Recall of Psychiatric History in Cross-sectional Surveys: Implications for Epidemiologic Research
Abstract
Data from a variety of sources suggest the possibility of significant errors in lifetime recall of psychiatric illness. Remote episodes of illness may often be forgotten, especially among patients with milder or less recurrent illness or those who received no treatment. These errors in recall may lead to significant underestimation of true lifetime prevalence and may produce the appearance of large temporal increases in risk in the absence of any true change. When assessing lifetime history, cross-sectional surveys may differentially underestimate prevalence in the elderly and in those with less severe or recurrent illness. While lifetime risk of depression and other psychiatric disorders may not be increasing as rapidly as suggested by cross-sectional surveys, the overall impact of such disorders over the life span may be significantly greater than previous community surveys have indicated.
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Retrospective recall is associated with decreased reliability due to memory deterioration, hindsight and recall bias, and a tendency to overemphasize past events or underestimate past morbidity.
“Retrospective recall is associated with decreased reliability as a result of memory deterioration, hindsight and recall bias, and a tendency to overemphasize past events, which provide an explanation for current problems (Hardt and Rutter, 2004) or underestimate past morbidity (Simon and VonKorff, 1995).”
From Factors associated with recovery from anorexia nervosa (2013) · cites this paper as Simon and VonKorff, 1995
Retrospective recall entails sources of invalidity that limit inference about the developmental origins of adults with disorder.
“Retrospective recall entails sources of invalidity that limit inference about the developmental origins of adults with disorder(15-17).”
From Is adult ADHD a childhood-onset neurodevelopmental disorder? Evidence from a four-decade longitudinal cohort study (2015) · cites this paper as [17]
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“Retrospective age-of-onset reports were obtained in the WMH-CIDI using a series of questions designed to avoid the implausible response patterns obtained when using the standard CIDI age-of-onset question.(10) The sequence began with a question designed to emphasize the importance of accurate responses: “Can you remem…”
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“Lifetime estimates were excluded as recall bias invalidates them as credible measures of disease burden [21–24].”
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“It has been proposed that the cohort effect does not in fact exist (Giuffra & Risch, 1994; Simon & VonKorff, 1992, 1995).”
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MethodIncidence and Recurrence of Late-Life Depression
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“However, epidemiological tools that inquire about lifetime diagnoses of depression may be subject to recall biases (42,43), and so this would not have necessarily clarified the issue in our study, had it been asked.”
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“A favorable aspect was that most of the studies assessed CCs at a precise timepoint of people life which preserves from recall biases (Simon and VonKorff, 1995), instead of registering a lifetime prevalence.”
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“However, we believe estimating the timing of comorbid disorders using lifetime retrospective recall is problematic methodologically (see Simon and VonKorff, 1995;Kandel et al., 1999) and therefore chose not to attempt such estimates (see also Wells and Horwood, 2004;Fergusson et al., 2000).”
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“However, as later re-analyses have shown, the studies were compromised by recall bias (8, 9).”
Understanding Disability in Mental and General Medical Conditions
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ResultSelf-citationForgetting, Fabricating, and Telescoping
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Enduring mental health: Prevalence and prediction.
Schaefer, J. D., Caspi, A., Belsky, D. W., Harrington, H., Houts, R., Horwood, L. J., Hussong, A. M., Ramrakha, S., Poulton, R., & Moffitt, T. E. (2016) · Journal of Abnormal Psychology · doi:10.1037/abn0000232 · Cited by 150 · see citing works
“This article examines Study members who were assessed for mental disorders at ages 11, 13, 15, 18, 21, 26, 32, and 38 years of age.”
