The DOI matches its Crossref record; 45 of the 45 references it cites were found in a registry or an index; 25 of the 54 sources its claims cite were checked for support.
On Quantum Creation of a Toroidal Universe
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TL;DR
The paper argues that quantum creation of a toroidal universe from “nothing” cannot be described in semiclassical quantum gravity. It shows that the relevant instantons are singular, the vacuum-energy-dominated toroidal spacetime is geodesically incomplete, and the quantum state of matter is left undetermined.
Key findings
- Toroidal universes with flat spatial sections and 3-torus topology have singular instantons when Casimir energy is included; because they originate in a state of infinite energy, they cannot be interpreted as quantum creation from “nothing.”
- Contrary to previous claims, the vacuum-energy-dominated toroidal de Sitter spacetime with periodic identifications is geodesically incomplete: past-directed non-comoving geodesics reach \(t \to -\infty\) in finite proper time or affine parameter, so it describes a classical universe beginning at a singularity.
- In the minisuperspace toroidal model, the Wheeler-DeWitt wave function \(\psi(a)\) approaches a constant as \(a \to 0\) and does not satisfy the tunneling boundary condition; in perturbative superspace, the scalar field quantum state is not determined by the WDW equation plus boundary conditions.
- With Casimir energy, the tunneling action is \(|S_E| = A(C^3/H_v^2)^{1/4}\) with \(A \approx 4.6\), smaller than the spherical action if \(H_v < (8\pi^2/A^{2/3})(1/\sqrt{C}) \approx 6.65/\sqrt{C}\), but the instanton is singular at \(a=0\) and the total Casimir energy \(E(a)=-C/a\) diverges as \(a\to 0\).
Methods
- Uses the Wheeler-DeWitt formalism and the tunneling boundary condition in semiclassical quantum gravity, with a spherical de Sitter minisuperspace and perturbative superspace review as comparison.
- Analyzes a toroidal FRW metric \(ds^2 = dt^2 - a^2(t)dx^2\) with periodic identifications, first for vacuum-energy domination and then including Casimir energy, in minisuperspace and perturbative superspace with a massless conformally coupled scalar field.
- Employs WKB approximations, Euclidean instanton actions, geodesic-completeness arguments, and the Borde-Guth-Vilenkin theorem.
Limitations
- Stated: the analysis is confined to semiclassical quantum gravity; if toroidal quantum creation is possible at all, it depends on Planck-scale physics beyond current reach.
- Stated: the perturbative expansion breaks down at large field values, so the boundary conditions cannot be fully implemented, and the quantum state is not uniquely determined in the toroidal cases.
- Evident from the text: the treatment follows Zeldovich and Starobinsky in including only the Casimir contribution and ignoring trace-anomaly and other quantum corrections; it also does not use a full path-integral treatment.
Model-written summary. Check it against the paper before relying on it.
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Claims the paper makes
25 of 54 cited sources checked · 5 supported · 3 flagged · accuracy not yet measured
- Interpretationreasoning
The tunneling boundary condition does not allow quantum nucleation of a toroidal universe, at least not in the minisuperspace model considered in Refs.[7][8][9].
“Thus, the tunneling boundary condition does not allow quantum nucleation of a toroidal universe, at least not in the minisuperspace model considered in Refs.[7][8][9].”
Quote in the paperSubstantial claim2 of 3 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites [8] D.H. Coule, J. Martin, Quantum cosmology and open universes. Phys. Rev. D 61, 063501 (2000). arXiv:gr-qc/9905056 source
Section II (p. 5) applies the Vilenkin tunneling wavefunction to a compact flat (k = 0) universe; it says no barrier needs to be tunneled through, not that the boundary condition forbids its creation. The Conclusions (p. 12) call all the compact models candidates for quantum creation and say flat universes are favored after open ones. The paper does not explicitly name toroidal topology, but its treatment of the compact flat case contradicts the claimed prohibition. (LLM, conf=0.87)
Checked by a reasoning model — may be wrong.
Experimental — accuracy not yet measured - cites [9] A.D. Linde, Creation of a compact topologically nontrivial inflationary universe. JCAP 0410, 004 (2004). arXiv:hep-th/0408164 source
In section B, “Quantum creation of a compact inflationary universe” (page unavailable), Linde derives a Wheeler–DeWitt equation for the flat toroidal universe and says there is no tunneling barrier. He then gives an expanding-universe wave function and states that the universe appears “from nothing” without tunneling. The paper does not say that a tunneling boundary condition forbids its quantum creation; its account of quantum creation makes the claimed prohibition contrary to its result. (LLM, conf=0.85)
Checked by a reasoning model — may be wrong.
Experimental — accuracy not yet measured
- Findingcitation
The general solution of the minisuperspace Wheeler-DeWitt equation for the toroidal model is a linear superposition of Hankel functions of the first and second kind.
“The general solution of this equation is a linear superposition of Hankel functions of the first and second kind [9],”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [9] A.D. Linde, Creation of a compact topologically nontrivial inflationary universe. JCAP 0410, 004 (2004). arXiv:hep-th/0408164 source
- Premisecitation
In Refs.[31] and [32] it was shown, for a massive non-minimally coupled field in a de Sitter minisuperspace model, that the regularity condition is satisfied in the entire classical range if it is satisfied at any one point in this range.
“In Refs.[31] and [32] it was shown, for a massive non-minimally coupled field in a de Sitter minisuperspace model, that the regularity condition is satisfied in the entire classical range if it is satisfied at any one point in this range.”
Quote in the paperSubstantial claim2 of 2 sources checked- cites [31] A.A. Saharian, A.L. Mkhitaryan, Vacuum fluctuations and topological Casimir effect in Friedmann-Robertson-Walker cosmologies with compact dimensions. Eur. Phys. J. C 66, 295 (2010). (hep-th) source
The Conclusion (page unavailable) says this paper studies vacuum effects for a massless scalar field in FRW cosmologies with compact dimensions; it does not state the claimed regularity result. Searches for the regularity condition, the entire classical range, and a de Sitter minisuperspace model found no passage addressing that result. (LLM, conf=0.76)
Experimental — accuracy not yet measured - cites [32] S.W. Hawking, N. Turok, Open inflation without false vacua. Phys. Lett. B 425, 25 (1998). (arXiv:hep-th/9802030) source
Section II (page unavailable) discusses scalar-field instantons and well-defined fluctuations near a singularity, but does not state the claimed regularity condition or its persistence across the classical range. Searches for that condition and for a massive non-minimally coupled field in a de Sitter minisuperspace model found no passage addressing the claim. (LLM, conf=0.75)
Experimental — accuracy not yet measured
- Premisecitation
For a free scalar field of arbitrary mass with non-minimal Rφ^2 coupling, the tunneling condition uniquely specifies the full quantum state.
“Refs.[28][29][30][31][32] collectively show that for a free scalar field of arbitrary mass, with a non-minimal Rϕ 2 coupling to gravity, the tunneling condition uniquely specifies the full quantum state.”
