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The circumplex model of affect: An integrative approach to affective neuroscience, cognitive development, and psychopathology
Open accessAbstract
The circumplex model of affect proposes that all affective states arise from cognitive interpretations of core neural sensations that are the product of two independent neurophysiological systems. This model stands in contrast to theories of basic emotions, which posit that a discrete and independent neural system subserves every emotion. We propose that basic emotion theories no longer explain adequately the vast number of empirical observations from studies in affective neuroscience, and we suggest that a conceptual shift is needed in the empirical approaches taken to the study of emotion and affective psychopathologies. The circumplex model of affect is more consistent with many recent findings from behavioral, cognitive neuroscience, neuroimaging, and developmental studies of affect. Moreover, the model offers new theoretical and empirical approaches to studying the development of affective disorders as well as the genetic and cognitive underpinnings of affective processing within the central nervous system. This work was supported in part by NIMH Grants MH01232, MH59139, MH36197, MHK02-74677, and MH068318; a grant from the National Alliance for Research in Schizophrenia and Affective Disorders (NARSAD); NSF Grant BSC-0421702; and funding from the Thomas D. Klingenstein and Nancy D. Perlman Family Fund and the Suzanne Crosby Murphy Endowment at Columbia University.
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“These opposite effects on ISC fit with the proposed distinction between valence and arousal representations in the brain (31,32) and they also highlight the neurobehavioral functions that emotional arousal and valence may have in human social interaction.”
From Emotions promote social interaction by synchronizing brain activity across individuals (2012) · cites this paper as [32]
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BackgroundThuillard, S., & Dan‐Glauser, E. (2020) · BMC Psychology · doi:10.1186/s40359-020-00495-1 · Cited by 19
Reinforcement Sensitivity Theory, approach-affect and avoidance-affect
Warr, P. B., Sánchez‐Cardona, I., Taneva, S., Vera, M., Bindl, U. K., & Cifré, E. (2021) · Cognition & Emotion · doi:10.1080/02699931.2020.1855119 · Cited by 19
Alanazi, S., Alruwaili, M., Ahmad, F., Alaerjan, A., & Alshammari, N. O. (2021) · Sensors · doi:10.3390/s21113760 · Cited by 19
“Typically, two emotional dimensions from Russell’s valence–arousal emotion model are used to evaluate emotions in the study of emotion recognition [17,18].”
Kwon, J., & Kim, J. Y. (2021) · Frontiers in Psychology · doi:10.3389/fpsyg.2021.581918 · Cited by 16
“Emotions are measurable; for example, they can be measured as to how “intense” or positive or negative—as shown in the circumplex model of affect (Posner et al., 2005), representing the psychological constructionist stance on measures of human emotions.”
BackgroundEmotion-aware Multi-view Contrastive Learning for Facial Emotion Recognition
Kim, D. H., & Song, B. C. (2022) · Lecture notes in computer science · doi:10.1007/978-3-031-19778-9_11 · Cited by 16
“Comparing with categorical FER, AV-based FER handling continuous labels can theoretically understand complex facial expressions and micro-facial expressions, and even detect hidden emotions [37,44].”
BackgroundFacial thermal and blood perfusion patterns of human emotions: Proof-of-Concept
Aristizábal, V. H., Henao-Pérez, M., López-Medina, D. C., Cruz, R. Z., & Díaz-Londoño, G. (2023) · Journal of Thermal Biology · doi:10.1016/j.jtherbio.2023.103464 · Cited by 19
“Circumplexed model of emotions, adapted from [6].”
BackgroundInfluentialSivathasan, S., Dahary, H., Burack, J. A., & Quintin, E. (2023) · PLoS ONE · doi:10.1371/journal.pone.0279002 · Cited by 22
Affects affect affects: A Markov Chain
Cipresso, P., Borghesi, F., & Chirico, A. (2023) · Frontiers in Psychology · doi:10.3389/fpsyg.2023.1162655 · Cited by 17
“Russell’s circumplex model of affect was increasingly interpreted as being able to plot each emotion precisely on a two-dimensional plane, with arousal on one axis and valence on the other (Posner et al., 2005; Britton et al., 2006; Jefferies et al., 2008).”
