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Basal-ganglia 'Projections' to the Prefrontal Cortex of the Primate
Abstract
We used retrograde transneuronal transport of the McIntyre-B strain of herpes simplex virus type 1 to examine the extent and organization of basal-ganglia-thalamocortical projections to five regions of prefrontal cortex in the cebus monkey (Cebus apella): medial and lateral area 9 (9m and 9l), dorsal and ventral area 46 (46d and 46v) and lateral area 12 (12l). All of these prefrontal areas were found to be targets of basal-ganglia output that originated in the internal segment of the globus pallidus (GPi) and/or the pars reticulata of the substantia nigra (SNpr). Approximately one-third of the total volume of these nuclei was directed toward prefrontal cortex, a volume comparable to that directed at the cortical motor areas. The origins of the outputs to different prefrontal areas were topographically organized. Different portions of SNpr (the rostral and caudal thirds) projected to areas 9m and 12l. Similarly, different output nuclei (GPi and SNpr) projected to adjacent portions of the same cytoarchitectonic field (46d and 46v). Furthermore, the outputs to prefrontal areas were segregated from those to motor areas of cortex. Thus, basal-ganglia outputs to prefrontal cortex are both extensive and topographically organized, forming a rich anatomical substrate for basal-ganglia influences on the cognitive operations of the frontal lobe.
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“These patterns of size-independently co-evolving brain structures correspond to brain systems that have been described in electrophysiological and anatomical tract-tracing studies in non-human primates [27–31] and MRI studies in humans [32–35]”
From Brain reorganization, not relative brain size, primarily characterizes anthropoid brain evolution (2013) · cites this paper as [27]
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BackgroundFeedback signals in the caudate reflect goal achievement on a declarative memory task
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Smaers, J. B., & Soligo, C. (2013) · Proceedings of the Royal Society B: Biological Sciences · doi:10.1098/rspb.2013.0269 · Cited by 112
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BackgroundThe Influence of Emotion Regulation on Decision-making under Risk
Martin, L. N., & Delgado, M. R. (2011) · Journal of Cognitive Neuroscience · doi:10.1162/jocn.2011.21618 · Cited by 105
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“Strick and colleagues championed intracerebral injection of HSV as a means of defining multisynaptic circuits in primate brain (Zemanick et al., 1991; Hoover and Strick, 1993, 1999; Middleton and Strick, 2001, 2002).”
BackgroundPadilla‐Gamiño, J. L., Kelly, M. W., Evans, T. G., & Hofmann, G. E. (2013) · Proceedings of the Royal Society B Biological Sciences · doi:10.1098/rspb.2013.0155 · Cited by 105
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“…establishing that basal ganglia and thalamus, through their interaction with cortex, are involved in a wide range of other functions, coordinating sensorimotor, limbic, and cognitive systems (Cohen and Frank, 2009; Middleton and Strick, 2000, 2002; Seger, 2006, 2008; Seger and Spiering, 2011).”
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“More precisely, prSN is connected with the motor cortex, temporal cortex (TE), prefrontal eye field (BA 8), and prefrontal cortex (BA 9/12/46) in monkeys.(47,48) Our in vivo human study confirms these previous observations and shows that these circuits are clearly identifiable during the brain resting state, though it…”
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“Our results are in line with previous data on axonal tracing of cortico-striatal (Inase et al., 1996; Middleton and Strick, 2002; Ongur and Price, 2000; Selemon and Goldman-Rakic, 1988), striato-pallidal and striato-nigral (Hazrati and Parent, 1992; Parent et al., 1984) projection studies.”
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“Studies using this technique identified finer connectivity patterns between specific cortical areas, such as projections from specific sub-regions of the BG to the motor and association cortices (Middleton and Strick, 1994, 2000b, 2002; Kelly and Strick, 2004; Akkal et al., 2007; Saga et al., 2011).”