Quote in the paperSubstantial claim2 of 5 sources checked- cites [28] S.G. Mamaev, N.N. Trunov, Vacuum expectation values of the energy momentum tensor of quantized fields on manifolds with different topologies and geometries. II, Sov. Phys. J. 22, 966 (1980). (Ivz. Vyssh. Uchebn. Zaved., Fizika, No. 9, 51 (1979)) source
- cites [29] R. Banach, J.S. Dowker, The vacuum stress tensor for automorphic fields on some flat space-times. J. Phys. A 12, 2545 (1979) source
- cites [30] L.H. Ford, Vacuum polarization in a nonsimply connected space-time. Phys. Rev. D 21, 933 (1980) source
- cites [31] A.A. Saharian, A.L. Mkhitaryan, Vacuum fluctuations and topological Casimir effect in Friedmann-Robertson-Walker cosmologies with compact dimensions. Eur. Phys. J. C 66, 295 (2010). (hep-th) source
Section 2 (Wightman function; page unavailable) gives the field equation with mass and curvature coupling, but its vacuum-state analysis proceeds for a massless field. It says different mode coefficients give different vacuum states and selects the Bunch–Davies vacuum; it does not say that a tunneling condition uniquely specifies the full quantum state. The same section notes a zero-mode contribution that depends on the choice of quantum state. (LLM, conf=0.85)
Experimental — accuracy not yet measured - cites [32] S.W. Hawking, N. Turok, Open inflation without false vacua. Phys. Lett. B 425, 25 (1998). (arXiv:hep-th/9802030) source
The Introduction and §II (page unavailable) describe the Hartle–Hawking prescription and defining fluctuations by continuation from a Euclidean region. Searches for a tunneling condition, a non-minimal Rφ² coupling, arbitrary scalar mass, and unique specification of the full quantum state found no passage addressing the attributed claim. (LLM, conf=0.76)
Experimental — accuracy not yet measured
- Premisecitation
A spacetime must be geodesically incomplete if it contains at least one past-directed null or non-comoving timelike geodesic on which the average Hubble expansion rate H is positive.
“In Ref. [1], we showed that a spacetime must be geodesically incomplete if it contains at least one past-directed null or non-comoving timelike geodesic on which the average Hubble expansion rate H is positive.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [1] A. Borde, A.H. Guth, A. Vilenkin, Inflationary space-times are incomplete in past directions. Phys. Rev. Lett. 90, 151301 (2003). arXiv:gr-qc/0110012 source
- Interpretationreasoning
The conclusion of ZS and Linde that a toroidal universe dominated by vacuum energy is geodesically complete is not true.
“Here we argued that this conclusion is not true.”
Quote in the paperSubstantial claim1 of 2 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites [9] A.D. Linde, Creation of a compact topologically nontrivial inflationary universe. JCAP 0410, 004 (2004). arXiv:hep-th/0408164 source
- Findingnone given
If quantum corrections to the energy-momentum tensor are neglected, the spacetime of the toroidal universe reduces to de Sitter space with appropriate periodic identifications.
“If quantum corrections to the energymomentum tensor are neglected, the spacetime of the toroidal universe reduces to de Sitter space with appropriate periodic identifications.”
Quote in the paperSubstantial claim - Findingreasoning
The toroidal model of Eqs.(57) and (59) is actually past-incomplete.
“It is not difficult to show directly that the toroidal model of Eqs.(57) and ( 59) is actually past-incomplete.”
- Also stated in: § 3.1 Past-incompleteness · plain
“Since, in the covering space, all past-directed timelike geodesics except for the comoving ones reach t = -∞ at a finite value of τ , the same will be true for the toroidal universe, implying that the spacetime is geodesically incomplete.”
Quote in the paperSubstantial claim - Also stated in: § 3.1 Past-incompleteness · plain
- Findingnone given
For models with a spatially homogeneous scalar field, the same kind of instanton describes tunneling to different extrema of the potential, with probabilities P_j ∝ exp(-24π^2/V_j).
“In models involving a spatially homogeneous scalar field ϕ with a potential V (ϕ), the same kind of instanton describes tunneling to different extrema ϕ j of the potential; the corresponding probabilities are given by P j ∝ exp(-24π 2 /V j ), where V j = V (ϕ j ) and we assume that V j > 0.”
Quote in the paperSubstantial claim - Findingreasoning
The wave function (65) does not satisfy the tunneling boundary conditions as formulated in Section 2.
“The wave function (65) does not satisfy the tunneling boundary conditions as they were formulated in Section 2.”
Quote in the paperSubstantial claim - Findingreasoning
The toroidal universe begins having zero size as t → -∞.
“The universe begins having zero size as t → -∞, and Zeldovich and Starobinsky (ZS) interpret this solution as describing the quantum, or perhaps classical, creation of the universe.”
Quote in the paperSubstantial claim - Findingreasoning
The wave function ψ approaches a constant as a → 0.
“We see that ψ approaches a constant as a → 0.”
Quote in the paperNot a substantial claim - Findingreasoning
In the toroidal model, an infinite set of solutions consistent with the regularity condition can be constructed by choosing an initial point and any value S_{n,1} with Im S_{n,1} ≥ 0 and solving Eq. (36).
“In the toroidal model the entire range of a is classically allowed, and since the functions S n (a) are determined by the first order differential equation (36), it is clear that we can construct an infinite set of solutions consistent with the regularity condition: we just pick a point a = a 1 and any value S n,1 with Im S n,1 ≥ 0, and then solve Eq. ( 36) with that initial condition.”
Quote in the paperSubstantial claim - Findingreasoning
For a ≫ H_v^{-1/3}, the two terms in Eq. (65) have a WKB form.
“For a ≫ H -1/3 v , the two terms in Eq. ( 65) have a WKB form,”
Quote in the paperSubstantial claim - Findingown data
The instantons corresponding to quantum creation of a universe with flat spatial sections and 3-torus topology, including Casimir energy, are singular.
“We show that the corresponding instantons are singular.”
Quote in the paperSubstantial claim - Findingreasoning
The toroidal spacetime, with quantum corrections neglected, is geodesically incomplete.
“Contrary to previous claims in the literature, this spacetime is geodesically incomplete.”
- Also stated in: § 3 A vacuum-energy-dominated toroidal universe · boosted
“We, however, dispute this claim.We will give an argument below to show directly that the spacetime is geodesically incomplete”
- Also stated in: § 3 A vacuum-energy-dominated toroidal universe · hedged
“Since H v > 0, the theorem would imply geodesic incompleteness.”
Quote in the paperSubstantial claim - Also stated in: § 3 A vacuum-energy-dominated toroidal universe · boosted
- Findingreasoning
For a past-directed timelike geodesic in the toroidal spacetime, the coordinate time t as a function of proper time τ is the same as it would be in the covering space.
“For a past-directed timelike geodesic starting at some time t 0 with a given 4-velocity, the coordinate time t as a function of proper time τ is clearly the same as it would be in the covering space.”
Quote in the paperSubstantial claim - Findingown data
The singular behavior of the wave function ψ(a) as a → 0 places it outside the formalism developed for the spherical case.
“We constructed the Wheeler-DeWitt equation and its WKB solution, showing explicitly that the singular behavior of the wave function ψ(a) as a → 0 places it outside the formalism developed for the spherical case.”
Quote in the paperSubstantial claim - Findingown data
In the case C = 0 analyzed in Sec. 3.3, the quantum state is definitely not determined uniquely.
“However, in Sec.3.3, we analyzed the case C = 0, and found that the quantum state is definitely not determined uniquely.”
Quote in the paperSubstantial claim - Findingown data
The quantum state of the scalar field is not determined by the Wheeler-DeWitt equation plus boundary conditions.
“We showed, as expected, that the quantum state of the scalar field is not determined by the Wheeler-DeWitt equation plus boundary conditions.”
Quote in the paperSubstantial claim - Findingnone given
The configurations as a → 0 in the Casimir case are even more singular than for a pure de Sitter model.
“In fact, the configurations as a → 0 in this case are even more singular than for a pure de Sitter model.”
Quote in the paperNot a substantial claim - Findingreasoning
The tunneling action is smaller for the toroidal universe than for the spherical universe as long as H_v < 6.65√C.
“The tunneling action is smaller for the toroidal universe as long as”
Quote in the paperSubstantial claim - Findingcitation
For non-interacting conformal fields, C = (N_b - N_f)C_0, where N_b = N_0 + 2N_1 and N_f = 2N_{1/2} are the numbers of bosonic and fermionic spin degrees of freedom.
“In general, for non-interacting conformal fields,”
Quote in the paperSubstantial claim - Findingreasoning
With the Casimir energy density ρ_C = -C/a^4 (C > 0), the Friedmann equation takes the form (ȧ/a)^2 = H_v^2 - C/(3a^4).
