A psychometric framework for evaluating and shaping personality traits in large language models
Open accessAbstract
The advent of large language models (LLMs) has revolutionized natural language processing, enabling the generation of coherent and contextually relevant human-like text. As LLMs increasingly power conversational agents used by the general public worldwide, the synthetic personality traits embedded in these models by virtue of training on large amounts of human data are becoming increasingly important to evaluate. The style in which LLMs respond can mimic different human personality traits. Here, as these patterns can be a key factor determining the effectiveness of communication, we present a comprehensive psychometric methodology for administering and validating personality tests on widely used LLMs, as well as for shaping personality in the generated text of such LLMs. Applying this method to 18 LLMs, we found that: personality measurements in the outputs of some LLMs under specific prompting configurations are reliable and valid; evidence of reliability and validity of synthetic LLM personality is stronger for larger and instruction-fine-tuned models; and personality in LLM outputs can be shaped along desired dimensions to mimic specific human personality profiles. We discuss the application and ethical implications of the measurement and shaping method, in particular regarding responsible artificial intelligence. Serapio-García, Safdari and colleagues develop a method based on psychometric tests to measure and validate personality-like traits in LLMs. Large, instruction-tuned models give reliable personality measurement results, and specific personality profiles can be mimicked in downstream tasks.
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Written from the paper’s full text.
TL;DR
The paper presents a psychometric framework for administering, validating, and shaping personality tests in large language models. Across 18 LLMs, reliability and construct validity were stronger for larger and instruction-fine-tuned models, and personality could be shaped along desired dimensions and predicted downstream text behavior.
Key findings
- Reliability and validity were strongest for larger instruction-tuned models: Flan-PaLM 540B and GPT-4o had reliability “++”, convergent validity 0.90, and discriminant validity 0.51 and 0.48, respectively. Base models failed: PaLM 62B had reliability “−−”, convergent validity 0.05, and discriminant validity −0.24; Llama 2 base models had near-zero convergent correlations.
- Instruction tuning was a clear predictor of validity: Llama 2 7B, 13B, and 70B base models showed non-significant near-zero convergent correlations, while Llama 2-Chat counterparts showed rconv = 0.59, 0.83, and 0.80; Mistral 7B versus Mistral 7B Instruct was rconv = 0.03 versus 0.28.
- Personality could be shaped: for 11 of 12 models tested, single-trait shaping produced average Spearman ρ ≥ 0.80; Flan-PaLM 540B achieved the largest median shift Δ = 3.67. In multi-trait shaping, Flan-PaLM 540B and GPT-4o shifted a given Big Five trait by 2.525 points on average.
- Psychometric tests predicted downstream behavior: average convergent r between survey- and language-based personality was 0.67 across models, exceeding the human average r = 0.38; prompted trait levels correlated with personality in generated social media updates at average ρ = 0.68–0.82.
Methods
- Administered the 300-item IPIP-NEO and 44-item BFI, plus 11 criterion tests, to 18 LLMs from PaLM, Llama 2, Mistral, Mixtral, and GPT families. Prompts varied persona instructions, 50 biographic descriptions, item instructions, and postambles, resampled 1,250 times; responses were scored via conditional log probabilities of response options.
- Evaluated reliability (Cronbach’s α, Guttman’s λ6, McDonald’s ω), convergent and discriminant validity via IPIP-NEO–BFI correlations, and criterion validity against external criteria. Shaping used 104 trait adjectives and Likert-type qualifiers at 9 levels in single- and multi-trait experiments.
- Downstream task: the largest tested model per family generated up to 1.125 million social media status updates from 2,250 simulated profiles; personality in generated text was rated with Apply Magic Sauce, then correlated with psychometric scores and prompted trait levels.
Limitations
- The paper states: model coverage was limited to selected PaLM, Llama 2, Mistral, Mixtral, and GPT families; psychometric test selection may bias results; models were assessed with English-language tests and primarily Western training data, creating monocultural bias; items were administered independently rather than in sequence; responses were constrained to set choices or log-probability scoring rather than free generation; and the downstream task used repeated single-turn interactions, giving only a partial picture of external validity.
- Evident from the text: exact size differences for GPT-4o mini versus GPT-4o are unknown, and some models were not tested across shaping experiments (marked NT in Table 1).
Model-written summary. Check it against the paper before relying on it.
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Cites
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Claims the paper makes
18 of 53 cited sources checked · 9 supported · 0 flagged · accuracy not yet measured
- Findingcitation
Shaped personality verifiably influences LLM behaviour in common downstream tasks, such as writing social media posts.
“shaped personality verifiably influences LLM behaviour in common downstream (that is, subsequent) tasks, such as writing social media posts12”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [12] Schwartz, H. A. et al. Personality, gender, and age in the language of social media: the open-vocabulary approach. PLoS ONE 8, e73791 (2013). source
The Discussion (page unavailable) reports correlations between personality factors and language in Facebook posts written by people. The Data Set section (page unavailable) confirms these were participants’ status updates, not LLM outputs. The paper therefore supports a link between human personality and social-media language, but not the claim that shaped personality influences LLM behaviour in downstream writing tasks. (LLM, conf=0.86)
Experimental — accuracy not yet measured
- Premisecitation
Past studies have attempted to measure personality in LLMs with psychometric tests.
“although past studies2 have attempted to measure personality in LLMs with psychometric tests”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [2] Hagendorff, T. Machine psychology: investigating emergent capabilities and behavior in large language models using psychological methods. Preprint at https://doi.org/10.48550/arXiv.2303.13988 (2023). source
- Premisecitation
Validated psychometric methods for human personality measurement have not been applied to LLMs end-to-end.
“So far, validated psychometric methods for human personality measurement have not been applied to LLMs end-to-end”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [2] Hagendorff, T. Machine psychology: investigating emergent capabilities and behavior in large language models using psychological methods. Preprint at https://doi.org/10.48550/arXiv.2303.13988 (2023). source
The Theory: Evaluation paradigms section (page unavailable) discusses personality-related self-report measures in LLMs and cautions that their results are prompt-sensitive. It does not say whether validated human personality-measurement methods have or have not been applied to LLMs end-to-end; searches for psychometric validation and end-to-end application did not establish that point. (LLM, conf=0.72)
Experimental — accuracy not yet measured
- Premisecitation
Pretrained-only base LLMs are known to show biased attention for more recent tokens (the end of inputs), especially when evaluating next-word prediction of contiguous text.
“Pretrained-only base LLMs are known to show biased attention for more recent tokens (that is, the end of inputs), especially when evaluating next-word prediction of contiguous text52.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [52] Sun, S., Krishna, K., Mattarella-Micke, A. & Iyyer, M. Do long-range language models actually use long-range context? In Proc. 2021 Conference on Empirical Methods in Natural Language Processing (eds Moens, M.-F. et al.) 807–822 (ACL, 2021). source
Section 3 reports that overall next-token perplexity plateaus beyond a 2K-token prefix, and Section 4 finds that the Routing Transformer relies on the most recent occurrences of repeated tokens for prediction. Section 5 confirms that the token-level evaluations use ground-truth contiguous prefixes. These results support a preference for recent context in the models studied, but do not establish biased attention weights across pretrained-only base LLMs generally. (LLM, conf=0.84)
Experimental — accuracy not yet measured
- Premisecitation
This uneven attention compounds approximation errors in longer contexts, such as those necessitated by 300-item IPIP-NEO used here.
“This uneven attention compounds approximation errors in longer contexts53, such as those necessitated by 300-item IPIP-NEO used here, which further motivated our design decision to administer items to models independently.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [53] Qin, G., Feng, Y. & Van Durme, B. The NLP task effectiveness of long-range transformers. In Proc. 17th Conference of the European Chapter of the Association for Computational Linguistics (eds Vlachos, A. & Augenstein, I.) 3774–3790 (ACL, 2023). source
Section 7 reports that XLNet attends less to distant information, while Section 5.4 reports accumulated approximation errors as more Performer layers are stacked. The paper does not say that uneven attention compounds those errors in longer contexts; its error finding concerns transformer depth, not context length. It does not discuss the IPIP-NEO. (LLM, conf=0.86)
Experimental — accuracy not yet measured
- Premisecitation
One of the methods to determine whether a text containing a world fact is generated by an LLM (and hence might require vetting) is to identify psycholinguistic patterns known to pervade 'factual' LLM language, such as lower levels of emotional expression.
“One of the methods to determine whether a text containing a world fact is generated by an LLM (and hence might require vetting) is to identify psycholinguistic patterns known to pervade ‘factual’ LLM language, such as lower levels of emotional expression62.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [62] Tang, R., Chuang, Y.-N. & Hu, X. The science of detecting LLM-generated texts. Commun. ACM. 67, 50–59 (2024). source
The Linguistic patterns section describes sentiment as a feature for detecting LLM-generated text and reports that it is generally less emotional than human-authored text. The paper does not establish this pattern specifically for text containing world facts, and the White-Box Detection section cautions that prompts can change an LLM’s sentiment and style. (LLM, conf=0.82)
Experimental — accuracy not yet measured
- Premisecitation
Personality matching has been shown to increase the effectiveness of real-life persuasive communication.
“Personality matching has been shown to increase the effectiveness of real-life persuasive communication59.”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [59] Matz, S., Kosinski, M., Nave, G. & Stillwell, D.J. Psychological targeting as an effective approach to digital mass persuasion. Proc. Natl Acad. Sci. USA 114, 12714–12719 (2017). source
- Premisecitation
The criterion measures were drawn from widely used instruments developed and psychometrically validated for human research, including PANAS, BPAQ, PVQ-RR and SSCS.
“These criterion measures were drawn from widely used instruments developed and psychometrically validated for human research, including PANAS scales40, Buss–Perry Aggression Questionnaire (BPAQ)43, Revised Portrait Value Questionnaire (PVQ-RR)44 and Short Scale of Creative Self (SSCS)47.”
