Cited by 495Health Systems, Economic Evaluations, Quality of LifeDelphi Technique in ResearchClinical practice guidelines implementation

State-Transition Modeling: A Report of the ISPOR-SMDM Modeling Good Research Practices Task Force-3

Open access
Siebert, Uwe, Alagoz, Oguzhan, Bayoumi, Ahmed M., Jahn, Beate, Owens, Douglas K., Cohen, David J., Kuntz, Karen M.·2012·Value in Health

Abstract

State-transition modeling is an intuitive, flexible, and transparent approach of computer-based decision-analytic modeling including both Markov model cohort simulation and individual-based (first-order Monte Carlo) microsimulation. Conceptualizing a decision problem in terms of a set of (health) states and transitions among these states, state-transition modeling is one of the most widespread modeling techniques in clinical decision analysis, health technology assessment, and health-economic evaluation. State-transition models have been used in many different populations and diseases, and their applications range from personalized health care strategies to public health programs. Most frequently, state-transition models are used in the evaluation of risk factor interventions, screening, diagnostic procedures, treatment strategies, and disease management programs. The goal of this article was to provide consensus-based guidelines for the application of state-transition models in the context of health care. We structured the best practice recommendations in the following sections: choice of model type (cohort vs. individual-level model), model structure, model parameters, analysis, reporting, and communication. In each of these sections, we give a brief description, address the issues that are of particular relevance to the application of state-transition models, give specific examples from the literature, and provide best practice recommendations for state-transition modeling. These recommendations are directed both to modelers and to users of modeling results such as clinicians, clinical guideline developers, manufacturers, or policymakers.

AI snapshot

Written from the paper’s full text.

TL;DR

State-transition modeling (STM) is a flexible, transparent decision-analytic approach using health states and transitions, implemented as cohort/Markov models or individual-level first-order Monte Carlo microsimulations. This ISPOR-SMDM Task Force report provides 18 consensus best-practice recommendations for choosing, structuring, parameterizing, analyzing, validating, and reporting STMs in health care.

Key findings

  • STMs are suited when a decision problem can be framed as mutually exclusive and collectively exhaustive states, transitions among them, and transition probabilities; common applications include primary prevention, screening, diagnosis, treatment, and disease management.
  • Two common frameworks are distinguished: cohort (“Markov”) models, which are simpler, more transparent, and easier to debug/communicate when the number of states is manageable, but assume the memoryless Markovian property; and individual-level microsimulations, which avoid that property and track individual histories but are computationally intensive and harder to debug.
  • The report presents 18 numbered best-practice recommendations (III-1 through III-18), covering model type, structure, data/parameters, analysis, reporting, and communication. Examples include choosing cohort simulation if states are manageable, using individual-level STM if state explosion would otherwise occur, applying half-cycle correction, and simulating enough individuals for stable estimates.
  • Recommendations emphasize that validity should not be sacrificed for simplicity, states should reflect biological/theoretical understanding and capture intervention benefits/harms, and transition probabilities/intervention effects should come from the most representative data sources.

Methods

  • Consensus-based Task Force report by ISPOR and SMDM, developed by expert model developers and users from academia, industry, and government across multiple countries; process included teleconferences, an in-person meeting in Boston in March 2011, a survey of members to agree/disagree with recommendations, public comment, and formal external review.
  • Not an empirical study: no primary sample, dataset, or statistical analysis is reported; the article synthesizes examples from the literature and provides structured best-practice recommendations.
  • Recommendations are organized into sections on choice of model type (cohort vs. individual-level), model structure, model parameters, analysis, reporting, and communication.

Limitations

  • The paper states that not all models may be able to comply with all recommendations and that many more aspects than those described may have to be considered for good modeling practice.
  • The paper states that rigorous studies evaluating alternative presentation methods are lacking, so its communication recommendations represent best judgments based on experience.
  • Evident from the text: the report is consensus-based rather than empirically validated in this article; it focuses on two common frameworks that do not capture interactions, model a single closed cohort, and allow transitions only at specified time intervals, and it explicitly does not address multipurpose disease-specific models.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1016/j.jval.2012.06.014

Cites

67 of 67 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

5 of 32 cited sources checked · 4 supported · 0 flagged · accuracy not yet measured

  • Premisecitation

    STMs used to evaluate screening strategies consider two types: one-time screening or repeated interval screening.

