A Grammar of Institutions
Abstract
The institutional grammar introduced here is based on a view that institutions are enduring regularities of human action in situations structured by rules, norms, and shared strategies, as well as by the physical world. The rules, norms, and shared strategies are constituted and reconstituted by human interaction in frequently occurring or repetitive situations. The syntax of the grammar identifies components of institutions and sorts them into three types of institutional statements: rules, norms, and shared strategies. We introduce the grammar, outline methods for operationalizing the syntax, apply the syntax to an analysis of cooperation in collective dilemma situations, and discuss the pragmatics of the grammar for analyses of behavior within complex institutional settings.
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Institutional Grammar conceptualizes institutions as systems of statements that specify who may or must do what, under which conditions, and with what consequences.
“IG conceptualizes institutions as systems of statements that specify who may or must do what, under which conditions, and with what consequences [9].”
From Governance in Practice: How Open Source Projects Define and Document Roles (2026) · cites this paper as [9]
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Imperial, M. T. (1999) · Environmental Management · doi:10.1007/s002679900246 · Cited by 410 · see citing works
Difficulties in tracking the long-term global trend in tropical forest area
Grainger, A. (2008) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0703015105 · Cited by 400 · see citing works
Networks of Adjacent Action Situations in Polycentric Governance
McGinnis, M. D. (2011) · Policy Studies Journal · doi:10.1111/j.1541-0072.2010.00396.x · Cited by 372 · see citing works
Institutions and female entrepreneurship
Estrin, S., & Mickiewicz, T. M. (2011) · Small Business Economics · doi:10.1007/s11187-011-9373-0 · Cited by 361 · see citing works
A Polycentric Approach for Coping with Climate ChangePreprint
Elinor Ostrom, B. (2011) · SSRN Electronic Journal · doi:10.2139/ssrn.1934353 · Cited by 361 · see citing works
Rational Choice Institutionalism
Shepsle, K. A. (2009) · Oxford University Press eBooks · doi:10.1093/oxfordhb/9780199548460.003.0002 · Cited by 355 · see citing works
Exploring barriers to implementing different circular business models
Vermunt, D. A., Negro, S. O., Verweij, P. A., Kuppens, D. V., & Hekkert, M. P. (2019) · Journal of Cleaner Production · doi:10.1016/j.jclepro.2019.03.052 · Cited by 358 · see citing works
Crafting analytical tools to study institutional change
Elinor Ostrom, B., & Basurto, X. (2010) · Journal of Institutional Economics · doi:10.1017/s1744137410000305 · Cited by 341 · see citing works
Teamwork and Leadership in Cardiopulmonary Resuscitation
Hunziker, S., Johansson, A. C., Tschan, F., Semmer, N. K., Rock, L. K., Howell, M. D., & Marsch, S. C. U. (2011) · Journal of the American College of Cardiology · doi:10.1016/j.jacc.2011.03.017 · Cited by 339 · see citing works
Private and Common Property RightsPreprint
Elinor Ostrom, B., & Hess, C. (2007) · SSRN Electronic Journal · doi:10.2139/ssrn.1304699 · Cited by 317 · see citing works
Ubiquity and Legitimacy: Disentangling Diffusion and Institutionalization
Colyvas, J. A., & Jonsson, S. (2011) · Sociological Theory · doi:10.1111/j.1467-9558.2010.01386.x · Cited by 309 · see citing works
