Cited by 767Speech Recognition and SynthesisEthics and Social Impacts of AISpeech and Audio Processing

Racial disparities in automated speech recognition

Open access
Koenecke, Allison, Nam, Andrew, Lake, Emily, Nudell, Joe, Quartey, Minnie, Mengesha, Zion, Toups, Connor, Rickford, John R. +2 more·2020·Proceedings of the National Academy of Sciences

Abstract

Automated speech recognition (ASR) systems, which use sophisticated machine-learning algorithms to convert spoken language to text, have become increasingly widespread, powering popular virtual assistants, facilitating automated closed captioning, and enabling digital dictation platforms for health care. Over the last several years, the quality of these systems has dramatically improved, due both to advances in deep learning and to the collection of large-scale datasets used to train the systems. There is concern, however, that these tools do not work equally well for all subgroups of the population. Here, we examine the ability of five state-of-the-art ASR systems—developed by Amazon, Apple, Google, IBM, and Microsoft—to transcribe structured interviews conducted with 42 white speakers and 73 black speakers. In total, this corpus spans five US cities and consists of 19.8 h of audio matched on the age and gender of the speaker. We found that all five ASR systems exhibited substantial racial disparities, with an average word error rate (WER) of 0.35 for black speakers compared with 0.19 for white speakers. We trace these disparities to the underlying acoustic models used by the ASR systems as the race gap was equally large on a subset of identical phrases spoken by black and white individuals in our corpus. We conclude by proposing strategies—such as using more diverse training datasets that include African American Vernacular English—to reduce these performance differences and ensure speech recognition technology is inclusive.

AI snapshot

Written from the paper’s full text.

TL;DR

This paper audits five commercial automated speech recognition (ASR) systems and finds large racial disparities in word error rates for African American speakers compared with white speakers. The authors trace the gap primarily to acoustic models rather than language or lexical models, suggesting insufficient audio data from black speakers in training.

Key findings

  • Across five ASR systems (Amazon, Apple, Google, IBM, Microsoft), the aggregate word error rate (WER) was 0.35 for black speakers versus 0.19 for white speakers; for Microsoft, the best overall system, WER was 0.27 for black speakers versus 0.15 for white speakers, and for Apple, the worst overall, 0.45 versus 0.23.
  • Disparities were larger for black men: averaging across the five ASR systems, error rate was 0.41 for black men versus 0.30 for black women, compared with 0.21 for white men and 0.17 for white women.
  • More than 20% of snippets of black speakers had an average WER of at least 0.5, versus fewer than 2% of white speakers; if WER >0.5 implies an unusable transcript, 23% of black-speaker snippets versus 1.6% of white-speaker snippets were unusable.
  • Lexical and language-model gaps did not explain the disparity: 98–99% of spoken words were in reconstructed ASR vocabularies for both groups, and language-model perplexity was lower (better) for black speakers (e.g., GPT-2: 45 vs 55). On 206 matched identical short phrases, WERs were about twice as large for black speakers (e.g., Microsoft: 0.13 vs 0.07), pointing to acoustic-model differences.

Methods

  • The study used sociolinguistic interviews from the Corpus of Regional African American Language (CORAAL) and Voices of California (VOC), restricting to adult interviewee-only snippets of 5–50 s. The main matched sample contained 2,141 snippets each from black and white speakers, averaging 17 s per snippet and totaling 19.8 h of audio.
  • Propensity-score matching selected black and white snippets with similar age, gender, and snippet duration; WER was computed between cleaned human transcripts and cleaned ASR transcripts.
  • Dialect density was hand-coded in a random sample of 150 snippets of black speakers (50 per AAVE site), counting AAVE phonological and grammatical features normalized by word count; interrater Pearson correlations were 0.92 and 0.74. Language-model perplexity was also examined using Transformer-XL, GPT, and GPT-2.

Limitations

  • Stated: the white and black audio samples came from different U.S. regions (white speakers in California; black speakers in the Eastern United States), so some differences could reflect regional rather than ethnic linguistic variation; the authors argue AAVE dialect density and similar error rates across two California white sites support an AAVE-driven interpretation.
  • Stated: data were collected across different years and recording equipment (Princeville in 2004 on cassette, others digitally in 2014–2017), and the small number of speakers per location limits conclusions about broader geographic dialect patterns; the authors say these issues are unlikely to affect main results.
  • Evident: the analysis covers five commercial ASR systems and specific corpora, so findings may not generalize to all ASR systems, speakers, or nonstandard English varieties beyond those studied.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1073/pnas.1915768117

Cites

36 of 36 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 9 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    The pairwise differences in DDM by location are statistically significant, with P < 0.05 in all cases.

