What Does It Take to Implement Change Successfully? A Study of the Behaviors of Successful Change Leaders
Abstract
This article seeks to explore the impact of leaders’ behaviors on the successful implementation of change. A qualitative empirical study of change leader behaviors based on interviews with leaders from 33 organizations is presented. Analyses of the data indicated that leader-centric behaviors have an adverse impact on change implementation. In contrast, behaviors that may be described as being more facilitating and engaging are positively related to change success. Four critical behavior sets are identified. It was evident that leaders who experienced the highest levels of success deployed all four of the behavior sets and minimal presence of leader-centric behaviors. The study findings provide support for some of the recent research into change leadership. However, they provide a more detailed picture of the nature of behaviors associated with successful change implementation. The article concludes with a brief discussion of limitations and areas for further research.
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Written from the paper’s full text.
TL;DR
In a qualitative study of 65 change stories from leaders in 33 organizations, leader-centric “Shaping” behaviors were adversely related to change implementation success, while facilitating and engaging “Framcap” behaviors were positively related. Leaders with the highest success deployed all four Framcap behavior sets and showed minimal presence of leader-centric behaviors.
Key findings
- Leader-centric behaviors (Shaping) had an adverse impact on change implementation, whereas more facilitating and engaging behaviors were positively related to change success; four critical behavior sets were identified: Attractor, Edge and Tension, Container, and Transforming Space (together labeled “Framcap”).
- Less successful changes showed a far higher proportion of dominant Shaping behaviors and relatively low Framcap behaviors; more successful changes showed dominance of Framcap behaviors, with the most successful group generally showing limited Shaping.
- The most successful changes were associated with a broadly balanced deployment of all four Framcap subcategories; in the top five versus bottom five stories, the top stories deployed all four subcategories, while bottom stories showed negative manifestations of Framcap behaviors when strong Shaping was present.
- The overall sample comprised 65 change stories from leaders in 33 organizations; 4 stories were excluded for insufficient behavioral data, leaving a distribution of 43 private-sector, 9 public-sector, and 9 “third sector” stories.
Methods
- Qualitative empirical study using interviews with senior leaders from 33 organizations; each leader described a change story in which they played a significant role. Interviews lasted 1 to 1.5 hours, were recorded and transcribed, and were supplemented by detailed field notes.
- A critical incident approach was used to reduce retrospective smoothing; the coding frame combined prior Higgs and Rowland behavior sets (Shaping, Framing, Creating) with four new Framcap categories (Attractor, Edge and Tension, Container, Transforming Space).
- Transcripts were double-coded, with a third coder for adjudication when coder alignment was below 90%; success was assessed by a panel combining leader self-assessment, line-manager ratings, and an expert team review. Analyses compared success categories (top 20%, next 40%, lower 20%, lowest 20%), top five versus bottom five stories, and top five stories scoring highest on all four Framcap sets with limited Shaping.
Limitations
- Paper-stated: the purposive sample introduces possible respondent bias; success ratings are skewed with underrepresentation of unsuccessful changes; ensuring a robust and reliable success measure was difficult; and causality is unclear.
- Paper-stated: analyses failed to show contextual differences affecting the leadership-behavior patterns linked to success, but the authors cannot be certain results were not influenced by differences in change type or content; goal congruence and resulting leadership behaviors could not be examined.
- Evident from the text: the study relies on retrospective accounts, which the authors acknowledge and attempt to ameliorate through critical incident probing; the success measure includes self-assessment alongside line-manager and expert ratings, so self-report bias may remain.
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- Findingown data§ Findings · p. 12
Less successful changes showed a far higher proportion of dominant Shaping behaviors and a relatively low proportion of 'Framcap' behaviors.
“Turning to the leadership behaviors, it is again evident from Table 3 that the less successful changes showed a far higher proportion of dominant Shaping behaviors and a relatively low proportion of 'Framcap' behaviors.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 17
The most successful change stories had evidence that leaders were deploying all four of these subcategories.
“This analysis prompted a more detailed review of the transcripts of the most successful change stories within which there was evidence that leaders were deploying all four of these subcategories.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 11
The overall sample comprised 65 stories relating to change initiatives provided by leaders from 33 organizations.
“These were explored using an overall sample that comprised 65 stories relating to change initiatives provided by leaders from 33 organizations.”
Quote in the paperSubstantial claim - Findingown data§ 3. Edge and Tension (FC2): Holds people on course · p. 19
Analyses of the data failed to show any contextual differences that affected the patterns of leadership behavior associated with the success of the change.
