 · Cited by 259
Rowbottom, N., & Locke, J. (2015) · Accounting and Business Research · doi:10.1080/00014788.2015.1029867 · Cited by 212
Implementing REDD+: lessons from analysis of forest governance
Kanowski, P., McDermott, C., & Cashore, B. (2011) · Environmental Science & Policy · doi:10.1016/j.envsci.2010.11.007 · Cited by 202
“6 Countries sampled represent 70% of global forest area and 61% of global forest products trade, and include those with the highest deforestation rates (McDermott et al., 2009, 2010). to conserve and better manage forests (Agrawal et al., 2008; Ostrom, 2007; World Bank, 2008).”
BackgroundThe need to respect nature and its limits challenges society and conservation science
Martin, J., Maris, V., & Simberloff, D. (2016) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.1525003113 · Cited by 263
“Ostrom E (2007) A diagnostic approach for going beyond panaceas.”
BackgroundFoxon, T. J., Reed, M. S., & Stringer, L. C. (2009) · Environmental Policy and Governance · doi:10.1002/eet.496 · Cited by 211
“While no single governance or management framework is likely to be appropriate under all circumstances (Nagendra, 2007), there is currently a tendency for single, generalised solutions to be prescribed based on simple system models (Ostrom et al., 2007; Ostrom, 2007 ).”
MethodLewison, R. L., Rudd, M. A., Hayek, W., Baldwin, C. L., Beger, M., Lieske, S. N., Jones, C. M., Satumanatpan, S., Junchompoo, C., & Hines, E. M. (2015) · Environmental Science & Policy · doi:10.1016/j.envsci.2015.11.001 · Cited by 242
“The SES approach has been linked with institutional analysis (e.g., Ostrom, 2007, 2009), governance transformations (e.g., Ayers and Kittinger, 2014) and supporting decision-making in applied coastal management and policy (e.g., Schlüter et al., 2013; Forrester et al., 2014; LópezAngarita et al.,…”
MethodHamann, M., Biggs, R., & Reyers, B. (2015) · Global Environmental Change · doi:10.1016/j.gloenvcha.2015.07.008 · Cited by 196
“…of systems are present in a landscape, as different configurations of societal interactions with nature are characterized by different resource use patterns, human well-being outcomes, development trajectories, and potentials for environmental traps or collapse (Cumming et al., 2014; Ostrom, 2007).”
BackgroundOstrom, Hardin and the commons: A critical appreciation and a revisionist view
Araral, E. (2013) · Environmental Science & Policy · doi:10.1016/j.envsci.2013.07.011 · Cited by 200
“Ostrom (2007) and her colleagues (Anderies et al., 2003) proposed a diagnostic framework to study ‘‘complex, multivariable, nonlinear, cross-scale, and changing socio-ecological systems.’’”
Constructing Commons in the Cultural Environment
Madison, M. J., Frischmann, B. M., & Strandburg, K. J. (2008) · D-Scholarship@Pitt (University of Pittsburgh) · doi:10.17605/osf.io/76g93 · Cited by 153
“…the lobster industry to flourish.1 This Article confronts the theoretical challenge of understanding the governance of what we refer to as constructed commons in the cultural environment, in which the resources to be produced, conserved, and consumed are not crustaceans but pieces of…”
BackgroundDo institutions for collective action evolve?
Elinor Ostrom, B. (2013) · Journal of Bioeconomics · doi:10.1007/s10818-013-9154-8 · Cited by 231
Self-citationOberlack, C., Tejada, L., Messerli, P., Rist, S., & Giger, M. (2016) · Global Environmental Change · doi:10.1016/j.gloenvcha.2016.10.001 · Cited by 219
“This abstraction leads to overgeneralisation of knowledge claims and to ineffective policy panaceas if crucial heterogeneity of contexts and processes is disregarded (Ostrom, 2007).”