Quote in the paperSubstantial claim1 of 3 sources checked- cites [40] Watson, D., Clark, L. A. & Tellegen, A. Development and validation of brief measures of positive and negative affect: the PANAS scales. J. Pers. Soc. Psychol. 54, 1063–1070 (1988). source
- cites [43] Buss, A. H. & Perry, M. The aggression questionnaire. J. Pers. Soc. Psychol. 63, 452–459 (1992). source
- cites [44] Schwartz, S. H. & Cieciuch, J. Measuring the refined theory of individual values in 49 cultural groups: psychometrics of the revised portrait value questionnaire. Assessment 29, 1005–1019 (2022). source
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Findingown data
Increases in the average distance (Δ) between a matrix's convergent and respective discriminant correlations supported the pattern when progressively comparing models of similar training paradigms by size.
“This pattern is further supported by increases in the average distance (Δ) between a matrix’s convergent and respective discriminant correlations when progressively comparing models of similar training paradigms by size in Extended Data Table 3: Flan-PaLM 8B with Flan-PaLM 540B; Llama 2-Chat 7B with Llama 2-Chat 70B; and Mistral 7B Instruct with Mixtral 8x7B Instruct.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
LLM personality measurements were reliable and valid for medium and large instruction-fine-tuned variants of PaLM (62B and 540B parameters, respectively).
“We found that LLM personality measurements were reliable and valid for medium and large instruction-fine-tuned variants of PaLM (62B and 540B parameters, respectively).”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Scores of Llama 2-Chat counterparts showed moderate-to-strong convergent correlations (rconv = 0.59, 0.83 and 0.80, respectively).
“whereas scores of their Llama 2-Chat counterparts showed moderate-to-strong convergent correlations (rconv = 0.59, 0.83 and 0.80, respectively).”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingnone given
Mistral 7B Instruct's convergent validity performance was poor.
“Mistral 7B Instruct’s convergent validity performance was poor.”
Quote in the paperNot a substantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Personality score distributions differed across model families.
“Personality score distributions differed across model families (Extended Data Fig. 1).”
Quote in the paperNot a substantial claim - Findingown data
The average correlations between Llama 2 7B, 13B and 70B's IPIP-NEO and BFI scores were all non-significant and close to zero.
“For example, the average correlations between Llama 2 7B, 13B and 70B’s IPIP-NEO and Big Five Inventory (BFI)69 scores were all non-significant and close to zero”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [69] John, O. P. & Srivastava, S. in The Big Five Trait Taxonomy: History, Measurement, and Theoretical Perspectives: Handbook of Personality: Theory and Research Vol. 2 (eds Pervin, L. A. & John, O. P.) 102–138 (Guilford, 1999).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Personality measurements in the outputs of some LLMs under specific prompting configurations are reliable and valid.
“personality measurements in the outputs of some LLMs under specific prompting configurations are reliable and valid”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
All 30 comparisons of six pairs of base and instruction-tuned models of identical size revealed a consistent pattern.
“All 30 comparisons of six pairs of base and instruction-tuned models of identical size (namely, two PaLM, six Llama 2, two Mistral and two Mixtral variants; 12 models in total) revealed a consistent pattern.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Evidence for discriminant validity clearly favoured instruction-fine-tuned models over base models, when holding model size and family constant.
“Evidence for discriminant validity clearly favoured instruction-fine-tuned models over base models, when holding model size and family constant.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
The criterion validity of synthetic personality measurements in LLMs varied across LLM size and instruction fine-tuning.
“The criterion validity of synthetic personality measurements in LLMs, relative to their convergent and discriminant validity, similarly varied across LLM size and instruction fine-tuning.”
Quote in the paperSubstantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingnone given
The scores computed for both personality measures convergently correlated.
“As the scores computed for both personality measures convergently correlated”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Convergent validity scaled with size for instruction-tuned models.
“Convergent validity scaled with size for instruction-tuned models (Extended Data Fig. 2 and Extended Data Table 3).”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Holding the model training paradigm constant, indices of discriminant validity similarly improved with size for instruction-tuned models.
“Holding the model training paradigm constant, indices of discriminant validity similarly improved with size for instruction-tuned models.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Convergent correlations grew stronger and more uniform in magnitude for relatively large models.
“By contrast, convergent correlations grew stronger and more uniform in magnitude for relatively large models (that is, those with greater numbers of active parameters; Supplementary Note A.12.1).”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
IPIP-NEO Extraversion for all three Llama 2 models, Mistral 7B and Mixtral 8x7B (all base models) failed to demonstrate criterion validity.
“IPIP-NEO Extraversion for all three Llama 2 models, Mistral 7B and Mixtral 8x7B (all base models) failed to demonstrate criterion validity”
Quote in the paperSubstantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
Llama 2-Chat 70B and Mixtral 8x7B Instruct replicated the pattern of PaLM 62B's discriminant correlations outweighing convergent counterparts.
“Llama 2-Chat 70B (compare Llama 2-Chat 70B) and Mixtral 8x7B Instruct (compare Mixtral 8x7B) replicated this pattern.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Reliability did not scale with model size for tested base models of the same family.
“Meanwhile, reliability did not scale with model size for tested base models of the same family.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
The similar performance of GPT-4o mini and GPT-4o on average Δ mirrors that of Flan-PaLM at 62B versus 540B parameters.
“While the exact size difference between these two closed models is unknown, their similar performance on this metric mirrors that of Flan-PaLM at 62B versus 540B parameters.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
The convergent validity of relatively smaller instruction-tuned model measurements was inconsistent or poor.
“The convergent validity of relatively smaller instruction-tuned model measurements was inconsistent or poor.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Convergence between LLM IPIP-NEO and BFI scores was strongest for Flan-PaLM 540B and GPT-4o (average rconv = 0.90).
“Convergence between LLM IPIP-NEO and BFI scores was strongest for Flan-PaLM 540B and GPT-4o (average rconv = 0.90).”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Reliability improved from acceptable to excellent when comparing the smallest- and largest-tested variants of Flan-PaLM and Llama 2-Chat.
“Reliability improved from acceptable to excellent when comparing the smallest- and largest-tested variants of Flan-PaLM and Llama 2-Chat.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingcitation
Simulated IPIP-NEO Extraversion scores for all but base PaLM models sufficiently correlated with the PANAS scales, supporting their criterion validity.
“Simulated IPIP-NEO Extraversion scores for all but base PaLM models sufficiently correlated with the Positive and Negative Affect Schedule (PANAS) scales40, supporting their criterion validity.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [40] Watson, D., Clark, L. A. & Tellegen, A. Development and validation of brief measures of positive and negative affect: the PANAS scales. J. Pers. Soc. Psychol. 54, 1063–1070 (1988). source
- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
Across different models of the same training configuration, the internal consistency reliability (α) of synthetic personality scores increased with model size for instruction-tuned models.
“Across different models of the same training configuration (for example, Flan-PaLM 8B, Flan-PaLM 62B and Flan-PaLM 540B), the internal consistency reliability (that is, α) of synthetic personality scores increased with model size (in this case, number of active parameters) for instruction-tuned models.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Evidence of reliability and validity of synthetic LLM personality is stronger for larger and instruction-fine-tuned models.
“evidence of reliability and validity of synthetic LLM personality is stronger for larger and instruction-fine-tuned models”
- Also stated in: § Main · plain
“evidence of the reliability and validity of LLM-synthesized personality measurements is stronger for larger and instruction-fine-tuned models”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Also stated in: § Main · plain
- Findingown data
Measurements of larger, instruction-fine-tuned models showed stronger criterion validity compared with those of their smaller, non-instruction-tuned counterparts.
“Measurements of larger, instruction-fine-tuned models showed stronger criterion validity compared with those of their smaller, non-instruction-tuned counterparts.”
Quote in the paperSubstantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
Mistral 7B and Mistral 7B Instruct responded unreliably in general.
“While Mistral 7B and Mistral 7B Instruct responded unreliably in general”
Quote in the paperNot a substantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Reliability only modestly improved with model size when comparing GPT-4o mini with GPT-4o.
“Reliability only modestly improved with model size when comparing GPT-4o mini with GPT-4o, the only models from OpenAI with confirmed size differences but similar training.”
Quote in the paperNot a substantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Among instruction-tuned models, indices of convergent and discriminant validity improved as a function of model size.
“Second, among instruction-tuned models, these indices of validity improved as a function of model size.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Of all the models tested, Flan-PaLM 540B and GPT-4o synthesized human personality traits best with respect to reliability and validity.
“Of all the models we tested, Flan-PaLM 540B and GPT-4o synthesized human personality traits best with respect to reliability and validity.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
The same pattern of (un)reliability was clear for all sizes of Llama 2 and Llama 2-Chat.
“The same pattern of (un)reliability was clear for all sizes of Llama 2 and Llama 2-Chat.”
Quote in the paperNot a substantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Average Δ also improved when comparing GPT-4o mini with GPT-4o, albeit modestly.
“Average Δ also improved when comparing GPT-4o mini with GPT-4o, albeit modestly.”
Quote in the paperNot a substantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
All reliability metrics for Flan-PaLM 62B and Flan-PaLMChilla 62B were in the mid-to-high 0.90s, on average.
“For instance, all reliability metrics for Flan-PaLM 62B and Flan-PaLMChilla 62B were in the mid-to-high 0.90s, on average.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
For models of the same family and size, instruction-fine-tuned variants provided much more reliable responses than base variants.
“For models of the same family and size (for example, PaLM, Flan-PaLM and Flan-PaLMChilla, 62B), instruction-fine-tuned variants provided much more reliable responses than base variants.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Responses from PaLM 62B (a pretrained base model) were markedly inconsistent (−0.55 ≤ Cronbach's α ≤ 0.67).
“By contrast, responses from PaLM 62B (a pretrained base model) were markedly inconsistent (−0.55 ≤ Cronbach’s α ≤ 0.67, where α is an internal consistency metric; see Supplementary Note A.4.1).”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Personality in LLM outputs can be shaped along desired dimensions to mimic specific human personality profiles.
“personality in LLM outputs can be shaped along desired dimensions to mimic specific human personality profiles”
- Also stated in: § Main · plain
“personality in LLM outputs can be shaped along desired dimensions to mimic specific human personality profiles”
Quote in the paperSubstantial claim - Also stated in: § Main · plain
- Findingown data
Base models without any instruction fine-tuning categorically failed checks for convergent and discriminant validity.
“base models without any instruction fine-tuning categorically failed checks for convergent and discriminant validity”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingcitation
All five of Flan-PaLM 62B's convergent correlations passed established standards of discriminant validity.
