Hippocampal sharp wave bursts coincide with neocortical “up-state” transitions
Open accessAbstract
The sleeping neocortex shows nested oscillatory activity in different frequency ranges, characterized by fluctuations between “up-states” and “down-states.” High-density neuronal ensemble recordings in rats now reveal the interaction between synchronized activity in the hippocampus and neocortex: Electroencephalographic sharp waves in the hippocampus were more probable during down-states than during up-states, and tended to coincide with transitions from down-states to up-states. The form of cortical activity fluctuations and their interactions with sharp waves depend on sleep depth: In deeper sleep stages, characterized by strong neocortical oscillation in the delta range or slower (∼0.8-4 Hz), sharp-wave-triggered peri-event time histograms (PETH) are consistent with a longer duration for down-states than for up-states. In lighter sleep, the sharp-wave-triggered PETH suggested longer up-states than down-states. These results highlight the interplay in the hippocampal/neocortical loop: Decreased neocortical input during down-states may be a factor in generation of sharp waves. In turn, sharp waves may facilitate down-to-up transitions. This interplay may reflect joint memory trace reactivation in the hippocampus and in the neocortex, possibly contributing to consolidation of long-term memory: Off-line reactivation of recent neural activity patterns in the hippocampus occurs during 50-100-msec electroencephalographic sharp waves, corresponding to pyramidal-cell population bursts. The neocortical up-states starting in correspondence with sharp waves may be influenced by the reactivated information carried by the hippocampal sharp wave.
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Generation of spindles in the thalamus and generation of SW-Rs in the hippocampus are distinctly suppressed during the down-phase of the slow oscillation, followed by a rebound in spindle and SW-R activity during the succeeding depolarizing up-state.
“Generation of spindles in the thalamus and generation of SW-Rs in the hippocampus are distinctly suppressed during the down-phase of the slow oscillation, and this is followed by a rebound in spindle and SW-R activity during the succeeding depolarizing up-state (66, 215, 597, 829 -832, 925, 1088).”
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Picchioni, D., Duyn, J. H., & Horovitz, S. G. (2013) · NeuroImage · doi:10.1016/j.neuroimage.2013.05.067 · Cited by 115 · see citing works
Differential responses of hippocampal subfields to cortical up–down states
Hahn, T. T. G., Sakmann, B., & Mehta, M. (2007) · Proceedings of the National Academy of Sciences of the United States of America · doi:10.1073/pnas.0700222104 · Cited by 114 · see citing works
Cellular and System Biology of Memory: Timing, Molecules, and Beyond
Körte, M., & Schmitz, D. (2016) · Physiological Reviews · doi:10.1152/physrev.00010.2015 · Cited by 123 · see citing works
Diversity of sharp-wave–ripple LFP signatures reveals differentiated brain-wide dynamical events
Ramirez-Villegas, J. F., Logothetis, N., & Besserve, M. (2015) · Proceedings of the National Academy of Sciences of the United States of America · doi:10.1073/pnas.1518257112 · Cited by 111 · see citing works
Hippocampal-cortical interaction in decision making
Yu, J. Y., & Frank, L. (2014) · Neurobiology of Learning and Memory · doi:10.1016/j.nlm.2014.02.002 · Cited by 110 · see citing works
“The PFC shows time locked LFP changes to SWRs depending on sleep state (Siapas and Wilson 1998; Sirota et al. 2003; Battaglia et al. 2004; Molle et al. 2006; Wierzynski et al. 2009).”