BackgroundInfluentialBaggio, J., Barnett, A., Pérez-Ibarra, I., Brady, U., Ratajczyk, E., Rollins, N., Rubiños, C., Shin, H. C., Yu, D. J., Aggarwal, R., et al. (2016) · International Journal of the Commons · doi:10.18352/ijc.634 · Cited by 191
Chappell, M. J., Wittman, H. K., Bacon, C. M., Ferguson, B. G., Barrios, L. G., García-Barrios, R., Jaffee, D., Lima, J., Méndez, V. E., Morales, H., et al. (2013) · F1000Research · doi:10.12688/f1000research.2-235.v1 · Cited by 141
Theories of the Policy Process: State of the Research and Emerging Trends
Nowlin, M. C. (2011) · Policy Studies Journal · doi:10.1111/j.1541-0072.2010.00389_4.x · Cited by 214
“In terms of data collection and analysis, the majority of applications (69 percent) used qualitative methods, 20 percent were quantitative, and the remaining used mixed methods (Pierce et al.). Recent work by Reich and Barth (2010), apply the social construction framework to policies regarding in-state tuition for und…”
MethodInfluentialThe social amplification/attenuation of risk framework: application to climate change
Renn, O. (2011) · Wiley Interdisciplinary Reviews Climate Change · doi:10.1002/wcc.99 · Cited by 207
Resilience and Complexity: A Bibliometric Review and Prospects for Industrial Ecology
Meerow, S., & Newell, J. (2015) · Journal of Industrial Ecology · doi:10.1111/jiec.12252 · Cited by 208
“Scholars include the economist Ostrom (1990, 2005, 2007) and sociologist Dietz and colleagues (2003) on institutional approaches to managing the commons, as well as the work of geographers who occupy the right side of the network and focus on issues of sustainability, adaptation, and vulnerability.”
BackgroundFood System Resilience: Concepts, Issues, and Challenges
Zurek, M., Ingram, J. S. I., Bellamy, A. S., Goold, C. M., Lyon, C., Alexander, P. M., Barnes, A., Bebber, D. P., Breeze, T. D., Bruce, A., et al. (2022) · Annual Review of Environment and Resources · doi:10.1146/annurev-environ-112320-050744 · Cited by 227
“Ostrom argued for embracing complexity and developing better diagnostic methods to identify combinations of variables that affect the incentives and actions of actors under diverse governance systems (65) paving the way for polycentric governance (66, 67).”
BackgroundRecent changes in ecosystem services and human well-being in the Bangladesh coastal zone
Hossain, M. S., Dearing, J. A., Rahman, M. M., & Salehin, M. (2015) · Regional Environmental Change · doi:10.1007/s10113-014-0748-z · Cited by 203
Zinsstag, J., Kaiser-Grolimund, A., Heitz-Tokpa, K., Sreedharan, R., Lubroth, J., Caya, F., Stone, M., Brown, H., Bonfoh, B., Dobell, E., et al. (2023) · The Lancet · doi:10.1016/s0140-6736(22)01595-1 · Cited by 237
Robustness of Social‐Ecological Systems: Implications for Public Policy
Anderies, J. M., & Janssen, M. A. (2013) · Policy Studies Journal · doi:10.1111/psj.12027 · Cited by 212
Irrigation Technology and Water Conservation: A Review of the Theory and Evidence
Pérez-Blanco, C., Hrast-Essenfelder, A., & Perry, C. (2020) · Review of Environmental Economics and Policy · doi:10.1093/reep/reaa004 · Cited by 176
“Without sensible policy guidance and WCPs, this desirable outcome is unlikely (Ostrom 2007).”
BackgroundInfluentialYin, R., Liu, C., Zhao, M., Yao, S., & Liu, H. (2014) · Land Use Policy · doi:10.1016/j.landusepol.2014.03.002 · Cited by 186
The politics of multifunctional green infrastructure planning in New York City
Meerow, S. (2020) · Cities · doi:10.1016/j.cities.2020.102621 · Cited by 227
Panaceas, uncertainty, and the robust control framework in sustainability science
Anderies, J. M., Rodriguez, A. A., Janssen, M. A., & Çifdalöz, O. (2007) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0702655104 · Cited by 180
van Riper, C. J., & Kyle, G. T. (2014) · Journal of Environmental Management · doi:10.1016/j.jenvman.2014.06.014 · Cited by 160
“…environmental variables, survey data that measured a psychological construct and information about valuation of nonmaterial values of nature, we engaged with multiple disciplines to bridge “the contemporary chasm separating biophysical and social science research” (Ostrom, 2007, p15186).”
