Cited by 2,229Genetic Associations and EpidemiologyAdvanced Causal Inference TechniquesStatistical Methods in Epidemiology

The DOI matches its Crossref record; 231 of the 232 references it cites were found in a registry or an index; 5 of the 130 sources its claims cite were checked for support.

Mendelian randomization

Open access
Sanderson, Eleanor, Glymour, M. Maria, Holmes, Michael V., Kang, Hyunseung, Morrison, Jean, Munafò, Marcus R., Palmer, Tom, Schooling, C. Mary, Wallace, Chris, Zhao, Qingyuan, Davey Smith, George·2022·Nature Reviews Methods Primers

Abstract

Mendelian randomization (MR) is a term that applies to the use of genetic variation to address causal questions about how modifiable exposures influence different outcomes. The principles of MR are based on Mendel’s laws of inheritance and instrumental variable estimation methods, which enable the inference of causal effects in the presence of unobserved confounding. In this Primer, we outline the principles of MR, the instrumental variable conditions underlying MR estimation and some of the methods used for estimation. We go on to discuss how the assumptions underlying an MR study can be assessed and describe methods of estimation that are robust to certain violations of these assumptions. We give examples of a range of studies in which MR has been applied, the limitations of current methods of analysis and the outlook for MR in the future. The differences between the assumptions required for MR analysis and other forms of epidemiological studies means that MR can be used as part of a triangulation across multiple sources of evidence for causal inference. Mendelian randomization is a technique for using genetic variation to examine the causal effect of a modifiable exposure on an outcome such as disease status. This Primer by Sanderson et al. explains the concepts of and the conditions required for Mendelian randomization analysis, describes key examples of its application and looks towards applying the technique to growing genomic datasets.

Overview

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TL;DR

Mendelian randomization (MR) uses genetic variants as instrumental variables to address causal questions about modifiable exposures while avoiding bias from unobserved confounding. This Primer outlines MR principles, IV assumptions, estimation and sensitivity methods, applications, limitations, and future directions.

Key findings

  • MR relies on four conditions: the three instrumental variable conditions plus a point-estimate-identifying condition; a first-stage F-statistic >10 is described as a minimum criterion indicating weak instrument bias is small, though it does not prove instrument validity.
  • Summary-data MR commonly uses inverse-variance weighting of variant-specific Wald ratios; pleiotropy-robust methods include weighted median, weighted mode, MR Egger, MR PRESSO, MR RAPS, MR GRAPPLE, and multivariable MR, each imposing different assumptions and often reducing power.
  • In applications, MR using ALDH2 and ADH1B variants across average alcohol consumption from 4 g/week to 256 g/week found a dose-response relationship with stroke and no strong protective or detrimental effect on coronary heart disease; MR studies of HDL-C showed no protective effect on CHD, consistent with subsequent RCTs.
  • An MR study of childhood and adult body size detected 295 and 557 independent SNPs, respectively; multivariable MR suggested only adult body size had an independent causal effect on CHD and type 2 diabetes, while early-life body size was more strongly inversely related to breast cancer.

Methods

  • This is a Primer/review, not a new empirical study; it describes MR principles, IV conditions, individual-level two-stage least squares, summary-level inverse-variance weighting, sensitivity analyses, software packages, and extensions such as bidirectional, multivariable, mediation, and non-linear MR.
  • Data discussed include individual-level and summary-level genetic association data, often from GWAS and biobanks such as UK Biobank and China Kadoorie Biobank, used in published MR applications.
  • The main analysis is conceptual and methodological synthesis; no new quantitative meta-analysis or primary dataset analysis is reported.

Limitations

  • The paper states that MR cannot easily correct confounding of genetic variants and the outcome from population stratification, dynastic effects, and assortative mating; selection bias, survival bias, canalization, and misspecification of the primary phenotype as GWAS grow are also highlighted.
  • The paper notes that pleiotropy-robust methods are not truly robust to all types of pleiotropy, often have less statistical power and wider confidence intervals, and that consistent results across methods do not guarantee absence of bias.
  • Evident from the text: as a Primer, it does not present a systematic review or exhaustive list of all MR methods, and the described applications are illustrative rather than comprehensive.

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Integrity signals

Registry

Crossref · 10.1038/s43586-021-00092-5

Cites

231 of 232 references verified1 citation errors · 0 not checkable

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Claims the paper makes

70 Not checked yet · 38 Own interpretation · 34 No basis given · 4 Own method · 2 Partly supported · accuracy not yet measured

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Show all 80 claims

  • It may state two separate claims as one. 54
  • Probably not a substantial claim. 23
68 of 68
  • The paper relies on this without support.