“For instance, all five of Flan-PaLM 62B’s convergent correlations passed established standards38 of discriminant validity.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [38] Campbell, D. T. & Fiske, D. W. Convergent and discriminant validation by the multitrait-multimethod matrix. Psychol. Bull. 56, 81 (1959). source
- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Moving from Mistral 7B Instruct to Mixtral 8x7B Instruct, reliability improved from unacceptable to excellent.
“Moving from Mistral 7B Instruct to Mixtral 8x7B Instruct (which use 7B and 12.9B active parameters, respectively), reliability improved from unacceptable to excellent.”
Quote in the paperSubstantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
The absolute magnitude of all five convergent correlations between the IPIP-NEO and BFI for Flan-PaLM 62B, Flan-PaLM 540B, Llama 2-Chat 70B and Mixtral 8x7B Instruct were the strongest of their respective rows and columns under the multitrait-multimethod matrix framework.
“The absolute magnitude of all five convergent correlations between the IPIP-NEO and BFI for Flan-PaLM 62B, Flan-PaLM 540B, Llama 2-Chat 70B and Mixtral 8x7B Instruct were the strongest of their respective rows and columns under the multitrait–multimethod matrix38 framework described in Supplementary Note A.4.2.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [38] Campbell, D. T. & Fiske, D. W. Convergent and discriminant validation by the multitrait-multimethod matrix. Psychol. Bull. 56, 81 (1959). source
- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Personality responses of instruction-tuned models demonstrated markedly stronger convergent validity.
“Personality responses of instruction-tuned models demonstrated markedly stronger convergent validity (Extended Data Fig. 2).”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
A model's training paradigm was the clearest predictor of the validity of its personality measurements.
“First, a model’s training paradigm was the clearest predictor of the validity of its personality measurements”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
The same pattern emerged for Llama 2-Chat 7B.
“The same pattern emerged for Llama 2-Chat 7B.”
Quote in the paperNot a substantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Findingown data
Mistral 7B Instruct's reliability metrics were roughly 2.7-times higher than those of its base counterpart.
“Mistral 7B Instruct’s reliability metrics were roughly 2.7-times higher than those of its base counterpart.”
Quote in the paperNot a substantial claim- Rests on an assumption: Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
- Findingown data
Psychometric test-based personality strongly correlated with language-based personality levels observed in downstream generated text across all tested models.
“Psychometric test-based personality strongly correlated with language-based personality levels observed in downstream generated text across all tested models, shown in Fig. 5.”
Quote in the paperSubstantial claim - Findingown data
LLM-specific criterion validity for agreeableness failed to emerge for every base model, with the exception of PaLM 62B.
“By contrast, LLM-specific criterion validity for agreeableness failed to emerge for every base model, with the exception of PaLM 62B.”
Quote in the paperNot a substantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
On average per model, prompted trait levels correlated strongly to very strongly with personality observed in LLM-generated social media updates (average ρ ranged from 0.68 to 0.82).
“On average per model, prompted trait levels correlated strongly to very strongly with personality observed in LLM-generated social media updates (average ρ ranged from 0.68 to 0.82; Extended Data Table 5).”
Quote in the paperSubstantial claim - Findingown data
LLM-generated language in response to prompting for extremely high emotional stability (extremely low neuroticism) was characterized by positive emotion words, such as 'happy', 'relaxing', 'wonderful', 'hope' and 'excited'.
“For instance, LLM-generated language in response to prompting for extremely high emotional stability (that is, extremely low neuroticism) was characterized by positive emotion words, such as ‘happy’, ‘relaxing’, ‘wonderful’, ‘hope’ and ‘excited’.”
Quote in the paperNot a substantial claim - Findingown data
The average convergent r between survey- and language-based measures of all five dimensions was 0.67 across models.
“In particular, the average convergent r between survey- and language-based measures of all five dimensions was 0.67 across models.”
Quote in the paperSubstantial claim - Findingown data
The conscientiousness measurements of all instruction-fine-tuned PaLM variants exhibited stronger evidence of criterion validity than those of the base model, PaLM 62B.
“Figure 3 shows how the conscientiousness measurements of all instruction-fine-tuned PaLM variants exhibited stronger evidence of criterion validity than those of the base model, PaLM 62B.”
Quote in the paperSubstantial claim - Findingown data
For Mistral 7B and Mistral 7B Instruct, instruction tuning related to only a modest improvement in criterion validity, from unacceptable to poor.
“For Mistral 7B and Mistral 7B Instruct, instruction tuning related to only a modest improvement in criterion validity, from unacceptable to poor.”
Quote in the paperSubstantial claim - Findingown data
Distributional distance increased with model size, particularly for observed neuroticism, openness and conscientiousness scores.
“Distributional distance increased with model size, particularly for observed neuroticism, openness and conscientiousness scores (Extended Data Table 7).”
Quote in the paperNot a substantial claim - Findingcitation
IPIP-NEO Neuroticism's criterion validity increased with model size for instruction-tuned models, in terms of how the strengths and directions of their criterion correlations aligned with those observed among human data.
“IPIP-NEO Neuroticism’s criterion validity increased with model size for instruction-tuned models, in terms of how the strengths and directions of their criterion correlations aligned with those observed among human data39.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [39] Watson, D. & Clark, L. A. On traits and temperament: general and specific factors of emotional experience and their relation to the Five-Factor model. J. Personality 60, 441–476 (1992). source
- Findingown data
Flan-PaLMChilla 62B's personality scores monotonically increased alongside prompted levels of a given Big Five trait.
“Figure 4 visualizes this overall pattern, depicting, for example, how Flan-PaLMChilla 62B’s personality scores monotonically increased alongside prompted levels of a given Big Five trait.”
Quote in the paperNot a substantial claim - Findingown data
Criterion validity for conscientiousness did not scale consistently with size.
“Nevertheless, criterion validity for this domain did not scale consistently with size.”
Quote in the paperSubstantial claim - Findingnone given
Relative model size modestly related to the validity of openness scores for GPT-4o mini and GPT-4o.
“Relative model size modestly related to the validity of openness scores for GPT-4o mini and GPT-4o.”
Quote in the paperNot a substantial claim - Findingown data
Instruction-tuned variants of tested Llama 2, Mistral and Mixtral models replicated the finding that instruction-tuned variants had stronger criterion validity than base models for conscientiousness.
“Instruction-tuned variants of tested Llama 2, Mistral and Mixtral models replicated this finding.”
Quote in the paperSubstantial claim - Findingown data
All but two models tested (Mistral 7B Instruct and Llama 2-Chat 7B) produced distinct distributions of personality test scores, showing varying abilities to differentiate between high and low levels.
“However, all but two models tested (Mistral 7B Instruct and Llama 2-Chat 7B) produced distinct distributions of personality test scores, showing varying abilities to differentiate between high and low levels.”
Quote in the paperSubstantial claim - Findingown data
Levels of unprompted traits remained relatively stable in response to shaping.
“Notably, levels of unprompted traits remained relatively stable in response to shaping.”
Quote in the paperSubstantial claim - Findingown data
The medians of Flan-PaLMChilla 62B's openness scores remained near 3.00 when all other Big Five domains were shaped.
“For instance, the medians of Flan-PaLMChilla 62B’s openness scores remained near 3.00 when all other Big Five domains were shaped—see the right side of Fig. 4.”
Quote in the paperSubstantial claim - Findingown data
By pairing specific language markers and qualifiers, LLMs can be steered towards targeted personality profiles with high fidelity.
“Further leveraging our framework, we introduce zero-shot personality shaping: by pairing specific language markers and qualifiers, we showed how LLMs can be steered towards targeted personality profiles with high fidelity.”
Quote in the paperSubstantial claim - Findingown data
IPIP-NEO criterion correlations with the SSCS creative self-efficacy (CSE) and creative personal identity (CPI) ranged from moderate (r = 0.59) to strong (r = 0.84).
“IPIP-NEO criterion correlations with the Short Scale of Creative Self (SSCS)47 creative self-efficacy (CSE) and creative personal identity (CPI) ranged from moderate (r = 0.59) to strong (r = 0.84).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [47] Karwowski, M., Lebuda, I. & Wiśniewska, E. Measuring creative self-efficacy and creative personal identity. Int. J. Creat. Probl. Solving 8, 45–57 (2018).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Findingown data
The average Spearman correlation (ρ) for these models was ≥ 0.80.
“Namely, the average Spearman correlation (ρ) for these models was ≥ 0.80 (Extended Data Table 6).”
Quote in the paperSubstantial claim - Findingown data
Similar patterns of stability were observed for extraversion and agreeableness.
“Similar patterns of stability were observed for extraversion and agreeableness.”
Quote in the paperNot a substantial claim - Findingown data
Flan-PaLM 540B and GPT-4o showed the best overall control concurrently shaping multiple Big Five traits.
“Flan-PaLM 540B, our largest tested model in terms of known parameter size, and GPT-4o showed the best overall control concurrently shaping multiple Big Five traits.”
Quote in the paperSubstantial claim - Findingown data
On average, LLM IPIP-NEO scores outperformed human IPIP-NEO scores in predicting text-based levels of personality.
“On average, LLM IPIP-NEO scores outperformed human IPIP-NEO scores in predicting text-based levels of personality, indicating that LLM personality test responses accurately capture latent LLM personality levels manifested in downstream behaviour.”
Quote in the paperSubstantial claim - Findingown data
When concurrently setting the prompted trait levels of each Big Five dimension to either 'extremely high' or 'extremely low', all tested models struggled to show the same level of control observed in single-trait shaping.
“When we concurrently set the prompted trait levels of each Big Five dimension to either ‘extremely high’ or ‘extremely low’, all tested models struggled to show the same level of control observed in single-trait shaping.”
Quote in the paperSubstantial claim - Findingown data
Flan-PaLM 8B's median scores on IPIP-NEO Agreeableness shifted from 2.88 to only 3.52 when the model was prompted to simulate 'extremely low' and 'extremely high' levels of agreeableness (1 versus 9), respectively.
“Flan-PaLM 8B’s median scores on IPIP-NEO Agreeableness, for instance, shifted from 2.88 to only 3.52 when the model was prompted to simulate ‘extremely low’ and ‘extremely high’ levels of agreeableness (that is, 1 versus 9), respectively.”