BackgroundThe promise of common pool resource theory and the reality of commons projects
Saunders, F. (2014) · International Journal of the Commons · doi:10.18352/bmgn-lchr.477 · Cited by 172
“…the institutional design principles work with resilience theory (i.e. SES), rather than re-conceptualising or theorizing the institutional work (see Ostrom 2007; Ostrom and Cox 2010). projects with the assumption that rational actors influenced by constraints of resource institutions (enforced…”
Provisioning systems for a good life within planetary boundaries
Fanning, A. L., O’Neill, D. W., & Büchs, M. (2020) · Global Environmental Change · doi:10.1016/j.gloenvcha.2020.102135 · Cited by 218
“The Social – Ecological Systems Framework provides a general means to organise findings across scientific disciplines that use different concepts and languages to describe and explain social – ecological systems (Ostrom, 2007; 2009).”
Oberlack, C., Sietz, D., Bonanomi, E. B., de Bremond, A., Dell’Angelo, J., Eisenack, K., Ellis, E. C., Epstein, G., Giger, M., Heinimann, A., et al. (2019) · Ecology and Society · doi:10.5751/es-10747-240226 · Cited by 213
“Unprecedented rates of social-environmental change and the urgent need to design effective strategies for sustainable development are driving demand for efforts to scale up case-based knowledge (Cox 2014, Verburg et al. 2015), but in contextsensitive ways (Ostrom 2007, Magliocca et al. 2018).”
BackgroundBeyond ecology: ecosystem restoration as a process for social-ecological transformation
Tedesco, A. M., López‐Cubillos, S., Chazdon, R. L., Rhodes, J. R., Archibald, C. L., Pérez‐Hämmerle, K., Brancalion, P. H. S., Wilson, K. A., Oliveira, M., Correa, D. F., et al. (2023) · Trends in Ecology & Evolution · doi:10.1016/j.tree.2023.02.007 · Cited by 196
Human Dimensions of Coral Reef Social-Ecological Systems
Kittinger, J. N., Finkbeiner, E. M., Glazier, E. W., & Crowder, L. B. (2012) · Ecology and Society · doi:10.5751/es-05115-170417 · Cited by 182
Complexity in climate‐change impacts: an analytical framework for effects mediated by plant disease
Garrett, K. A., Forbes, G. A., Savary, S., Skelsey, P., Sparks, A., Valdivia, C., van Bruggen, A. H. C., Willocquet, L., Djurle, A., Duveiller, E., et al. (2011) · Plant Pathology · doi:10.1111/j.1365-3059.2010.02409.x · Cited by 169
“The scale and type of policies necessary for natural resource management may vary widely from one setting to another, calling for adaptive management approaches (Ostrom, 2007; Ostrom et al., 2007).”
BackgroundBan, N. C., Bax, N. J., Gjerde, K. M., Devillers, R., Dunn, D. C., Dunstan, P. K., Hobday, A. J., Maxwell, S. M., Kaplan, D. M., Pressey, R. L., et al. (2013) · Conservation Letters · doi:10.1111/conl.12010 · Cited by 155
“Also, no one approach is ideal in all circumstances (Ostrom 2007).”
d’Armengol, L., Castillo, M. P., Ruíz-Mallén, I., & Corbera, E. (2018) · Global Environmental Change · doi:10.1016/j.gloenvcha.2018.07.009 · Cited by 199
Nagendra, H., & Ostrom, E. (2014) · Ecology and Society · doi:10.5751/es-06582-190267 · Cited by 161
“We describe the first application of the SES framework developed by Ostrom (2007, 2009) in an urban context, enabling us to assess the impact of the combination of nine different variables in determining the extent of collective action and positive environmental outcomes.”
BackgroundMethodInfluentialSelf-citationMissing ecology: integrating ecological perspectives with the social-ecological system framework
Epstein, G., Vogt, J., Mincey, S. K., Cox, M., & Fischer, B. (2013) · doi:10.18352/ijc.371 · Cited by 161
Replication across space and time must be weak in the social and environmental sciences
Goodchild, M. F., & Li, W. (2021) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.2015759118 · Cited by 157
“Ostrom (17) argues that in SES studies it is unlikely that a simple, universally applicable, predictive model exists due to the complexity of places (see also refs.”
BackgroundEffective Biodiversity Conservation Requires Dynamic, Pluralistic, Partnership-Based Approaches
Gavin, M. C., McCarter, J., Berkes, F., Mead, A. T. P., Sterling, E. J., Tang, R., & Turner, N. J. (2018) · Sustainability · doi:10.3390/su10061846 · Cited by 224
“Therefore, no set of conservation tools will work effectively over a long period of time and across all cases [30].”