“Although analyses of the data failed to show any contextual differences that affected the patterns of leadership behavior associated with the success of the change”
Quote in the paperSubstantial claim - Findingown data§ Findings · p. 17
This self-awareness appeared to be visibly demonstrated in their behaviors.
“This self-awareness appeared to be visibly demonstrated in their behaviors.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 14
More successful changes are associated with a broadly balanced deployment of all four of the 'Framcap' subcategories.
“Furthermore, it does indicate that the more successful changes are associated with a broadly balanced deployment of all four of the 'Framcap' subcategories.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 12
More successful changes showed a dominance of 'Framcap' behaviors.
“On the other hand, the more successful changes showed a dominance of 'Framcap' behaviors.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 12
More successful change initiatives tended to evidence higher proportions of Master and Emergent change approaches.
“On the other hand, the more successful change initiatives tended to evidence higher proportions of Master and Emergent change approaches.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Abstract · p. 1
Leaders who experienced the highest levels of success deployed all four of the behavior sets and minimal presence of leader-centric behaviors.
“It was evident that leaders who experienced the highest levels of success deployed all four of the behavior sets and minimal presence of leader-centric behaviors.”
Quote in the paperSubstantial claim - Findingown data§ Abstract · p. 1
Leader-centric behaviors have an adverse impact on change implementation.
“Analyses of the data indicated that leader-centric behaviors have an adverse impact on change implementation.”
Quote in the paperSubstantial claim - Findingown data§ Abstract · p. 1
Four critical behavior sets were identified.
“Four critical behavior sets are identified.”
Quote in the paperSubstantial claim - Findingown data§ Findings · p. 14
In the presence of strong Shaping behaviors, somewhat negative manifestations of the Framcap behaviors were encountered (notably Edge and Tension and Attractor).
“Interestingly, the analysis of the 'bottom' five indicated that, in the presence of strong Shaping behaviors, somewhat negative manifestations of the Framcap behaviors were encountered (notably Edge and Tension and Attractor).”
Quote in the paperNot a substantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 12
The most successful group of changes in general showed a limited presence of Shaping behaviors.
“Indeed, the most successful group of changes in general showed a limited presence of Shaping behaviors.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Abstract · p. 1
Facilitating and engaging behaviors are positively related to change success.
“In contrast, behaviors that may be described as being more facilitating and engaging are positively related to change success.”
Quote in the paperSubstantial claim - Findingown data§ Findings · p. 17
Successful change leaders were able to work in the moment, staying attentive to what was happening and working with what arose.
“They were able to work in the moment, staying attentive to what was happening and to work with what arose.”
Quote in the paperSubstantial claim - Findingown data§ Findings · p. 18
Edge and Tension (FC2) has a more negative emotional potential than the other 'Framcap' components.
“On the other hand, it was evident that Edge and Tension has a more negative emotional potential.”
Quote in the paperNot a substantial claim - Findingown data§ Findings · p. 12
Although 'Framcap' behaviors were dominant in many successful changes, there were some examples where these were accompanied by a notable degree of Shaping behaviors.
“However, it is interesting to note that although the 'Framcap' behaviors were dominant in the many of the successful changes, there were some examples where these were accompanied by a notable degree of Shaping behaviors.”
Quote in the paperNot a substantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingown data§ Findings · p. 12
In less successful change initiatives, there was a larger proportion of Directive and Self-Assembly approaches identified.
“From Table 3, it is evident that in terms of approach to change, there was a larger proportion of Directive and Self-Assembly approaches identified in the less successful change initiatives.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
- Findingnone given§ Findings · p. 19
The four aspects of 'Framcap' behavior appear to contain both elements of stabilization (order) and destabilization.
“It is also interesting to note that the four aspects of 'Framcap' behavior appear to contain both elements of stabilization (order) and destabilization.”
Quote in the paperNot a substantial claim - Findingcitation§ Discussion · p. 20
Approaches to change that operate within a framework that posits change as a complex phenomenon (Master and Emergent) are more successful than approaches that adopt a more linear and sequential viewpoint (Directive and Self-assembly).
“Approaches to change that operate within a framework that posits change as a complex phenomenon (i.e., Master and Emergent) are more successful than approaches that adopt a more linear and sequential viewpoint (i.e., Directive and Self-assembly).”
Quote in the paperSubstantial claim0 of 3 sources checked - Findingown data§ Discussion · p. 20
The more effective leader behaviors identified in this study tend to be more 'enabling' rather than shaping the behavior of the followers.
“The more effective leader behaviors identified in this study tend to be more 'enabling' rather than shaping the behavior of the followers.”