“Then the Friedmann equation takes the form”
Quote in the paperSubstantial claim- The authors state this as an assumption: The Casimir energy density is nonzero, either because the particle theory is not supersymmetric or due to antiperiodic boundary conditions for fermions, so that ρ_C = -C/a^4 with C > 0.
- Findingreasoning
A similar statement holds for all backward-going lightlike trajectories, with proper time replaced by the affine parameter.
“A similar statement holds for all backward-going lightlike trajectories, with proper time replaced by the affine parameter.”
Quote in the paperSubstantial claim - Premisecitation
For a slowly varying potential, the probability distribution for initial values of φ at nucleation is P(φ) ∼ exp(-24π^2/V(φ)).
“The resulting probability distribution for the initial values of ϕ at nucleation is P(ϕ) ∼ exp(-24π 2 /V (ϕ)).(22)”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [10] and [11]
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Interpretationreasoning
The inflating region of inflationary spacetimes must have a past boundary.
“This indicates that the inflating region of such spacetimes must have a past boundary, and raises the question of what determined the initial conditions at that boundary.”
Quote in the paperSubstantial claim - Premisecitation
The tunneling wave function predicts nucleation with φ near the maximum of V(φ), which is the right initial condition for inflation.
“The wave function then predicts the nucleation with ϕ near the maximum of V (ϕ), which is just the right initial condition for inflation [10,11].”
Quote in the paperSubstantial claim0 of 2 sources checked - Interpretationreasoning
There is no reasonable way to compare the probability of creation of a toroidal universe, if it is possible at all, with that of a spherical universe.
“We therefore see no reasonable way to compare the probability of creation of a toroidal universe, if it is possible at all, with that of a spherical universe.”
- Also stated in: § 1 Introduction · plain
“Since we do not interpret the quantum treatments that have been given for toroidal universes as describing creation from nothing, we see no foundation for comparing the probability for creation of toroidal universes with that of a spherical universe.”
Quote in the paperNot a substantial claim- Rests on an assumption: The probability of creation of a toroidal universe can be compared with that of a spherical universe only if both are described as quantum creation from nothing.
- Also stated in: § 1 Introduction · plain
- Interpretationreasoning
For the toroidal universe, the value of H along any past-directed timelike or null geodesic would be H_v at all points, so the average would be H_v.
“Thus, for the toroidal universe the value of H along any past-directed timelike or null geodesic would be H v at all points, so the average would be H v .”
Quote in the paperSubstantial claim - Interpretationreasoning
Unlike the spherical case, in the vacuum-energy-dominated toroidal case the quantum state of the scalar field is not determined.
“Thus, unlike the spherical case, in the vacuum-energy-dominated toroidal case the quantum state of the scalar field is not determined.”
Quote in the paperSubstantial claim - Interpretationreasoning
These singular instantons describe universes originating in a state of infinite energy.
“Since these instantons describe universes originating in a state of infinite energy, we argue that they cannot be interpreted as quantum creation from 'nothing'.”
Quote in the paperSubstantial claim - Interpretationreasoning
In the toroidal spacetime, the statement of past geodesic incompleteness of the covering space is unchanged.
“If we now consider the toroidal spacetime, we see that this statement is unchanged.”
Quote in the paperSubstantial claim - Interpretationreasoning
The geodesic incompleteness causes the ZS analysis of Casimir energy tunneling to be outside the framework of quantum cosmology described in Sec. 2, resulting at best in a description with far less predictivity.
“Below we will argue that the geodesic incompleteness causes this analysis to be outside the framework of quantum cosmology that we described in Sec. 2, resulting at best in a description with far less predictivity.”
Quote in the paperSubstantial claim - Premisereasoning
With a plausible assumption to connect small and large field behavior, this state is the de Sitter-invariant (Bunch-Davies) state.
“With a plausible assumption to connect the behavior of the wave function for small field values to its behavior for large field values, this state is found to be the de Sitter-invariant (Bunch-Davies) state.”
Quote in the paperSubstantial claim - Interpretationreasoning
These instantons cannot be interpreted as quantum creation from 'nothing'.
“Since these instantons describe universes originating in a state of infinite energy, we argue that they cannot be interpreted as quantum creation from 'nothing'.”
Quote in the paperSubstantial claim- Rests on an assumption: Quantum nucleation of the universe should be described by a non-singular instanton.
- Rests on an assumption: A universe originating in a state of infinite energy cannot be interpreted as quantum creation from nothing.
- Interpretationreasoning
The quantum creation of a toroidal universe from nothing cannot be described in the context of semiclassical quantum gravity.
“We conclude that the quantum creation of a toroidal universe from nothing cannot be described in the context of semiclassical quantum gravity -it is either impossible, or it depends essentially on Planck-scale physics.”
- Also stated in: § 1 Introduction · plain
“We argue that the quantum creation of a toroidal universe from nothing cannot be described in the context of semiclassical quantum gravity, and therefore it is either impossible or is essentially dependent on Planck-scale physics.”
- Also stated in: § 5 Conclusions · plain
“Our conclusion is that the quantum creation of a toroidal universe from nothing cannot be described in the context of semiclassical quantum gravity.”
Quote in the paperSubstantial claim- Rests on an assumption: Quantum nucleation of the universe should be described by a non-singular instanton.
- Rests on an assumption: A universe originating in a state of infinite energy cannot be interpreted as quantum creation from nothing.
- Rests on an assumption: A classical universe originating at a singularity is not a quantum origin.
- Also stated in: § 1 Introduction · plain
- Interpretationreasoning
The singularity of the origin of the toroidal universe is associated with a lack of predictivity.
“As is the case for classical universe models, the singularity of the origin of the toroidal universe is associated with a lack of predictivity.”
Quote in the paperSubstantial claim - Interpretationreasoning
The same argument can be used for past-directed null geodesics, using the affine parameter instead of proper time.
“The same argument can be used for past-directed null geodesics, using the affine parameter instead of proper time.”
Quote in the paperSubstantial claim - Interpretationreasoning
Even though the universe tunnels from zero size, the semiclassical description is not sensitive to Planck-scale physics.
“An important point to note is that even though the universe tunnels from zero size, this semiclassical description is not sensitive to Planck-scale physics.”
Quote in the paperSubstantial claim - Interpretationreasoning
If V(φ) is bounded from above, the most probable initial state is at the highest maximum of the potential.
“If V (ϕ) is bounded from above, the most probable initial state is at the highest maximum of the potential.”
Quote in the paperSubstantial claim - Interpretationnone given
The classical toroidal model does not determine the states of quantum fields.
“For example, it does not determine the states of quantum fields, as we will show in Section 3.3.”
Quote in the paperSubstantial claim - Premisecitation
ZS found that the classical solution of the anisotropic toroidal model has a Kasner-type singularity with A_i(t) ∝ t^{k_i} as t → 0, where the Kasner indices satisfy k_1 + k_2 + k_3 = k_1^2 + k_2^2 + k_3^2 = 1.
“and found that the classical solution has a Kasner-type singularity with A i (t) ∝ t ki as t → 0, where the Kasner indices”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Premisecitation
Inflationary spacetimes are past-incomplete.
“Our discussion starts with the observation that inflationary spacetimes are known to be past-incomplete [1].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [1] A. Borde, A.H. Guth, A. Vilenkin, Inflationary space-times are incomplete in past directions. Phys. Rev. Lett. 90, 151301 (2003). arXiv:gr-qc/0110012 source
- Study design and conductnone given
The semiclassical treatment of the spherical universe is justified when ρ_v ≪ 1, so that H_v^{-1} ≫ 1 and S_E ≫ 1.
“The semiclassical treatment is justified when ρ v ≪ 1, so that H -1 v ≫ 1 and S E ≫ 1.”