    “The pairwise differences in DDM by location are statistically significant, with P < 0.05 in all cases.”
    Quote in the paperNot a substantial claim
  • Findingown data

    Aggregated across the three AAVE sites, the DDM for male speakers is 0.13 (n=52; SE 0.02), compared with 0.096 for female speakers (n=98; SE 0.01).

    “Aggregated across the three AAVE sites, the DDM for male speakers is 0.13 (n=52; SE: 0.02), compared with 0.096 for female speakers (n=98; SE: 0.01).”
    Quote in the paperNot a substantial claim
  • Findingown data

    Under all three language models (Transformer-XL, GPT, GPT-2), the average perplexity of snippets by black speakers is lower (better) than the average perplexity of snippets by white speakers.

    “Under all three language models, we find the average perplexity of snippets by black speakers is lower—meaning better performance—than the average perplexity of snippets by white speakers in our sample.”
    Quote in the paperSubstantial claim
  • Findingown data

    The average error rates for white men and women are more similar, at 0.21 (SE 0.004) and 0.17 (SE 0.003), respectively.

    “In comparison, the average error rates for white men and women are more similar at 0.21 (SE: 0.004) and 0.17 (SE: 0.003), respectively.”
    Quote in the paperSubstantial claim
  • Findingown data

    The error rate in Rochester (0.20) is comparable to the error rates in the two California locations with white speakers.

    “However, the error rate in the third AAVE site, Rochester (0.20), is comparable to the error rates in the two California locations with white speakers.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. 10
  • May combine two claims. 8
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    For example, "he a pastor" has perplexity of 305, compared with 67 for "he's a pastor."

    “For example, “he a pastor” has perplexity of 305, compared with 67 for “he’s a pastor.””
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    For Google's ASR, of the 104,486 words uttered by black speakers, at least 103,142 (98.7%) were in its vocabulary; of the 98,653 words spoken by white individuals, at least 97,260 (98.6%) were in the vocabulary.

    “For example, of the 104,486 words uttered by black speakers in our sample, Google’s ASR had at least 103,142 (98.7%) of them in its vocabulary; in comparison, of the 98,653 words spoken by white individuals in our sample, at least 97,260 (98.6%) were in the vocabulary.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Average dialect density measure (DDM) is lowest in Rochester (0.047), followed by Washington, DC (0.088), and Princeville (0.19), mirroring the ordering of word error rates by location.

    “We find that average DDM is lowest in Rochester (0.047)—and also relatively small on an absolute scale—followed by Washington, DC (0.088), and Princeville (0.19), mirroring the ordering of word error rates by location seen in Fig. 3.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    More than 20% of snippets of black speakers have an error rate of at least 0.5, whereas fewer than 2% of snippets of white speakers are above that threshold.

    “For example, more than 20% of snippets of black speakers have an error rate of at least 0.5; in contrast, fewer than 2% of snippets of white speakers are above that threshold.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The investigation finds evidence of a gap in the acoustic models underlying ASR systems but not in the language models.

    “As we discuss next, we find evidence of a gap in the acoustic models but not in the language models.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Black speakers uttered fewer unique words (5,651) than white speakers (6,280), although total duration and number of words spoken were similar.

    “Although the total duration and number of words spoken by black and white speakers in our sample were similar, black speakers uttered fewer unique words (5,651) than white speakers (6,280).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationreasoning

    Speakers of other nonstandard varieties of English, including those with regional and nonnative-English accents, may similarly be burdened by poor ASR performance.

    “whose speakers may similarly be burdened by poor ASR performance—including those with regional and nonnative-English accents.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Most previous studies using DDMs have focused on the syntactic complexity of AAVE.

    “Most previous studies using DDMs have focused on the syntactic complexity of AAVE (34, 35).”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites [34] Craig H. K., Washington J. A., An assessment battery for identifying language impairments in African American children. J. Speech Lang. Hear. Res. 43, 366– 379 (2000). 10757690 source

      Not checked in the free run.

    • cites [35] Oetting J. B., McDonald J. L., Methods for characterizing participants’ nonmainstream dialect use in child language research. J. Speech Lang. Hear. Res. (2002). PMC3390149 12069003 source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationown data

    Given the relatively small number of speakers in each location, it cannot be determined whether the location-specific patterns are representative of more general geographic differences in dialect or are simply idiosyncratic trends in the particular sample of speakers.

    “Given the relatively small number of speakers in each location, we cannot determine whether these patterns are representative of more general geographic differences in dialect or are simply idiosyncratic trends in our particular sample of speakers.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductown data

    Results did not meaningfully change when snippets containing hard-to-spell city names were removed.