BackgroundMethodInfluentialNeuroimaging predictors of creativity in healthy adults
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“Of particular importance in the context of the frontal lobe is the cortico-basal ganglia neural circuit that interconnects mainly prefrontal areas to the basal ganglia [18,19,20,21,22,23,24,25,26] and is functionally associated to elements of ‘executive control’: control and selection of actions [27]; guidance of rewa…”
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“…Price, 1994; Deschênes et al., 1996; Tsumori et al., 2002), the SNr neurons convey the striatal outflow to motor, premotor, prefrontal, and associative sensory cortical areas (Parent, 1990; Deniau and Chevalier, 1992; Middleton and Strick, 1996, 2002; Sakai et al., 1998; Mailly et al., 2003).”
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“The premotor cortex receives input from the basal ganglia (Middleton and Strick 2002), and classical rate-theory models of PD pathophysiology would suggest that overactivity in basal ganglia output nuclei would reduce activity in cortical targets (DeLong 1990).”
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“In addition, the basal ganglia also has strong connections to the cingular cortex (Middleton and Strick, 2002).”
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“Pre-SMA belongs to the prefrontal cortex because of its extensive connections with most prefrontal areas (46, 8A, 9, 10, 11, 12 and 13) (Inase et al., 1999; Middleton and Strick, 2002).”
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“…knowledge, the first such demonstration in the context of postural control, but it is not entirely surprising since it is known that there are closed loops between the structures of the basal ganglia and various cortical areas involved in posture control (Middleton and Strick, 1996, 1997, 2002).”
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“Although their modelling work to date has been confined to motor-cortical selection (Prescott, et al., 2006), the anatomical structures and pathways they have emulated seem to be replicated for much of the cortical sheet (Alexander, et al., 1986; Middleton & Strick, 2002; Postuma & Dagher, 2006).”
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“Of high importance, PFC plays a pivotal role, since it receives projections from both motor and sensory areas that are crucial for learning and is an intricate neuroanatomical correlation [44].”
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“…along with the well-established structural connections between frontal and subcortical structures (e.g., Alexander, Delong, & Strick, 1986; Middleton & Strick, 2000), we endeavored to use functional magnetic resonance imaging (FMRI) to examine neural activity in frontal-subcortical…”
Ni, H., Shang, C., Gau, S. S., Lin, Y., Huang, H., & Yang, L.-K. (2013) · The International Journal of Neuropsychopharmacology · doi:10.1017/s1461145713000357 · Cited by 63
“…functions, regulated by catecholamine systems (Arnsten and Li, 2005), involve distinctive brain areas, including the prefrontal cortex, thalamus, basal ganglia, cerebellum and parietal and temporal lobes (Middleton and Strick, 2001, 2002; Collette and Van der Linden, 2002; Willcutt et al., 2005).”
Naro, A., Russo, M., Leo, A., Cannavò, A., Manuli, A., Bramanti, A., Bramanti, P., & Calabrò, R. S. (2015) · Clinical Neurophysiology · doi:10.1016/j.clinph.2015.12.010 · Cited by 64
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“…regional heterogeneity in the degree of cortical atrophy and the cortical laminae involved (Heinsen et al., 1994; Macdonald et al., 1997; Passani et al., 1997), and recent analysis of regional cortical thinning in HD patients at different stages of the illness showed that there is a…”
BackgroundInfluentialAnatomy and physiology of the basal ganglia: relevance to Parkinson's disease and related disorders
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“Retrograde axonal tracing studies in primates have shown that the DLPFC, including BA9, is an integral part of the cortico-basal gangliathalamocortical circuit (Reviewed in Middleton and Strick 2002).”
BackgroundPrefrontal cortical microcircuits bind perception to executive control
Opriș, I. C., Santos, L. M., Gerhardt, G. A., Song, D. B., Berger, T. W., Hampson, R. E., & Deadwyler, S. A. (2013) · Scientific Reports · doi:10.1038/srep02285 · Cited by 58
“…which receive converging inputs in the supra-granular layers and send top-down outputs via columnar connections with sub-granular layers to dorsal striatum (caudate nucleus and putamen) to provide parallel cortico-striatal-thalamo-cortical loops 6,9,14,15 for different types of sensory inputs.”
BackgroundIshida, H., Inoue, K., Takada, M., & Hoshi, E. (2015) · European Journal of Neuroscience · doi:10.1111/ejn.13127 · Cited by 56
“Furthermore, these portions have © 2015 Federation of European Neuroscience Societies and John Wiley & Sons Ltd European Journal of Neuroscience, 43, 258–269 been shown to project to the PMd (Saga et al., 2011), as well as to the prefrontal cortex (Middleton & Strick, 2002), across synapses.”