Quote in the paperSubstantial claim - Interpretationreasoning
The tunneling in the Casimir case is not from 'nothing', but rather from a state with an infinite expectation value of the total energy of matter.
“So the tunneling here is not from 'nothing', but rather from a state with an infinite expectation value of the total energy of matter.”
Quote in the paperSubstantial claim - Interpretationreasoning
The corresponding instanton has a curvature singularity at a = 0.
“The corresponding instanton therefore has a curvature singularity at a = 0.”
Quote in the paperSubstantial claim - Interpretationreasoning
Assuming N is not excessively large, the tunneling probability is much greater for a toroidal universe than for a spherical one, as long as H_v is well below the Planck scale.
“Assuming that N is not excessively large, this seems to suggest that the tunneling probability ( 17) is much greater for a toroidal universe than for a spherical one, as long as H v is well below the Planck scale.”
Quote in the paperSubstantial claim- The authors state this as an assumption: The number N of quantum fields in the model is not excessively large.
- Interpretationreasoning
The evolution is not unique, unless one fixes initial conditions that control what comes out of the singularity.
“The evolution is not unique, unless one fixes initial conditions that control what comes out of the singularity.”
Quote in the paperSubstantial claim - Interpretationreasoning
The peculiar behavior of the quantum state as C → 0+ is more likely just another symptom of incorrectly treating the singular instanton as if it is a legitimate stationary point of the action.
“While limits are sometimes discontinuous, we suggest that this peculiar behavior is more likely just another symptom of incorrectly treating the singular instanton as if it is a legitimate stationary point of the action.”
Quote in the paperSubstantial claim - Interpretationreasoning
There is no valid reason to believe that toroidal universes should dominate the quantum creation of universes from nothing.
“Thus, we are convinced that there is no valid reason to believe that toroidal universes should dominate the quantum creation of universes from nothing, as has sometimes been claimed.”
Quote in the paperSubstantial claim - Interpretationown data
A valid quantum tunneling formalism should completely determine the quantum state.
“We argued that a valid quantum tunelling formalism should completely determine the quantum state, as we had found for the case of tunneling to a spherical universe.”
Quote in the paperNot a substantial claim - Interpretationreasoning
The lack of geodesic completeness means that classically the cosmological model begins with a singularity.
“This lack of geodesic completeness means that classically the cosmological model begins with a singularity.”
Quote in the paperSubstantial claim - Interpretationreasoning
The wave function for this toroidal model cannot satisfy the tunneling boundary condition.
“However, the wave function for this toroidal model cannot satisfy the tunneling boundary condition for the same reason as before.”
Quote in the paperSubstantial claim - Interpretationnone given
The quantum creation of a toroidal universe from nothing is not possible within the semiclassical quantum gravity description.
“To the contrary, the quantum creation of a toroidal universe from nothing is not possible within the semiclassical quantum gravity description.”
Quote in the paperSubstantial claim - Interpretationreasoning
If the quantum creation of a toroidal universe is possible at all, it depends on Planck-scale physics which is currently out of reach.
“If it is possible at all, it depends on Planck-scale physics which is currently out of reach.”
Quote in the paperSubstantial claim
- It may state two separate claims as one. 41
- Probably not a substantial claim. 20
- The quote only partly states this claim. 6
It may state two separate claims as one.
PremisereasoningThe authors of Refs.[7][8][9] interpret the wave function for this model as a tunneling wave function, which amounts to dropping the condition that the probability flux must enter superspace through non-singular configurations.
“The authors of Refs.[7][8][9] nonetheless interpret the wave function for this model as a tunneling wave function, which amounts to dropping the condition that the probability flux must enter superspace through non-singular configurations.”
Quote in the paperSubstantial claim2 of 3 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites [8] D.H. Coule, J. Martin, Quantum cosmology and open universes. Phys. Rev. D 61, 063501 (2000). arXiv:gr-qc/9905056 source
The Introduction (p. 1) defines the tunneling condition as allowing only outgoing modes, and Section III (p. 7) says the authors use the tunneling or Vilenkin state. The paper does not say that this drops a requirement for probability flux to enter superspace through non-singular configurations; instead, Section III (p. 8) says a regularity requirement favors the tunneling wavefunction. (LLM, conf=0.86)
Experimental — accuracy not yet measured - cites [9] A.D. Linde, Creation of a compact topologically nontrivial inflationary universe. JCAP 0410, 004 (2004). arXiv:hep-th/0408164 source
Section B, “Quantum creation of a compact inflationary universe” (page unavailable), says the compact flat toroidal universe appears “from nothing” without tunneling and has no potential barrier. That is contrary to attributing a tunneling interpretation of this model’s wave function to Linde. The section discusses probability current, but does not say that a condition on flux entering superspace through non-singular configurations is dropped. (LLM, conf=0.86)
Checked by a reasoning model — may be wrong.
Experimental — accuracy not yet measured
It may state two separate claims as one.
InterpretationcitationFor the case discussed here, H = H_v at all points, so the average over the whole of each geodesic equals H_v, and the theorem of Ref. [1] shows that these geodesics cannot have infinite length.
“For the case discussed here, H = H v at all points, so the average over the whole of each geodesic equals H v , so the theorem of Ref. [1] shows that these geodesics cannot have infinite length.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [1] A. Borde, A.H. Guth, A. Vilenkin, Inflationary space-times are incomplete in past directions. Phys. Rev. Lett. 90, 151301 (2003). arXiv:gr-qc/0110012 source
Probably not a substantial claim. The paper’s conclusions may not depend on it. It may state two separate claims as one.
PremisecitationThe wave function (67) does not oscillate, hence the semiclassical description breaks down at small a.
“Coule & Martin [8] and Linde [9] note that the wave function (67) does not oscillate; hence the semiclassical description breaks down at small a.”
Quote in the paperNot a substantial claim2 of 2 sources checked- cites [8] D.H. Coule, J. Martin, Quantum cosmology and open universes. Phys. Rev. D 61, 063501 (2000). arXiv:gr-qc/9905056 source
In II. DESCRIPTION OF THE MODEL (p. 4), the paper describes a nonoscillatory, exponentially decaying wavefunction at small a for the closed (k = 1) case. But the same section (p. 5) says the flat and open cases oscillate even before a reaches a₀. The source therefore supports the observation only for the closed case; it does not establish the claim for the citing paper’s wave function (67) or state that its semiclassical description breaks down. (LLM, conf=0.82)
Experimental — accuracy not yet measured - cites [9] A.D. Linde, Creation of a compact topologically nontrivial inflationary universe. JCAP 0410, 004 (2004). arXiv:hep-th/0408164 source
Probably not a substantial claim.
PremisecitationZeldovich and Starobinsky state that for massless conformally coupled fields in a toroidal universe described by the metric (57) with the stated identifications, the Casimir contribution to the energy-momentum tensor has the form T^(C)μν = -(C/a^4) diag(1, -1/3, -1/3, -1/3).
“Zeldovich and Starobinsky (ZS), citing Refs.[12,[35][36][37][38], state that for massless conformally coupled fields in a toroidal universe described by the metric (57) with the stated identifications, the Casimir contribution to the energymomentum tensor has the form”
Quote in the paperSubstantial claim2 of 3 sources checked- cites [12] B.S. DeWitt, Quantum theory of gravity. 1. The canonical theory. Phys. Rev. 160, 1113 (1967) source
- cites [35] J.J. Blanco-Pillado, H.S. Ramadhan, B. Shlaer, Bubbles from Nothing. JCAP 1201, 045 (2012). (arXiv:1104.5229 [gr-qc]) source
Split into 2 atoms — 0 confirmed, 0 partially supported, 0 disputed, 0 misattributed, 2 unverifiable. Expand the claim to see per-atom verdicts.