    “We compared our results with those where all snippets containing a list of hard-to-spell city names uttered in the audio snippets were removed. Again, our results did not meaningfully change”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Study design and conductown data

    The analysis matched audio snippets across the two datasets on speaker age, gender, and snippet duration, yielding 2,141 snippets from each dataset (average length 17 s; 19.8 total hours).

    “We match these snippets across the two datasets based on the age and gender of the speaker and the duration of the snippet.”
    • Also stated in: § Abstract · plain
      “After matching, we are left with 2,141 snippets from each dataset, with an average length of 17 s per snippet, amounting to 19.8 total hours of audio.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductown data

    Results were nearly identical when snippets with questionable content were removed entirely instead of cleaning flags.

    “We confirmed that our results were nearly identical if, instead of performing the above operations, snippets with questionable content were removed entirely.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    The complete list of AAVE features tagged in this study is based on past work.

    “The complete list of AAVE features that we tagged is based on past work (23–25)”
    Quote in the paperNot a substantial claim0 of 3 sources checked
    • cites [23] Rickford J. R., Phonological and Grammatical Features of African American Vernacular (AAVE) (Blackwell Publishers, 1999).

      Not checked in the free run.

    • cites [24] Thomas E. R., Phonological and phonetic characteristics of African American Vernacular English. Lang. Linguist. Compass 1, 450– 475 (2007). source

      Not checked in the free run.

    • cites [25] Bailey G., Thomas E., “ Some aspects of African-American Vernacular English phonology” in African-American English: Structure, History and Use, Mufwene S., Rickford J. R., Bailey G., Baugh J., Eds. (Routledge, New York, NY, 1998), pp. 85– 109.

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    Past work has found that ASRs perform somewhat worse on conversational speech from male speakers than female speakers, likely due to male speakers using more informal style with shorter, more reduced pronunciations and more disfluencies.

    “Past work has also found that ASRs perform somewhat worse on conversational speech from male speakers than female speakers, likely due to male speakers using more informal style with shorter, more reduced pronunciations and more disfluencies (28, 29).”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites [28] Goldwater S., Jurafsky D., Manning C. D., Which words are hard to recognize? Prosodic, lexical, and disfluency factors that increase speech recognition error rates. Speech Commun. 52, 181– 200 (2010). source

      Not checked in the free run.

    • cites [29] Adda-Decker M., Lamel L., “ Do speech recognizers prefer female speakers?” in Proceedings of INTERSPEECH-2005 (International Speech Communication Association, 2005), pp. 2205– 2208. source

      Not checked in the free run.

  • May combine two claims.

    Study design and conductown data

    The interviews were transcribed by human experts, which the study uses as ground truth when evaluating machine transcriptions.

    “In both datasets, the interviews were transcribed by human experts, which we use as the ground truth when evaluating the performance of machine transcriptions.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).

    Interpretationreasoning

    These disparities may actively harm African American communities when speech recognition software is used by employers to evaluate candidate interviews or by criminal justice agencies to transcribe courtroom proceedings.

    “These disparities may also actively harm African American communities when, for example, speech recognition software is used by employers to automatically evaluate candidate interviews or by criminal justice agencies to automatically transcribe courtroom proceedings.”
    Quote in the paperNot a substantial claim
16 of 16
  • The paper relies on this without support.

    Commercial ASR systems use language models that have similar statistical properties to publicly available state-of-the-art models like Transformer-XL, GPT, and GPT-2.

    “However, it is likely that these systems use language models that have similar statistical properties to state-of-the-art models that are publicly available, like Transformer-XL (30), GPT (31), and GPT-2 (32).”
  • The paper relies on this without support.

    The study's limitations (different years and recording equipment) are unlikely to impact the main results.

    “While it is important to recognize these limitations of our study design, we believe they are unlikely to impact our main results.”
  • The paper relies on this without support.

    The time gap between the 2004 Princeville data and the 2014–2017 data does not represent a significant time gap for sociolinguistic analysis.

    “The majority of our data come from 2014 to 2017—a span that does not represent a significant time gap for sociolinguistic analysis”
  • The paper relies on this without support.

    Combining audio collected across different years and recorded with different equipment is acceptable because it is common in dialectology studies.

    “Given the obstacles in assembling data from a large number of speakers across multiple field sites, it is not uncommon in dialectology studies to combine audio collected across different years and recorded with different equipment.”
  • The paper relies on this without support.

    The dialect density measure (DDM) used in this study provides insight into drivers of the ASR performance gaps.

    “in our setting, the measure we use provides insight into drivers of the ASR performance gaps we see.”
5 of 5

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Voice assistants pose usability barriers for novice users such as older adults learning how to engage with them.

