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A diagnostic approach for going beyond panaceas
Open accessAbstract
The articles in this special feature challenge the presumption that scholars can make simple, predictive models of social–ecological systems (SESs) and deduce universal solutions, panaceas, to problems of overuse or destruction of resources. Moving beyond panaceas to develop cumulative capacities to diagnose the problems and potentialities of linked SESs requires serious study of complex, multivariable, nonlinear, cross-scale, and changing systems. Many variables have been identified by researchers as affecting the patterns of interactions and outcomes observed in empirical studies of SESs. A step toward developing a diagnostic method is taken by organizing these variables in a nested, multitier framework. The framework enables scholars to organize analyses of how attributes of ( i ) a resource system (e.g., fishery, lake, grazing area), ( ii ) the resource units generated by that system (e.g., fish, water, fodder), ( iii ) the users of that system, and ( iv ) the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved at a particular time and place. The framework also enables us to organize how these attributes may affect and be affected by larger socioeconomic, political, and ecological settings in which they are embedded, as well as smaller ones. The framework is intended to be a step toward building a strong interdisciplinary science of complex, multilevel systems that will enable future diagnosticians to match governance arrangements to specific problems embedded in a social–ecological context.
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“Typically, CHANS are difficult to study because of their non-linearity characteristics, multiple space-time scales, complex feedback mechanisms, and unique local contexts that are linked to forces of globalization.”
From Modelling Tourism in the Galapagos Islands: An Agent-Based Model Approach (2014) · cites this paper as Ostrom 2007
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“The collection and evaluation of evidence in our approach is organized according to modes of accumulation identified by the CEQ (1997), including those such as nonlinear and cross-boundary effects that are of widely recognized importance in complex social-ecological systems like the salmon fisheries of the Pacific Northwest (Ostrom 2007).”
From Evidence‐based evaluation of the cumulative effects of ecosystem restoration (2016) · cites this paper as Ostrom 2007
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“The concept of near decomposability has been extended to the analysis of natural resource systems, which are typically conceived as having multiple levels of subsystems that function independently in many respects but are also functionally linked with higher-level and lower-level subsystems within the larger natural resource system (see E. Ostrom, 2007).”
From Polycentric Systems of Governance: A Theoretical Model for the Commons (2019) · cites this paper as E. Ostrom, 2007
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Cites
The Struggle to Govern the Commons
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Duff, A. J., Zedler, P. H., Barzen, J. A., & Knuteson, D. L. (2017) · Ecology and Society · doi:10.5751/es-09146-220145 · Cited by 23
“…Green, WI, USA, 6Department of Horticulture, NPM Program, University of Wisconsin, Madison, WI, USA The social-ecological system (SES) framework is a useful tool for analysis of complex resource systems operating at multiple spatial and temporal scales (Ostrom 2007, McGinnis and Ostrom 2014).”
MethodNie, X., Wang, Q., Wu, J., Wang, H., He, J., & He, J. (2022) · Journal of Environmental Management · doi:10.1016/j.jenvman.2022.115189 · Cited by 33
Water governance in rural communities of Chiloé Island, southern Chile: A multi-level analysis
Delgado, L., Ríos, R. D., Perevochtchikova, M., Marín, I. A., Fuster, R., & Marín, V. (2020) · doi:10.1016/j.jrurstud.2020.11.008 · Cited by 23
Dressel, S., Ericsson, G., Johansson, M., Kalén, C., Pfeffer, S. E., & Sandström, C. (2020) · Land Use Policy · doi:10.1016/j.landusepol.2020.105028 · Cited by 23
Bazzana, D., Zaitchik, B., & Gilioli, G. (2020) · Structural Change and Economic Dynamics · doi:10.1016/j.strueco.2020.08.003 · Cited by 23
Bjørnlund, H., van Rooyen, A., Pittock, J., Parry, K., Moyo, M., Mdemu, M., & de Sousa, W. (2020) · Water International · doi:10.1080/02508060.2020.1804715 · Cited by 21
Assessing the Complexity of Social-Ecological Systems: Taking Stock of the Cross-Scale Dependence
Gonçalves, L. R., de Oliveira, M., & Turra, A. (2020) · Sustainability · doi:10.3390/su12156236 · Cited by 26
“It is also coupled with broad discussions on institutional fit [33] and assessment approaches [3,13,14] that aim to contribute to more effective and adequate management and governance systems, in order to face the complexity of social-ecological systems.”