    There is an urgent need for MR tools because many causal questions in health research cannot be adequately answered with conventional observational study designs or are not amenable to evaluation with RCTs for logistical or ethical reasons.

    “There is an urgent need for these tools as many causal questions in health research cannot be adequately answered with conventional observational study designs or are not amenable to evaluation with RCT’s for logistical or ethical reasons.”
  • The authors state this as an assumption.

    Genetic variants provide a source of exogenous variation in the exposure and can act as an instrumental variable.

    “MR is based on the assumption that genetic variants provide a source of such exogenous variation in the exposure and can therefore act as an instrumental variable.1”
  • The authors state this as an assumption.

    The relationship between the exposure and the outcome is linear across different values of the exposure for the vast majority of MR estimation methods.

    “Additionally, the vast majority of MR estimation methods (with non-linear MR30 being the notable exception) impose the assumption that the relationship between the exposure and the outcome is linear across different values of the exposures.”
  • The authors state this as an assumption.

    Changes in genetic variation are equivalent in their effects to changes in the exposure through environmental or pharmaceutical manipulation (gene-environment equivalence).

    “Finally, data used in MR additionally require the assumption that changes in genetic variation are equivalent in their effects to changes in the exposure through environmental or pharmaceutical manipulation — a concept known as gene-environment equivalence.32”
  • The authors state this as an assumption.

    For two-sample MR estimation, the two samples are from the same underlying population, or more narrowly that the association between the genetic variants and exposure is the same in both samples.

    “An important assumption for two-sample MR estimation is that the two samples are from the same underlying population, or more narrowly that the association between the genetic variants and exposure is the same in both samples, although that exposure may not be measured or reported in the sample included in the outcome dataset.39”
  • The authors state this as an assumption.

    Overidentification tests rely on the assumption that each IV estimates the same causal effect.

    “They also rely on the assumption that each IV estimates the same causal effect, which may not be true for complex traits where different genetic variants potentially act as genetic instruments for different aspects of the trait.”
  • The authors state this as an assumption.

    sisVIVE and adaptive LASSO assume that multiple IVs are available and that a majority or plurality of the proposed IVs are valid.

    “These methods assume that multiple IVs are available and that a majority or plurality of the proposed IVs are valid.”
  • The authors state this as an assumption.

    For inverse-variance weighted estimation, the genetic variants are independent of each other.

    “One important assumption for IVW estimation is that the genetic variants are independent of each other.41”
  • The authors state this as an assumption.

    MR Egger analysis assumes that across all instruments, the magnitude of the pleiotropic effect is unrelated to the strength of the association between the genetic variant and the phenotype of interest (the InSIDE assumption).

    “MR Egger analysis assumes that across all instruments, the magnitude of the pleiotropic effect is unrelated to the strength of the association between the genetic variant and the phenotype of interest (known as the InSIDE assumption)”
  • The authors state this as an assumption.

    Multivariable Mendelian randomization assumes that pleiotropic pathways operate through known and well-measured phenotypes that are also included in the estimation.

    “multivariable MR assumes pleiotropic pathways operate through known and well-measured phenotypes that are also included in the estimation.”
  • The authors state this as an assumption.

    For multivariable Mendelian randomization, each exposure must be robustly predicted by the instruments, conditional on the other exposures included in the estimation (MVIV1).

    “each exposure must be robustly predicted by the instruments, conditional on the other exposures included in the estimation (Multivariable instrumental variable condition 1, or MVIV1)”
  • The authors state this as an assumption.

    For multivariable Mendelian randomization, there must be no confounders of the outcome and any of the instruments (MVIV2).

    “there must be no confounders of the outcome and any of instruments (MVIV2)”
  • The authors state this as an assumption.

    For multivariable Mendelian randomization, none of the instruments can have an effect on the outcome that does not act through at least one of the exposures (MVIV3).

    “none of the instruments can have an effect on the outcome that doesn’t act through at least one of the exposures (MVIV3)”
  • The authors state this as an assumption.

    Bayesian colocalization strategies assume that summary data exist for multiple variants in a region, with sufficient density such that any causal variant or variants for an outcome and exposure are likely to be included in the set of variants studied.

    “the latter assume summary data exist for multiple variants in a region, with sufficient density such that any causal variant or variants for an outcome and exposure are likely to be included in the set of variants studied.”
  • The authors state this as an assumption.

    The conclusion about alcohol consumption and vascular disease risk assumes no selection bias.

    “assuming no selection bias”
  • The paper relies on this without support.

    Genetic variants are generally fixed at conception.

    “As genetic variants are generally fixed at conception, it is not intuitively clear how confounding of the instrument and the outcome can occur in MR studies.”
  • The paper relies on this without support.

    Most studies recruit survivors of the original birth cohorts.