Quote in the paperSubstantial claim - Findingown data
Flan-PaLM 62B, Flan-PaLMChilla 62B and GPT-4o mini outperformed their larger counterparts on shaping extraversion, with Δ values of 3.44, 3.40 and 3.42, respectively.
“Flan-PaLM 62B, Flan-PaLMChilla 62B and GPT-4o mini outperformed their larger counterparts on shaping extraversion, with Δ values of 3.44, 3.40 and 3.42, respectively.”
Quote in the paperNot a substantial claim - Findingown data
IPIP-NEO agreeableness for all base Llama 2 models and Mixtral 8x7B failed to adequately and significantly correlate with any BPAQ subscale, demonstrating unacceptable criterion validity.
“IPIP-NEO agreeableness for all base Llama 2 models and Mixtral 8x7B failed to adequately and significantly correlate with any Buss–Perry Aggression Questionnaire (BPAQ)43 subscale, demonstrating unacceptable criterion validity.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [43] Buss, A. H. & Perry, M. The aggression questionnaire. J. Pers. Soc. Psychol. 63, 452–459 (1992). source
- Findingown data
Only relatively larger models were able to disambiguate prompts requesting the lowest versus highest levels of a targeted dimension.
“Only relatively larger models were able to disambiguate prompts requesting the lowest (versus highest) levels of a targeted dimension.”
Quote in the paperSubstantial claim - Findingown data
When Flan-PaLM 8B was given the same extremely low and high prompts as in the first shaping experiment, the median difference between its level-1-prompted and level-9-prompted agreeableness scores (2.37 and 4.12, respectively) was 173% larger.
“When Flan-PaLM 8B was given the same extremely low and high prompts as in the first shaping experiment, the median difference between its level-1-prompted and level-9-prompted agreeableness scores (2.37 and 4.12, respectively) was 173% larger.”
Quote in the paperNot a substantial claim - Findingown data
IPIP-NEO Neuroticism for all instruction-tuned models, compared with base models, showed excellent evidence of criterion validity in their relation to PANAS scales.
“IPIP-NEO Neuroticism for all instruction-tuned models, compared with base models, showed excellent evidence of criterion validity in their relation to PANAS scales (Fig. 3).”
Quote in the paperSubstantial claim - Findingown data
Along the axis of size for instruction-tuned models, IPIP-NEO Agreeableness showed large jumps in criterion validity from small- to mid-sized variants within a family, but then plateaued, with larger models yielding at most modest additional gains.
“Along the axis of size for instruction-tuned models, IPIP-NEO Agreeableness showed large jumps in criterion validity from small- to mid-sized variants within a family, but then plateaued, with larger models yielding at most modest additional gains.”
Quote in the paperSubstantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
The fluctuations in conscientiousness and neuroticism scores did not reach the strength and direction of the score changes observed in the ridge plots of targeted traits.
“Conscientiousness and neuroticism scores fluctuated the most in response to prompts that did not target those domains, but these fluctuations did not reach the strength and direction of the score changes observed in the ridge plots of targeted traits (that is, the plots on the diagonal, from top-left to bottom-right).”
Quote in the paperNot a substantial claim - Findingown data
Conscientiousness and neuroticism scores fluctuated the most in response to prompts that did not target those domains.
“Conscientiousness and neuroticism scores fluctuated the most in response to prompts that did not target those domains, but these fluctuations did not reach the strength and direction of the score changes observed in the ridge plots of targeted traits (that is, the plots on the diagonal, from top-left to bottom-right).”
Quote in the paperNot a substantial claim - Findingown data
Flan-PaLM 540B achieved the largest Δ of 3.67.
“Meanwhile, models with greater than 62B active parameters (and GPT-4o) achieved average Δ ≥ 3.00, with Flan-PaLM 540B achieving the largest Δ of 3.67.”
Quote in the paperNot a substantial claim - Findingown data
For 11 out of 12 models tested, ordinal targeted levels of personality very strongly correlated with observed IPIP-NEO scores.
“For 11 out of 12 models tested, ordinal targeted levels of personality very strongly correlated with observed IPIP-NEO scores.”
Quote in the paperSubstantial claim - Findingown data
The smallest tested models (Flan-PaLM 8B, Llama 2-Chat 7B and Mistral 7B Instruct) struggled to reach Δs ≥ 2.00.
“Our smallest tested models (namely, Flan-PaLM 8B, Llama 2-Chat 7B and Mistral 7B Instruct) struggled to reach Δs ≥ 2.00; Mistral 7B Instruct’s median personality domain scores shifted by a Δ of only 0.78 on average.”
Quote in the paperSubstantial claim - Findingown data
This observed convergence, even for the weakest-performing model, exceeded established convergence between survey- and language-based levels of personality reported for humans (average r = 0.38).
“This observed convergence, even for the weakest-performing model, exceeded established convergence between survey- and language-based levels of personality reported for humans (average r = 0.38)48.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [48] Park, G. et al. Automatic personality assessment through social media language. J. Personality Soc. Psychol. 108, 934 (2015). source
- Findingown data
Size was linked to modest improvements in validity for GPT-4o and GPT-4o mini.
“Size was likewise linked to modest improvements in validity for GPT-4o and GPT-4o mini.”
Quote in the paperNot a substantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
For Flan-PaLM 540B and GPT-4o, a given Big Five trait score shifted by 2.525 points on average.
“For these models, a given Big Five trait score shifted by 2.525 points on average, as shown in the Δ columns of Extended Data Table 7a and 7d.”
Quote in the paperSubstantial claim - Findingown data
Mistral 7B Instruct's median personality domain scores shifted by a Δ of only 0.78 on average.
“Our smallest tested models (namely, Flan-PaLM 8B, Llama 2-Chat 7B and Mistral 7B Instruct) struggled to reach Δs ≥ 2.00; Mistral 7B Instruct’s median personality domain scores shifted by a Δ of only 0.78 on average.”
Quote in the paperSubstantial claim - Findingown data
Instruction-tuned equivalents of those base models on the whole showed excellent evidence of validity.
“in contrast to their instruction-tuned equivalents, which on the whole showed excellent evidence of validity.”
Quote in the paperSubstantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingown data
Within instruction-tuned models of a given family, criterion validity scaled with model size.
“Within instruction-tuned models of a given family, criterion validity scaled with model size.”
Quote in the paperSubstantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
- Findingnone given
GPT-4o mini's scores related slightly more to achievement and security compared with GPT-4o's scores.
“GPT-4o mini’s scores related slightly more to achievement and security compared with GPT-4o’s scores.”
Quote in the paperNot a substantial claim - Findingown data
Psychometric tests of LLM personality robustly predicted personality in LLM task behaviour, expressed in social media status updates generated by Flan-PaLM 540B, Llama 2-Chat 70B, Mixtral 8x7B Instruct and GPT-4o.
“We found that psychometric tests of LLM personality robustly predicted personality in LLM task behaviour, expressed in social media status updates generated by Flan-PaLM 540B, Llama 2-Chat 70B, Mixtral 8x7B Instruct and GPT-4o.”
Quote in the paperSubstantial claim - Findingown data
Larger, instruction-tuned systems pass these standards with greater ease.
“We found that larger, instruction-tuned systems pass these standards with greater ease, illustrating that synthetic personality grows more stable and accurate for language models with sufficient post-training and scale.”
Quote in the paperSubstantial claim - Findingown data
The criterion validity of openness measurements was strongest for larger, fine-tuned variants of PaLM and Llama 2.
“Figure 3 illustrates how the criterion validity of openness measurements was strongest for larger, fine-tuned variants of PaLM and Llama 2.”
Quote in the paperNot a substantial claim - Findingown data
Mistral 7B Instruct and Mixtral 8x7B Instruct's openness data demonstrated weak-to-moderate evidence of criterion validity.
“Mistral 7B Instruct and Mixtral 8x7B Instruct’s openness data demonstrated weak-to-moderate evidence of criterion validity.”
Quote in the paperNot a substantial claim - Findingown data
Agreeableness measurements for all sizes of Llama 2-Chat and Mixtral 8x7B Instruct showed moderate-to-excellent criterion validity.
“Agreeableness measurements for all sizes of Llama 2-Chat and Mixtral 8x7B Instruct showed moderate-to-excellent criterion validity.”
Quote in the paperSubstantial claim - Findingown data
Models with greater than 62B active parameters (and GPT-4o) achieved average Δ ≥ 3.00.
“Meanwhile, models with greater than 62B active parameters (and GPT-4o) achieved average Δ ≥ 3.00, with Flan-PaLM 540B achieving the largest Δ of 3.67.”
Quote in the paperSubstantial claim - Findingown data
Negative correlations between openness and creativity were observed for PaLM 62B in contrast to those shown for Flan-PaLM 8B, the smallest model tested.
“Notably, we observed negative correlations between openness and creativity for PaLM 62B in contrast to those shown for Flan-PaLM 8B, the smallest model tested.”
Quote in the paperNot a substantial claim - Findingown data
Llama 2-Chat 7B outperformed its larger counterparts in how its conscientiousness scores correlated with achievement (r = 0.51).
“Llama 2-Chat 7B, for example, outperformed its larger counterparts in how its conscientiousness scores correlated with achievement (r = 0.51).”
Quote in the paperNot a substantial claim - Findingown data
Our prompting technique was highly effective at shaping personality levels in LLM-generated text.
“Moreover, our prompting technique was highly effective at shaping personality levels in LLM-generated text.”
Quote in the paperSubstantial claim - Interpretationown data
The convergent and discriminant validity of LLM personality measurements may plateau for models of sufficient size.
“This could suggest that the convergent and discriminant validity of LLM personality measurements plateaus for models of sufficient size.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
- Interpretationown data
LLM personality test responses accurately capture latent LLM personality levels manifested in downstream behaviour.
“On average, LLM IPIP-NEO scores outperformed human IPIP-NEO scores in predicting text-based levels of personality, indicating that LLM personality test responses accurately capture latent LLM personality levels manifested in downstream behaviour.”
Quote in the paperSubstantial claim - Study design and conductnone given
The models in this work were assessed exclusively with English-language psychometric tests.
“While these LLMs perform well on natural language processing benchmarks in multiple languages, the models in this work were assessed exclusively with English-language psychometric tests.”
Quote in the paperNot a substantial claim - Interpretationnone given
This work contributes evidence that at least some LLMs exhibit personality traits that approximate human standards of reliability and validity.