BackgroundStudying the commons, governing common-pool resource outcomes: Some concluding thoughts
Agrawal, A. (2013) · Environmental Science & Policy · doi:10.1016/j.envsci.2013.08.012 · Cited by 157
Governing marine protected areas: Social–ecological resilience through institutional diversity
Jones, P. J. S., Qiu, W., & Santo, E. D. D. (2013) · doi:10.1016/j.marpol.2012.12.026 · Cited by 158
“Many examples of resilient SESs are based on work on common-pool resource (CPR) institutions [46–48].”
BackgroundErb, K. (2012) · Ecological Economics · doi:10.1016/j.ecolecon.2012.02.005 · Cited by 171
“, 2009b) These features render the metabolism approach predestined to study interrelations between decision-making, institutions, social, economic and political framework conditions, land-use change and biophysical flows, important for sustainability science's quest for sustainable solutions (Ostrom, 2007).”
BackgroundBeunen, R., & Patterson, J. (2016) · Journal of Environmental Planning and Management · doi:10.1080/09640568.2016.1257423 · Cited by 209
“Importantly, Ostrom emphasises that there are no panaceas because different situations are complex and vary tremendously (Ostrom 2007).”
BackgroundSamii, C., Lisiecki, M., Kulkarni, P., Paler, L., Chavis, L., Snilstveit, B., Vojtkova, M., & Gallagher, E. (2014) · Campbell Systematic Reviews · doi:10.4073/csr.2014.11 · Cited by 153
“We embed the causal relationships between PES and poverty/deforestation in Ostrom (2007)’s generic analytic framework for conservation dynamics.”
MethodAre We Entering an Era of Concatenated Global Crises?
Biggs, D., Biggs, R., Dakos, V., Scholes, R. J., & Schoon, M. (2011) · Ecology and Society · doi:10.5751/es-04079-160227 · Cited by 180
“The second shift requires a diagnostic approach to governance (Ostrom 2007).”
A social network approach to analyzing water governance: The case of the Mkindo catchment, Tanzania
Stein, C., Ernstson, H., & Barron, J. (2011) · Physics and Chemistry of the Earth Parts A/B/C · doi:10.1016/j.pce.2011.07.083 · Cited by 154
The importance of social drivers in the resilient provision of ecosystem services
Robards, M. D., Schoon, M., Meek, C. L., & Engle, N. L. (2011) · Global Environmental Change · doi:10.1016/j.gloenvcha.2010.12.004 · Cited by 161
“Concurrently, the increased scientific recognition of the complex and adaptive nature of the human–environmental system has led to the development of new theoretical approaches based upon more dynamic and holistic models (Armitage, 2008; Liu et al., 2007; Ostrom, 2007).”
BackgroundBai, X.-M., Mcallister, R., Beaty, R., & Taylor, B. (2010) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2010.05.008 · Cited by 150
“Therefore, there is a strong case for building adaptive capacity into the governance of environmental problems [49,50].”
BackgroundGovernability Assessment for Fisheries and Coastal Systems: A Reality Check
Chuenpagdee, R., & Jentoft, S. (2009) · Human Ecology · doi:10.1007/s10745-008-9212-3 · Cited by 138
“Spatially, the nested system of local, national, and regional governing institutions described by Ostrom (2007), by which jurisdictional and political boundaries are determined, fits here.”
BackgroundMethodSoliku, O., & Schraml, U. (2018) · Biological Conservation · doi:10.1016/j.biocon.2018.04.011 · Cited by 157
A multi-region assessment of tropical forest biodiversity in a human-modified world
Gardner, T., Barlow, J., Sodhi, N., & Peres, C. (2010) · Biological Conservation · doi:10.1016/j.biocon.2010.05.017 · Cited by 149
“In recognising the importance of this ‘‘real-world” context it is necessary to be cautious when attempting to transfer lessons learnt from conservation successes and failures in one part of the world to other regions that may have very different social and cultural characteristics (Ostrom, 2007).”
BackgroundA tiered approach for mapping ecosystem services
Grêt-Regamey, A., Weibel, B., Kienast, F., Rabe, S.-E., & Zulian, G. (2015) · Ecosystem Services · doi:10.1016/j.ecoser.2014.10.008 · Cited by 150
“In this contribution, we present how a tiered approach based on the Ostrom (2007) framework can be adapted for ES mapping: The different tiers are de fi ned according to how the considered variables affect ES interactions, ES supply and ES demand related to a speci fi c empirical or policy question…”
InfluentialHicks, C. C., & McClanahan, T. R. (2012) · PLoS ONE · doi:10.1371/journal.pone.0036022 · Cited by 138
“T hey therefore require flexible approaches to suit the diversity o f contexts [8,9], Nevertheless, m anagem ent tends to focus on a lim ited set o f solutions such as capacity reductions, access and gear restrictions.”