What do people bring into the game? Experiments in the field about cooperation in the commons
Cárdenas, J.-C., & Elinor Ostrom, B. (2004) · Agricultural Systems · doi:10.1016/j.agsy.2004.07.008 · Cited by 284 · see citing works
Unwritten Rules: Informal Institutions in Established Democracies
Azari, J. R., & Smith, J. K. (2012) · Perspectives on Politics · doi:10.1017/s1537592711004890 · Cited by 276 · see citing works
Real wealth and experimental cooperation: experiments in the field lab
Cárdenas, J.-C. (2003) · Journal of Development Economics · doi:10.1016/s0304-3878(02)00098-6 · Cited by 274 · see citing works
Legal institutionalism: Capitalism and the constitutive role of law
Deakin, S. F., Gindis, D., Hodgson, G. M., Kainan, H., & Pistor, K. (2016) · Journal of Comparative Economics · doi:10.1016/j.jce.2016.04.005 · Cited by 271 · see citing works
Understanding Institutional Weakness
Brinks, D. M., Levitsky, S., & Murillo, M. V. (2019) · Cambridge University Press eBooks · doi:10.1017/9781108772211 · Cited by 267 · see citing works
Nelson, R. R., Giovanni Dosi, A., Helfat, C. E., Pyka, A., Saviotti, P. P., Lee, K., Dopfer, K., Malerba, F., & Winter, S. G. (2018) · Cambridge University Press eBooks · doi:10.1017/9781108661928 · Cited by 266 · see citing works
Change, I. P. O. C. (2015) · Cambridge University Press eBooks · doi:10.1017/cbo9781107415379.019 · Cited by 265 · see citing works
The Influence of Social Norms on Consumer Behavior: A Meta-Analysis
Melnyk, V., Carrillat, F. A., & Melnyk, V. (2021) · Journal of Marketing · doi:10.1177/00222429211029199 · Cited by 263 · see citing works
Embedding Values in Artificial Intelligence (AI) Systems
van de Poel, I. (2020) · Minds and Machines · doi:10.1007/s11023-020-09537-4 · Cited by 255 · see citing works
Hunt, L. M., Sutton, S. G., & Arlinghaus, R. (2013) · Fisheries Management and Ecology · doi:10.1111/j.1365-2400.2012.00870.x · Cited by 254 · see citing works
A Survey of Smart Contract Formal Specification and Verification
Tolmach, P., Li, Y., Lin, S., Liu, Y., & Li, Z. (2021) · ACM Computing Surveys · doi:10.1145/3464421 · Cited by 251 · see citing works
Doing Institutional Analysis Digging Deeper Than Markets and Hierarchies
Elinor Ostrom, B. (2005) · Springer eBooks · doi:10.1007/0-387-25092-1_31 · Cited by 249 · see citing works
INSTITUTIONS AND THE ENVIRONMENT
Elinor Ostrom, B. (2008) · Economic Affairs · doi:10.1111/j.1468-0270.2008.00840.x · Cited by 236 · see citing works
Informal Institutions and Citizenship in Rural Africa
Maclean, L. M. (2010) · Cambridge University Press eBooks · doi:10.1017/cbo9780511730368 · Cited by 234 · see citing works
A Social Science Perspective on Social Capital: Social Capital and Collective Action
Elinor Ostrom, B., & Ahn, T. K. (2001) · Revista Mexicana de Sociología · Cited by 232 · see citing works
From Institutions to Code: Towards Automated Generation of Smart Contracts
Frantz, C. K., & Nowostawski, M. (2016) · IEEE International Workshops on Foundations and Applications of Self* Systems (FAS*W) · doi:10.1109/fas-w.2016.53 · Cited by 232 · see citing works
Adaptive institutions in social-ecological systems governance: A synthesis framework
Koontz, T. M., Gupta, D., Mudliar, P., & Ranjan, P. (2015) · Environmental Science & Policy · doi:10.1016/j.envsci.2015.01.003 · Cited by 224 · see citing works
Do institutions for collective action evolve?