BackgroundLifetime prevalence and inter-cohort variation in DSM-IV disorders in metropolitan China
Lee, S., Tsang, A., Zhang, M., Huang, Y., He, Y., Liu, Z., Shen, Y., & Kessler, R. C. (2006) · Psychological Medicine · doi:10.1017/s0033291706008993 · Cited by 149 · see citing works
Psychiatric disorders in Mexico: Lifetime prevalence in a nationally representative sample
Medina-Mora, M. E., Borges, G., Benjet, C., Lara, C., & Berglund, P. (2007) · British Journal of Psychiatry · doi:10.1192/bjp.bp.106.025841 · Cited by 139 · see citing works
Incidence of late-life depression: A systematic review
Büchtemann, D., Luppa, M., Bramesfeld, A., & Riedel-Heller, S. G. (2012) · Journal of Affective Disorders · doi:10.1016/j.jad.2012.05.010 · Cited by 138 · see citing works
Rhebergen, D., Beekman, A. T. F., de Graaf, R., Nolen, W. A., Spijker, J., Hoogendijk, W. J., & Penninx, B. W. J. H. (2010) · Journal of Affective Disorders · doi:10.1016/j.jad.2009.10.029 · Cited by 127 · see citing works
Gender and outpatient mental health service use
Rhodes, A. E., Goering, P. N., To, T. M., & Williams, J. (2002) · Social Science & Medicine · doi:10.1016/s0277-9536(01)00002-8 · Cited by 130 · see citing works
Increased prevalence of depression in South Korea from 2002 to 2013
Kim, G. E., Jo, M., & Shin, Y. (2020) · Scientific Reports · doi:10.1038/s41598-020-74119-4 · Cited by 128 · see citing works
Glantz, M. D., Anthony, J. C., Berglund, P. A., Degenhardt, L. J., Dierker, L., Kalaydjian, A., Merikangas, K. R., Ruscio, A. M., Swendsen, J. D., & Kessler, R. C. (2008) · Psychological Medicine · doi:10.1017/s0033291708004510 · Cited by 121 · see citing works
Tani, Y., Fujiwara, T., Kondo, N., Noma, H., Sasaki, Y., & Kondo, K. (2016) · American Journal of Geriatric Psychiatry · doi:10.1016/j.jagp.2016.06.001 · Cited by 123 · see citing works
Self‐reported use of mental health services versus administrative records: care to recall?
Rhodes, A. E., & Fung, K. (2004) · International Journal of Methods in Psychiatric Research · doi:10.1002/mpr.172 · Cited by 120 · see citing works
“When persons are depressed, they are better at recalling past depressed states or stressful life events (Aneshensel et al., 1987; Simon and VonKorff, 1995).”
BackgroundMarel, C., Sunderland, M., Mills, K. L., Slade, T., Teesson, M., & Chapman, C. (2019) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2018.10.010 · Cited by 114 · see citing works
Gabilondo, A., Rojas-Farreras, S., Vilagut, G., Haro, J., Fernández, A., Pinto-Meza, A., & Alonso, J. (2010) · Journal of Affective Disorders · doi:10.1016/j.jad.2009.04.016 · Cited by 135 · see citing works
“The novel probing strategy that was used in the WMH surveys, which was based in question series (Simon and Vonkorff, 1995), has shown to diminish this bias (Knauper et al., 1999).”
Factors associated with recovery from anorexia nervosa
Zerwas, S., Lund, B. C., Von Holle, A., Thornton, L. M., Berrettini, W. H., Brandt, H., Crawford, S., Fichter, M. M., Halmi, K. A., Johnson, C., et al. (2013) · Journal of Psychiatric Research · doi:10.1016/j.jpsychires.2013.02.011 · Cited by 111 · see citing works
“Retrospective recall is associated with decreased reliability as a result of memory deterioration, hindsight and recall bias, and a tendency to overemphasize past events, which provide an explanation for current problems (Hardt and Rutter, 2004) or underestimate past morbidity (Simon and Vonkorff, 1995).”
BackgroundAltwaijri, Y. A., Al‐Subaie, A. S., Alhabeeb, A. A., Bilal, L., Al‐Desouki, M., Aradati, M., King, A. J., Sampson, N. A., & Kessler, R. C. (2020) · International Journal of Methods in Psychiatric Research · doi:10.1002/mpr.1836 · Cited by 119 · see citing works
“Evidence for age-related bias has been documented in previous epidemiological research (Simon & VonKorff, 1995), although the novel probing strategy used in the WMH surveys has been shown to reduce this problem (Knäuper et al., 1999).”
MethodFerrari, A. J., Baxter, A. J., & Whiteford, H. (2010) · Journal of Affective Disorders · doi:10.1016/j.jad.2010.11.007 · Cited by 113 · see citing works
“Lifetime prevalence estimates are not being used in the GBD 2010 study due to a range of problems including recall bias (Kruijshaar et al., 2005; Moffitt et al., 2010; Simon and VonKorff, 1995; Susser and Shrout, 2010).”