    “STMs used to evaluate screening strategies [16,17] consider two types: one-time screening, (e.g., of newborns [18] or genetic screening [19 -21]) or repeated (interval) screening (e.g., for cancer [22][23][24][25] or HIV [26,27]).”
    Quote in the paperNot a substantial claim1 of 6 sources checked
    • cites [16] Eddy, 1980

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [17] Russel, 1994

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [18] Grill, 2005, Comparing the clinical effectiveness of different new-born hearing screening strategies: a decision analysis, BMC Public Health source
    • cites [19] Gutierrez de Mesa, 2007, Modeling the impact of genetic screening technologies on healthcare: theoretical model for asthma in children, Mol Diag Ther source
    • cites [20] Meckley, 2010, A policy model to evaluate the benefits, risks and costs of warfarin pharmacogenomic testing, Pharmacoeconomics source
    • cites [21] Rogowski, 2009, The cost-effectiveness of screening for hereditary hemochromatosis in Germany: a remodeling study, Med Decis Making source
  • Premisecitation

    Variance reduction techniques (e.g., using common random numbers) can decrease the required numbers of individuals.

    “Variance reduction techniques (e.g., using common random numbers) can decrease the required numbers [56].”
    Quote in the paperNot a substantial claim1 of 1 sources checked
    • cites [56] Stout, 2008, Keeping the noise down: common random numbers for disease simulation modeling, Health Care Manage Sci source
  • Premisecitation

    STMs can be used to compare various types of interventions.

    “STMs can be used to compare various types of interventions [14].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [14] Siebert, 2003, When should decision-analytic modeling be used in the economic evaluation of health care?, Eur J Health Econom source
  • Premisenone given

    The primary disadvantage of cohort STMs is the underlying assumption that transition probabilities do not depend on history, neither on past states nor on the time spent in the current state.

    “The primary disadvantage is the underlying assumption that transition probabilities do not depend on history-neither on past states nor on the time spent in the current state.”
    Quote in the paperSubstantial claim
  • Premisecitation

    STMs used to evaluate primary prevention strategies are concerned with reduction in the risk of developing a disease.

    “STMs used to evaluate primary prevention strategies are concerned with reduction in the risk of developing a disease (e.g., [15]).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [15] Col, 1997, Patient-specific decisions about hormone replacement therapy in postmenopausal women, JAMA source
  • May combine two claims. 22
  • Classified as probably not a substantial claim. 28
  • May combine two claims.

    Premisecitation

    Individual-level STMs require more computation time, which may be important if probabilistic sensitivity analyses or value-of-information analyses are performed.

    “Individual-level STMs [36,37], however, require more computation time, which may be important if probabilistic sensitivity analyses or value-of-information analyses are performed.”
    Quote in the paperNot a substantial claim1 of 2 sources checked
    • cites [36] Lee, 2008, Breast cancer screening in BRCA1 mutation carriers: effectiveness of MR imaging–Markov Monte Carlo decision analysis, Radiology source
    • cites [37] Clarke, 2004, A model to estimate the lifetime health outcomes of patients with type 2 diabetes: the United Kingdom Prospective Diabetes Study (UKPDS) outcomes model, Diabetologia source
  • May combine two claims.

    Premisecitation

    The cohort and individual-based state-transition frameworks focused on in this report do not capture interactions, model a single closed cohort, and allow transitions to occur only at specified time intervals.

    “These frameworks do not capture interactions, model a single (closed) cohort, and allow transitions to occur only at specified time intervals.”
    Quote in the paperSubstantial claim1 of 5 sources checked
    • cites [7] Beck, 1983, The Markov process in medical prognosis, Med Decis Making source
    • cites [8] Sonnenberg, 1993, Markov models in medical decision making: a practical guide, Med Decis Making source
    • cites [9] Spielauer, 2007, Dynamic microsimulation of health care demand, health care finance and the economic impact of health behaviours: survey and review, Int J Microsimuation source

      Section 3.4 (page unavailable) says discrete-time models typically use transition tables, which supports the point about transitions at specified intervals for that class of models. The paper does not establish that the cohort and individual-based frameworks in the claim lack interactions or model a single closed cohort; Section 2.4 instead describes a LifePaths simulation made up of multiple cases. (LLM, conf=0.76)

      Experimental — accuracy not yet measured
    • cites [10] Groot Koerkamp, 2010, Uncertainty and patient heterogeneity in medical decision models, Med Decis Making source
    • cites [11] Weinstein, 2006, Recent developments in decision-analytic modelling for economic evaluation, Pharmacoeconomics source
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Other methods such as Markov decision processes generalize STMs by allowing embedding of sequential decisions, so that multiple decisions can be made in multiple time periods.