“This work contributes evidence that at least some LLMs exhibit personality traits that approximate human standards of reliability and validity.”
Quote in the paperSubstantial claim - Study design and conductnone given
Our downstream task relied on repeated, yet single-turn behavioural interactions to validate our evaluation framework in a real-world use-case.
“Our downstream task relied on repeated, yet single-turn behavioural interactions to validate our evaluation framework in a real-world use-case.”
Quote in the paperSubstantial claim - Interpretationnone given
LLMs clearly project human-like personality.
“LLMs clearly project human-like personality, yet rigorous tools for measuring such complex social constructs remain underdeveloped.”
Quote in the paperSubstantial claim - Interpretationown data
The application of this methodology demonstrates that the IPIP-NEO provides reliable and valid measurements of synthetic personality for sufficiently scaled and instruction-tuned LLMs.
“The application of this methodology demonstrates that the IPIP-NEO provides reliable and valid measurements of synthetic personality for sufficiently scaled and instruction-tuned LLMs.”
Quote in the paperSubstantial claim - Premisecitation
Adapting the personality profile of a conversational agent to that of a user can make the agent more effective at encouraging and supporting behaviours.
“Adapting the personality profile of a conversational agent to that of a user can make the agent more effective at encouraging and supporting behaviours58.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [58] Tapus, A., Ţăpuş, C. & Matarić, M. J. User–robot personality matching and assistive robot behavior adaptation for post-stroke rehabilitation therapy. Intell. Serv. Robot. 1, 169–183 (2008). source
- Premisecitation
Some non-Western cultures express additional personality dimensions that do not exist in top-down, nomothetic personality taxonomies such as the Big Five.
“Similarly, while the Big Five model of personality has well-established cross-cultural generalizability49, some non-Western cultures express additional personality dimensions that do not exist in top-down, nomothetic personality taxonomies such as the Big Five50.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [50] Heine, S. J. & Buchtel, E. E. Personality: the universal and the culturally specific. Annu. Rev. Psychol. 60, 369–394 (2009). source
- Study design and conductnone given
We conducted independent and concurrent personality-shaping experiments on models where personality test data were sufficiently reliable.
“We conducted independent and concurrent personality-shaping experiments on models where personality test data were sufficiently reliable.”
Quote in the paperSubstantial claim - Interpretationown data
Synthetic personality grows more stable and accurate for language models with sufficient post-training and scale.
“We found that larger, instruction-tuned systems pass these standards with greater ease, illustrating that synthetic personality grows more stable and accurate for language models with sufficient post-training and scale.”
Quote in the paperSubstantial claim - Premisecitation
In humans, conscientiousness is meta-analytically related to the human values of achievement, conformity and security.
“In humans, conscientiousness is meta-analytically related to the human values of achievement, conformity and security24.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [24] Parks-Leduc, L., Feldman, G. & Bardi, A. Personality traits and personal values: a meta-analysis. Personality Soc. Psychol. Rev. 19, 3–29 (2015). source
- Study design and conductown data
All LLM correlations > ∣0.09∣ are statistically significant at P < 0.0001 (2-sided values computed using Student's t-distribution; n = 1,250 per model, per domain).
“All LLM correlations > ∣0.09∣ are statistically significant at P < 0.0001 (2-sided values computed using Student’s t-distribution; n = 1,250 per model, per domain).”
Quote in the paperNot a substantial claim - Study design and conductnone given
The study's questionnaire-based signals of LLM personality were validated by responses to other questionnaires that have not undergone the same LLM-specific construct-validation process.
“our questionnaire-based signals of LLM personality were validated by responses to other questionnaires that have not undergone the same LLM-specific construct-validation process.”
Quote in the paperSubstantial claim - Premisecitation
Previously reported human data demonstrated at least a moderate correlation between survey-based and linguistic estimates of personality.
“as demonstrated in previously reported human data48”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [48] Park, G. et al. Automatic personality assessment through social media language. J. Personality Soc. Psychol. 108, 934 (2015). source
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Premisecitation
Big Five personality dimensions measured in questionnaires and natural language are not entirely orthogonal; they are weakly intercorrelated.
“Big Five personality dimensions measured in questionnaires and natural language48 are not entirely orthogonal; they are weakly intercorrelated75.”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites [48] Park, G. et al. Automatic personality assessment through social media language. J. Personality Soc. Psychol. 108, 934 (2015). source
- cites [75] Park, H. Y. et al. Meta-analytic five-factor model personality intercorrelations: eeny, meeny, miney, moe, how, which, why, and where to go. J. Appl. Psychol. 105, 1490–1529 (2020). source
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Premisecitation
Goldberg's list of 70 bipolar adjectives is known to statistically capture the Big Five model of personality through factor analyses of human ratings.
“adapting Goldberg’s list of 70 bipolar adjectives74 known to statistically capture the Big Five model of personality through factor analyses of human ratings.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [74] Goldberg, L. R. The development of markers for the Big-Five factor structure. Psychol. Assess. 4, 26–42 (1992). source
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Study design and conductcitation
The study evaluated the LLM-specific convergent and discriminant validity of the IPIP-NEO according to published standards.
“We evaluated the LLM-specific convergent and discriminant validity of the IPIP-NEO as components of construct validity, according to published standards38,71”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [38] Campbell, D. T. & Fiske, D. W. Convergent and discriminant validation by the multitrait-multimethod matrix. Psychol. Bull. 56, 81 (1959). source
- cites [71] American Educational Research Association, American Psychological Association, National Council on Measurement in Education, Joint Committee on Standards for Educational and Psychological Testing (US) Standards for Educational and Psychological Testing (2014).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Rests on an assumption: The IPIP-NEO and BFI subscales that are paired as corresponding measure the same personality constructs.
- Premisecitation
In Goldberg's list, the adjectives 'silent' and 'talkative' were found to mark relatively low and high levels of extraversion, respectively.
“In this list, for example, the adjectives ‘silent’ and ‘talkative’ were found to mark relatively low and high levels of extraversion, respectively.”
Quote in the paperNot a substantial claim- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Classified as probably not a substantial claim. 43
- May combine two claims. 34
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationThis constrained mode of LLM inference is often used in multiple choice question-and-answer tasks to score possible options.
“This constrained mode of LLM inference is often used in multiple choice question-and-answer tasks to score possible options67 (versus inference by generating text).”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [67] Jiang, Z., Araki, J., Ding, H. & Neubig, G. How can we know when language models know? On the calibration of language models for question answering. Trans. Assoc. Comput. Linguist. 9, 962–977 (2021). source
May combine two claims.
Findingown dataFlan-PaLM 540B was the best performer by a small margin, with criterion correlations of 0.74, 0.73 and 0.59 for the PVQ-RR scales for achievement, conformity and security, respectively.
“Flan-PaLM 540B was the best performer by a small margin, with criterion correlations of 0.74, 0.73 and 0.59 for the Revised Portrait Value Questionnaire (PVQ-RR)44 scales for achievement, conformity and security, respectively.”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [44] Schwartz, S. H. & Cieciuch, J. Measuring the refined theory of individual values in 49 cultural groups: psychometrics of the revised portrait value questionnaire. Assessment 29, 1005–1019 (2022). source
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationIn humans, agreeableness is strongly and inversely associated with aggression.
“In humans, agreeableness is strongly and inversely associated with aggression41,42.”
Quote in the paperNot a substantial claim1 of 2 sources checked- cites [41] Bettencourt, B. A. & Kernahan, C. A meta-analysis of aggression in the presence of violent cues: effects of gender differences and aversive provocation. Aggress. Behav. 23, 447–456 (1997). source
- cites [42] Chester, D. S. & West, S. J. Trait aggression is primarily a facet of antagonism: evidence from dominance, latent correlational, and item-level analyses. J. Res. Personality 89, 104042 (2020). source
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
PremisecitationRecent research suggests that anthropomorphizing AI agents may be harmful to users by threatening their identity, creating data privacy concerns and undermining well-being.
“Recent research suggests that anthropomorphizing AI agents may be harmful to users by threatening their identity, creating data privacy concerns and undermining well-being61.”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [61] Uysal, E., Alavi, S. & Bezençon, V. Trojan horse or useful helper? A relationship perspective on artificial intelligence assistants with humanlike features. J. Acad. Market. Sci. 50, 1153–1175 (2022). source
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationPersonalization of conversational agents has documented benefits.
“Personalization of conversational agents has documented benefits60, but there is a growing concern about the harms posed by the anthropomorphization of AI.”
Quote in the paperNot a substantial claim1 of 1 sources checked- cites [60] Kocaballi, A. B. et al. The personalization of conversational agents in health care: systematic review. J. Med. Internet Res. 21, e15360 (2019). source
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationOpenness to experience in humans is empirically linked to creativity across multiple studies.
“Openness to experience in humans is empirically linked to creativity across multiple studies45,46.”
Quote in the paperNot a substantial claim1 of 2 sources checked- cites [45] Shaw, A., Kapnek, M. & Morelli, N. A. Measuring creative self-efficacy: an item response theory analysis of the creative self-efficacy scale. Front. Psychol. 12, 678033 (2021). source
The Analyses and Results section reports a positive association between openness to experience and creative self-efficacy (CSE), and the Discussion compares that correlation with findings from other studies. This supports a link across studies to CSE, but not the broader claim that openness is linked to creativity itself. (LLM, conf=0.85)
Experimental — accuracy not yet measured - cites [46] Karwowski, M., Lebuda, I., Wisniewska, E. & Gralewski, J. Big Five personality traits as the predictors of creative self-efficacy and creative personal identity: does gender matter? J. Creat. Behav. 47, 215–232 (2013). source
May combine two claims.
PremisecitationLLM performance on natural language tasks is known to decrease as length of input prompts grow, and is most affected by the content at either the beginning or towards the end of long inputs.
“LLM performance on natural language tasks is known to decrease as length of input prompts grow, and is most affected by the content at either the beginning or towards the end of long inputs51.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [51] Liu, N. F. et al. Lost in the middle: how language models use long contexts. Trans. Assoc. Comput. Linguist. 12, 157–173 (2024). source
Section 2.3 reports that models perform best when relevant information is at the beginning or end of a long context, and worse when it is in the middle. But the Introduction describes increasing prompt length as a trade-off, not a general decline in performance; the Section 5 case study found a small improvement when more documents were added. (LLM, conf=0.90)
Experimental — accuracy not yet measured
Probably not a substantial claim: may not pass S2 (checkable).