MethodIndicators of mental disorders in UK Biobank—A comparison of approaches
Davis, K. A. S., Cullen, B., Adams, M., Brailean, A., Breen, G., Coleman, J. R. I., Dregan, A., Gaspar, H. A., Hübel, C., Lee, W., et al. (2019) · International Journal of Methods in Psychiatric Research · doi:10.1002/mpr.1796 · Cited by 111 · see citing works
“It may be that mental disorders are also underreported due to perceived stigma of the disorder (Nevin, 2009; Simon & VonKorff, 1995).”
BackgroundROBERTS, R. E., Roberts, C. R., & Chan, W. (2009) · Journal of Child Psychology and Psychiatry · doi:10.1111/j.1469-7610.2008.01969.x · Cited by 105 · see citing works
Scott, K. M., Koenen, K. C., King, A., Petukhova, M. V., Alonso, J., Bromet, E. J., Bruffaerts, R., Bunting, B., de Jonge, P., Haro, J. M., et al. (2017) · Psychological Medicine · doi:10.1017/s0033291717001593 · Cited by 105 · see citing works
Miret, M., Caballero, F. F., Huerta-Ramírez, R., Moneta, M. V., Olaya, B., Chatterji, S., Haro, J. M., & Ayuso‐Mateos, J. L. (2014) · Journal of Affective Disorders · doi:10.1016/j.jad.2014.03.045 · Cited by 104 · see citing works
Patterns of Health Care Costs Associated With Depression and Substance Abuse in a National Sample
Druss, B. G., & Rosenheck, R. A. (1999) · Psychiatric Services · doi:10.1176/ps.50.2.214 · Cited by 99 · see citing works
The prevalence and correlates of workplace depression in the national comorbidity survey replication
Kessler, R. C., Merikangas, K. R., & Wang, P. S. (2008) · Journal of Occupational & Environmental Medicine · doi:10.1097/jom.0b013e31816ba9b8 · Cited by 96 · see citing works
“Retrospective age-of-onset (AOO) reports were obtained in the NCS-R using a special question series designed to stimulate active memory search and to bound the recall inaccuracy that has been found in previous research on AOO reports.(73) Experimental research has shown that this question sequence yields responses wit…”
MethodTijssen, M. J. A., van Os, J., Wïttchen, H., Lieb, R., Beesdo‐Baum, K., Mengelers, R., & Wichers, M. (2010) · The British Journal of Psychiatry · doi:10.1192/bjp.bp.109.065763 · Cited by 98 · see citing works
The Epidemiology of Depression among Women
Kessler, R. C. (2006) · Cambridge University Press eBooks · doi:10.1017/cbo9780511841262.004 · Cited by 102 · see citing works
Personality disorders in late life. Understanding and overcoming the gap in research.
Agronin, M., & Maletta, G. (2000) · The American journal of geriatric psychiatry · doi:10.1097/00019442-200002000-00002 · Cited by 83 · see citing works
- Authors
- Simon, G. E., & VonKorff, M.
- Affiliations
- Group Health Cooperative (US)
- Corresponding author
- Simon, Gregory E.
- ORCID
- Simon, Gregory E.
- Venue
- Epidemiologic Reviews
- Publisher
- Oxford University Press (OUP)
- Published
- 1995
- Volume
- 17
- Issue
- 1
- Pages
- 221-227
- ISSN
- 0193-936X (ISSN-L)
- 1478-6729
- OpenAlex
- W1531843813
- Cited by
- 269
- References
- 0
- Citations by year
- 2026: 2 · 2025: 1 · 2024: 2 · 2023: 3 · 2022: 10 · 2021: 7 · 2020: 8 · 2019: 5 · 2018: 15 · 2017: 7 · 2016: 15 · 2015: 11 · 2014: 15 · 2013: 16 · 2012: 13
- FWCI
- 11.39
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Epidemiologic Reviews (publishedVersion)
- PubMed (publishedVersion)
- Funders
- U.S. Public Health Service (51338)
- Topics
- Social Sciences › Psychology › Social Psychology › Mental Health Treatment and Access
- Social Sciences › Sociology and Political Science › Survey Methodology and Nonresponse
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Epidemiology
- Keywords
- lifetime prevalence, recall bias, cross-sectional survey, depression, mental illness, underestimation of prevalence, older adults, disease severity
- MeSH terms
- Mental Disorders, Cross-Sectional Studies, Humans, Medical History Taking, Mental Recall, Reproducibility of Results, Bias
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