BackgroundMethodInfluentialFisheries’ Property Regimes and Environmental Outcomes: A Realist Synthesis Review
McLain, R. J., Lawry, S., & Ojanen, M. (2017) · World Development · doi:10.1016/j.worlddev.2017.09.016 · Cited by 41
“…and empirical studies of CPR systems (e.g., Agrawal & Benson, 2011; Brooks et al. , 2013; Cox et al. , 2010; Gutiérrez, Hilborn, & Defeo, 2011; Ostrom, 2007); Robinson et al. , 2014), we focused on investigating three mechanisms by which a property regime intervention may lead to changes in…”
BackgroundInfluentialSoma, T., & Schlecht, E. (2018) · Pastoralism · doi:10.1186/s13570-017-0108-y · Cited by 23
“This clearly underlines the element of ‘nature’ and of ‘adaptive cycles’ (Holling 2001) in this social-ecological system (Ostrom 2007).”
BackgroundKlümper, F., & Theesfeld, I. (2017) · doi:10.3390/resources6030028 · Cited by 23
“In this respect, the SES framework—a heuristic framework to study interactions in complex human–ecological systems—was developed, allowing us to use a common language, and systematically analyze empirical settings [27,28].”
MethodKampelmann, S. (2016) · doi:10.3917/reof.145.0161 · Cited by 23
“…une organisation polycentrique et en grande partie auto-organisée de la gestion des ressources, ce qui signifie qu’elle bénéfi-cierait des différentes avantages mis en avant par la littérature sur la gouvernance adaptative de systèmes socio-écologiques (Dietz et al ., 2003 ; Ostrom, 2007 et 2008).”
Kruger, H. (2016) · International Journal of the Commons · doi:10.18352/ijc.603 · Cited by 23
“…design principles seemed suited for on-ground pest management, because they focus on both the local social and institutional processes as well as on how these are nested in and interact with higher hierarchical levels of governance (Armitage 2007; Ostrom 2007; Poteete et al. 2010).”
BackgroundDrivers for and against municipal wastewater recycling: a review
Kunz, N. C., Fischer, M., Ingold, K. M., & Hering, J. G. (2015) · Water Science & Technology · doi:10.2166/wst.2015.496 · Cited by 22
The status quo of research on South Africa's water resource management institutions
Meissner, R., Funke, N., Nienaber, S., & Ntombela, C. (2013) · doi:10.4314/wsa.v39i5.17 · Cited by 23
“Achieving this challenge is not easy; the design of a research framework to take these and other issues and phenomena into account should move beyond the propagation of a panacea or set of panaceas (e.g., Ostrom, 2007).”
BackgroundDilemmas and pathways to dealing with flood problems in twenty-first century China
Han, G., & Kasperson, R. E. (2011) · International Journal of Disaster Risk Science · doi:10.1007/s13753-011-0013-8 · Cited by 28
“Last but not least, many nested interests or “systemic institutional inertia” resist transformative changes (Ostrom 2004, 2007).”
BackgroundNahman, A., Wise, R., & de Lange, W. (2010) · South African Journal of Science · doi:10.4102/sajs.v105i9/10.108 · Cited by 23
“However, these should not be seen as a panacea that can be applied in all contexts.(36,73) The use of such instruments requires well-functioning markets, secure property rights, an effective legal system, welldeveloped administrative capacity, political will and good governance—which are often, and to varying degrees,…”
BackgroundSmith, G., Atkins, J. P., Gregory, A., & Elliott, M. (2025) · Sustainable Futures · doi:10.1016/j.sftr.2025.100476 · Cited by 21
Li, L., Han, J.-L., & Zhu, Y. (2023) · Heliyon · doi:10.1016/j.heliyon.2023.e13750 · Cited by 22
“Referring to the research of Ostrom [45], Fig.”
MethodThe future of data ownership: An uncommon research agenda
Hicks, J. (2022) · The Sociological Review · doi:10.1177/00380261221088120 · Cited by 30
“Indeed Ostrom herself turned to the issue shortly before her death (Hess & Ostrom, 2007).”
BackgroundDecision spaces in agricultural risk management: a mental model study of Austrian crop farmers
Hanger-Kopp, S., & Palka, M. (2021) · Environment, Development and Sustainability · doi:10.1007/s10668-021-01693-6 · Cited by 22
“Ostrom’s frameworks for institutional analysis (Ostrom, 2005) and socioecological systems (Ostrom, 2007) may have some similar components, as their ideas have been incorporated, for example, in the integrative actor-centered framework (IAC) (Feola & Binder, 2010).”
BackgroundUsing leading and lagging indicators for forest restoration
Ota, L. S., Firn, J. L., Chazdon, R. L., Gregorio, N., Mukul, S. A., Viani, R. A. G., Romero, C., & Herbohn, J. (2021) · Journal of Applied Ecology · doi:10.1111/1365-2664.13938 · Cited by 26
“…frameworks to explain relationships between components of forest restoration systems such as the IPBES Conceptual Framework (Díaz et al. 2015), the Socio-Ecological Systems framework (Ostrom 2007; McGinnis & Ostrom 2014), and Theories of Change (ToC) (Putz & Romero 2012; Sayer et al. 2017).”