BackgroundTheories, methodologies, and effects of affect-adaptive games: A systematic review
Croissant, M., Schofield, G. P., & McCall, C. (2023) · Entertainment Computing · doi:10.1016/j.entcom.2023.100591 · Cited by 21
Biological correlates of the Allais paradox
Silva, S. D., Baldo, D., & Matsushita, R. Y. (2011) · Applied Economics · doi:10.1080/00036846.2011.607133 · Cited by 18
“The circumplex model is believed to complement data from developmental, neuroimaging and behaviouralgenetics studies of affective disorders (Posner et al., 2005).”
InfluentialTkalčič, M., Odić, A., & Košir, A. (2013) · Information Sciences · doi:10.1016/j.ins.2013.06.006 · Cited by 16
“In fact, there are different ways to describe emotions, the two most common are the VAD (valence–arousal–dominance) space [18] and the basic emotions space [6].”
BackgroundTypeface Emotion Analysis for Communication on Mobile Messengers
Choi, S., Yamasaki, T., & Aizawa, K. (2016) · International Workshop on Multimedia Alternate Realities (AltMM) · doi:10.1145/2983298.2983305 · Cited by 16
“Figure 2 shows the circumflex model of emotion [10], which associates emotion terms with combinations of different intensities of valence and arousal.”
BackgroundEffects of emotion and motivation on memory dissociate in the context of losses
Bowen, H. J., & Spaniol, J. (2017) · Learning and Motivation · doi:10.1016/j.lmot.2017.05.003 · Cited by 16
The factorial structure of job-related affective well-being: Polish adaptation of the Warr’s measure
Mielniczuk, E., & Łaguna, M. (2018) · International Journal of Occupational Medicine and Environmental Health · doi:10.13075/ijomeh.1896.01178 · Cited by 23
Predicting affective valence using cortical hemodynamic signals
Trambaiolli, L. R., Biazoli, C. E., Cravo, A. M., & Sato, J. R. (2018) · Scientific Reports · doi:10.1038/s41598-018-23747-y · Cited by 16
Lehikoinen, A., Ranta-Nilkku, E., Mikkonen, J. E., Kaartinen, J., Penttonen, M., Ahonen, T., & Kiuru, N. H. (2018) · Learning and Individual Differences · doi:10.1016/j.lindif.2018.11.004 · Cited by 16
A Systematic Review for Cognitive State-Based QoE/UX Evaluation
Bañuelos-Lozoya, E., González, G., González-Franco, N., Díaz, O. G. F., & Castro-Sánchez, N. A. (2021) · Sensors · doi:10.3390/s21103439 · Cited by 19
“papers recognizing only emotions of the traditional circumplex model of affect [33]; 3.”
BackgroundCN-waterfall: a deep convolutional neural network for multimodal physiological affect detection
Fouladgar, N., Alirezaie, M., & Främling, K. (2021) · Neural Computing and Applications · doi:10.1007/s00521-021-06516-3 · Cited by 16
Alipour, M., Dupuy-Chessa, S. S., & Céret, É. (2021) · International Conference on Affective Computing and Intelligent Interaction and workshops · doi:10.1109/acii52823.2021.9597415 · Cited by 16
Contextual Recognition of Robot Emotions
Zhang, J., & SHARKEY, A. J. C. (2011) · Lecture notes in computer science · doi:10.1007/978-3-642-23232-9_8 · Cited by 16
“though some emotions (fear, and happy+surprised) were harder to make convincing [4, 9]. Moreover, to generate dramatic but smooth shifts from one emotional state of a robot to another, Russell’s circumplex model of affect containing two dimensions; valence and arousal [18] was used to construct an emotion space for Ki…”
MethodNederlof, A. F., Muris, P., & Hovens, J. E. J. M. (2013) · Personality and Individual Differences · doi:10.1016/j.paid.2013.09.006 · Cited by 16
Navarro, M. Á. L., Monzonís, J. L., & Tortosa-Edo, V. (2015) · Journal of Cleaner Production · doi:10.1016/j.jclepro.2015.03.071 · Cited by 16
“Indeed, studies have indicated that positive and negative affects tend to comprise independent dimensions and exhibit distinct functions with regard to human behaviour (Larsen and Diner, 1992; Posner et al., 2005).”