BackgroundHippocampal–cortical interactions and the dynamics of memory trace reactivation
Schwindel, C. D., & McNaughton, B. L. (2011) · Progress in brain research · doi:10.1016/b978-0-444-53839-0.00011-9 · Cited by 101 · see citing works
Self-citationReplay, the default mode network and the cascaded memory systems model
Kaefer, K., Stella, F., McNaughton, B. L., & Battaglia, F. P. (2022) · Nature reviews. Neuroscience · doi:10.1038/s41583-022-00620-6 · Cited by 124 · see citing works
Self-citationReplay in Deep Learning: Current Approaches and Missing Biological Elements
Hayes, T. L., Krishnan, G. P., Bazhenov, M., Siegelmann, H. T., Sejnowski, T. J., & Kanan, C. (2021) · Neural Computation · doi:10.1162/neco_a_01433 · Cited by 106 · see citing works
“There is evidence for coordination between oscillations across the cortex and hippocampus (Battaglia, Sutherland, & McNaughton, 2004; Sirota, Csicsvari, Buhl, & Buzsáki, 2003; Mölle, Yeshenko, Marshall, Sara, & Born, 2006; Siapas & Wilson, 1998), suggesting that sleep rhythms can mediate the…”
Two distinct activity patterns of fast-spiking interneurons during neocortical UP states
Puig, M. V., Ushimaru, M., & Kawaguchi, Y. (2008) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0712219105 · Cited by 98 · see citing works
Modeling sharp wave‐ripple complexes through a CA3‐CA1 network model with chemical synapses
Taxidis, J., Coombes, S., Mason, R., & Owen, M. (2012) · Hippocampus · doi:10.1002/hipo.20930 · Cited by 104 · see citing works
“Correlations between ripples and cortical slow oscillations during deep sleep (Siapas and Wilson, 1998; Sirota et al., 2003; Battaglia et al., 2004; Isomura et al., 2006) and the fast-scale replay, during SPWRs, of temporal patterns of correlated place cells in forward (Wilson and McNaughton, 1994;…”
BackgroundInfluentialHippocampo-cortical circuits for selective memory encoding, routing, and replay
Harvey, R. E., Robinson, H. L., Liu, C., Oliva, A., & Fernandez-Ruiz, A. (2023) · Neuron · doi:10.1016/j.neuron.2023.04.015 · Cited by 101 · see citing works
Hippocampal memory consolidation during sleep: a comparison of mammals and birds
Rattenborg, N. C., Martı́nez-González, D., Roth, T. C., & Витальевич, П. В. (2010) · Biological reviews/Biological reviews of the Cambridge Philosophical Society · doi:10.1111/j.1469-185x.2010.00165.x · Cited by 121 · see citing works
Coordinated Interaction between Hippocampal Sharp-Wave Ripples and Anterior Cingulate Unit Activity
Wang, D. V., & Ikemoto, S. (2016) · Journal of Neuroscience · doi:10.1523/jneurosci.1042-16.2016 · Cited by 105 · see citing works
“This is in line with a number of studies showing that hippocampal ripple activity occurs preferentially during the depolarized up states of cortical slow oscillation (Sirota et al., 2003; Isomura et al., 2006; Mölle et al., 2006; Nir et al., 2011; but see Battaglia et al., 2004; Hahn et al., 2007).”
ResultTask Demands Predict a Dynamic Switch in the Content of Awake Hippocampal Replay
Ólafsdóttir, H., Carpenter, F., & Barry, C. (2017) · bioRxiv · doi:10.1016/j.neuron.2017.09.035 · Cited by 94 · see citing works
“It is unlikely that the observed difference between engaged and disengaged periods result from theta sequences (Foster and Wilson, 2006; Gupta et al., 2012; Johnson and Redish, 2007) or phase precession(O’Keefe and Recce, 1993): theta power during engaged and disengaged replay events did not differ (log(theta/delta) p…”
BackgroundInfluentialCommon oscillatory mechanisms across multiple memory systems
Headley, D. B., & Paré, D. (2017) · npj Science of Learning · doi:10.1038/s41539-016-0001-2 · Cited by 94 · see citing works
Differential roles of sleep spindles and sleep slow oscillations in memory consolidation
Wei, Y., Krishnan, G. P., Komarov, M., & Bazhenov, M. (2018) · PLoS Computational Biology · doi:10.1371/journal.pcbi.1006322 · Cited by 92 · see citing works
Contreras, E. B., Schjetnan, A. G.-P., Muhammad, A., Barthó, P., McNaughton, B., Kolb, B., Gruber, A., & Luczak, A. (2013) · Neuron · doi:10.1016/j.neuron.2013.06.013 · Cited by 88 · see citing works
“Although multiple studies show that most memory replay occurs during synchronized states (e.g., during slow wave sleep; Battaglia et al., 2004; Xu et al., 2012), the importance of the brain state during encoding is not clear.”