BackgroundSystematic mapping shows the need for increased socio-ecological research on oil palm
Reiss-Woolever, V. J., Luke, S. H., Stone, J., Shackelford, G. E., & Turner, E. C. (2021) · Environmental Research Letters · doi:10.1088/1748-9326/abfc77 · Cited by 26
“…animal welfare, and effects on dung beetle biodiversity in the pastures (Finch et al 2020), whereas a single disciplinary project may consider only one factor, and thus produce less valuable management suggestions that take into account the full range of potential costs and benefits (Ostrom 2007).”
BackgroundBickley, S. J., & Torgler, B. (2021) · Safety Science · doi:10.1016/j.ssci.2021.105312 · Cited by 22
“…and its governance system at a particular time and place and are embedded within larger (and smaller) socioeconomic, cultural, political, and ecological settings which give context to such complex and unpredictable interactions, outcomes, and historical (and evolving) conditions (Ostrom, 2007).”
Daeli, W., Carmenta, R., Monroe, M., & Adams, A. E. (2021) · Human Ecology · doi:10.1007/s10745-021-00227-y · Cited by 22
“A simple, one-size-fits-all national policy response to environmental challenges is rarely appropriate (Ostrom 2007).”
BackgroundHow do biosphere stewards actively shape trajectories of social-ecological change?
Plummer, R., Baird, J., Farhad, S., & Witkowski, S. (2020) · Journal of Environmental Management · doi:10.1016/j.jenvman.2020.110139 · Cited by 27
Satoumi: Re‐connecting people to nature for sustainable use and conservation of coastal zones
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Lhermie, G., Wernli, D., Jørgensen, P. S., Kenkel, D., Lawell, C. ‐. C. L., Tauer, L. W., & Grohn, Y. T. (2019) · Ecological Economics · doi:10.1016/j.ecolecon.2019.106427 · Cited by 27
Rocha, J., Norberg, M. B., Deutsch, L., de Bremond, A., Oestreicher, J. S., Rositano, F., & Gelabert, C. (2019) · Ecology and Society · doi:10.5751/es-10349-240117 · Cited by 28
“Reconciling context dependent features with common regional drivers and trends remains a challenge in sustainability science (Ostrom 2007, 2009), especially in regions with heterogeneous, contentious, and highly dynamic land-use change such as Latin America.”
BackgroundUrban DNA and Sustainable Cities: A Multi-City Comparison
Votsis, A., & Haavisto, R. (2019) · Frontiers in Environmental Science · doi:10.3389/fenvs.2019.00004 · Cited by 22
“…typically been addressed in natural resource management, they can also be applied, to some extent, in urban contexts, since they can have both subtractive and non-subtractive characteristics (Hess and Ostrom, 2007) and in the case of urban commons they can be collectively managed (Foster, 2011).”
BackgroundInfluentialResearch strategies to assess the effectiveness of international environmental regimes
Young, O. R. (2018) · Nature Sustainability · doi:10.1038/s41893-018-0132-y · Cited by 28
Games for Aiding Stakeholder Deliberation on Nexus Policy Issues
Mochizuki, J., Magnuszewski, P., & Linnerooth‐Bayer, J. (2018) · Springer eBooks · doi:10.1007/978-3-319-75163-4_5 · Cited by 27
“…socio-ecological system along with resource use, context, interactions (such as the presence of self-organising activities, information sharing, and/or conflict) and outcomes (such as equity, accountability, and sustainability), and any other positive and negative externalities (Ostrom 2007; 2009).”
BackgroundMethodFischer, S., & Green, W. M. (2018) · Journal of Studies in International Education · doi:10.1177/1028315318762503 · Cited by 22
“However, studies (Fleacă, 2017; Ostrom, 2007, 2009, 2011) have found that a well-developed, inclusive planning process can overcome this obstacle, and despite the potential disconnect, strategic plans and other related policy documents continue to be important in the management of and shape…”
BackgroundMetson, G. S., Powers, S. M., Hale, R. L., Sayles, J. S., Öberg, G., MacDonald, G. K., Kuwayama, Y., Springer, N. P., Weatherley, A. J., Hondula, K. L., et al. (2017) · Regional Environmental Change · doi:10.1007/s10113-017-1257-7 · Cited by 24
“…where there were similarities and differences between cities as a step towards a better understanding of P management options that may be transferrable among cities, as well as highlight a fuller range of opportunities and challenges facing urban P recycling as there are no panaceas (Ostrom 2007).”