BackgroundHigh arousal and low arousal work-related positive affects and basal cardiovascular activity
Armon, G., Melamed, S., Berliner, S. A., & Shapira, I. (2013) · The Journal of Positive Psychology · doi:10.1080/17439760.2013.848375 · Cited by 17
“Happiness, on the other hand, which denotes moderately aroused positive emotion (Posner et al., 2005) have been consistently showed to be associated with reduced cardiovascular reactivity to stress (Steptoe, Gibson, Hammer, & Wardle, 2007) and with low HR and BP levels throughout the work day (see…”
BackgroundMankiewicz, P. D., Gresswell, D. M., & Turner, C. (2013) · International Journal of Wellbeing · doi:10.5502/ijw.v3i1.3 · Cited by 16
Bianchi, M., Valenza, G., Greco, A., Nardelli, M., Battaglia, E., Bicchi, A., & Scilingo, E. (2016) · IEEE International Symposium on Robot and Human Interactive Communication · doi:10.1109/roman.2016.7745100 · Cited by 14
“Circumplex Model of Affect (CMA) [12], a common model to categorize emotions using two main dimensions conceptualized by the terms of valence and arousal.”
BackgroundMethodInfluentialThuillard, S., & Dan‐Glauser, E. (2017) · Scientific Reports · doi:10.1038/s41598-017-12626-7 · Cited by 17
Heinrich, K. M., Crawford, D. A., Johns, B., Frye, J., & Gilmore, K. E. (2019) · Sport Exercise and Performance Psychology · doi:10.1037/spy0000159 · Cited by 20
Huang, Y.-D., Wang, K.-Y., Ho, Y.-L., He, C.-Y., & Fang, W.-C. (2019) · IEEE Biomedical Circuits and Systems Conference (BioCAS) · doi:10.1109/biocas.2019.8919038 · Cited by 16
“only includes valence and arousal [1].”
Metadata
- Authors
- POSNER, J., RUSSELL, J. A., & PETERSON, B. S.
- Affiliations
- New York State Psychiatric Institute (US)
- Boston College (US)
- Venue
- Development and Psychopathology
- Publisher
- Cambridge University Press (CUP)
- Published
- 2005-09
- Volume
- 17
- Issue
- 3
- Pages
- 715-734
- ISSN
- 0954-5794 (ISSN-L)
- 1469-2198
- PMC
- PMC2367156
- OpenAlex
- W2165857685
- Cited by
- 2,602
- References
- 149
- Citations by year
- 2026: 161 · 2025: 177 · 2024: 226 · 2023: 213 · 2022: 240 · 2021: 266 · 2020: 222 · 2019: 170 · 2018: 225 · 2017: 174 · 2016: 127 · 2015: 73 · 2014: 58 · 2013: 61 · 2012: 51
- FWCI
- 1.11
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Development and Psychopathology (publishedVersion)
- PubMed (publishedVersion)
- Europe PMC (PubMed Central) (acceptedVersion)
- PubMed Central (acceptedVersion)
- Funders
- National Institute of Mental Health (MH‐K02‐74677, MH 36197, R01MH036197, MH59139, R01MH059139, MH-01232, R01MH068318, MH 068318, K08MH001232)
- National Institute on Drug Abuse (R01DA017820)
- Topics
- Life Sciences › Neuroscience › Cognitive Neuroscience › Neural and Behavioral Psychology Studies
- Social Sciences › Psychology › Experimental and Cognitive Psychology › Anxiety, Depression, Psychometrics, Treatment, Cognitive Processes
- Social Sciences › Psychology › Clinical Psychology › Child and Adolescent Psychosocial and Emotional Development
- Keywords
- circumplex model of affect, basic emotions, affective neuroscience, cognitive development, mood disorders, neural systems, emotion theory
- MeSH terms
- Affect, Arousal, Mental Disorders, Brain, Cognition, Facial Expression, Humans, Nerve Net, Neurosciences, Psychological Theory, Temperament, Visual Perception
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