Experimental — accuracy not yet measured - cites [36] J. Feldbrugge, J. L. Lehners and N. Turok, Lorentzian Quantum Cosmology. Phys. Rev. D 95(10), 103508 (2017). https://doi.org/10.1103/PhysRevD.95.103508 (arXiv:1703.02076 [hep-th]) source
The Introduction discusses a closed-universe model and Lorentzian path integrals, not Casimir energy in a toroidal universe. Searches for Zeldovich and Starobinsky, conformally coupled fields, and the stated energy-momentum tensor found no passage addressing the claim in our copy. (LLM, conf=0.76)
Experimental — accuracy not yet measured
Probably not a substantial claim. The paper’s conclusions may not depend on it. It may state two separate claims as one.
PremisecitationRef.[37] gives the numerical value of C_0 as 0.833, but the paper also contains an analytic formula.
“In particular, Ref.[37] gives it as 0.833, but the paper also contains an analytic formula, found as a special case of”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [37] J. Feldbrugge, J. L. Lehners and N. Turok, No smooth beginning for spacetime. Phys. Rev. Lett. 119(17), 171301 (2017) https://doi.org/10.1103/PhysRevLett.119.171301 (arXiv:1705.00192 [hep-th]) source
The passages from “No smooth beginning for spacetime” (page unavailable) give analytic expressions for cosmological amplitudes and perturbations, but none identifies a quantity C₀ or gives it the value 0.833. Searches for “0.833,” “C_0,” and an analytic expression for that coefficient found no passage addressing the claim. (LLM, conf=0.75)
Experimental — accuracy not yet measured
Probably not a substantial claim. The paper’s conclusions may not depend on it.
PremisecitationThe Hawking-Turok instanton can be obtained as a 4D section of a non-singular instanton in 5 dimensions.
“It has been shown in Refs.[43] and[44] that the Hawking-Turok instanton can be obtained as a 4D section of a non-singular instanton in 5 dimensions.”
Quote in the paperNot a substantial claim2 of 2 sources checked- cites [43] A. Vilenkin and M. Yamada, Tunneling wave function of the universe.Phys. Rev. D 98(6), 066003 (2018). https://doi.org/10.1103/PhysRevD.98.066003(arXiv: 1808.02032 [gr-qc]) source
The Introduction and §3.1 discuss tunneling wave functions and four-dimensional de Sitter paths, but neither addresses the Hawking–Turok instanton as a section of a nonsingular five-dimensional instanton. Searches for “Hawking-Turok” and the four-/five-dimensional instanton description found no passage supporting that claim. (LLM, conf=0.76)
Experimental — accuracy not yet measured - cites [44] A. Vilenkin and M. Yamada, Tunneling wave function of the universe II: the backreaction problem. Phys. Rev. D 99(6), 066010 (2019). https://doi.org/10.1103/PhysRevD.99.066010 (arXiv: 1812.08084 [gr-qc]) source
The Introduction discusses the tunneling wave function, and the Summary and Discussion describes four-dimensional saddle points; neither addresses the Hawking–Turok instanton as a section of a nonsingular five-dimensional instanton. Searches for “Hawking-Turok instanton” and “non-singular instanton in 5 dimensions 4D section” found no passage establishing the claim. The indexed passages provide no page numbers. (LLM, conf=0.75)
Experimental — accuracy not yet measured
Probably not a substantial claim. The paper’s conclusions may not depend on it.
PremisecitationIn 2002, Hawking and Hertog introduced a 'top-down approach,' a form of the weak anthropic principle, to solve this problem.
“In 2002, Hawking and Hertog[22] introduced a”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [22] J. Hong, A. Vilenkin, S. Winitzki, Creation of massive particles in a tunneling universe. Phys. Rev. D 68, 023521 (2003). arXiv:gr-qc/0305025 source
The Introduction discusses particle creation during cosmological tunneling, and the Discussion describes a Gaussian vacuum; neither addresses a top-down approach or the weak anthropic principle. Searches for Hawking and Hertog, “top-down approach,” and “anthropic principle” found no relevant passage in our copy. The printed citation [22] appears beside Hawking and Hertog, but our copy does not establish what that citation identifies. (LLM, conf=0.76)
Experimental — accuracy not yet measured
It may state two separate claims as one.
PremisecitationFor a spin-1/2 field with antiperiodic boundary conditions, C_{1/2} = 0.3914, so there is no cancellation.
“On the other hand, for a spin-1/2 field with antiperiodic boundary conditions, as studied in Ref. [39], ZS state that C 1/2 = 0.3914, so there is no cancellation.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [39] J. Diaz Dorronsoro, J. J. Halliwell, J. B. Hartle, T. Hertog and O. Janssen, Real no-boundary wave function in Lorentzian quantum cosmology. Phys. Rev. D 96(4), 043505 (2017). https://doi.org/10.1103/PhysRevD.96.043505 (arXiv:1705.05340 [gr-qc]) source
Section III (Scalar Matter; page unavailable) studies a scalar field, not a spin-1/2 field with antiperiodic boundary conditions. Searches for that field and boundary condition, cancellation, and 0.3914 found no passage in our copy addressing the attributed claim. (LLM, conf=0.76)
Experimental — accuracy not yet measured
Probably not a substantial claim. The paper’s conclusions may not depend on it. It may state two separate claims as one.
PremisecitationThe Hartle-Hawking wave function might evolve into eternal inflation, which is believed to generically lead to predictions that are independent of the initial state.
“Alternatively, the Hartle-Hawking wave function might evolve into eternal inflation, which is believed to generically lead to predictions that are independent of the initial state[23,24].”
Quote in the paperNot a substantial claim2 of 2 sources checked- cites [23] S.J. Wang, M. Yamada, A. Vilenkin, Constraints on non-minimal coupling from quantum cosmology. JCAP 08, 025 (2019) source
The Introduction identifies the Hartle–Hawking no-boundary proposal, and §3.5 analyzes its wave function. Neither passage says that it might evolve into eternal inflation or that eternal inflation yields predictions independent of the initial state. Searches for those claims in our copy found no passage addressing them. (LLM, conf=0.76)
Experimental — accuracy not yet measured - cites [24] J.E. Lesnefsky, D.A. Easson, P.C.W. Davies, Past-completeness of inflationary spacetimes. Phys. Rev. D 107(4), 044024 (2023). (arXiv:2207.00955 [gr-qc]) source
The Introduction (p. 4) discusses models of eternal inflation, and the Conclusion (p. 14) discusses stability under perturbations of initial conditions. Neither passage addresses whether the Hartle–Hawking wave function can evolve into eternal inflation or whether eternal inflation yields predictions independent of the initial state. Searches for those specific points found no supporting passage in our copy. (LLM, conf=0.74)
Experimental — accuracy not yet measured
Probably not a substantial claim. The paper’s conclusions may not depend on it. It may state two separate claims as one.
PremisecitationSingular instantons in quantum cosmology have been discussed by Hawking and Turok [41], but it was argued in Ref. [42] that such instantons are not actually stationary points of the Euclidean action, since they fail to satisfy the equations of motion at the singular point.
“Singular instantons in quantum cosmology have been discussed by Hawking and Turok [41], but it was argued in Ref. [42] that such instantons are not actually stationary points of the Euclidean action, since they fail to satisfy the equations of motion at the singular point.”
Quote in the paperNot a substantial claim2 of 2 sources checked- cites [41] J. Feldbrugge, J. L. Lehners and N. Turok, No rescue for the no boundary proposal: Pointers to the future of quantum cosmology. Phys. Rev. D 97(2), 023509 (2018) https://doi.org/10.1103/PhysRevD.97.023509 (arXiv:1708.05104 [hep-th]) source
Split into 2 atoms — 0 confirmed, 0 partially supported, 0 disputed, 0 misattributed, 2 unverifiable. Expand the claim to see per-atom verdicts.