BackgroundEmpirical linkages between devolved tenure systems and forest conditions: Primary evidence
Yin, R., Zulu, L. C., Qi, J., Freudenberger, M., & Sommerville, M. (2016) · doi:10.1016/j.forpol.2016.06.033 · Cited by 22
A comparison of influences on the landscape of two social-ecological systems
Sharma, D., Holmes, I., Vergara-Asenjo, G., Miller, W., Cunampio, M., Cunampio, R. B., Cunampio, M. B., & Potvin, C. (2016) · doi:10.1016/j.landusepol.2016.06.018 · Cited by 22
Integrated management of large rivers and their basins
Campbell, I. C. (2016) · doi:10.1016/j.ecohyd.2016.09.006 · Cited by 22
Wicked but worth it: student perspectives on socio‐hydrology
Levy, M. C., Garcia, M., Blair, P., Chen, X., Gomes, S. L., Gower, D. B., Grames, J., Kuil, L., Liu, Y., Marston, L. T., et al. (2016) · Hydrological Processes · doi:10.1002/hyp.10791 · Cited by 31
“Several students voiced the opinion that modellers, in particular, must strike a balance between adequate process representation and parsimony (see Hawkins, 2004; Ostrom, 2007).”
BackgroundProblems of cross-scale coastal management in Scandinavia
Bruckmeier, K. (2014) · Regional Environmental Change · doi:10.1007/s10113-012-0378-2 · Cited by 22
“…no strict differentiation between scientific and managerial knowledge (the latter understood as being based on practical experience), and no clear criteria were formulated for the success and failure of resource management approaches as, for example, demanded by Acheson (2006) and Ostrom (2007).”
BackgroundBaur, I., Liechti, K., & Binder, C. (2014) · International Journal of the Commons · doi:10.18352/ijc.469 · Cited by 22
“Consequently, contextual variables include external settings (S), the resource system (RS), the governance system (GS), the resource units (RU), users’ attributes on the group (A) level, and social interactions (I) (Ostrom 2007; McGinnis 2011).”
BackgroundMethodInfluentialDeterminants of users’ willingness to contribute to safe water provision in rural Uganda
Naiga, R., & Penker, M. (2014) · Lex localis - Journal of Local Self-Government · doi:10.4335/12.3.695-714(2014 · Cited by 22
Fire management and climate variability: Challenges in designing environmental regulations
Monzón-Alvarado, C., Waylen, P. R., & Keys, E. (2014) · Land Use Policy · doi:10.1016/j.landusepol.2014.03.003 · Cited by 25
Land-Development Offset Policies in the Quest for Sustainability: What Can China Learn from Germany?
Tan, R.-H., Wang, R., & Sedlin, T. (2014) · Sustainability · doi:10.3390/su6063400 · Cited by 22
“, changes in the interactions between the (human) societal and natural ecological systems [2].”
BackgroundStevenson, T. C., & Tissot, B. (2014) · doi:10.1016/j.cosust.2014.02.002 · Cited by 22
Yin, R., Yao, S.-B., & Huo, X. (2013) · doi:10.1505/146554813809025739 · Cited by 22
“Moreover, specific property regimes that prove viable and sustainable in one set of social-ecological circumstances may prove nonviable or unsustainable in another (Ostrom 2007).”
BackgroundInfluentialMaury, O., Miller, K. A., Campling, L., Arrizabalaga, H., Aumont, O., Bodin, Ö., Guillotreau, P., Hobday, A. J., Marsac, F., Suzuki, Z., et al. (2013) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2013.05.008 · Cited by 22
“21], which are likely to have unintended consequences [22, 23], and to rapidly implement a series of pragmatic steps building on existing efforts and”
Backgroundvan Laerhoven, F., & Andersson, K. (2013) · The International Forestry Review · doi:10.1505/146554813805927219 · Cited by 22
“…specific conditions vulnerable to the tragedy of the commons (Hardin 1968), it is now understood that there are many ways for CPR users to avoid resource over-exploitation and subsequently its degradation or disappearance (Ostrom 1990, van Laerhoven and Ostrom 2007, Berge and van Laerhoven 2011).”
BackgroundBuffum, B. (2012) · doi:10.3390/su4071448 · Cited by 22
“These two sets of positive attributes were selected for the current study because they focused exclusively on forestry user groups, unlike more recent studies by Ostrom [3] and Agrawal [29], and were more detailed than other recent analyses of forestry user groups [7,27,28,30].”
InfluentialFrom fatalism to resilience: reducing disaster impacts through systematic investments.