    “Other methods such as Markov decision processes generalize STMs by allowing embedding of sequential decisions, and thus, multiple decisions can be made in multiple time periods [39,40].”
    Quote in the paperNot a substantial claim1 of 2 sources checked
    • cites [39] Puterman, 1994

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [40] Alagoz, 2010, Markov decision processes: a tool for sequential decision making under uncertainty, Med Decis Making source
  • Classified as probably not a substantial claim. May combine two claims.

    Premisenone given

    Cohort models are analyzed as single cohorts progressing through states simultaneously and cannot distinguish one individual from another except by state descriptions, whereas individual-level STMs keep track of each individual's history using tracker variables.

    “Whereas cohort models are analyzed as single cohorts progressing through the states simultaneously (which does not allow distinguishing one individual from another except by state descriptions), individual-level STMs keep track of each individual's history ("tracker variables").”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Diagnostic models are used to identify optimal diagnostic strategies among individuals who present with signs or symptoms of one or more suspected diseases.

    “Diagnostic models are used to identify optimal diagnostic strategies among individuals who present with signs or symptoms of one or more suspected diseases [28].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [28] Trikalinos, 2009, Decision-analytic modeling to evaluate benefits and harms of medical tests: uses and limitations, Med Decis Making source
  • May combine two claims.

    Premisecitation

    In cohort STMs, continuous variables such as blood pressure have to be categorized, and some guidance exists for determining how many states to create.

    “In cohort STMs, continuous variables (e.g., blood pressure) have to be categorized; some guidance exists for determining how many states to create [35].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [35] Bentley, 2009, Effects of categorizing continuous variables in decision-analytic models, Med Decis Making source
  • May combine two claims.

    Interpretationreasoning

    A Markov model can handle memory by creating states that include history, but this can greatly increase the number of states, resulting in very large models that are difficult to manage (state explosion).

    “A Markov model can handle memory by creating states that include history, but this can greatly increase the number of states, resulting in very large models that are difficult to manage (i.e., "state explosion").”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisereasoning

    The starting cohort in primary prevention STMs is individuals free of disease or complications being modeled.

    “The starting cohort is individuals free of disease or complications being modeled.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    An STM can capture many features present in the course of a disease or clinical process, such as disease risk over time, changing states, and episodic events, although it is not the only approach that can capture these features.

    “An STM can capture many features present in the course of a disease or clinical process (e.g., disease risk over time, changing states, and episodic events), although this is not the only approach that can capture these features [13].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [13] Caro, 2005, Pharmacoeconomic analysis using discrete event simulation, Pharmacoeconomics source
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    The principal advantage of cohort STMs is that they are relatively simple to develop, debug, communicate, and analyze using user-friendly software if the number of states is not too large.

    “The principal advantage of cohort STMs is that they are relatively simple to develop, debug, communicate, and analyze using user-friendly software if the number of states is not too large.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    An advantage of using an individual-level STM is the ability to model individual characteristics as continuous variables and to evaluate dynamic intervention strategies in which future decisions depend on current and past patient characteristics.

    “An advantage of using an individual-level STM is the ability to model individual characteristics as continuous variables and to evaluate dynamic intervention strategies-ones in which future decisions depend on current and past patient characteristics.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationnone given

    The main disadvantages of individual-level STMs are that they are computationally intensive, often requiring simulation of millions of individuals to obtain stable values for outcomes of interest, and they are more difficult to debug.

    “The main disadvantages are that they are computationally intensive, often requiring simulation of millions of individuals to obtain stable values for the outcomes of interest, and they are more difficult to debug.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisenone given

    An STM following one branch can have a different structure than one following another branch.