Elinor Ostrom, B. (2013) · Journal of Bioeconomics · doi:10.1007/s10818-013-9154-8 · Cited by 218 · see citing works
Elinor Ostrom, B. (2009) · Annual Review of Political Science · doi:10.1146/annurev.polisci.090808.123259 · Cited by 218 · see citing works
Explaining the Stability of Negotiated Settlements to Intrastate Wars
Hartzell, C. A. (1999) · Journal of Conflict Resolution · doi:10.1177/0022002799043001001 · Cited by 217 · see citing works
The Best Laid Plans: The Impact of Informal Rules on Formal Institutions in Transitional Regimes
Grzymała-Busse, A. M. (2010) · Studies in Comparative International Development · doi:10.1007/s12116-010-9071-y · Cited by 216 · see citing works
Theories of the Policy Process: State of the Research and Emerging Trends
Nowlin, M. C. (2011) · Policy Studies Journal · doi:10.1111/j.1541-0072.2010.00389_4.x · Cited by 214 · see citing works
Collective Choice in the Commons: Experimental Results on Proposed Allocation Rules and Votes
Walker, J. M., Gardner, R., Herr, A., & Elinor Ostrom, B. (2000) · The Economic Journal · doi:10.1111/1468-0297.00497 · Cited by 209 · see citing works
A Novel ICT Framework for Sustainable Development Goals
Kostoska, O., & Kocarev, L. (2019) · Sustainability · doi:10.3390/su11071961 · Cited by 190 · see citing works
Code Breaking: How Entrepreneurs Exploit Cultural Logics to Generate Institutional Change
Rao, H., & Giorgi, S. (2006) · Research in Organizational Behavior · doi:10.1016/s0191-3085(06)27007-2 · Cited by 187 · see citing works
A Framework for Analyzing the Knowledge Commons
Elinor Ostrom, B., & Hess, C. (2006) · The MIT Press eBooks · doi:10.7551/mitpress/6980.003.0005 · Cited by 187 · see citing works
Moral markets: the critical role of values in the economy
(2008) · Choice Reviews Online · doi:10.5860/choice.45-6300 · Cited by 185 · see citing works
Environmental peacebuilding: Towards a theoretical framework
Dresse, A., Fischhendler, I., Nielsen, J. Ø., & Zikos, D. (2018) · Cooperation and Conflict · doi:10.1177/0010836718808331 · Cited by 180 · see citing works
Doing Institutional Analysis: Digging Deeper than Markets and Hierarchies
Elinor Ostrom, B. (2008) · Springer eBooks · doi:10.1007/978-3-540-69305-5_31 · Cited by 177 · see citing works
Guala, F., & Hindriks, F. (2014) · The Philosophical Quarterly · doi:10.1093/pq/pqu072 · Cited by 175 · see citing works
Aligică, P. D., & Tarko, V. (2013) · American Political Science Review · doi:10.1017/s0003055413000427 · Cited by 172 · see citing works
Entrepreneurship in Transition Economies: The Role of Institutions and Generational Change
Estrin, S., & Mickiewicz, T. M. (2011) · Oxford University Press eBooks · doi:10.1093/acprof:oso/9780199580866.003.0009 · Cited by 172 · see citing works
Prison gangs, norms, and organizations
Skarbek, D. B. (2012) · Journal of Economic Behavior & Organization · doi:10.1016/j.jebo.2012.01.002 · Cited by 169 · see citing works
How Emerging Organizations Take Form: The Role of Imprinting and Values in Organizational Bricolage
Perkmann, M., & Spicer, A. (2014) · Organization Science · doi:10.1287/orsc.2014.0916 · Cited by 154 · see citing works
Basurto, X. (2005) · Society & Natural Resources · doi:10.1080/08941920590959631 · Cited by 152 · see citing works
Rudd, M. A. (2003) · Ecological Economics · doi:10.1016/j.ecolecon.2003.10.002 · Cited by 152 · see citing works
A sociotechnical system perspective on AI
Kudina, O., & van de Poel, I. (2024) · Minds and Machines · doi:10.1007/s11023-024-09680-2 · Cited by 148 · see citing works
The Economics of Corruption and the Corruption of Economics: An Institutionalist Perspective
Hogdson, G. M., & Jiang, S. (2007) · Journal of Economic Issues · doi:10.1080/00213624.2007.11507086 · Cited by 147 · see citing works
Challenges and growth: the development of the interdisciplinary field of institutional analysis
Elinor Ostrom, B. (2007) · Journal of Institutional Economics · doi:10.1017/s1744137407000719 · Cited by 146 · see citing works
A Systematic Approach to Institutional Analysis: Applying Crawford and Ostrom’s Grammar
Basurto, X., Kingsley, G. A., McQueen, K., Smith, M., & Weible, C. M. (2009) · Political Research Quarterly · doi:10.1177/1065912909334430 · Cited by 145 · see citing works
A review of the European offshore wind innovation system
Wieczorek, A. J., Negro, S. O., Harmsen, R., Heimeriks, G. J., Lin, L., & Hekkert, M. P. (2013) · Renewable and Sustainable Energy Reviews · doi:10.1016/j.rser.2013.05.045 · Cited by 144 · see citing works
The Politics of Institutional Weakness in Latin America