BackgroundA Review of the Sustainability Concept and the State of SDG Monitoring Using Remote Sensing
Estoque, R. C. (2020) · Remote Sensing · doi:10.3390/rs12111770 · Cited by 184
“The field of sustainability science has since been advanced by the development of the social-ecological system framework [10] which couples human and environmental systems.”
BackgroundInterconnected place-based social–ecological research can inform global sustainability
Balvanera, P., Calderón-Contreras, R., Castro, A., Felipe-Lucia, M., Geijzendorffer, I., Jacobs, S., Martín-López, B., Arbieu, U., Speranza, C., Locatelli, B., et al. (2017) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2017.09.005 · Cited by 144
“Whilst cross-scale linkages within social–ecological systems are at the core of the search for sustainability, solutions towards sustainability are context-specific [2], and relatively little insights from place-based social–ecological research are currently being used to inform and inspire global sustainability resea…”
BackgroundOllivier, G., Magda, D., Mazé, A., Plumecocq, G., & Lamine, C. (2018) · Ecology and Society · doi:10.5751/es-09952-230205 · Cited by 144
Partelow, S. (2020) · Sustainability Science · doi:10.1007/s11625-020-00854-2 · Cited by 195
“Interview questions followed a diagnostic approach, starting with broadly relevant questions and then continually refining them based on the information obtained (Ostrom 2007; Cox 2011).”
MethodOn the Effects of Scale for Ecosystem Services Mapping
Grêt-Regamey, A., Weibel, B., Bagstad, K., Ferrari, M., Geneletti, D., Klug, H., Schirpke, U., & Tappeiner, U. (2014) · PLoS ONE · doi:10.1371/journal.pone.0112601 · Cited by 143
“Ostrom [99] recommended that the entry point of the analysis of each socio-ecological system be based on the question of major interest to the researcher, user, or policy maker.”
BackgroundPanaceas and diversification of environmental policy
Brock, W., & Carpenter, S. (2007) · Proceedings of the National Academy of Sciences of the United States of America · doi:10.1073/pnas.0702096104 · Cited by 143
Holladay, P. J., & Powell, R. B. (2013) · Journal of Sustainable Tourism · doi:10.1080/09669582.2013.776059 · Cited by 168
“However, in every case of local government described here, there is no inherent power at the community level, which is thought to undermine resilience (Berkes, 2009; Ostrom 2005, 2007, 2009).”
BackgroundBan, N., Adams, V., Almany, G., Ban, S., Cinner, J., McCook, L., Mills, M., Pressey, R., & White, A. T. (2011) · Journal of Experimental Marine Biology and Ecology · doi:10.1016/j.jembe.2011.07.023 · Cited by 142
Monitoring the Governance Dimension of Natural Resource Co-management
Cundill, G., & Fabricius, C. (2010) · Ecology and Society · doi:10.5751/es-03346-150115 · Cited by 140
“We evaluated this hypothesis by developing a conceptual map for monitoring change in governance (see Ostrom 2007).”
MethodSynthesis in land change science: methodological patterns, challenges, and guidelines
Magliocca, N. R., Rudel, T. K., Verburg, P. H., McConnell, W. J., Mertz, O., Gerstner, K., Heinimann, A., & Ellis, E. C. (2014) · Regional Environmental Change · doi:10.1007/s10113-014-0626-8 · Cited by 144
“…like those prescribed by the diagnostic institutional analysis and development framework for analyzing socio-ecological systems developed by Ostrom (2007) or the FAO’s Land-Cover Classification System (Jansen and Di Gregorio 2002), would also facilitate cross-comparison and analysis of…”
MethodWolsink, M. (2020) · Renewable and Sustainable Energy Reviews · doi:10.1016/j.rser.2020.109841 · Cited by 156
Tedim, F. M. S., Leone, V., & Xanthopoulos, G. (2016) · International Journal of Disaster Risk Reduction · doi:10.1016/j.ijdrr.2016.06.005 · Cited by 176
The precursors of governance in the Maine lobster fishery
Wilson, J. R., Yan, L., & Wilson, C. (2007) · Proceedings of the National Academy of Sciences of the United States of America · doi:10.1073/pnas.0702241104 · Cited by 136
A Novel ICT Framework for Sustainable Development Goals
Kostoska, O., & Kocarev, L. (2019) · Sustainability · doi:10.3390/su11071961 · Cited by 207
The challenge of understanding decisions in experimental studies of common pool resource governance
Anderies, J. M., Janssen, M. A., Bousquet, F., Cárdenas, J.-C., Castillo, D., Lopez, M.-C., Tobias, R. M., Vollan, B., & Wutich, A. (2011) · Ecological Economics · doi:10.1016/j.ecolecon.2011.01.011 · Cited by 140
“experiments in order to understand broader context and micro situational variables (Ostrom, 2007; Poteete et al., 2010).”