    “An STM following one branch can have a different structure than one following another branch.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisenone given

    Many characteristics that affect transition probabilities, such as age, sex, comorbidities, and disease stage, are known at the time of the decision and can be used to define the starting cohorts.

    “Many characteristics that affect transition probabilities (e.g., age, sex, comorbidities, and disease stage) are known at the time of the decision and can be used to define the starting cohorts.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given

    Although it may be possible to describe natural history solely on the basis of health care utilization, this does not provide direct insight into health outcomes at the biological level and its value is limited for most decision problems.

    “Although it may be possible to describe natural history solely on the basis of health care utilization, this does not provide direct insight into health outcomes at the biological level and its value is limited for most decision problems.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given

    In models evaluating diagnostic strategies, it is typical to represent the testing pathways and their outcomes, such as true positive and false positive, in a pre-STM decision tree.

    “In models evaluating diagnostic strategies, it is typical to represent the testing pathways and their outcomes (e.g., true positive, false positive) in a pre-STM decision tree.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    Giving a full reward at the start (i.e., transitions occur at cycle end) overestimates expected values; assigning no reward (i.e., transitions occur at cycle start) underestimates them.

    “Giving a full reward at the start (i.e., transitions occur at cycle end) overestimates expected values; assigning no reward (i.e., transitions occur at cycle start) underestimates them [8].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [8] Sonnenberg, 1993, Markov models in medical decision making: a practical guide, Med Decis Making source
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    Expected outcomes depend on values assigned to each state (e.g., quality-adjusted life-years can be derived if utilities are assigned).

    “Expected outcomes depend on values assigned to each state (e.g., quality-adjusted life-years can be derived if utilities are assigned).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Premisenone given

    Distributions are derived easily from individual-level STMs, but they can also be derived from cohort models, either by analyzing the Markov trace or by running the model individually (but without tracker variables).

    “Distributions are derived easily from individual-level STMs, but they can also be derived from cohort models, either by analyzing the Markov trace or by running the model individually (but without tracker variables).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).

    Interpretationnone given

    A useful method of identifying programming errors in an STM is to check whether modelbuilding rules such as the use of symmetric branches or states in STMs are followed.

    “A useful method of identifying programming errors in an STM is to check whether modelbuilding rules such as the use of symmetric branches or states in STMs are followed.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisenone given

    Markov cycle trees can display the transitions between states, and probabilities and transitions that are conditional upon other events or parameters.

    “Markov cycle trees, often stylized, can display the transitions between states, and probabilities and transitions that are conditional upon other events or parameters.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given

    Although shorter cycles always yield more precise estimates, the error becomes very small when the number of cycles required increases.

    “Although shorter cycles will always yield more precise estimates, the error gets very small when the number of cycles required increases.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Premisenone given

    Common approaches to the time horizon include modeling to an age of 120 years or tracking the cohort until more than 99.9% of the individuals are dead.

    “Common approaches include modeling to an age of 120 years or tracking the cohort until more than 99.9% of the individuals are dead.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationcitation

    Because capturing screening history in Markov states can lead to state explosion, it may be necessary to use an individual-level STM with screening history included as tracker variables.

    “As capturing screening history in the Markov states can lead to state explosion, it may be necessary to use an individual-level STM, with screening history included as tracker variables [22].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [22] Goldie, 2006, Cost-effectiveness of cervical cancer screening, Vaccine source
  • May combine two claims.

    Premisereasoning

    As STMs allow deriving the time at which particular transitions occur, the results can be represented as (modeled) probability or survival curves and directly compared with survival curves from empirical studies.

    “As STMs allow deriving the time at which particular transitions occur, the results can be represented as (modeled) probability or survival curves and directly compared with survival curves from empirical studies.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationnone given

    Inspection of the Markov trace can help find errors, by setting parameters in such a way that how the trace will look can be predicted (e.g., so that no modeled individual will visit a given state during the simulation).

    “Inspection of the Markov trace can also help find errors, by setting parameters in such a way that how the trace will look can be predicted (e.g., so that no modeled individual will visit a given state during the simulation).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    Variables that affect transition probabilities but are not known at decision time, such as genetic mutation and undiagnosed infection, can create heterogeneity bias, and inclusion of such variables should be considered.