Experimental — accuracy not yet measured - cites [42] J. Diaz Dorronsoro, J. J. Halliwell, J. B. Hartle, T. Hertog, O. Janssen and Y. Vreys, Damped perturbations in the no-boundary state. Phys. Rev. Lett. 121(8), 081302 (2018). https://doi.org/10.1103/PhysRevLett.121.081302 (arXiv: 1804.01102 [gr-qc]) source
Split into 2 atoms — 0 confirmed, 0 partially supported, 0 disputed, 0 misattributed, 2 unverifiable. Expand the claim to see per-atom verdicts.
Experimental — accuracy not yet measured
It may state two separate claims as one.
FindingreasoningThere is an infinity of solutions corresponding to different values of k_i, and the outgoing wave condition does not give preference to any of them.
“There is an infinity of solutions corresponding to different values of k i , and the outgoing wave condition does not give preference to any of them.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningA finite bound on the integral of H along a null or non-comoving past-directed geodesic was proved, so if the length of the geodesic were infinite, then H_av would have to be zero.
“We proved a finite bound on the integral of H along a null or non-comoving past-directed geodesic, so if the length of the geodesic were infinite, then H av would have to be zero.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningIn the spherical de Sitter model, the constraint determines B_n = 0 for all n, selecting the conformal vacuum, which is the same as the Bunch-Davies state.
“Hence ζ m = ζ(a=0) = ∞, and the constraint (55) determines the values of B n uniquely: B n = 0 for all n.This selects the conformal vacuum, where the (negativefrequency) mode functions u n (η) are conformally related to the corresponding Minkowski space mode functions.For the de Sitter model this is the same as the Bunch-Davies state.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningIn the perturbative superspace toroidal model, the Wheeler-DeWitt potential U(a) is negative for all values of a, so the entire range of a is classically allowed.
“The main difference is that the WDW potential U (a) is now negative for all values of a, and thus the entire range of a is classically allowed.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningIn contrast to a spherical universe, there is no barrier to penetrate in the toroidal universe, so there is no tunneling suppression factor.
“In contrast to a spherical universe, there is no barrier to penetrate, so there is no tunneling suppression factor.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingcitationThe past boundary defined by t → -∞ in the toroidal model exhibits geodesic incompleteness and is therefore singular.
“Thus, the past boundary defined by t → -∞ exhibits geodesic incompleteness, and is therefore singular in the sense of Ref. [34].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [34] J. Garriga, Smooth ‘creation’ of an open universe in five-dimensions. arXiv:hep-th/9804106
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
It may state two separate claims as one.
Findingnone givenThe Casimir energy-momentum tensor is traceless and covariantly conserved.
“Note that it is traceless and covariantly conserved: T (C)ν ν = 0, T (C)ν µ;ν = 0.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningIn the spherical model, the quadratic and higher order curvature corrections are negligible, and the curvature radius of the instanton is everywhere large compared to 1.
“In particular, the quadratic and higher order curvature corrections are negligible in this case.The curvature radius of the instanton is H -1 v and is everywhere large compared to 1.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningThe instanton describing the tunneling in the Casimir case is singular at a = 0, with the total energy of the universe diverging as a → 0.
“First, the instanton describing the tunneling is singular at a = 0, with the total energy of the universe actually diverging as a → 0.”
Quote in the paperSubstantial claimProbably not a substantial claim. The paper may give no reason why it holds. The quote only partly states this claim.
Findingnone givenThe constant C can be estimated as C ≲ N, where N is the number of quantum fields in the model.
“The constant C can be estimated as”
Quote in the paperNot a substantial claimThe quote only partly states this claim.
FindingreasoningThe Friedmann equation with Casimir energy has a bouncing solution a(t) = a_min cosh^{1/2}(2H_v t) with a_min = (C/(3H_v^2))^{1/4}.
“This has a 'bouncing' solution”
Quote in the paperSubstantial claimProbably not a substantial claim. The paper’s conclusions may not depend on it. The paper may give no reason why it holds. It may state two separate claims as one.
Findingnone givenEq. (4) becomes C_0 = π^2/90 + ζ(3)/(2π) + π/6, which evaluates as 0.8246.
“Eq. ( 4), which becomes C 0 = π 2 90 + ζ(3) 2π + π 6 , which evaluates as 0.8246.”
Quote in the paperNot a substantial claimProbably not a substantial claim. The paper may give no reason why it holds.
Findingnone givenIn the nucleation of a spherical universe, the total energy of matter vanishes in the limit a → 0.
“This situation should be contrasted with the nucleation of a spherical universe, in which case the total energy of matter vanishes in the limit a → 0.”
Quote in the paperNot a substantial claimProbably not a substantial claim. The paper’s conclusions may not depend on it.
Findingnone givenThese Casimir energy calculations apply to a static universe.
“We also note that these Casimir energy calculations apply to a static universe.”
Quote in the paperNot a substantial claimIt may state two separate claims as one.
FindingreasoningThe turning point of the potential is at a = a_min, and the range 0 < a < a_min is classically forbidden.
“The turning point of the potential is at a = a min , and the range 0 < a < a min is classically forbidden.”
Quote in the paperSubstantial claimIt may state two separate claims as one. The quote only partly states this claim.
Findingnone givenThe total Casimir energy in a toroidal universe is E(a) = -C/a, which approaches -∞ as a → 0.
“The total Casimir energy in a toroidal universe is”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningFor H_v ≪ 1 and C not too large, ζ_m ≫ 1, and the bound restricts the values of B_n to a narrow range around zero but does not determine them completely.
“For H v ≪ 1 and C not too large, we have ζ m ≫ 1.Then the bound (91) restricts the values of B n to a narrow range around zero, but it does not determine them completely.”
Quote in the paperSubstantial claimProbably not a substantial claim. It may state two separate claims as one.
FindingreasoningIn the limit C → 0+, ζ_m → ∞, which means that the quantum state is uniquely determined.
“If we consider the limit in which the Casimir energy approaches zero from above, C → 0+, Eq. ( 92) implies that ζ m → ∞, which means that the quantum state is uniquely determined.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningAnalytic continuation of Eq. (77) gives a(τ) = a_min sin^{1/2}(2H_v τ), and at small τ, a(τ) ∝ τ^{1/2}, resulting in a curvature singularity.
“Analytic continuation of Eq. (77) gives a(τ”
Quote in the paperSubstantial claimIt may state two separate claims as one.
FindingreasoningIn the full de Sitter space, the flat slicing covers only half the manifold, and any non-comoving backward-going timelike trajectory reaches t = -∞ in a finite amount of proper time; the periodic identifications cannot change that.
“In the full de Sitter space, the flat slicing covers only half the manifold, and any non-comoving backward-going timelike trajectory reaches t = -∞ in a finite amount of proper time.The periodic identifications cannot change that.”
Quote in the paperSubstantial claim- The authors state this as an assumption: The toroidal universe can be described as de Sitter space in a spatially flat coordinate system with periodic identifications.
The quote only partly states this claim.
Findingnone givenThe Wheeler-DeWitt equation for the perturbative superspace model with Casimir energy has the form of Eq. (32) with U(a) = (6H_v)^2(a_min^4 - a^4).
“The WDW equation for the perturbative superspace model has the form of Eq. ( 32) with U (a) = (6H v ) 2 (a 4 min -a 4 ),”
Quote in the paperSubstantial claimIt may state two separate claims as one. The quote only partly states this claim.
FindingreasoningThe under-barrier Euclidean action is |S_E| = A(C/3/H_v^2)^{1/4} with A ≈ 4.6, in agreement with ZS.
“The under-barrier Euclidean action is”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
The quote only partly states this claim.
FindingreasoningThe regularity condition imposes the constraint |B_n| ≤ e^{-2ω_n ζ_m} on the constants B_n.
“the regularity condition imposes the following constraints on the constants B n :”
Quote in the paperSubstantial claimProbably not a substantial claim.