BackgroundSoto, P. L., Wilcox, K. M., Zhou, Y., Ator, N. A., Riddle, M. A., Wong, D. F., & Weed, M. R. (2012) · Neuropsychopharmacology · doi:10.1038/npp.2012.119 · Cited by 58
“Macaques are useful as developmental models because nonhuman primate cortical structures are similar to humans in the frontal cortical and striatal regions important in ADHD (Mostofsky et al, 2002; Sowell et al, 2003) and are shown to mediate psychomotor and executive function (Haber, 2003; Middleton and Strick, 2002).”
BackgroundEnhanced Modulation of Neuronal Activity during Antisaccades in the Primate Globus Pallidus
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Seventy years of pallidotomy for movement disorders
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Shortened cortical silent period in facial muscles of patients with migraine
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“Not only Patient with migraine Electric stim alone do the thalamo-cortical loops regulate the excitability of sensory cortices but they also set the activation of excitatory and inhibitory interneurons in the motor cortices (Middleton and Strick, 2002).”
BackgroundNeural and Electromyographic Correlates of Wrist Posture Control
Suminski, A. J., Rao, S. M., Mosier, K. M., & Scheidt, R. A. (2006) · Journal of Neurophysiology · doi:10.1152/jn.01160.2006 · Cited by 57
“Retrograde virus tracing studies have shown that the output projections of the basal ganglia reach multiple cortical areas implicated in the control of both motor and cognitive functions (Hoover and Strick 1993, 1999; Middleton and Strick 2000, 2002).”
BackgroundTracking Real-Time Changes in Working Memory Updating and Gating with the Event-Based Eye-Blink Rate
Rac-Lubashevsky, R., Slagter, H. A., & Kessler, Y. (2017) · Scientific Reports · doi:10.1038/s41598-017-02942-3 · Cited by 52
Evidence for Segregated and Integrative Connectivity Patterns in the Human Basal Ganglia
Draganski, B., Kherif, F., Klöppel, S., Cook, P. A., Alexander, D. C., Parker, G. J. M., Deichmann, R., Ashburner, J., & Frackowiak, R. S. J. (2008) · Journal of Neuroscience · doi:10.1523/jneurosci.1486-08.2008 · Cited by 100
“Based on neurophysiological models and anatomical data, it is assumed that there are both parallel (Alexander et al., 1990; Middleton and Strick, 2002) and converging pathways in corticobasal ganglia loops (Takada et al.”
BackgroundKalbfleisch, M. L., Meter, J. W. V., & Zeffiro, T. A. (2006) · Cognitive Neurodynamics · doi:10.1007/s11571-006-9007-4 · Cited by 58
“Many studies have demonstrated the involvement of the basal ganglia nuclei in higher-level cognition due to its participation in habit learning and other procedural processes (White 1997; Graybiel 1998; Middleton and Strick 2000; Middleton and Strick 2002; Fuji and Graybiel 2005).”
BackgroundManganese‐enhanced MRI in a rat model of Parkinson's disease
Pelled, G., Bergman, H., Ben‐Hur, T., & Goelman, G. (2007) · Journal of Magnetic Resonance Imaging · doi:10.1002/jmri.21051 · Cited by 55
“Several different models for this circuit were proposed, starting from the classical box-and-arrow AlbinDeLong model (8,9), through the example of parallel processing of cortical information (10).”
MethodFronto-striatal Contribution to Lexical Set-Shifting
Simard, F., Joanette, Y., Petrides, M., Jubault, T., Madjar, C., & Monchi, O. (2010) · Cerebral Cortex · doi:10.1093/cercor/bhq182 · Cited by 56
“Cerebral Cortex May 2011;21:1084--1093 doi:10.1093/cercor/bhq182 Advance Access publication September 23, 2010”
BackgroundInfluentialTemporal–prefrontal cortical network for discrimination of valuable objects in long-term memory
Ghazizadeh, A., Griggs, W. S., Leopold, D. A., & Hikosaka, O. (2018) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.1707695115 · Cited by 56
“Both CDt and cvPut are known to receive direct inputs from the temporal cortex (55) and send signals indirectly to the temporal cortex (56) and the prefrontal cortex (57).”