    “Variables that affect transition probabilities but are not known at decision time (e.g., genetic mutation and undiagnosed infection) can create "heterogeneity bias" [45,46], and inclusion of such variables should be considered.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [45] Kuntz, 2002, Assessing the sensitivity of decision-analytic results to unobserved markers of risk: defining the effects of heterogeneity bias, Med Decis Making source
    • cites [46] Zaric, 2003, The impact of ignoring population heterogeneity when Markov models are used in cost-effectiveness analysis, Med Decis Making source
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    The model outputs for a single cohort allow for the comparison of alternative strategies for that cohort.

    “The model outputs for a single cohort allow for the comparison of alternative strategies for that cohort.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationreasoning

    Complicated models consisting of multiple states cannot feasibly be represented by displaying all states and transitions.

    “While a relatively simple model with few states may be fully represented in a single diagram, complicated models consisting of multiple states cannot feasibly be represented by displaying all states and transitions.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    When results from observational studies are used in a model, causal graphs can be used to explicitly state causal assumptions.

    “When results from observational studies are used in the model, causal graphs can be used to explicitly state causal assumptions [53].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [53] Cox, 2009, Value Health source
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Premisenone given

    Each state in a cohort STM is homogeneous: every individual in that state has the same transition probabilities, implying that any characteristics that determine those probabilities must not differ within the state.

    “Each state is homogeneous-every individual in that state has the same transition probabilities-implying that any characteristics that determine those probabilities must not differ within the state.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable). May combine two claims.

    Interpretationreasoning

    Such complicated models are invariably cluttered, and the resultant tangle of arrows and states often impairs communication, rather than enhancing it.

    “Such models are invariably cluttered, and the resultant tangle of arrows and states often impairs communication, rather than enhancing it.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisenone given

    Dynamic interval screening strategies may depend on screening history, for example, some algorithms for cervical cancer screening recommend extension of the interval after repeated negative tests.

    “Dynamic interval screening strategies ("individualized screening") may depend on screening history (e.g., some algorithms for cervical cancer screening recommend extension of the interval after repeated negative tests).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    In a cohort STM, all individuals in a given state are indistinguishable in terms of their transition probabilities.

    “In a cohort STM, all individuals in a given state are indistinguishable in terms of their transition probabilities.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based). May combine two claims.

    Premisenone given

    Long-term treatment effectiveness and costs often depend on time-varying heterogeneous patient characteristics, and many treatments are personalized and follow dynamic rules such as dose and second-line treatments, and compliance and treatment success depend on current treatment response and side effects.

    “Long-term treatment effectiveness and costs often depend on time-varying heterogeneous patient characteristics, and many treatments are "personalized" and follow dynamic rules (e.g., dose and second-line treatments, and compliance and treatment success depend on current treatment response and side effects).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationreasoning

    It is not appropriate to take an empirical estimate of the probability of a positive screen from a study because this does not explicitly incorporate the underlying disease probability.

    “It is not appropriate to take an empirical estimate of the probability of a positive screen from a study because this does not explicitly incorporate the underlying disease probability.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    Stability of model results is assessed by calculating variance from multiple runs with identical number of individuals, which should be much smaller than the smallest difference expected between strategies.

    “Stability of model results is assessed by calculating variance from multiple runs with identical number of individuals [55], which should be much smaller than the smallest difference expected between strategies.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [55] Kuntz, 2001, Modelling in economic evaluation source
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    If disease-specific mortality is not available, a relative reduction can be applied to disease-specific mortality, providing a conservative estimate of treatment benefit.

    “If disease-specific mortality is not available, a relative reduction can be applied to disease-specific mortality, providing a conservative estimate of treatment benefit.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Premisereasoning

    In an individual-level STM, characteristics and other parameters can be heterogeneous within a state but must be tracked throughout, and transition probabilities must be defined as a function of these characteristics.

    “In an individual-level STM, these characteristics and other parameters can be heterogeneous within a state but must be tracked throughout and transition probabilities must be defined as a function of these characteristics.”
    Quote in the paperSubstantial claim
39 of 39
  • The paper relies on this without support.

    State-transition modeling is one of the most widespread modeling techniques in clinical decision analysis, health technology assessment, and health-economic evaluation.