Hill, H. S. J., Wiener, J. D., & Warner, K. (2012) · Disasters. The Journal of Disaster Studies, Policy and Management · doi:10.1111/j.1467-7717.2011.01256.x · Cited by 22
“In addition, it can facilitate the identification and resolution of socio-ecological resilience issues raised by the adaptive capacity community (Folke et al., 2002; Ostrom, 2007).”
BackgroundUncovering the Root Causes of Soil Erosion in the Philippines
Olabisi, L. S. (2012) · doi:10.1080/08941920.2011.563435 · Cited by 22
“Sustainability science builds on these prior efforts by advocating the integration of scientific understanding with local knowledge while privileging neither, and emphasizing the inherent dynamism of complex human and ecological systems (Ostrom 2007).”
BackgroundConservation in Low‐Governance Environments
Yu, D. W., Levi, T., & Shepard, G. H. (2010) · doi:10.1111/j.1744-7429.2010.00680.x · Cited by 22
“1Corresponding author; e-mail: dougwyu@gmail.com r 2010 The Author(s) 569 Journal compilation r 2010 by The Association for Tropical Biology and Conservation mechanisms of governance to maximize the social robustness of our solutions (Ostrom 2007).”
BackgroundImplications of Tenure Insecurity for Aboriginal Land Use in Canada
Natcher, D., Hickey, C., Nelson, M. R., & Davis, S. (2009) · doi:10.17730/humo.68.3.60pp7583m183t1t1 · Cited by 22
Grêt‐Regamey, A., & Fagerholm, N. (2023) · Landscape and Urban Planning · doi:10.1016/j.landurbplan.2023.104978 · Cited by 29
Analyzing resilience with communicative systems theory an example from European fisheries
Wilson, D., & Jacobsen, R. (2013) · doi:10.1186/2212-9790-12-1 · Cited by 22
“Furthermore, and this is the point emphasised by Ostrom (2007), nearly decomposable systems are also much easier for us to understand.”
BackgroundMethodApplying a science-forward approach to groundwater regulatory design
Curran, D., Gleeson, T., & Huggins, X. (2023) · Hydrogeology Journal · doi:10.1007/s10040-023-02625-6 · Cited by 21
Fostering co-operation through participation in natural resource management. An integrative review
Ortiz-Riomalo, J. F., Koessler, A., & Engel, S. (2022) · Journal of Environmental Management · doi:10.1016/j.jenvman.2022.117184 · Cited by 23
Institutions and environmental resource extraction within local communities in Mozambique
Ntuli, H., Mukong, A. K., Kimengsi, J. N., & Muyengwa, S. (2022) · Forest Policy and Economics · doi:10.1016/j.forpol.2022.102724 · Cited by 25
Challenges for Governing Mountains Sustainably: Insights From a Global Survey
Tucker, C., Alcántara-Ayala, I., Gunya, A., Jiménez, E., Klein, J., Xu, J., & Bigler, S. (2021) · Mountain Research and Development · doi:10.1659/mrd-journal-d-20-00080.1 · Cited by 21
“No one-size-fits-all approach can resolve the myriad governance challenges faced by MtSES (cf Ostrom 2007) or mitigate systemic political and socioeconomic arrangements that tend to disadvantage certain mountain peoples and drive environmental degradation.”
BackgroundIncorporating social-ecological complexities into conservation policy
Brehony, P., Tyrrell, P., Kamanga, J., Waruingi, L., & Kaelo, D. (2020) · Biological Conservation · doi:10.1016/j.biocon.2020.108697 · Cited by 25
“Following this process of producing our conceptual model, in two subsequent meetings, the authors used the SESF as a diagnostic tool (Ostrom, 2007; Ostrom, 2009; McGinnis and Ostrom, 2014; Hinkel et al., 2015) to analyse how the interactions, outcomes, and feedbacks of the variables defined in the…”
Influentialde Souza, A. D., & Prevedello, J. (2019) · Oecologia Australis · doi:10.4257/oeco.2019.2303.19 · Cited by 21
Malisa, R., Schwella, E., & Kidd, M. (2019) · Science of the Total Environment · doi:10.1016/j.scitotenv.2019.04.194 · Cited by 21
Human rights in tension: guiding cadastral systems development in customary land rights contexts
Hull, S., & Whittal, J. (2019) · Survey Review · doi:10.1080/00396265.2017.1381396 · Cited by 21
“Integrative, or synthesised, frameworks run the risk of being either overly simplified to be applicable in any given context, or overly specified and hence inappropriate for general use (Ostrom 2007, Emerson et al. 2012).”
BackgroundPartelow, S., Fujitani, M. L., Soundararajan, V., & Schlüter, A. (2019) · Ecology and Society · doi:10.5751/es-10724-240115 · Cited by 37
“From a scientific perspective, it is known that environmental governance deals with complex socialecological system interactions (Liu et al. 2007, Ostrom 2007, Bodin 2017).”