    “but also pose usability barriers for novice users such as older adults learning how to engage with them [59, 93].”

    From "It's Kind of Like Code-Switching": Black Older Adults' Experiences with a Voice Assistant for Health Information Seeking (2022) · cites this paper as [59]

    The Discussion (page not provided) says speech-recognition performance gaps make virtual assistants harder for African Americans to use. It does not address novice users, older adults, or barriers caused by learning how to engage with voice assistants. (LLM, conf=0.85)

    Experimental — accuracy not yet measured
  • ASR performance varies across datasets and speaker groups, including by gender, race, and accent.

    “Many sources show ASR's volatility with diferent datasets: ASR performs diferently for male or female speakers, shows racial biases or varying accuracy rates for speakers with diferent accents [Cumbal et al. 2021;Koenecke et al. 2020;Speechmatics 2023;Tadimeti et al. 2022;Tatman and Kasten 2017].”

    From Measuring the Accuracy of Automatic Speech Recognition Solutions (2023) · cites this paper as Koenecke et al. 2020

    The Results report different error rates by race and gender (passages 1 and 7), and associate error rates with AAVE dialect density and pronunciation differences (passages 4 and 6). The Discussion (passage 8) suggests that speakers with regional or nonnative-English accents may also face poor performance, but does not establish varying accuracy rates across those accent groups. (LLM, conf=0.82)

    Experimental — accuracy not yet measured
  • Prior studies aim to show specific ASR biases affecting underrepresented groups but do not address overall engine accuracy.

    “The studies aim to show that ASR has speciic biases that often afect speakers of underrepresented groups, but are not concerned with the overall accuracy of the engines.”

    From Measuring the Accuracy of Automatic Speech Recognition Solutions (2023) · cites this paper as Koenecke et al. 2020

    The Results report substantially higher word error rates for Black than white speakers across five commercial ASR systems, supporting the claim about bias affecting an underrepresented group. But the same section compares the systems’ overall performance, identifying Microsoft as best and Apple as worst, so the claim that the study was not concerned with engine accuracy is unsupported. No page number is available in our copy. (LLM, conf=0.88)

    Experimental — accuracy not yet measured
  • Gendered and racial disparities have been documented in a number of language technologies.

    “Unsurprisingly, gendered and racial disparities have been documented in a number of language technologies [37, 79, 141]”
  • Standard models often perform poorly on under-represented demographics.

    “it is well-documented that standard models often perform poorly on under-represented demographics (Buolamwini and Gebru, 2018; Koenecke et al., 2020)”

    From WILDS: A Benchmark of in-the-Wild Distribution Shifts (2020) · cites this paper as Koenecke et al., 2020

Cites

Flagged first, then by citations

1 of the 37 references couldn’t be matched to a known paper.

Research works printed but not linked: 1

  1. [6]Raji I. D., Buolamwini J., “ Actionable auditing: Investigating the impact of publicly naming biased performance results of commercial ai products” in AAAI/ACM Conference on AI Ethics and Society (Association for Computing Machinery, 2019), Vol. 1, pp. 429– 435.

Cited by

Sorted by citations

Authors
Koenecke, A., Nam, A., Lake, E., Nudell, J., Quartey, M., Mengesha, Z., Toups, C., Rickford, J. R., Jurafsky, D., & Goel, S.
Affiliations
  • Stanford University (US)
  • Georgetown University (US)
Corresponding author
Goel, Sharad
Venue
Proceedings of the National Academy of Sciences
Published
2020-03-23
Volume
117
Issue
14
Pages
7684-7689
ISSN
  • 0027-8424 (ISSN-L)
  • 1091-6490
OpenAlex
W3012624518
Cited by
765
References
37
Citations by year
2026: 169 · 2025: 110 · 2024: 112 · 2023: 171 · 2022: 112 · 2021: 68 · 2020: 23
FWCI
36.76
Type
journal article
Language
en
Open access
Locations
  • Proceedings of the National Academy of Sciences (publishedVersion, cc-by-nc-nd)
  • PubMed Central (publishedVersion, cc-by-nc-nd)
  • PubMed (publishedVersion)
  • RePEc: Research Papers in Economics (submittedVersion)
Topics
  • Physical Sciences › Computer Science › Artificial Intelligence › Speech Recognition and Synthesis
  • Social Sciences › Safety Research › Ethics and Social Impacts of AI
  • Physical Sciences › Computer Science › Signal Processing › Speech and Audio Processing
Keywords
speech recognition, racial disparities, algorithmic bias, word error rate, acoustic modeling, African American English, training data diversity, inclusive technology
MeSH terms
Adult, Automation, Black or African American, Humans, Language, Speech Perception, White People, Speech Recognition Software, Racism

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