Quote in the paperSubstantial claim - Findingown data§ Conclusions · p. 22
The data in Table 3 indicate that, in the presence of strong Shaping behaviors, negative aspects of 'Framcap' behaviors appear to emerge.
“However, the data presented in Table 3 above indicate that, in the presence of strong Shaping behaviors, negative aspects of 'Framcap' behaviors appear to emerge.”
Quote in the paperSubstantial claim - Findingown data§ Conclusions · p. 22
The study has provided evidence of a relationship between leader behaviors and the approach adopted to change implementation.
“Furthermore, it has provided evidence of a relationship between leader behaviors and the approach adopted to change implementation.”
Quote in the paperSubstantial claim - Findingown data§ Discussion · p. 20
The findings provide some evidence of a relationship between change leadership and the approach being adopted.
“The findings do provide some evidence of a relationship between change leadership and the approach being adopted.”
Quote in the paperSubstantial claim - Interpretationreasoning§ Change Leadership · p. 2
Leaders' behaviors will influence their approach to change and its implementation.
“Thus, it may be implied that leaders' behaviors will influence their approach to change and its implementation.”
Quote in the paperSubstantial claim - Study design and conductown data§ 3. Edge and Tension (FC2): Holds people on course · p. 19
The direction of causality could not be determined in this study.
“Furthermore, the direction of causality could not be determined in this study.”
Quote in the paperNot a substantial claim - Premisecitation§ Change Leadership · p. 4
More group- and systemic-focused behaviors (Framing and Creating) were positively related to success in most contexts examined.
“On the other hand, the more group- and systemic-focused behaviors (i.e., Framing and Creating) were positively related to success in most of the contexts they examined.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Higgs & Rowland (2005) source
- Premisecitation§ Change Leadership · p. 2
There is clear and growing evidence that the role of leaders in the change process significantly affects the success of change.
“there is clear, and growing evidence that the role of leaders in the change process does affect significantly the success of change”
Quote in the paperSubstantial claim0 of 3 sources checked - Premisecitation§ Corresponding Author: · p. 2
Approaches that recognize change as a complex responsive process and embed this recognition tend to be successful across most contexts.
“Approaches that recognized change as a complex responsive process and embedded this recognition within the overall change process tended to be successful across most contexts.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Higgs & Rowland (2005) source
- Study design and conductcitation§ Study Design · p. 5
Probing for multiple examples ameliorates problems associated with interviewees 'smoothing' stories even if not eliminated.
“By probing for multiple examples, the problems associated with interviewees 'smoothing' the stories are ameliorated even if not eliminated (Flanagan, 1954).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Flanagan, 1954 source
- Premisecitation§ Change Leadership · p. 4
Leader-centric behaviors (Shaping) had a negative impact on change success in all contexts examined.
“From their analyses, they demonstrated that leader-centric behaviors (i.e., Shaping) had a negative impact on change success in all the contexts examined.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Higgs & Rowland (2005) source
- Study design and conductreasoning§ 3. Edge and Tension (FC2): Holds people on course · p. 19
It cannot be certain that the results were not influenced by differences in the type and content of the change.
“it cannot be certain that the results were not influenced by differences in the type and content of the change.”
Quote in the paperNot a substantial claim - Interpretationreasoning§ Discussion · p. 20
When leader-centric behaviors are present to an extent but balanced by a combination of the four 'Framcap' behaviors, success in change implementation is feasible.
“However, it does appear that when such behaviors are present to an extent, but balanced by a combination of the four 'Framcap' behaviors, then success in change implementation is feasible.”
Quote in the paperSubstantial claim - Interpretationnone given§ Discussion · p. 20
The overall findings of this study provide support for the findings of the previous study by Higgs and Rowland (2005).
“The overall findings from this study provide support for the findings from the previous study conducted by Higgs and Rowland (2005).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Higgs and Rowland (2005) source
- Premisecitation§ Change Leadership · p. 2
The beliefs and mind-sets of leaders influence their orientation of choices and approaches to problem solving.
“The beliefs and mind-sets of leaders have been shown to influence their orientation of choices and approaches to problem solving”
Quote in the paperSubstantial claim0 of 2 sources checked- cites Finkelstein & Hambrick, 1996
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites Hambrick & Brandon, 1988
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Premisecitation§ Corresponding Author: · p. 2
Change approaches that are programmatic and view change as linear, sequential, and predictable tend to fail in most contexts.
“Change approaches that tended to be programmatic and rooted in a viewpoint that saw change initiatives as linear, sequential, and, consequently, predictable tended to fail in most contexts”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Higgs & Rowland (2005) source
- Premisecitation§ Change Leadership · p. 2
Research demonstrates clear linkages between leader behaviors and follower behaviors and performance measures.