BackgroundMartino, S., Tett, P., & Kenter, J. O. (2018) · The Science of The Total Environment · doi:10.1016/j.scitotenv.2018.09.181 · Cited by 25
“Under the consideration that many ecosystem services (mainly the regulating services) are public goods, poorly recognised within the market domain, institutional analysis is a necessary complement to economic analysis to individuate weaknesses in natural resource governance (Ostrom 2007; Ostrom 2009).”
BackgroundInfluentialTowards a framework to support coastal change governance in small islands
Glaser, M., Breckwoldt, A., Carruthers, T., Forbes, D., Costanzo, S., Kelsey, H., Ramachandran, R., & Stead, S. (2018) · Environmental Conservation · doi:10.1017/s0376892918000164 · Cited by 21
“Ostrom (2007, 2009) proposed a nested framework approach to identify small sets of subsystem variables relevant to particular outcomes.”
BackgroundSoriano, M., Diwa, J., & Herath, S. (2017) · Journal of Mountain Science · doi:10.1007/s11629-016-4250-6 · Cited by 21
“Consequently, policy initiatives must recognize that there are no panaceas to ensure the sustainability of this socialecological system (Ostrom 2007).”
BackgroundAyre, M., & Nettle, R. (2017) · doi:10.5751/es-09256-220301 · Cited by 21
“Resilience scholars propose that the challenges of managing diversity, complexity, and uncertainty in SES can be met through the development of more inclusive processes and alternative or complementary governance models from government-driven ones (Ostrom 2007, Wallis et al. 2015).”
BackgroundKrumme, K. (2016) · Renewable Energy and Sustainable Development · doi:10.21622/resd.2016.02.2.070 · Cited by 24
“Elinor Ostrom convincingly elaborated SES as guiding frameworks (Ostrom 2007, Ostrom 2009, McGinnis and Ostrom 2012) and initiated a new direction of further works on the synthesis of sustainability, resilience and SES (Xu, Marinova et al. 2014) up into strategic and operational spheres of…”
BackgroundExplaining the outcomes of multi-owned housing management: A collective action perspective
Gao, L. W., & Ho, D. C. W. (2016) · Habitat International · doi:10.1016/j.habitatint.2016.08.005 · Cited by 23
Understanding Artisanal Fishers’ Behaviors: The Case of Ciénaga Grande de Santa Marta, Colombia
Torres‐Guevara, L. E., López, M. C., & Schlüter, A. (2016) · Sustainability · doi:10.3390/su8060549 · Cited by 24
“, see [41–44]), fishers’ behavior literature [3,15,18], the World Values Survey and our previous fieldwork carried out in this community.”
BackgroundBrown, I. M., & Everard, M. (2015) · Environmental Science & Policy · doi:10.1016/j.envsci.2015.05.006 · Cited by 18
Turning conflict into collaboration in managing commons: A case of Rupa Lake Watershed, Nepal
Chaudhary, P., Chhetri, N., Dorman, B., Gegg, T., Rana, R. B., Shrestha, M., Thapa, K., Lamsal, K., & Thapa, S. (2015) · International Journal of the Commons · doi:10.18352/ijc.561 · Cited by 19
“…CPRs, the literature increasingly emphasizes the need for adopting a general framework so that scholars working across disciplines can critically investigate complex socio-ecological systems (SES), where commons are studied and governance carried out (Ostrom 2007, 2009; McGinnis and Ostrom 2014).”
Schweizer, R. (2015) · doi:10.18278/epa.1.2.7 · Cited by 21
Looking for sustainable solutions in salmon aquaculture
Bailey, J. (2014) · doi:10.5324/eip.v8i1.1801 · Cited by 21
“The SES, joining highly complex natural and human systems, which are in turn composed of multiple subsystems, is especially complex and opaque and demands data that are frequently lacking.”
BackgroundInfluentialThink globally, research locally: Paradigms and place in agroecological research
Reynolds, H. L., Smith, A., & Farmer, J. R. (2014) · American Journal of Botany · doi:10.3732/ajb.1400146 · Cited by 26
Maintaining the Coffee Canopy: Understanding Change and Continuity in Central Veracruz
Hausermann, H. (2014) · Human Ecology · doi:10.1007/s10745-014-9644-x · Cited by 21
Daedlow, K., Beckmann, V., Schlüter, M., & Arlinghaus, R. (2013) · Ecological Economics · doi:10.1016/j.ecolecon.2013.09.005 · Cited by 20
“Resilience and SES literature call for interdisciplinary studies, and provide initial frameworks to study SESs from a social science perspective (e.g., Anderies et al., 2004; Hunt et al, 2013; Ostrom, 2007;Walker et al., 2006).”