BackgroundTemporal discrimination of cross-modal and unimodal stimuli in generalized dystonia
Aglioti, S. M., Fiorio, M., Förster, B., & Tinazzi, M. (2003) · Neurology · doi:10.1212/01.wnl.0000046528.24693.5b · Cited by 53
“The factor “group” was significant both for TDT [F(1,16) Table Demographic and clinical information on the patients with”
Baldassarre, G., Mannella, F., Fiore, V. G., Redgrave, P., GURNEY, K. N., & Mirolli, M. (2012) · Neural Networks · doi:10.1016/j.neunet.2012.09.015 · Cited by 56
“In the brain, the selection of goals strongly relies on PFC (Miller and Cohen, 2001) forming re-entrant connections with BG, in particular the nucleus accumbens portion of striatum (NAcc; Middleton and Strick, 2002; Haber, 2003).”
BackgroundError detection in the stop signal task
Chevrier, A., & Schachar, R. J. (2010) · NeuroImage · doi:10.1016/j.neuroimage.2010.06.056 · Cited by 51
“Dorsal striatum receives inputs from structures involved in expressing instrumental behaviors, which feed back to their point of origin in the frontal lobes (Middleton and Strick, 2000; Middleton and Strick, 2002).”
BackgroundL-Dopa infusion does not improve explicit sequence learning in Parkinson's disease
Ghilardi, M. F., Feigin, A., Battaglia, F., Silvestri, G., Mattis, P. J., Eidelberg, D., & Rocco, A. D. (2006) · Parkinsonism & Related Disorders · doi:10.1016/j.parkreldis.2006.08.006 · Cited by 51
“DLPFC, which in PD shows more variable degree of dopaminergic loss, receives projections both from the caudate [25] and the ventral tegmental area (VTA) [26].”
BackgroundKargo, W. J., Szatmáry, B., & Nitz, D. A. (2007) · Journal of Neuroscience · doi:10.1523/jneurosci.3604-06.2007 · Cited by 52
“Thus, through efferents to basal ganglia and motor cortex, prefrontal ensembles appear well suited to organize goal-directed action sequences (Sesack et al., 1989; Gu et al., 1999; Middleton and Strick, 2002; Dum and Strick, 2005).”
BackgroundBoosted activation of right inferior frontoparietal network: A basis for illusory movement awareness
Cignetti, F., Vaugoyeau, M., Nazarian, B., Roth, M., Anton, J., & Assaiante, C. (2014) · Human Brain Mapping · doi:10.1002/hbm.22541 · Cited by 56
“, BA 4, S1; Kunzle, 1975, 1977] to frontal lobe areas, including SMA and prefrontal areas [Alexander et al., 1986; Middleton and Strick, 2002].”
BackgroundThe “working” of working memory
Miller, E. K. (2013) · Dialogues in Clinical Neuroscience · doi:10.31887/dcns.2013.15.4/emiller · Cited by 56
“The frontal cortex receives the largest portion of BG outputs (via the thalamus), suggesting a close collaboration between the BG and frontal cortex.(23,24) DA acts not only on the PFC but also on the BG.”
BackgroundKhundakar, A. A., & Thomas, A. J. (2009) · International Psychogeriatrics · doi:10.1017/s104161020999007x · Cited by 50
“Projections then arise from the respective areas of the thalamus back to the DLPFC, thus completing the circuit (Bonelli and Cummings, 2007; Middleton and Strick, 2002).”
BackgroundModeling the evolution of cortico‐cerebellar systems in primates
Smaers, J. B., Steele, J., & Zilles, K. (2011) · Annals of the New York Academy of Sciences · doi:10.1111/j.1749-6632.2011.06003.x · Cited by 50
Sweitzer, M. M., Geier, C. F., Addicott, M. A., Denlinger, R. L., Raiff, B. R., Dallery, J., McClernon, F. J., & Donny, E. C. (2016) · Neuropsychopharmacology · doi:10.1038/npp.2016.56 · Cited by 51
“…and DS are heavily interconnected with multiple cortical and subcortical regions, including the orbitofrontal and ventromedial prefrontal cortex, anterior cingulate cortex, amygdala, thalamus, and anterior insula (Middleton and Strick, 2002; Reynolds and Zahm, 2005; Wright and Groenewegen, 1996).”
