Cited by 581Evolutionary Game Theory and CooperationExperimental Behavioral Economics StudiesEconomic Theory and Institutions

Social learning promotes institutions for governing the commons

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Sigmund, Karl, De Silva, Hannelore, Traulsen, Arne, Hauert, Christoph·2010·Nature

Abstract

Theoretical and empirical research highlights the role of punishment in promoting collaborative efforts. However, both the emergence and the stability of costly punishment are problematic issues. It is not clear how punishers can invade a society of defectors by social learning or natural selection, or how second-order free-riders (who contribute to the joint effort but not to the sanctions) can be prevented from drifting into a coercion-based regime and subverting cooperation. Here we compare the prevailing model of peer-punishment with pool-punishment, which consists in committing resources, before the collaborative effort, to prepare sanctions against free-riders. Pool-punishment facilitates the sanctioning of second-order free-riders, because these are exposed even if everyone contributes to the common good. In the absence of such second-order punishment, peer-punishers do better than pool-punishers; but with second-order punishment, the situation is reversed. Efficiency is traded for stability. Neither other-regarding tendencies or preferences for reciprocity and equity, nor group selection or prescriptions from higher authorities, are necessary for the emergence and stability of rudimentary forms of sanctioning institutions regulating common pool resources and enforcing collaborative efforts.

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  • Agents' behaviors may be affected by noise, such as imitation error and behavioral mutation, in the process of social learning.

    “Second, agents' behaviors may be affected by noise (such as imitation error and behavioral mutation) in the process of social learning [37, 38, 47], which is usually ignored by previous theoretical models.”

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Research works printed but not linked: 4

  1. Ostrom L et al. , National Academy Press, Washington DC, pp.157-191 (2002)
  2. McFadden, D. Structural Discrete Probability Models Derived from Theories of Choice, in Structural Analysis of Discrete Data and Econometric Applications, Manski C.F. & McFadden D.L. (Eds), Cambridge, MIT Press (1981)
  3. Traulsen, A., Nowak, M.A. & Pacheco, J.M. Stochastic dynamics of invasion and fixation, Phys. Rev. E 74, 011909 (2006)
  4. Nowak, M.A. Evolutionary Dynamics, Cambridge MA, Harvard UP (2006)

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Authors
Sigmund, K., De Silva, H., Traulsen, A., & Hauert, C.
Affiliations
  • University of Vienna (AT)
  • Max Planck Society (DE)
  • University of British Columbia (CA)
Corresponding author
Sigmund, Karl
Venue
Nature
Published
2010-07-14
Volume
466
Issue
7308
Pages
861-863
ISSN
  • 0028-0836 (ISSN-L)
  • 1476-4687
OpenAlex
W2012615693
Cited by
580
References
37
Citations by year
2026: 28 · 2025: 35 · 2024: 46 · 2023: 40 · 2022: 33 · 2021: 32 · 2020: 33 · 2019: 35 · 2018: 26 · 2017: 41 · 2016: 38 · 2015: 31 · 2014: 37 · 2013: 44 · 2012: 39
FWCI
129.61
Type
journal article
Language
en
Open access
Locations
  • Nature (publishedVersion)
  • PubMed (publishedVersion)
  • IIASA PURE (International Institute of Applied Systems Analysis) (submittedVersion)
  • RePEc: Research Papers in Economics (submittedVersion)
  • Max Planck Institute for Plasma Physics (submittedVersion)
  • MPG.PuRe (Max Planck Society) (submittedVersion)
  • WU Research (submittedVersion)
Topics
  • Social Sciences › Sociology and Political Science › Evolutionary Game Theory and Cooperation
  • Social Sciences › Safety Research › Experimental Behavioral Economics Studies
  • Social Sciences › Economics, Econometrics and Finance › Economics and Econometrics › Economic Theory and Institutions
Keywords
social learning, peer punishment, cooperation, costly punishment, commons governance, sanctioning institutions, evolutionary game theory, common-pool resources, social contract, emergence of institutions, efficiency-stability trade-off, free-riding, reciprocity, equity preferences, group selection, self-government, public goods, evolution of cooperation
MeSH terms
Competitive Behavior, Cooperative Behavior, Biological Evolution, Game Theory, Learning, Population Density, Punishment, Selection, Genetic, Social Behavior, Time Factors

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