InterpretationcitationThe ability to probe and shape LLM personality traits is pertinent to the open problem of responsible AI alignment and harm mitigation.
“The ability to probe and shape LLM personality traits is pertinent to the open problem of responsible AI alignment54 and harm mitigation55.”
Quote in the paperNot a substantial claim1 of 2 sources checked- cites [54] Gabriel, I. & Ghazavi, V. The Challenge of Value Alignment: From Fairer Algorithms to AI Safety (Oxford Univ. Press, 2021). source
- cites [55] Weidinger, L. et al. Taxonomy of risks posed by language models. In FAccT '22: Proc. 2022 ACM Conference on Fairness, Accountability, and Transparency 214–229 (ACM, 2022). source
Section 2.5 links conversational agents’ apparent identity and human-like behavior to potential harms and discusses output filtering and product design as mitigations. This supports the relevance of agent behavior to harm mitigation, but the paper does not discuss probing or shaping LLM personality traits as a way to achieve it. The separate alignment claim is attached to citation 54, not this source. (LLM, conf=0.82)
Experimental — accuracy not yet measured
Classified as probably not a substantial claim.
PremisecitationLLMs can generate convincing but incorrect responses and content.
“LLMs can generate convincing but incorrect responses and content55.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [55] Weidinger, L. et al. Taxonomy of risks posed by language models. In FAccT '22: Proc. 2022 ACM Conference on Fairness, Accountability, and Transparency 214–229 (ACM, 2022). source
Classified as probably not a substantial claim.
PremisecitationThe personality observed in status updates was rated using Apply Magic Sauce, a validated research API for measuring personality in open-ended text.
“The personality observed in the status updates generated for each simulated human profile was then rated using Apply Magic Sauce77, a validated research application programming interface (API) for measuring personality in open-ended text.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [77] Kosinski, M., Stillwell, D. & Graepel, T. Private traits and attributes are predictable from digital records of human behavior. Proc. Natl Acad. Sci. USA 110, 5802–5805 (2013). source
The paper’s Abstract describes predicting personality from Facebook Likes and measuring personality with an IPIP questionnaire; the Acknowledgements link to a demonstration based on Likes. Searches for Apply Magic Sauce, an API, and personality measurement from status-update text found no passage establishing that this paper describes or validates the cited tool. (LLM, conf=0.76)
Experimental — accuracy not yet measured
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
May combine two claims.
Findingown dataOnly three of Flan-PaLM 8B's, three of Llama 2-Chat 7B's and two of Mixtral 8x7B Instruct's convergent correlations were the strongest of their row and column of their respective multitrait-multimethod matrices, indicating mixed evidence of discriminant validity.
“Comparatively, only three of Flan-PaLM 8B’s, three of Llama 2-Chat 7B’s and two of Mixtral 8x7B Instruct’s convergent correlations were the strongest of their row and column of their respective multitrait–multimethod matrices, indicating mixed evidence of discriminant validity.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
May combine two claims.
Findingown dataFlan-PaLM 8B's IPIP-NEO neuroticism and BFI neuroticism correlated above 0.80, while IPIP-NEO openness and BFI openness subscales correlated at less than 0.40.
“Flan-PaLM 8B’s IPIP-NEO neuroticism and BFI neuroticism, for instance, correlated above 0.80 (constituting excellent convergent validity), while IPIP-NEO openness and BFI openness subscales correlated at less than 0.40 (indicating inadequately low convergence).”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
May combine two claims.
Findingown dataPaLM 62B's discriminant correlations (average rdisc = 0.29) outweighed their convergent counterparts in many cases (average rconv = 0.05), indicating that, for this model, personality measurements were not consistent across different modes of assessment.
“By contrast, PaLM 62B’s discriminant correlations (average rdisc = 0.29) outweighed their convergent counterparts in many cases (average rconv = 0.05; Extended Data Table 3), indicating that, for this model, personality measurements were not consistent across different modes of assessment.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
May combine two claims.
Findingown dataRelatively smaller instruction-tuned models did not fully pass discriminant validity checks, but they did show clear improvements over their respective base versions.
“While relatively smaller instruction-tuned models did not fully pass discriminant validity checks, they did show clear improvements over their respective base versions.”
Quote in the paperSubstantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
May combine two claims.
Findingown dataThe smallest gain within a model family-Mistral 7B compared with Mistral 7B Instruct-was substantial (rconv = 0.03, not significant versus rconv = 0.28).
“Even the smallest gain within a model family—Mistral 7B compared with Mistral 7B Instruct—was substantial (rconv = 0.03, not significant versus rconv = 0.28).”
Quote in the paperNot a substantial claim- Rests on an assumption: The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
May combine two claims.
Findingown dataFor smaller models (Flan-PaLM 8B, Llama 2-Chat 7B and Mistral 7B Instruct), while targeted traits changed in score levels in response to prompts, score ranges were more restricted, indicating lower levels of control.
“For smaller models (for example, Flan-PaLM 8B, Llama 2-Chat 7B and Mistral 7B Instruct), while targeted traits changed in score levels in response to prompts, score ranges were more restricted, indicating lower levels of control.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataPersonality traits in LLMs were successfully shaped independently and concurrently, in single- and multi-trait shaping experiments, respectively.
“We successfully shaped personality traits in LLMs independently and concurrently, in single- and multi-trait shaping experiments, respectively.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataIn the case of extremely low conscientiousness, the generated text reflects a synthetic persona that avoids responsibility, while in the case of extremely high conscientiousness, the persona values hard work and returning favours.
“For instance, in the case of extremely low conscientiousness, the generated text reflects a synthetic persona that avoids responsibility, while in the case of extremely high conscientiousness, the persona values hard work and returning favours.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataAll LLM correlations are statistically significant at P < 0.0001 (2-sided values computed using Student's t-distribution); n = 2,250 per model.
“All LLM correlations are statistically significant at P < 0.0001 (2-sided values computed using Student’s t-distribution); n = 2,250 per model.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Findingown dataIn the example of extremely low openness, the persona expresses conservative political views, while in the case of extremely high introversion (extremely low extraversion), the persona exhibits discomfort with social situations.
“In addition, in our example of extremely low openness, the persona expresses conservative political views, while in the case of extremely high introversion (that is, extremely low extraversion), the persona exhibits discomfort with social situations.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown dataThe most frequent words from simulating extremely high levels of neuroticism-'hate', 'depressed', 'angry', 'bad', 'nervous' and 'sad'-reflected negatively charged emotional content.
“By contrast, the most frequent words from simulating extremely high levels of neuroticism—‘hate’, ‘depressed’, ‘angry’, ‘bad’, ‘nervous’ and ‘sad’—reflected negatively charged emotional content.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataLlama 2-Chat 7B and Mistral 7B Instruct showed questionable-to-poor criterion validity for extraversion, although both still outperformed their base models.
“Two exceptions were Llama 2-Chat 7B and Mistral 7B Instruct: their extraversion measurements showed questionable-to-poor criterion validity, although both still outperformed their base models.”
Quote in the paperNot a substantial claim- Rests on an assumption: Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
May combine two claims.
Findingown dataLLM personality measurements exhibited statistical reliability and construct validity.
“Having found evidence of the reliability and construct validity of LLM personality measurements”
Quote in the paperSubstantial claim- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
- Rests on an assumption: The IPIP-NEO and BFI subscales that are paired as corresponding measure the same personality constructs.
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
PremisecitationHuman extraversion strongly correlates with positive affect and moderately, but negatively correlates with negative affect.
“Human extraversion strongly correlates with positive affect and moderately, but negatively correlates with negative affect39.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [39] Watson, D. & Clark, L. A. On traits and temperament: general and specific factors of emotional experience and their relation to the Five-Factor model. J. Personality 60, 441–476 (1992). source
May combine two claims.
Interpretationnone givenOur findings show that personality-a core driver of human trust and persuasion-can already be measured and steered in today's LLMs.
“As governments finalize AI safety regulations and similar rules that will require behavioural audits of frontier models, our findings show that personality—a core driver of human trust and persuasion—can already by measured and steered in today’s LLMs.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationown dataWe close the gap in rigorous tools for measuring personality in LLMs with the first psychometrically grounded framework for quantifying personality in LLMs, evaluating the test data of 18 widely used models against established standards of reliability and validity from psychometrics.
“We close that gap with the first psychometrically grounded framework for quantifying personality in LLMs, evaluating the test data of 18 widely used models against established standards of reliability and validity from psychometrics.”
Quote in the paperSubstantial claim- Rests on an assumption: Rigorous tools for measuring complex social constructs in LLMs remain underdeveloped.
Classified as probably not a substantial claim.
Study design and conductnone givenModel responses to the items were constrained to set choices or determined by next-token log-probability scoring to ensure reproducibility.
“In addition, model responses to the items were constrained to set choices or determined by next-token log-probability scoring to ensure reproducibility.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim. May combine two claims.
InterpretationcitationAs a construct-validated auditing tool, our methodology can be used to proactively predict toxic behavioural patterns in LLMs across a broad range of downstream tasks, potentially guiding and making more efficient responsible AI evaluation and alignment efforts before deployment.
“As a construct-validated auditing tool56, our methodology can be used to proactively predict toxic behavioural patterns in LLMs across a broad range of downstream tasks, potentially guiding and making more efficient responsible AI evaluation and alignment efforts before deployment.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [56] Mökander, J., Schuett, J., Kirk, H. R. & Floridi, L. Auditing large language models: a three-layered approach. AI Ethics 4, 1085–1115 (2024). source
Classified as probably not a substantial claim. May combine two claims.
Study design and conductreasoningUsing this technique ensured that item responses were not influenced by content contained in other items, mitigating measurement error due to item order.
“Using this technique ensured that item responses were not influenced by content contained in other items, mitigating measurement error due to item order.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductnone givenWe attempted to mitigate selection bias by administering personality assessments of different lengths (300 versus 44 items) and distinct theoretical traditions (questionnaire versus lexical).