Gerbella, M., Borra, E., Mangiaracina, C., Rozzi, S., & Luppino, G. (2016) · Cerebral Cortex · doi:10.1093/cercor/bhv135 · Cited by 43
“Indeed, hand-related neural activity was recorded even rostral to themicroexcitablemotor putaminal region, likely in the location of the rostral grasping zone (Crutcher and DeLong 1984; Alexander and DeLong 1985).”
BackgroundTanibuchi, I., Kitano, H., & Jinnai, K. (2009) · Journal of Neurophysiology · doi:10.1152/jn.91287.2008 · Cited by 50
Do All Mammals Have a Prefrontal Cortex?
Kolb, B. E. (2007) · Evolution of Nervous Systems · doi:10.1016/b0-12-370878-8/00081-1 · Cited by 49
Raghanti, M. A., Edler, M. K., Stephenson, A. R., Wilson, L. J., Hopkins, W. D., Ely, J. J., ERWIN, J. M., Jacobs, B., Hof, P. R., & Sherwood, C. C. (2015) · The Journal of Comparative Neurology · doi:10.1002/cne.23937 · Cited by 52
“…motor and executive corticobasal ganglia loops that have been described in humans and monkeys (Haber, 2003; Haber and Behrens, 2014; Haber et al., 2006; Haber and Knutson, 2010; Middleton, 2000; Middleton and Strick, 2002; Nambu, 2011; Parent, 1990; Parent et al., 1995; Postuma and Dagher, 2006).”
BackgroundPrat, C. S., Stocco, A., Neuhaus, E., & Kleinhans, N. M. (2016) · Neuropsychologia · doi:10.1016/j.neuropsychologia.2016.08.007 · Cited by 48
Subcortical afferents to the lateral mediodorsal thalamus in cynomolgus monkeys
Erickson, S. L., Melchitzky, D. S., & Lewis, D. A. (2004) · Neuroscience · doi:10.1016/j.neuroscience.2004.08.016 · Cited by 48
Wichmann, T., & Kliem, M. A. (2004) · Journal of Neurophysiology · doi:10.1152/jn.01180.2002 · Cited by 51
“These include motor, oculomotor, limbic, and associative circuits, which are thought to remain segregated throughout their subcortical course (see, e.g., Middleton and Strick 2002 for a recent review).”
BackgroundInfluentialNixon, P. D., McDonald, K. R., GOUGH, P. M., Alexander, I. H., & Passingham, R. E. (2004) · European Journal of Neuroscience · doi:10.1111/j.1460-9568.2004.03788.x · Cited by 46
“In turn the GPi projects via the ventral thalamus to the both the anterior and posterior sectors of dorsal PMc (Inase & Tanji, 1994; Kurata, 1994) as well as to ventral PMc, motor cortex and other frontal areas (Middleton & Strick, 2000, 2002).”
BackgroundResultFunctional imaging of sequence learning in Parkinson's disease
Carbon, M., & Eidelberg, D. (2006) · Journal of the Neurological Sciences · doi:10.1016/j.jns.2006.05.005 · Cited by 47
Maddox, W. T., Aparicio, P. L., Marchant, N. L., & Ivry, R. B. (2005) · Journal of Cognitive Neuroscience · doi:10.1162/0898929053747630 · Cited by 47
“…by guest on 04 June 2021 tracings, have clearly demonstrated that both the basal ganglia and cerebellum have extensive reciprocal connections with association cortices, including various regions of the prefrontal cortex (Middleton & Strick, 2001, 2002).”