MethodPrno, J., & Slocombe, D. S. (2013) · Environmental Management · doi:10.1007/s00267-013-0221-7 · Cited by 137
“Beyond the fact there are no panaceas when it comes to institutional design (Imperial 1999; Ostrom 2007; Bebbington and Bury 2009), institutions and their outcomes are also affected by issues of ‘‘fit,’’ i.e., how well institutions match the dynamics of social–ecological systems (Galaz et al.…”
BackgroundAn ecosystem‐based approach to marine risk assessment
Holsman, K. K., Samhouri, J. F., Cook, G. S., Hazen, E. L., Olsen, E., Dillard, M., Kasperski, S., Gaichas, S., Kelble, C. R., Fogarty, M., et al. (2017) · Ecosystem Health and Sustainability · doi:10.1002/ehs2.1256 · Cited by 156
“For decades, researchers have contended with how best to couple empirical data from the natural sciences with social science knowledge and data (Haberl et al. 2006, Ostrom 2007, 2009, Bodin and Tengo 2012, Schlüter et al. 2012, 2014).”
Magliocca, N. R., Ellis, E. C., Allington, G. R. H., de Bremond, A., Dell’Angelo, J., Mertz, O., Messerli, P., Meyfroidt, P., Seppelt, R., & Verburg, P. H. (2018) · Global Environmental Change · doi:10.1016/j.gloenvcha.2018.03.003 · Cited by 157
“Some frameworks are intended for application under specific conditions, such as Ostrom’s SES framework (Ostrom, 2007), while others are intended to be applicable across a wider range of conditions, such as the forest transition theory (Mather, 1992; Rudel et al., 2005).”
Method
Metadata
- Authors
- Ostrom, E.
- Affiliations
- Center for the Study of Institutions, Population, and Environmental Change, Indiana University, 408 North Indiana Avenue, Bloomington, IN 47408; Workshop in Political Theory and Policy Analysis, Indiana University, 513 North Park, Bloomington, IN 47408; and Center for the Study of Institutional Diversity, School of Human Evolution and Social Change, Arizona State University, Tempe, AZ 85287-2402
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2007-09-25
- Volume
- 104
- Issue
- 39
- Pages
- 15181-15187
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC2000497
- OpenAlex
- W2071962320
- Cited by
- 2,728
- References
- 0
- Citations by year
- 2026: 109 · 2025: 124 · 2024: 129 · 2023: 146 · 2022: 167 · 2021: 209 · 2020: 196 · 2019: 158 · 2018: 197 · 2017: 156 · 2016: 163 · 2015: 168 · 2014: 168 · 2013: 165 · 2012: 135
- FWCI
- 60.79
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- VTechWorks (Virginia Tech) (submittedVersion)
- Funders
- National Science Foundation
- Ford Foundation
- John D. and Catherine T. MacArthur Foundation
- Topics
- Physical Sciences › Environmental Science › Global and Planetary Change › Sustainability and Climate Change Governance
- Physical Sciences › Environmental Science › Global and Planetary Change › Land Use and Ecosystem Services
- Physical Sciences › Environmental Science › Management, Monitoring, Policy and Law › Coastal and Marine Management
- Keywords
- social-ecological systems, panacea, diagnostic framework, multilevel systems, governance arrangements, resource utilization (natural resources), nonlinear interactions, cross-scale analysis, resource degradation, interdisciplinary research, fisheries, lake ecosystems, grazing systems
- MeSH terms
- Animals, Conservation of Natural Resources, Ecology, Environment, Environmental Health, Environmental Monitoring, Environmental Pollution, Humans, Models, Biological, Public Policy, Social Environment, Ecosystem
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