    “State-transition modeling is one of the most widespread modeling techniques in clinical decision analysis, health technology assessment, and health-economic evaluation.”
  • The paper relies on this without support.

    State-transition models have been used in many different populations and diseases, and their applications range from personalized health care strategies to public health programs.

    “State-transition models have been used in many different populations and diseases, and their applications range from personalized health care strategies to public health programs.”
  • The paper relies on this without support.

    Many clinical situations can be described in terms of the conditions that individuals can be in (states), how they can move among such states (transitions), and how likely such moves are (transition probabilities).

    “Many clinical situations can be described in terms of the conditions that individuals can be in ("states"), how they can move among such states ("transitions"), and how likely such moves are ("transition probabilities").”
  • The paper relies on this without support.

    Other modeling techniques are also suitable for situations requiring time-dependent parameters, time to an event, or repeated events, for example, discrete event simulation.

    “Other modeling techniques are also suitable for these situations (e.g., discrete event simulation).”
  • The paper relies on this without support.

    Background mortality from other causes increases with age.

    “When extrapolating beyond a trial's duration, reductions in all-cause mortality should not be applied directly since background mortality (from other causes) increases with age.”
  • The paper relies on this without support.

    Graphical representation of an STM helps communicate key structure and most important assumptions made regarding states and allowable transitions.

    “Graphical representation of an STM helps communicate key structure and most important assumptions made regarding states and allowable transitions.”
  • The paper relies on this without support.

    Presenting intermediate results can be helpful for demonstrating face validity for clinical experts, epidemiologists, and decision makers.

    “Presenting intermediate results can be helpful for demonstrating face validity for clinical experts, epidemiologists, and decision makers.”
  • The paper relies on this without support.

    Effectiveness estimates derived from observational studies are subject to confounding.

    “Effectiveness derived from observational studies must be adjusted for confounding (e.g., using multivariate regression techniques or propensity scoring).”
8 of 8

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

Cites

Flagged first, then by citations

Research works printed but not linked: 1

  1. Robins, 2004, Estimations of the effects of multiple interventions, Vol. 1, 2191

Cited by

Sorted by citations

Authors
Siebert, U., Alagoz, O., Bayoumi, A. M., Jahn, B., Owens, D. K., Cohen, D. J., & Kuntz, K. M.
Affiliations
  • Harvard University (US)
  • St. Michael's Hospital (CA)
  • UMIT TIROL - Private University for Health Sciences and Health Technology (AT)
  • VA Palo Alto Health Care System (US)
  • University of Missouri–Kansas City (US)
  • University of Minnesota (US)
Corresponding author
Siebert, Uwe
Venue
Value in Health
Publisher
Elsevier BV
Published
2012-09
Volume
15
Issue
6
Pages
812-820
ISSN
1098-3015 (ISSN-L)
OpenAlex
W3143265745
Cited by
495
References
60
Citations by year
2026: 39 · 2025: 38 · 2024: 41 · 2023: 37 · 2022: 29 · 2021: 42 · 2020: 47 · 2019: 41 · 2018: 34 · 2017: 39 · 2016: 38 · 2015: 28 · 2014: 27 · 2013: 7 · 2012: 8
FWCI
52.88
Type
journal article
Language
en
Open access
Locations
  • Value in Health (publishedVersion)
  • PubMed (publishedVersion)
Topics
  • Social Sciences › Economics, Econometrics and Finance › Economics and Econometrics › Health Systems, Economic Evaluations, Quality of Life
  • Social Sciences › Sociology and Political Science › Delphi Technique in Research
  • Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Clinical practice guidelines implementation
Keywords
state transition modeling, Markov model, microsimulation, cohort simulation, health economic evaluation, health technology assessment, clinical decision analysis, model structure, model parameters, reporting guidelines
MeSH terms
Decision Making, Computer-Assisted, Markov Chains, Models, Theoretical, Guidelines as Topic, Advisory Committees, Consensus, Evidence-Based Practice, Comparative Effectiveness Research

About these checks

Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-16.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-16.

Cited sources are checked by gpt-6-sol.

Statistics and arithmetic are recomputed, not judged.

Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.

What counts as a claim ›How we measure confidence ›How we check this ›

Are you an author, or do you see a problem with this page? Request a review