BackgroundRoussotte, F. F., Rudie, J. D., Smith, L. M., O’Connor, M. J., Bookheimer, S. Y., Narr, K. L., & Sowell, E. R. (2012) · Developmental Neuroscience · doi:10.1159/000336242 · Cited by 46
Sequential and parallel circuits for emotional processing in primate orbitofrontal cortex
Barbas, H., & Zikopoulos, B. (2006) · Oxford University Press eBooks · doi:10.1093/acprof:oso/9780198565741.003.0004 · Cited by 47
“The VA nucleus is connected with prefrontal as well as premotor areas (Kievit and Kuypers 1977; Jacobson et al. 1978; Kunzle 1978; Baleydier and Mauguiere 1980; Ilinsky et al. 1985; Asanuma et al. 1985; Goldman-Rakic and Porrino 1985; Preuss and Goldman-Rakic 1987; Yeterian and Pandya 1988; Barbas et al. 1991; Chiba e…”
BackgroundYano, M., Beverley, J. A., & Steiner, H. (2006) · Neuroscience · doi:10.1016/j.neuroscience.2006.02.017 · Cited by 46
c-Fos After Incentive Shifts: Expectancy, Incredulity, and Recovery.
Pecoraro, N. C., & Dallman, M. F. (2005) · Behavioral Neuroscience · doi:10.1037/0735-7044.119.2.366 · Cited by 45
Testing computational hypotheses of brain systems function: a case study with the basal ganglia
GURNEY, K. N., Humphries, M. D., Wood, R., et al. (2004) · Network Computation in Neural Systems · doi:10.1088/0954-898x/15/4/003 · Cited by 45
Yeh, P., Hongtu Zhu, B., Nicoletti, M., Hatch, J. P., Brambilla, P., & Soares, J. C. (2010) · Psychiatry Research Neuroimaging · doi:10.1016/j.pscychresns.2010.07.007 · Cited by 45
“1A) is primarily based on prior animal studies (Alexander and Crutcher, 1990; Haber et al., 2000; Middleton and Strick, 2002; Voorn et al., 2004; McHaffie et al., 2005).”
A diffusion-based connectivity map of the GPi for optimised stereotactic targeting in DBS
da Silva, N. M., Ahmadi, S., Tafula, S. M. N., Cunha, J. P. S., Bötzel, K., Vollmar, C., & Rozanski, V. E. (2016) · NeuroImage · doi:10.1016/j.neuroimage.2016.06.018 · Cited by 41
“The prefrontal territory within the GPi was seen to comprise one third of the total GPi volume (Middleton and Strick, 2002) and was located within the anterior and dorsal GPi section (Middleton and Strick, 2002; Yoshida et al., 1993).”
Metadata
- Authors
- Middleton, F. A.
- Affiliations
- University of Pittsburgh (US)
- Corresponding author
- Middleton, F. A.
- ORCID
- Middleton, F. A.
- Venue
- Cerebral Cortex
- Publisher
- Oxford University Press (OUP)
- Published
- 2002-09-01
- Volume
- 12
- Issue
- 9
- Pages
- 926-935
- ISSN
- 1047-3211 (ISSN-L)
- 1460-2199
- OpenAlex
- W2142455573
- Semantic Scholar
- 694a295bee8ec9996ffe86fdc9c06d779f885fdf
- Cited by
- 451
- References
- 58
- Citations by year
- 2026: 7 · 2025: 8 · 2024: 5 · 2023: 9 · 2022: 14 · 2021: 12 · 2020: 13 · 2019: 8 · 2018: 20 · 2017: 18 · 2016: 27 · 2015: 20 · 2014: 19 · 2013: 22 · 2012: 33
- FWCI
- 11.58
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Cerebral Cortex (publishedVersion)
- PubMed (publishedVersion)
- Funders
- National Institutes of Health (5f31mh011262-02)
- National Institute of Mental Health (R01MH056661, MH11262, MH-56661)
- Topics
- Health Sciences › Medicine › Clinical Neurology › Deep Brain Stimulation and Movement Disorders
- Life Sciences › Neuroscience › Cognitive Neuroscience › Neural and Behavioral Psychology Studies
- Life Sciences › Neuroscience › Cellular and Molecular Neuroscience › Neuroscience and Neuropharmacology Research
- Keywords
- basal ganglia, prefrontal cortex, thalamocortical connections, globus pallidus internus, substantia nigra pars reticulata, topographic organization, Cebus apella, area 46, retrograde tracing, herpes simplex virus type 1
- MeSH terms
- Animals, Axonal Transport, Basal Ganglia, Cebus, Neural Pathways, Prefrontal Cortex, Herpesvirus 1, Human
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