PremisecitationThe analyses of toroidal universes in Refs.[7], [8], and [9] were based on the tunneling approach.
“The analyses of toroidal universes in Refs.[7], [8], and [9] were based on the tunneling approach; hence we shall adopt the tunneling boundary condition in the present paper.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [7], [8], and [9]
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Probably not a substantial claim.
Interpretationnone givenThe criticisms of the theorem in Ref. [33] were based on a misunderstanding of the theorem.
“The theorem proven in Ref. [1] was recently disputed by Ref. [33], but those criticisms were based on a misunderstanding of the theorem.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [33] A. Vilenkin, Singular instantons and creation of open universes. Phys. Rev. D 57, 7069 (1998). arXiv:hep-th/9803084 source
It may state two separate claims as one.
InterpretationreasoningThe quantum creation of a toroidal universe from nothing is either impossible or depends essentially on Planck-scale physics.
“We conclude that the quantum creation of a toroidal universe from nothing cannot be described in the context of semiclassical quantum gravity -it is either impossible, or it depends essentially on Planck-scale physics.”
- Also stated in: § 1 Introduction · plain
“We argue that the quantum creation of a toroidal universe from nothing cannot be described in the context of semiclassical quantum gravity, and therefore it is either impossible or is essentially dependent on Planck-scale physics.”
Quote in the paperSubstantial claim- Also stated in: § 1 Introduction · plain
Probably not a substantial claim. The paper’s conclusions may not depend on it. The paper may give no reason why it holds.
Premisenone givenBoth the Hartle-Hawking and the tunneling boundary conditions can only be implemented in the semiclassical approximation.
“It should be noted that, at the present level of understanding, both the Hartle-Hawking and the tunneling boundary conditions can only be implemented in the semiclassical approximation.”
Quote in the paperNot a substantial claimIt may state two separate claims as one.
InterpretationreasoningA singularity could produce a Friedmann-Robertson-Walker universe that matches our observed universe, but it could also produce anything else.
“A singularity could produce a Friedmann-Robertson-Walker universe that matches our observed universe, but it could also produce anything else.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
InterpretationreasoningThe classical toroidal model describes a universe starting at a singularity and does not address the problem of the initial conditions.
“The classical toroidal model therefore describes a universe starting at a singularity and does not seem to address the problem of the initial conditions.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
InterpretationreasoningThe only constraint from the regularity condition in the perturbative superspace toroidal model is given by Eq. (53), which means that the quantum state of the field is largely unconstrained.
“The only constraint from the regularity condition is therefore given by Eq. ( 53), which means that the quantum state of the field is largely unconstrained.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
PremisecitationZS give the coefficient C for a real scalar field as C_0 = 0.8375, for a vector field C_1 = 2C_0, and for a chiral spin-1/2 field with periodic boundary conditions C_{1/2} = -C_0.
“ZS give the coefficient C for a real scalar field as C 0 = 0.8375, for a vector field C 1 = 2C 0 , and for a chiral spin-1/2 field with periodic boundary conditions C 1/2 = -C 0 .”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
It may state two separate claims as one.
InterpretationreasoningAny classical cosmological model beginning at a singularity can be recast in the form of a WKB wave function, but this does not bring us any closer to determining the initial state of the universe.
“In fact, any classical cosmological model beginning at a singularity can be recast in the form of a WKB wave function, but this does not bring us any closer to determining the initial state of the universe.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
InterpretationreasoningThis toroidal spacetime describes a classical universe originating at a singularity, and not a quantum origin.
“We argue that this spacetime describes a classical universe originating at a singularity, and not a quantum origin.”
- Also stated in: § 1 Introduction · plain
“In the present paper we re-examine this issue and argue that the toroidal universe describes a classical universe originating at a singularity, and not a quantum origin.”
Quote in the paperSubstantial claim- Rests on an assumption: A classical universe originating at a singularity is not a quantum origin.
- Also stated in: § 1 Introduction · plain
It may state two separate claims as one.
PremisecitationThe covering space of the toroidal model, described by metric (57) without toroidal identification, is simply half of de Sitter space and is known to be past geodesically incomplete: all past-directed geodesics, except comoving timelike geodesics x_i = const, reach t = -∞ in a finite proper time.
“We consider first the covering space, described by the metric (57) without toroidal identification.This covering space is simply half of de Sitter space and is known (see, for example, Hawking & Ellis, Ref. [34], pp.125-126) to be past geodesically incomplete: all past-directed geodesics, except 'comoving' timelike geodesics x i = const, reach t = -∞ in a finite proper time.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Hawking & Ellis, Ref. [34]
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Probably not a substantial claim.
PremisecitationQuantum cosmology suggests that a spatially compact universe can spontaneously nucleate out of 'nothing'.
“Perhaps the most promising approach to this problem is based on quantum cosmology, which suggests that a spatially compact universe can spontaneously nucleate out of 'nothing', where 'nothing' refers to a state with no classical space, time, or matter [2][3][4][5][6][7].”
Quote in the paperSubstantial claim0 of 6 sources checked- cites [2] A. Vilenkin, Creation of universes from nothing. Phys. Lett. B 117, 25 (1982) source
- cites [3] J.B. Hartle, S.W. Hawking, Wave function of the universe. Phys. Rev. D 28, 2960 (1983) source
- cites [4] A.D. Linde, Quantum creation of the inflationary universe. Lett. Nuovo Cim. 39, 401 (1984) source
- cites [5] V.A. Rubakov, Quantum mechanics in the tunneling universe. Phys. Lett. B 148, 280 (1984) source
- cites [6] A. Vilenkin, Quantum creation of universes. Phys. Rev. D 30, 509 (1984) source
- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
It may state two separate claims as one.
PremisecitationIn Ref. [33], the authors restated the past-completeness condition as the mere requirement that the average value of H along any finite segment of the geodesic be strictly positive, which leads to a false statement for which they constructed counter-examples.
“In Ref. [33], however, the authors restated this condition (see Theorem 1 of that paper) as the mere requirement that the average value of H along any finite segment of the geodesic has to be strictly positive, which leads to a false statement to which they constructed counter-examples.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [33] A. Vilenkin, Singular instantons and creation of open universes. Phys. Rev. D 57, 7069 (1998). arXiv:hep-th/9803084 source
Probably not a substantial claim. It may state two separate claims as one.
PremisecitationThe Hartle-Hawking wave function predicts that the universe is most likely to nucleate with the lowest value of V(φ), which is not favorable for inflation.
“In contrast to the tunneling wave function, the Hartle-Hawking wave function predicts that the universe is most likely to nucleate with the lowest value of V (ϕ) [3], which is not favorable for inflation.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [3] J.B. Hartle, S.W. Hawking, Wave function of the universe. Phys. Rev. D 28, 2960 (1983) source
It may state two separate claims as one.
InterpretationreasoningAnything can collapse into a singularity, and since classical general relativity is time-reversal invariant, anything can emerge from a singularity.
“Anything can collapse into a singularity, and since classical general relativity is time-reversal invariant, anything can emerge from a singularity.”
Quote in the paperNot a substantial claimIt may state two separate claims as one.
InterpretationreasoningThe range 0 < a < a_min is classically forbidden due to the negative Casimir energy, but the universe can tunnel through this barrier.
“The range 0 < a < a min is classically forbidden, due to the negative Casimir energy, but the universe can tunnel through this barrier.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
InterpretationreasoningSuch quantum creation is either completely impossible, or could take place through Planck-scale processes beyond our current understanding.
“Such quantum creation is either completely impossible, or perhaps it could take place through Planck-scale processes beyond our current understanding.”
Quote in the paperSubstantial claimIt may state two separate claims as one.
InterpretationreasoningThe curvature singularity implies that the instanton does not satisfy the equations of motion at a = 0, which means it is not a valid stationary point of the Euclidean action.