    “In addition, most studies recruit survivors of the original birth cohorts.”
  • The paper relies on this without support.

    MR uses genetic variants that are fixed across the life course to estimate the lifetime effects of the exposure of interest.

    “Finally, MR uses genetic variants that are fixed across the life course to estimate the lifetime effects of the exposure of interest.”
  • The paper relies on this without support.

    Most contemporary MR studies rely on available GWAS data.

    “As most contemporary MR studies rely on available GWAS data, they unfortunately suffer from considerable bias with respect to representativeness of populations according to geography and ancestry.184”
  • The paper relies on this without support.

    Adiposity is a confounder of the observational association of CRP and vitamin D with health outcomes.

    “with adiposity being a confounder of the observational association of these exposures with health outcomes.”
  • The paper relies on this without support.

    Smoking cessation is not a useful treatment once lung cancer has developed.

    “as smoking cessation is not a useful treatment once lung cancer has developed.”
  • The paper relies on this without support.

    The underlying magnitude of the effect in drug-target MR is very small.

    “using a genetic instrument for treatment as part of a drug-target MR means that the underlying magnitude of the effect on which potential genetic effect modifiers are investigated is very small”
  • The paper relies on this without support.

    The least plausible assumption may be shared by many methods.

    “although the least plausible assumption may be shared by many methods”
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Citations

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Show all 222 references

Research works printed but not linked: 8

  1. Glymour, M. M. Natural experiments and instrumental variable analyses in social epidemiology. Methods Soc. Epidemiol. 1, 429 (2006).
  2. Zhao, Q., Wang, J., Spiller, W., Bowden, J. & Small, D. S. Two-sample instrumental variable analyses using heterogeneous samples. Stat. Sci. 34, 317–333 (2019).
  3. Bound, J., Jaeger, D. A. & Baker, R. M. Problems with instrumental variables estimation when the correlation between the instruments and the endogenous explanatory variable is weak. J. Am. Stat. Assoc. 90, 443–450 (1995).
  4. Wooldridge, J. M. Econometric Analysis of Cross Section and Panel Data (MIT Press, 2010).
  5. Tchetgen Tchetgen, E. J., Sun, B. & Walter, S. The GENIUS approach to robust Mendelian randomization inference. Stat. Sci. 36, 443–464 (2019).
  6. Sallis, H. Triangulation protocol; intergenerational effects of parental substance use on child substance use and mental health outcomes. Preprint at https://osf.io/s6jv4/ (2021).
  7. Brumpton, B. et al. Avoiding dynastic, assortative mating, and population stratification biases in Mendelian randomization through within-family analyses. Nat. Commun. 11, 3519 (2020). · DOI · Paper page
  8. Mahmoud, O., Dudbridge, F., Davey Smith, G., Munafo, M. & Tilling, K. Slope-Hunter: a robust method for index-event bias correction in genome-wide association studies of subsequent traits. Nat. Commun. (in the press).

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Metadata

Authors
Sanderson, E., Glymour, M. M., Holmes, M. V., Kang, H., Morrison, J., Munafò, M. R., Palmer, T., Schooling, C. M., Wallace, C., Zhao, Q., & Davey Smith, G.
Affiliations
  • University of Bristol (GB)
  • University of California, San Francisco (US)
  • University of Wisconsin–Madison (US)
  • University of Michigan (US)
  • City University of New York (US)
  • University of Cambridge (GB)
Corresponding author
Sanderson, Eleanor
Venue
Nature Reviews Methods Primers
Published
2022-02-10
Volume
2
Issue
1
ISSN
2662-8449 (ISSN-L)
OpenAlex
W4211103501
Cited by
2,229
References
222
Citations by year
2026: 450 · 2025: 782 · 2024: 688 · 2023: 243 · 2022: 66
FWCI
69.62
Type
journal article
Language
en
Open access
Locations
  • Nature Reviews Methods Primers (publishedVersion)
  • PubMed (publishedVersion)
  • PubMed Central (acceptedVersion)
  • Explore Bristol Research (acceptedVersion, other-oa)
  • Bristol Research (University of Bristol) (submittedVersion, other-oa)
Funders
  • Wellcome Trust (107881/Z/15/Z, WT107881)
  • British Heart Foundation (FS/18/23/33512)
  • Medical Research Council (MC_UU_00011/7, MC_UU_00002/4, MC_UU_00011/3, MC_UU_00011/1)
  • National Institute on Aging (R01AG057869)
Topics
  • Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Genetic Associations and Epidemiology
  • Physical Sciences › Mathematics › Statistics and Probability › Advanced Causal Inference Techniques
  • Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Epidemiology
Keywords
Mendelian randomization, causal inference, genetic instruments, unmeasured confounding, Mendelian inheritance, triangulation, genomic data

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