“We attempted to mitigate selection bias by administering personality assessments of different lengths (300 versus 44 items) and distinct theoretical traditions (questionnaire versus lexical11).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [11] Simms, L., Williams, T. F. & Simms, E. N. in Assessment of the Five Factor Model: The Oxford Handbook of the Five Factor Model (ed. Widiger, T. A.) 353–380 (Oxford Univ. Press, 2017). source
Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based). May combine two claims.
Interpretationnone givenThe personality-shaping approach could enhance adversarial testing by probing another LLM's responses and to train new models on how to handle adversarial situations.
“Indeed, the personality-shaping approach could enhance adversarial testing by probing another LLM’s responses and to train new models on how to handle adversarial situations.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.
InterpretationreasoningWith personality shaping, that method may be rendered ineffective, thereby making it easier for bad actors to use LLMs to generate misleading content.
“However, with personality shaping, that method may be rendered ineffective, thereby making it easier for bad actors to use LLMs to generate misleading content.”
Quote in the paperNot a substantial claimMay combine two claims.
Study design and conductreasoningUnder the presented methodology, evaluated LLMs did not consider responses to previous test items; all items were presented and scored as independent events.
“Unlike conventional human psychometric test administration, under the presented methodology, evaluated LLMs did not consider responses to previous test items; all items were presented and scored as independent events.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).
InterpretationreasoningUsers could more meaningfully engage with agentic and other digital technologies using LLMs tailored to their specific personality profiles.
“Users could more meaningfully engage with agentic and other digital technologies using LLMs tailored to their specific personality profiles.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based). May combine two claims.
Interpretationnone givenOur construct-validation methodology can also serve as a quality-assurance step when hardening user-facing AI systems and agents, promoting safer and more consistent personality profiles.
“Our construct-validation methodology can also serve as a quality-assurance step when hardening user-facing AI systems and agents, promoting safer and more consistent personality profiles.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductreasoningThis may have provided only a partial picture of external validity.
“This may have provided only a partial picture of external validity.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationreasoningOur method avoids many sources of measurement error inherent to human administration, while being subject to others inherent to machine administration.
“Our method avoids many sources of measurement error inherent to human administration, while being subject to others inherent to machine administration.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.
Interpretationnone givenThe presented methodology for administering psychometric surveys is model agnostic and is applicable to any decoder-only architecture language model.
“but the presented methodology for administering psychometric surveys is model agnostic and is applicable to any decoder-only architecture language model.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationThe Big Five model of personality has well-established cross-cultural generalizability.
“Similarly, while the Big Five model of personality has well-established cross-cultural generalizability49, some non-Western cultures express additional personality dimensions that do not exist in top-down, nomothetic personality taxonomies such as the Big Five50.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [49] Rolland, J.-P. in The Cross-cultural Generalizability of the Five-Factor Model of Personality: The Five-Factor Model of Personality Across Cultures (eds McCrae, R. R. & Allik, J.) 7–28 (Springer, 2002). source
Classified as probably not a substantial claim. May combine two claims.
Study design and conductreasoningWe chose this method to ensure that model response variance was not impacted by item ordering effects or length of the context (prompt) provided to the model for inference, and could be isolated to controlled variations in our prompts.
“We chose this method to ensure that model response variance was not impacted by item ordering effects or length of the context (prompt) provided to the model for inference, and could be isolated to controlled variations in our prompts.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductreasoningPerformance across tested GPT-4o models could not be compared on the basis of post-training status because OpenAI did not publicly offer a foundation model variant for this family at the time of writing.
“We could not compare performance across tested GPT-4o models on the basis of post-training status as, at the time of this writing, OpenAI does not publicly offer a foundation model variant for this family.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable). May combine two claims.
InterpretationreasoningOur method offers a quantitative foothold for aligning future AI systems with-and protecting them from-human social expectations.
“Given that personality shapes trust, our method offers a quantitative foothold for aligning future AI systems with—and protecting them from—human social expectations.”
Quote in the paperNot a substantial claim- Rests on an assumption: Personality shapes trust.
Classified as probably not a substantial claim.
Study design and conductcitationWe selected the widely used IPIP-NEO, a 300-item open-source representation of the Revised NEO Personality Inventory, as our primary measure of personality.
“We selected the widely used IPIP-NEO37, a 300-item open-source representation of the Revised NEO Personality Inventory68 as our primary measure of personality.”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [37] Goldberg, L. R. A broad-bandwidth, public domain, personality inventory measuring the lower-level facets of several five-factor models. Personality Psychol. Eur. 7, 7–28 (1999).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites [68] Costa, P. T. Jr & McCrae, R. R. Revised NEO Personality Inventory (NEO PI-R) and NEO Five-Factor Inventory (NEO-FFI): Professional Manual (Psychological Assessment Resources, 1992).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
May combine two claims.
InterpretationcitationThe values and moral foundations present in LLMs could be made to better align with desired human values by tuning for corresponding personality traits, as personality is meta-analytically linked to human values.
“The values and moral foundations present in LLMs could be made to better align with desired human values by tuning for corresponding personality traits, as personality is meta-analytically linked to human values57.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [57] Fischer, R. & Boer, D. Motivational basis of personality traits: a meta-analysis of value–personality correlations. J. Personality 83, 491–510 (2015). source
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductown dataTwo items with no variance were removed to compute reliability metrics.
“Two items with no variance were removed to compute reliability metrics.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Interpretationown dataThere might be inherent bias in LLM training data that causes particular patterns of thinking, feeling and behaving to be highly associated with specific LLM personas.
“These and other examples illustrate that there might be inherent bias in LLM training data that causes particular patterns of thinking, feeling and behaving to be highly associated with specific LLM personas.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S4 (based).
Interpretationnone givenThe ability of LLMs to appear anthropomorphic and respond to psychometric tests in ways consistent with human behaviour is due to the vast amounts of human language data they have trained on.
“Beyond qualitative probing explorations, our work definitively establishes the unexpected ability of LLMs to appear anthropomorphic, and to respond to psychometric tests in ways consistent with human behaviour, because of the vast amounts of human language data they have trained on.”
Quote in the paperNot a substantial claimMay combine two claims.
PremisecitationHuman neuroticism is strongly positively correlated with negative affect and moderately negatively correlated with positive affect.
“Human neuroticism is strongly positively correlated with negative affect and moderately negatively correlated with positive affect39.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [39] Watson, D. & Clark, L. A. On traits and temperament: general and specific factors of emotional experience and their relation to the Five-Factor model. J. Personality 60, 441–476 (1992). source
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Study design and conductnone givenThis work may be biased by its selection of psychometric tests; some assessments may show better LLM-specific psychometric properties than others.
“However, this work may be biased by its selection of psychometric tests; some assessments may show better LLM-specific psychometric properties than others.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationcitationLLM-generated language was similar to human language observed in previous studies assessing personality in social media data, further confirming the construct validity of our LLM personality measurements.
“Overall, this study demonstrated that LLM-generated language was similar to human language observed in previous studies assessing personality in social media data48, further confirming the construct validity of our LLM personality measurements.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [48] Park, G. et al. Automatic personality assessment through social media language. J. Personality Soc. Psychol. 108, 934 (2015). source
Probably not a substantial claim: may not pass S2 (checkable), S4 (based).
Interpretationnone givenHaving scientifically vetted methods for LLM personality measurement, analysis and modification, such as the methodology our work presents, increases the transparency and predictability of such LLM manipulations.
“Having scientifically vetted methods for LLM personality measurement, analysis and modification, such as the methodology our work presents, increases the transparency and predictability of such LLM manipulations.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S4 (based).
Interpretationnone givenThe same personality traits that contribute to persuasiveness and influence could be used to encourage undesirable behaviours.
“However, the same personality traits that contribute to persuasiveness and influence could be used to encourage undesirable behaviours.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
InterpretationreasoningThe presented methodology can be used to rigorously quantify efforts towards human value alignment in LLMs by establishing the construct validity of human value questionnaires in LLMs.
“More directly, the presented methodology can be used to rigorously quantify efforts towards human value alignment in LLMs by establishing the construct validity of human value questionnaires in LLMs.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing), S4 (based).
Interpretationnone givenShaping levels of specific traits away from toxic or harmful language output (for example, very low agreeableness, high neuroticism) can make interactions with LLMs safer and more inclusive.
“Similarly, shaping levels of specific traits away from toxic or harmful language output (for example, very low agreeableness, high neuroticism) can make interactions with LLMs safer and more inclusive.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationreasoningOur work definitively establishes the unexpected ability of LLMs to appear anthropomorphic, and to respond to psychometric tests in ways consistent with human behaviour.
“Beyond qualitative probing explorations, our work definitively establishes the unexpected ability of LLMs to appear anthropomorphic, and to respond to psychometric tests in ways consistent with human behaviour, because of the vast amounts of human language data they have trained on.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim. May combine two claims.
Study design and conductnone givenWe administered two personality inventories-primary and secondary-to assess whether LLM responses to psychometric tests of different lengths and distinct theoretical traditions converged, indicating convergent validity.
“We administered two personality inventories—primary and secondary—to assess whether LLM responses to psychometric tests of different lengths and distinct theoretical traditions converged, indicating convergent validity.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
PremisecitationThe lexical hypothesis posits that salient descriptors of personality are encoded in language.
“an established theory in psychology that posits salient descriptors of personality are encoded in language, known as the lexical hypothesis25.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [25] Goldberg, L. R. Language and individual differences: the search for universals in personality lexicons. Rev. Personality Soc. Psychol. 2, 141–165 (1981).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Classified as probably not a substantial claim.
Study design and conductnone givenTo validate these measures of personality in the LLM context, we additionally administered 11 psychometric tests of theoretically related external criteria, each corresponding to at least one Big Five domain.
“To validate these measures of personality in the LLM context, we additionally administered 11 psychometric tests of theoretically related external criteria, each corresponding to at least one Big Five domain.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable), S4 (based).
Study design and conductnone givenThe chosen task was designed to reflect adequate levels of realism, complexity and domain relevance for evaluating personality expression of LLMs.
“The chosen task was designed to reflect adequate levels of realism, complexity and domain relevance for evaluating personality expression of LLMs.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
PremisecitationTrait adjectives used for shaping were adapted from established linguistic research of personality using Goldberg's personality trait markers.