BackgroundSelf-citationAlger, S. E., Lau, H., & Fishbein, W. (2012) · Neurobiology of Learning and Memory · doi:10.1016/j.nlm.2012.06.003 · Cited by 86 · see citing works
Tatsuno, M., Lipa, P., & McNaughton, B. L. (2006) · The Journal of Neuroscience · doi:10.1523/jneurosci.3317-06.2006 · Cited by 86 · see citing works
“…that the spontaneous reactivation of memory-traces in the hippocampus during subsequent sleep may orchestrate memory consolidation in neocortical circuits (Marr, 1971; Buzsaki, 1989; Chrobak and Buzsaki, 1994; McClelland et al., 1995; Hoffman and McNaughton, 2002; Battaglia et al., 2004).”
BackgroundSelf-citationNovitskaya, Y., Sara, S., Logothetis, N., & Eschenko, O. (2016) · Learning & memory (Cold Spring Harbor, N.Y.) · doi:10.1101/lm.040923.115 · Cited by 86 · see citing works
“cortical up-states and sleep spindles (Siapas and Wilson 1998; Battaglia et al. 2004; Molle et al. 2006), we reasoned that LC”
BackgroundBrain-wide interactions during hippocampal sharp wave ripples
Nitzan, N., Swanson, R., Schmitz, D., & Buzsáki, G. (2022) · Proceedings of the National Academy of Sciences of the United States of America · doi:10.1073/pnas.2200931119 · Cited by 84 · see citing works
Laufs, H., Walker, M., & Lund, T. (2007) · Brain : a journal of neurology · doi:10.1093/brain/awm084 · Cited by 84 · see citing works
“3, SP/KC), which is in agreement with studies at the cellular level (Amzica and Steriade, 1997) and the observation in rats that KC mark the transition from ‘down-to-up’ states, whilst Sp activity typically occurs in the subsequent upstate (Molle et al., 2002; Battaglia et al., 2004).”
ResultThe beneficial role of memory reactivation for language learning during sleep: A review
Schreiner, T., & Rasch, B. (2016) · Brain and Language · doi:10.1016/j.bandl.2016.02.005 · Cited by 72 · see citing works
Sharp Wave Ripples during Visual Exploration in the Primate Hippocampus
Leonard, T. K., Mikkila, J. M., Eskandar, E., Gerrard, J., Kaping, D., Patel, S. R., Womelsdorf, T., & Hoffman, K. (2015) · Journal of Neuroscience · doi:10.1523/jneurosci.0864-15.2015 · Cited by 80 · see citing works
“The sharp-wave ripple (SWR) is a highly synchronized hippocampal field potential complex associated with widespread activation of the neocortex (Chrobak, and Buzsáki, 1994; Siapas and Wilson, 1998; Sirota et al., 2003; Battaglia et al., 2004; Isomura et al., 2006; Mölle et al., 2006; Logothetis et al., 2012).”
BackgroundInfluentialSleep regulation of the distribution of cortical firing rates
Levenstein, D., Watson, B., Rinzel, J., & Buzsáki, G. (2017) · bioRxiv · doi:10.1101/084731 · Cited by 78
“SPW-Rs are temporally coordinated with slow wave activity [59], and have been found to both precede [58,60] and follow [61] the cortical DOWN state.”
Origin of Gamma Frequency Power during Hippocampal Sharp-Wave Ripples
Oliva, A., Fernández-Ruiz, A., de Oliveira, E. F., & Buzsáki, G. (2018) · Cell Reports · doi:10.1016/j.celrep.2018.10.066 · Cited by 75 · see citing works
“However, other factors, such as various network patterns in the neocortex, entorhinal cortex, and dentate gyrus, can also bias the exact occurrence and probability of SPW-Rs (Battaglia et al., 2004; Isomura et al., 2006; Headley et al., 2017; Sirota et al., 2003; Sullivan et al., 2011).”