“The curvature singularity implies that the instanton does not satisfy the equations of motion at a = 0, which in turn means that it is not a valid stationary point of the Euclidean action.”
Quote in the paperSubstantial claimProbably not a substantial claim. The paper’s conclusions may not depend on it.
PremisecitationRef. [42] points out that if such singular instantons were treated as valid stationary points, then it would be possible to construct a singular instanton which would lead to the rapid decay of flat space.
“Ref. [42] also points out that if such singular instantons were treated as valid stationary points, then it would be possible to construct a singular instanton which would lead to the rapid decay of flat space.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [42] J. Diaz Dorronsoro, J. J. Halliwell, J. B. Hartle, T. Hertog, O. Janssen and Y. Vreys, Damped perturbations in the no-boundary state. Phys. Rev. Lett. 121(8), 081302 (2018). https://doi.org/10.1103/PhysRevLett.121.081302 (arXiv: 1804.01102 [gr-qc]) source
Checked before — its earlier verdict is held back until a new check runs.
It may state two separate claims as one.
InterpretationreasoningThe toroidal universe describes nothing more than a classical universe originating at a singularity, and not a quantum origin of the universe.
“In this paper we argued that the toroidal universe describes nothing more than a classical universe originating at a singularity, and not a quantum origin of the universe.”
Quote in the paperSubstantial claimProbably not a substantial claim. The paper’s conclusions may not depend on it.
PremisecitationThe Casimir energy vanishes in supersymmetric models, where N_b = N_f.
“ZS note that the Casimir energy vanishes in supersymmetric models, where N b = N f .”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [7] Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
It may state two separate claims as one.
InterpretationreasoningThe width of the allowed range of B_n decreases exponentially towards larger values of ω_n, so the allowed states may be observationally indistinguishable from the Bunch-Davies state.
“The width of the allowed range of B n decreases exponentially towards larger values of ω n , so the allowed states may be observationally indistinguishable from the Bunch-Davies state.”
Quote in the paperSubstantial claimProbably not a substantial claim. The paper’s conclusions may not depend on it. It may state two separate claims as one.
PremisecitationSaharian and Mkhitaryan carried out the corresponding Casimir calculation for a power-law expanding universe, with a(t) ∝ t^p, and found that it agrees with the static calculation in the limit of small a.
“Saharian and Mkhitaryan [40] carried out the corresponding calculation for a power-law expanding universe, with a(t) ∝ t p , and found, as one would expect, that it agrees with the static calculation in the limit of small a.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [40] J. Feldbrugge, J. L. Lehners and N. Turok, Inconsistencies of the New No-Boundary Proposal. Universe 4(10), 100 (2018). https://doi.org/10.10.3390/universe4100100 (arXiv: 1805.01609 [hep-th]) source
Checked before — its earlier verdict is held back until a new check runs.
The paper relies on this without support.
Quantum nucleation of the universe should be described by a non-singular instanton.
“This condition is motivated by the idea that quantum nucleation of the universe should be described by a non-singular instanton.”
The paper relies on this without support.
A universe originating in a state of infinite energy cannot be interpreted as quantum creation from nothing.
“Since these instantons describe universes originating in a state of infinite energy, we argue that they cannot be interpreted as quantum creation from 'nothing'.”
The paper relies on this without support.
A classical universe originating at a singularity is not a quantum origin.
“We argue that this spacetime describes a classical universe originating at a singularity, and not a quantum origin.”
The paper relies on this without support.
The probability of creation of a toroidal universe can be compared with that of a spherical universe only if both are described as quantum creation from nothing.
“Since we do not interpret the quantum treatments that have been given for toroidal universes as describing creation from nothing, we see no foundation for comparing the probability for creation of toroidal universes with that of a spherical universe.”
The authors state this as an assumption.
The Casimir energy density is nonzero, either because the particle theory is not supersymmetric or due to antiperiodic boundary conditions for fermions, so that ρ_C = -C/a^4 with C > 0.
“ZS assume that the Casimir energy density is nonzero, either because the particle theory is not supersymmetric, or due to antiperiodic boundary conditions for fermions, so that ρ C = -C a 4 (75)”
The authors state this as an assumption.
The number N of quantum fields in the model is not excessively large.
“Assuming that N is not excessively large, this seems to suggest that the tunneling probability ( 17) is much greater for a toroidal universe than for a spherical one, as long as H v is well below the Planck scale.”
The authors state this as an assumption.
The toroidal universe can be described as de Sitter space in a spatially flat coordinate system with periodic identifications.
“To see this, we described the toroidal universe as de Sitter space in a spatially flat coordinate system, with periodic identifications.”
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Wave function is called singular despite approaching a constant
MinorThe conclusion describes singular behavior of ψ(a) at a → 0, whereas the minisuperspace analysis explicitly says ψ approaches a constant there. The geometry may be singular, but that does not make the stated behavior of the wave function consistent.
“showing explicitly that the singular behavior of the wave function ψ(a) as a → 0 places it outside the formalism developed for the spherical case.”
“We see that ψ approaches a constant as a → 0.”
Chiral spinor Casimir coefficient conflicts with the counting formula
MinorThe paper assigns one chiral spin-1/2 field a coefficient of −C0. But its general formula counts that field as two fermionic spin degrees of freedom, giving −2C0 when no other fields are present.
“for a chiral spin-1/2 field with periodic boundary conditions C 1/2 = -C 0 .”
“C = (N b -N f )C 0 ,(74) where N b = N 0 + 2N 1 and N f = 2N 1/2 are the numbers of bosonic and fermionic spin degrees of freedom”
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Flagged first, then by citations
Research works printed but not linked: 2
- Y.B. Zeldovich, A.A. Starobinsky, Quantum creation of a universe in a nontrivial topology. Sov. Astron. Lett. 10, 135 (1984)
- A.A. Starobinsky, in Classical and Quantum Gravitation Theory [in Russian] (abstracts, 4th All-Union Gravitation Conf., Minsk, July 1976), Inst. Phys. Beloruss. Acad. Sci., Minsk (1976), p. 110
Cited by
Sorted by citations
A Casimir turning point as the beginning of a small flat universe
Zhang, A. (2026) · arXiv · doi:10.48550/arxiv.2610.24905
Beckwith, A. W. (2026) · Journal of High Energy Physics Gravitation and Cosmology · doi:10.4236/jhepgc.2026.122062
Cosmological and Tokamak Signatures of GW and Gravitons
Beckwith, A. W., Li, F., & Stephenson, G. V. (2026) · Journal of High Energy Physics Gravitation and Cosmology · doi:10.4236/jhepgc.2026.124117
Gauge Field Fluctuations Protect the Higgs Vacuum When a Small Universe BeginsPreprint
Zhang, A. (2026) · arXiv (Cornell University) · doi:10.48550/arxiv.2610.28704
Metadata
- Authors
- Guth, A. H., & Vilenkin, A.
- Affiliations
- Massachusetts Institute of Technology (US)
- Tufts University (US)
- Corresponding author
- Guth, Alan H.
- Venue
- Fundamental Theories of Physics
- Publisher
- Springer Nature Switzerland
- Published
- 2026
- Pages
- 167-190
- ISSN
- 0168-1222 (ISSN-L)
- 2365-6425
- OpenAlex
- W4416049993
- Cited by
- 4
- References
- 43
- Citations by year
- 2026: 4
- FWCI
- 15.28
- Type
- book chapter
- Language
- en
- Open access
- green
- arxiv.org
- Licence
- Locations
- Fundamental theories of physics (publishedVersion)
- arXiv (Cornell University) (submittedVersion)
- arXiv (Cornell University)
- Funders
- U.S. Department of Energy
- Topics
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Noncommutative and Quantum Gravity Theories
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
- Keywords
- quantum creation of the universe, toroidal universe, Casimir energy, instantons, geodesic incompleteness, de Sitter space, semiclassical gravity, origin of the universe, Planck-scale physics
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