Brinks, D. M., Levitsky, S., & Murillo, M. V. (2020) · Cambridge University Press eBooks · doi:10.1017/9781108776608 · Cited by 140 · see citing works
Institutional and Stakeholder Mapping: Frameworks for Policy Analysis and Institutional Change
Aligică, P. D. (2006) · Public Organization Review · doi:10.1007/s11115-006-6833-0 · Cited by 139 · see citing works
Lencucha, R., & Thow, A. M. (2019) · International Journal of Health Policy and Management · doi:10.15171/ijhpm.2019.56 · Cited by 137 · see citing works
An Intellectual History of Institutional Theory: Looking Back to Move Forward
Glynn, M. A., & D’Aunno, T. A. (2022) · Academy of Management Annals · doi:10.5465/annals.2020.0341 · Cited by 137 · see citing works
Elinor Ostrom, B. (2009) · Springer series in game theory · doi:10.1007/978-3-540-85436-4_13 · Cited by 133 · see citing works
On defining institutions: rulesversusequilibria
Hodgson, G. M. (2015) · Journal of Institutional Economics · doi:10.1017/s1744137415000028 · Cited by 132 · see citing works
The Quest for Meaning in Public Choice
Elinor Ostrom, B., & Ostrom, V. (2004) · American Journal of Economics and Sociology · doi:10.1111/j.1536-7150.2004.00277.x · Cited by 127 · see citing works
Brinks, D. M. (2003) · Comparative Politics · doi:10.2307/4150157 · Cited by 125 · see citing works
Tang, S., Tang, C., & Lo, C. W. (2004) · The Journal of Development Studies · doi:10.1080/00220380420000276554 · Cited by 122 · see citing works
Human agency in the Anthropocene
Otto, I. M., Wiedermann, M., Cremades, R., Donges, J. F., Auer, C., & Lucht, W. (2020) · Ecological Economics · doi:10.1016/j.ecolecon.2019.106463 · Cited by 121 · see citing works
Institutional Analysis with the Institutional Grammar
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Taking Institutions Seriously: Using the IAD Framework to Analyze Fisheries Policy
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Koontz, T. M. (2006) · Sustainability Science Practice and Policy · doi:10.1080/15487733.2006.11907974 · Cited by 120 · see citing works
Dissecting Policy Designs: An Application of the Institutional Grammar Tool
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Explanations of Institutional Change: Reflecting on a “Missing Diagonal”
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An Introduction to Polycentricity and Governance
Stephan, M., Marshall, G., & McGinnis, M. (2019) · Governing Complexity · doi:10.1017/9781108325721.002 · Cited by 112 · see citing works
The Development of Property Rights on Frontiers: Endowments, Norms, and Politics
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INSTITUTIONS AS FAMILIES OF GAME FORMS
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Punish and Voice: Punishment Enhances Cooperation when Combined with Norm-Signalling
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Shadow Economy and Entrepreneurial Entry
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Stakeholder Categorisation in Participatory Integrated Assessment Processes
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Institutional Resilience and Economic Systems: Lessons from Elinor Ostrom’s Work
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Laws, norms, and the Institutional Analysis and Development framework
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- Authors
- Crawford, S. E. S., & Ostrom, E.
- Affiliations
- Creighton University (US)
- Venue
- American Political Science Review
- Publisher
- Cambridge University Press (CUP)
- Published
- 1995-09
- Volume
- 89
- Issue
- 3
- Pages
- 582-600
- ISSN
- 0003-0554 (ISSN-L)
- 1537-5943
- OpenAlex
- W2037627831
- Semantic Scholar
- e2582728285ec5ceceeb904176b496cf94a46753
- Cited by
- 1,362
- References
- 128
- Citations by year
- 2026: 59 · 2025: 80 · 2024: 47 · 2023: 72 · 2022: 68 · 2021: 98 · 2020: 101 · 2019: 123 · 2018: 74 · 2017: 49 · 2016: 55 · 2015: 61 · 2014: 55 · 2013: 53 · 2012: 54
- FWCI
- 12.60
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- American Political Science Review (publishedVersion)
- RePEc: Research Papers in Economics (submittedVersion)
- Topics
- Social Sciences › Economics, Econometrics and Finance › Economics and Econometrics › Economic Theory and Institutions
- Social Sciences › Business, Management and Accounting › Organizational Behavior and Human Resource Management › Management and Organizational Studies
- Social Sciences › Sociology and Political Science › Evolutionary Game Theory and Cooperation
- Keywords
- institutional grammar, institutions, rules, norms, institutional statements, cooperation, social norms, human interaction
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