Rethinking and reshaping the climate policy: Literature review and proposed guidelines
Wang, Q., & Chen, X. (2013) · Renewable and Sustainable Energy Reviews · doi:10.1016/j.rser.2012.12.055 · Cited by 21
Five paradigms of collective action underlying the human dimension of conservation
Mermet, L., Homewood, K., Dobson, A., & Billé, R. (2013) · doi:10.1002/9781118520178.ch3 · Cited by 21
A multimethod approach to study the governance of social-ecological systems
Janssen, M., Bousquet, F., & Ostrom, E. (2011) · doi:10.1051/nss/2011135 · Cited by 21
“Ostrom (2007) introduced a diagnostic approach to study social-ecological systems.”
BackgroundSelf-citationOne Health in human-environment systems: Linking health and the sustainable use of natural resources
Zinsstag, J., Meyer, J., Bonfoh, B., Fink, G., & Dimov, A. (2024) · CABI One Health · doi:10.1079/cabionehealth.2024.0012 · Cited by 20
Pärli, R. (2022) · Environmental Science & Policy · doi:10.1016/j.envsci.2022.11.019 · Cited by 32
Panzarella, F., Turcanu, C., Abelshausen, B., & Cappuyns, V. (2022) · Journal of Environmental Management · doi:10.1016/j.jenvman.2022.117122 · Cited by 34
Bruno, J. E., Fernández-Giménez, M., & Balgopal, M. (2022) · Journal of Rural Studies · doi:10.1016/j.jrurstud.2022.06.007 · Cited by 20
Collective action problems and governance barriers to sea-level rise adaptation in San Francisco Bay
Lubell, M., Stacey, M., & Hummel, M. (2021) · Climatic Change · doi:10.1007/s10584-021-03162-5 · Cited by 20
“To organize our analysis, we translate Ostrom’s “diagnostic approach” for social-ecological systems (SES; Ostrom 2007; Ostrom and Cox 2010) into the context of sea-level rise adaptation.”
MethodAbrams, J., Greiner, S. M., Schultz, C. A., Evans, A. M., & Huber‐Stearns, H. (2021) · Environmental Management · doi:10.1007/s00267-021-01451-4 · Cited by 22
“…and others in scholarship related to complex adaptive systems and, after incorporating elements of Elinor Ostrom’s common-pool resource theory, evolved into an integrative concept for conceptualizing dynamics in linked social and ecological systems (Gunderson and Holling 2002; Ostrom 2007, 2009).”
BackgroundMancini, F., Leyshon, B., Manson, F. J., Coghill, G. M., & Lusseau, D. (2020) · Tourism Management · doi:10.1016/j.tourman.2020.104160 · Cited by 23
Is There a Scope for Social Innovation in Ukrainian Forestry?
Nijnik, M., Kluvánková, T., Nijnik, A., Kopiy, S., Melnykovych, M., Sarkki, S., Barlagne, C., Brnkaľáková, S., Kopiy, L., Fizyk, I., et al. (2020) · Sustainability · doi:10.3390/su12229674 · Cited by 20
The map is not the territory: coevolution of technology and institution for a sustainable future
Zhang, Y. (2020) · Current Opinion in Environmental Sustainability · doi:10.1016/j.cosust.2020.08.017 · Cited by 20
Ecological and social constraints are key for voluntary investments into renewable natural resources
Fujitani, M. L., Riepe, C., Pagel, T., Buoro, M., Santoul, F., Lassus, R., Cucherousset, J., & Arlinghaus, R. (2020) · Global Environmental Change · doi:10.1016/j.gloenvcha.2020.102125 · Cited by 27
Social licence for marine protected areas
Kelly, R., Fleming, A., Mackay, M., Garcia, C. M., & Pecl, G. T. (2020) · Marine Policy · doi:10.1016/j.marpol.2019.103782 · Cited by 20
Villamayor‐Tomás, S., Iniesta-Arandia, I., & Roggero, M. (2020) · Ecology and Society · doi:10.5751/es-11329-250132 · Cited by 29
“…a more general concern in the field of environmental social science, which is the need to develop a science of diagnosis that builds and tests contextualized generalizations and transcends the debate between universal generalizations and ideographic explanations (Ostrom 2007, Cox et al. 2016).”
BackgroundAddressing misperceptions ofGoverning the Commons
Sarker, A., & Blomquist, W. A. (2018) · Journal of Institutional Economics · doi:10.1017/s1744137418000103 · Cited by 26
“IP address: 207.241.231.108, on 26 Jun 2020 at 19:09:03, subject to the Cambridge Core terms of use, available at (Ostrom 2006) and “A Diagnostic Approach for Going beyond Panaceas” (Ostrom 2007), have perhaps been overlooked).”