“These trait adjectives were adapted from established linguistic research of personality using Goldberg’s personality trait markers74.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [74] Goldberg, L. R. The development of markers for the Big-Five factor structure. Psychol. Assess. 4, 26–42 (1992). source
- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductown dataAcross both shaping experiments, only models that demonstrated at least 'neutral' reliability in the construct-validity experiments were tested.
“Across both shaping experiments, we only tested models that demonstrated at least ‘neutral’ reliability in our construct-validity experiments (Table 1): Flan-PaLM (8B, 62B, 540B), Llama 2-Chat (7B, 13B, 70B), Mistral 7B Instruct, Mistral 8x7B Instruct, GPT-3.5 Turbo, GPT-4o mini and GPT-4o (11 models, total).”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
Study design and conductown dataThe study conducted a suite of statistical analyses informed by formal standards of psychometric test construction and validation.
“we conducted a suite of statistical analyses informed by formal standards of psychometric test construction and validation (Supplementary Note A.4.2–3).”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Study design and conductcitationAs a secondary measure, we used the BFI, a 44-item measure developed in the lexical tradition.
“As a secondary measure, we used the BFI69, a 44-item measure developed in the lexical tradition11.”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [69] John, O. P. & Srivastava, S. in The Big Five Trait Taxonomy: History, Measurement, and Theoretical Perspectives: Handbook of Personality: Theory and Research Vol. 2 (eds Pervin, L. A. & John, O. P.) 102–138 (Guilford, 1999).
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites [11] Simms, L., Williams, T. F. & Simms, E. N. in Assessment of the Five Factor Model: The Oxford Handbook of the Five Factor Model (ed. Widiger, T. A.) 353–380 (Oxford Univ. Press, 2017). source
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductreasoningA trained psychometrician wrote additional adjectives to mitigate potential data imbalances where coverage of a measured IPIP-NEO domain or facet was lacking.
“where we lacked coverage of a measured IPIP-NEO domain or facet, a trained psychometrician wrote additional adjectives to mitigate potential data imbalances, bringing our expanded list of trait adjectives to 104.”
Quote in the paperNot a substantial claim- Rests on an assumption: The Big Five model of personality is a valid framework for describing personality traits.
The paper relies on this without support.
Human psychometric standards for reliability and validity are appropriate for evaluating synthetic personality measurements in LLMs.
“We uniquely focus on evaluating the statistical reliability and construct validity of these test data against human psychometrics standards.”
The paper relies on this without support.
The IPIP-NEO and BFI measure the same Big Five personality constructs in LLMs as they do in humans.
“Convergence between LLM IPIP-NEO and BFI scores was strongest for Flan-PaLM 540B and GPT-4o (average rconv = 0.90).”
The paper relies on this without support.
Human personality-criterion relationships (e.g., extraversion with affect, agreeableness with aggression) are appropriate criteria for validating synthetic LLM personality.
“Human extraversion strongly correlates with positive affect and moderately, but negatively correlates with negative affect39.”
“In humans, agreeableness is strongly and inversely associated with aggression41,42.”
The paper relies on this without support.
Rigorous tools for measuring complex social constructs in LLMs remain underdeveloped.
“LLMs clearly project human-like personality, yet rigorous tools for measuring such complex social constructs remain underdeveloped.”
The paper relies on this without support.
Quantifying the personality traits of LLMs requires a measurement methodology that is reproducible, yet flexible enough to facilitate formal testing of reliability and validity across diverse prompts and measures.
“Quantifying the personality traits of LLMs requires a measurement methodology that is reproducible, yet flexible enough to facilitate formal testing of reliability and validity across diverse prompts and measures.”
The paper relies on this without support.
The LLMs tested here were primarily trained on language data originating from Western European and North American users.
“However, the LLMs tested here were primarily trained on language data originating from Western European and North American users.”
The paper relies on this without support.
Personality shapes trust.
“Given that personality shapes trust, our method offers a quantitative foothold for aligning future AI systems with—and protecting them from—human social expectations.”
The paper relies on this without support.
Psychometric test data quality for humans can be affected by test length and item order.
“However, psychometric test data quality for humans can be affected by test length and item order.”
The paper relies on this without support.
The Big Five model of personality is a valid framework for describing personality traits.
“adapting Goldberg’s list of 70 bipolar adjectives74 known to statistically capture the Big Five model of personality through factor analyses of human ratings.”
The paper relies on this without support.
The IPIP-NEO and BFI subscales that are paired as corresponding measure the same personality constructs.
“each of its five subscales convergently correlated with their corresponding BFI subscale (for example, IPIP-NEO Extraversion’s convergent correlation with BFI Extraversion), on average.”
The paper relies on this without support.
The 11 additional social constructs tested as external criteria are theoretically connected to personality.
“we administered tests of 11 additional social constructs (that is, external criteria) theoretically connected to personality (Extended Data Table 4)”
The paper relies on this without support.
The threshold of at least a moderate correlation between survey-based and linguistic estimates of personality, established in human data, is appropriate for evaluating LLM personality.
“We similarly applied this threshold to interpret the effectiveness of personality shaping.”
The paper relies on this without support.
The human statistical associations reported for humans are appropriate benchmarks for LLM criterion validity.
“matched or exceeded statistical associations reported for humans.”
The paper relies on this without support.
Response variation generated by structured prompting is necessary to analyse the reliability and validity of LLM personality measurements.
“Response variation generated by structured prompting was necessary to analyse the reliability and validity of LLM personality measurements, described in ‘Reliability and construct validity’.”
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Base models' extraversion criterion validity is described oppositely
MajorThe first statement says all models except base PaLM sufficiently correlated with the affect scales. The next says base Llama 2, Mistral and Mixtral models failed to demonstrate criterion validity on those scales.
“Simulated IPIP-NEO Extraversion scores for all but base PaLM models sufficiently correlated with the Positive and Negative Affect Schedule (PANAS) scales40, supporting their criterion validity.”
“IPIP-NEO Extraversion for all three Llama 2 models, Mistral 7B and Mixtral 8x7B (all base models) failed to demonstrate criterion validity, in contrast to their instruction-tuned equivalents, which on the whole showed excellent evidence of validity.”
Llama 2-Chat convergent correlations differ from Table 1
MinorThe narrative reports correlations of 0.83 and 0.80 for the 13B and 70B models, respectively; Table 1 reports 0.82 for both.
“whereas scores of their Llama 2-Chat counterparts showed moderate-to-strong convergent correlations (rconv = 0.59, 0.83 and 0.80, respectively).”
“| Llama 2-Chat | | | | | | | | | | | 7B | IT | + | 0.59 | 0.15 | − | − | − | NT | − | | 13B | IT | + + | 0.82 | 0.29 | + + | − | + | NT | + | | 70B | IT | + + | 0.82 | 0.39 | + + | + | + | + + | + |”
Single-trait shaping model count differs between Methods and Results
MinorMethods says 11 models were tested across both shaping experiments, but the single-trait shaping results alone say 12 models were tested.
“Across both shaping experiments, we only tested models that demonstrated at least ‘neutral’ reliability in our construct-validity experiments (Table 1): Flan-PaLM (8B, 62B, 540B), Llama 2-Chat (7B, 13B, 70B), Mistral 7B Instruct, Mistral 8x7B Instruct, GPT-3.5 Turbo, GPT-4o mini and GPT-4o (11 models, total).”
“For 11 out of 12 models tested, ordinal targeted levels of personality very strongly correlated with observed IPIP-NEO scores.”
Mixtral discriminant-validity result is reported as both five and two
MinorThe same paragraph says all five of Mixtral 8x7B Instruct's convergent correlations were strongest in their rows and columns, then says only two were.
“The absolute magnitude of all five convergent correlations between the IPIP-NEO and BFI for Flan-PaLM 62B, Flan-PaLM 540B, Llama 2-Chat 70B and Mixtral 8x7B Instruct were the strongest of their respective rows and columns under the multitrait–multimethod matrix38 framework described in Supplementary Note A.4.2.”
“Comparatively, only three of Flan-PaLM 8B’s, three of Llama 2-Chat 7B’s and two of Mixtral 8x7B Instruct’s convergent correlations were the strongest of their row and column of their respective multitrait–multimethod matrices, indicating mixed evidence of discriminant validity.”
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Cited by
Still being checked.
- Authors
- Serapio-García, G., Safdari, M., Crepy, C., Sun, L., Fitz, S., Romero, P., Abdulhai, M., Faust, A., & Matarić, M.
- Affiliations
- Google DeepMind (United Kingdom) (GB)
- University of Cambridge (GB)
- University of Chicago (US)
- University of California, Berkeley (US)
- University of Southern California (US)
- Corresponding author
- Safdari, Mustafa
- ORCID
- Venue
- Nature Machine Intelligence
- Published
- 2025-12-18
- Volume
- 7
- Issue
- 12
- Pages
- 1954-1968
- ISSN
- 2522-5839 (ISSN-L)
- PMC
- PMC12719228
- OpenAlex
- W4417454579
- Semantic Scholar
- acbd0e393d1b6dae53ed9b009b06b6b9aa3f9c3f
- Cited by
- 30
- References
- 60
- Citations by year
- 2026: 29 · 2025: 1
- FWCI
- 31.37
- Type
- journal article
- Language
- en
- Open access
- hybrid
- doi.org
- Licence
- Locations
- Nature Machine Intelligence (publishedVersion, cc-by-nc-nd)
- PubMed (publishedVersion)
- PubMed Central (publishedVersion, cc-by-nc-nd)
- Apollo (University of Cambridge) (submittedVersion, cc-by-nc-nd)
- Funders
- Bill and Melinda Gates Foundation (OPP1144)
- Luning Sun gratefully acknowledges financial support from Invesco through their philanthropic donation to Cambridge Judge Business School.
- Stephen Fitz gratefully acknowledges support from the University of Chicago Research Computing Center, which provided compute credits essential to this research.
- Topics
- Social Sciences › Safety Research › Ethics and Social Impacts of AI
- Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
- Physical Sciences › Computer Science › Artificial Intelligence › Speech and dialogue systems
- Keywords
- large language models, personality traits, psychometric assessment, personality assessment, prompting, instruction-tuned models, reliability and validity, chatbots, responsible AI, ethical implications
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-28.
Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-28.
Cited sources are checked by gpt-6-sol.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
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