BackgroundHippocampo-cortical circuits for selective memory encoding, routing, and replayPreprint
Harvey, R. E., Robinson, H. L., Liu, C., Oliva, A., & Fernández-Ruiz, A. (2022) · bioRxiv · doi:10.1101/2022.09.25.509420 · Cited by 74 · see citing works
Young, C. K., & Eggermont, J. (2009) · Progress in neurobiology · doi:10.1016/j.pneurobio.2009.06.002 · Cited by 74 · see citing works
Hippocampal network oscillations at the interplay between innate anxiety and learned fear
Çalışkan, G., & Stork, O. (2019) · Psychopharmacology · doi:10.1007/s00213-018-5109-z · Cited by 72 · see citing works
Hippocampal coupling with cortical and subcortical structures in the context of memory consolidation
Skelin, I., Kilianski, S., & McNaughton, B. L. (2018) · Neurobiology of Learning and Memory · doi:10.1016/j.nlm.2018.04.004 · Cited by 83 · see citing works
“Increased SWR probability at both the down-to-upstate and up-to-down-state transitions (Battaglia et al., 2004; Peyrache et al., 2009; Wilber et al., 2017) led to the conceptualization of SWRs as “toggle-switches”, which facilitate cortical network state transitions (Genzel, Kroes, Dresler, & Battaglia, 2014).”
BackgroundInfluentialSelf-citationFrontal beta-theta network during REM sleep
Vijayan, S., Lepage, K., Kopell, N., & Cash, S. (2017) · eLife · doi:10.7554/elife.18894 · Cited by 72 · see citing works
“…field potentials, namely by the interaction of hippocampal ripples (80–250 Hz) with neocortical spindles (11–16 Hz) and slow (<1 Hz) oscillations (Battaglia et al., 2004; Ji and Wilson, 2007; Lee and Wilson, 2002; Mölle et al., 2006; Siapas and Wilson, 1998; Sirota et al., 2003; Skaggs and…”
BackgroundThe Upshot of Up States in the Neocortex: From Slow Oscillations to Memory Formation
Hoffman, K., Battaglia, F., Harris, K., MacLean, J., Marshall, L., & Mehta, M. (2007) · Journal of Neuroscience · doi:10.1523/jneurosci.3501-07.2007 · Cited by 72 · see citing works
Self-citationPropagation of specific network patterns through the mouse hippocampus
Both, M., Bähner, F., Halbach, O. V. B. U., & Draguhn, A. (2008) · Hippocampus · doi:10.1002/hipo.20446 · Cited by 71 · see citing works
“spatial/declarative memory by transferring this information to neocortical areas (Buzsaki, 1989, 1998; Nadasdy et al., 1999; Battaglia et al., 2004; Ji and Wilson, 2007).”
BackgroundDeciphering Neural Codes of Memory during Sleep
Chen, Z. S., & Wilson, M. A. (2017) · Trends in Neurosciences · doi:10.1016/j.tins.2017.03.005 · Cited by 64 · see citing works
- Authors
- Battaglia, F. P., Sutherland, G. R., & McNaughton, B. L.
- Affiliations
- University of Arizona (US)
- Centre National de la Recherche Scientifique (FR)
- Venue
- Learning & Memory
- Publisher
- Cold Spring Harbor Laboratory
- Published
- 2004-11
- Volume
- 11
- Issue
- 6
- Pages
- 697-704
- ISSN
- 1072-0502 (ISSN-L)
- 1549-5485
- PMC
- PMC534698
- OpenAlex
- W1986823100
- Cited by
- 310
- References
- 43
- Citations by year
- 2026: 2 · 2025: 15 · 2024: 14 · 2023: 11 · 2022: 17 · 2021: 13 · 2020: 19 · 2019: 14 · 2018: 17 · 2017: 25 · 2016: 20 · 2015: 14 · 2014: 16 · 2013: 13 · 2012: 10
- Type
- posted content
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Learning & Memory (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- Radboud Repository (Radboud University) (submittedVersion)
- Funders
- National Institutes of Health
- National Institute of Mental Health (R01MH046823, R37MH046823)
- National Institute of General Medical Sciences (T32GM008400)
- Topics
- Life Sciences › Neuroscience › Cognitive Neuroscience › Memory and Neural Mechanisms
- Life Sciences › Neuroscience › Cognitive Neuroscience › Neural dynamics and brain function
- Life Sciences › Neuroscience › Cognitive Neuroscience › Sleep and Wakefulness Research
- Keywords
- sleep, hippocampal-neocortical interaction, sleep depth, delta oscillations, memory consolidation
- MeSH terms
- Animals, Cortical Synchronization, Electroencephalography, Hippocampus, Membrane Potentials, Neural Pathways, Neurons, Sleep, Neocortex, Rats
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