BackgroundInfluentialA classification to align social-ecological land systems research with policy in Europe
Winkler, K. J., Scown, M., & Nicholas, K. A. (2018) · Land Use Policy · doi:10.1016/j.landusepol.2018.06.034 · Cited by 24
Bayrak, M. M., & Marafa, L. M. (2017) · Sustainability · doi:10.3390/su9101802 · Cited by 15
“Based on ample empirical evidence and theories on the commons, Ostrom [36,41], Ostrom and Cox [38], and McGinnis [37] created a multilevel nested framework which enhances our understanding of the nonlinear, complex, cross-scalar and evolutionary dynamics of socio-ecological systems—the SES framework.”
Sullivan, A., York, A. M., An, L., Yabiku, S. T., & Hall, S. J. (2017) · Forest Policy and Economics · doi:10.1016/j.forpol.2017.03.001 · Cited by 21
“top-down versus bottom-up), and solutions will be context and community specific (Ostrom, 2007; Ostrom et al., 1999; Taylor and Van Grieken, 2015).”
BackgroundEvolving human landscapes: a virtual laboratory approach
Magliocca, N. R., & Ellis, E. C. (2016) · Journal of Land Use Science · doi:10.1080/1747423x.2016.1241314 · Cited by 22
“…of environmental processes and their dynamics in fl uence the nature of feedbacks from resource exploitation strategies and may favor or discourage cooperation, sensu the role of resource system and unit characteristics in Ostrom ’ s framework for common pool resource governance (e.g. Ostrom, 2007).”
BackgroundHana Pa'a: Challenges and lessons for early phases of co-management
Vaughan, M. B., & Caldwell, M. R. (2015) · Marine Policy · doi:10.1016/j.marpol.2015.07.005 · Cited by 28
Modelling socio-hydrological systems: a review of concepts, approaches and applications
Blair, P., & Buytaert, W. (2015) · doi:10.5194/hessd-12-8761-2015 · Cited by 20
Droughts and governance impacts on water scarcity: an~analysis in the Brazilian semi-arid
Silva, A. C. S., Galvão, C. D. O., & Silva, G. N. S. (2015) · Proceedings of the International Association of Hydrological Sciences · doi:10.5194/piahs-369-129-2015 · Cited by 18
“Ostrom (2007) established a framework for social-ecological systems: “analysis of how attributes of a resource system, the resource units generated by that, the users of that system, and the governance system jointly affect and are indirectly affected by interactions and resulting outcomes achieved…”
InfluentialHansen, W. D. (2014) · Ecology and Society · doi:10.5751/es-06907-190413 · Cited by 19
Metadata
- Authors
- Ostrom, E.
- Affiliations
- Center for the Study of Institutions, Population, and Environmental Change, Indiana University, 408 North Indiana Avenue, Bloomington, IN 47408; Workshop in Political Theory and Policy Analysis, Indiana University, 513 North Park, Bloomington, IN 47408; and Center for the Study of Institutional Diversity, School of Human Evolution and Social Change, Arizona State University, Tempe, AZ 85287-2402
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2007-09-25
- Volume
- 104
- Issue
- 39
- Pages
- 15181-15187
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC2000497
- OpenAlex
- W2071962320
- Cited by
- 2,728
- References
- 0
- Citations by year
- 2026: 109 · 2025: 124 · 2024: 129 · 2023: 146 · 2022: 167 · 2021: 209 · 2020: 196 · 2019: 158 · 2018: 197 · 2017: 156 · 2016: 163 · 2015: 168 · 2014: 168 · 2013: 165 · 2012: 135
- FWCI
- 60.79
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- VTechWorks (Virginia Tech) (submittedVersion)
- Funders
- National Science Foundation
- Ford Foundation
- John D. and Catherine T. MacArthur Foundation
- Topics
- Physical Sciences › Environmental Science › Global and Planetary Change › Sustainability and Climate Change Governance
- Physical Sciences › Environmental Science › Global and Planetary Change › Land Use and Ecosystem Services
- Physical Sciences › Environmental Science › Management, Monitoring, Policy and Law › Coastal and Marine Management
- Keywords
- social-ecological systems, panacea, diagnostic framework, multilevel systems, governance arrangements, resource utilization (natural resources), nonlinear interactions, cross-scale analysis, resource degradation, interdisciplinary research, fisheries, lake ecosystems, grazing systems
- MeSH terms
- Animals, Conservation of Natural Resources, Ecology, Environment, Environmental Health, Environmental Monitoring, Environmental Pollution, Humans, Models, Biological, Public Policy, Social Environment, Ecosystem
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