“This stream of research does demonstrate clear linkages between leader behaviors and a variety of 'follower' behaviors and performance measures”
Quote in the paperNot a substantial claim0 of 3 sources checked - Premisecitation§ Discussion · p. 20
In a more complex change paradigm, the role of leaders becomes significant, particularly in making judgments about the change approaches to be adopted.
“It has been argued that in a more complex change paradigm, the role of leaders becomes significant, particularly in terms of making judgments in relation to change approaches to be adopted”
Quote in the paperSubstantial claim0 of 3 sources checked - Interpretationown data§ Implications · p. 23
The findings indicate that the way leadership is conceptualized may need to be rethought when considering the phenomenon within the context of organizational change.
“The findings from this study indicate that the way in which we conceptualize leadership may need to be rethought when considering the phenomenon within the context of organizational change.”
Quote in the paperSubstantial claim - Study design and conductnone given§ Limitations and Further Research · p. 23
There is a skew in the success ratings with underrepresentation of unsuccessful changes.
“Second, (and related to the above limitation), there is a skew in the success ratings with underrepresentation of unsuccessful changes.”
Quote in the paperNot a substantial claim - Interpretationreasoning§ Implications · p. 23
Doing change with people and the associated behaviors appear to provide a basis for more effective and successful change implementation.
“Furthermore, the former approach and the associated behaviors appear to provide a basis for more effective and successful change implementation.”
Quote in the paperSubstantial claim - Study design and conductnone given§ Discussion · p. 20
Causal relationships between leader behaviors and change approaches are not established in this study.
“However, causal relationships between leader behaviors and change approaches are not established in this study.”
Quote in the paperSubstantial claim - Interpretationreasoning§ Discussion · p. 21
There appear to be parallels between the components of the Bass transformational model and the elements of 'Framcap'.
“Furthermore, there do appear to be some parallels between the components of the Bass transformational model and the elements of 'Framcap.'”
Quote in the paperNot a substantial claim - Interpretationnone given§ Discussion · p. 21
This study provides additional elements of leadership behaviors in change that go beyond those identified in the transformational model.
“However, this study does provide additional elements of leadership behaviors in change that go beyond those identified in the transformational model.”
Quote in the paperSubstantial claim - Interpretationreasoning§ Implications · p. 23
There is evidence to suggest that leaders need to focus efforts on doing change with people rather than doing change to them.
“It does appear that there is evidence to suggest that leaders need to focus efforts on doing change with people rather than doing change to them.”
Quote in the paperSubstantial claim - Interpretationown data§ Conclusions · p. 22
This study has provided further evidence that approaching change with an understanding of the complexity of the phenomenon plays a significant role in ensuring successful implementation.
“This study has provided further evidence to support the view that approaching change with an understanding of the complexity of the phenomenon plays a significant role in ensuring successful implementation.”
Quote in the paperSubstantial claim - Interpretationown data§ Discussion · p. 21
The findings provide support for the relevance of the transformational leadership model as a link between broader leadership theories and the role of leaders in the change process.
“It could be argued that the findings provide support for the relevance of the transformational leadership model (Bass, 1996, 1999) as a link between the broader leadership theories and the role of leaders in the change process.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Bass, 1996, 1999
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Study design and conductcitation§ Limitations and Further Research · p. 23
The use of a 'purposive' sample introduces the possibility of respondent bias.
“First, the use of a 'purposive' sample (Hair et al., 1995) introduces the possibility of respondent bias.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Hair et al., 1995
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- Interpretationown data§ Discussion · p. 21
A degree of leadership direction may be necessary for the successful implementation of change.
“This may indicate that a degree of leadership direction could be necessary for the successful implementation of change.”
Quote in the paperSubstantial claim
- May combine two claims. 9
- Classified as probably not a substantial claim. 29
- The quote only partly states this claim. 1
May combine two claims.
Findingown data§ Findings · p. 17Successful change leaders noticed repeating patterns of behavior and drew others' attention to them as they noticed them being played out.
“In doing this, they noticed repeating patterns of behavior and were able to draw others attention to these as and when they noticed them being played out.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ Findings · p. 17The transcripts indicated that these leaders reflected on their practice, noticed their impulses, and considered what they could have done differently.
“The transcripts indicated that these leaders reflected on their practice, noticed their impulses, and considered what they could have done differently.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
May combine two claims.
Findingown data§ Findings · p. 12There are examples within less successful changes in which more complex views of change (Master or Emergent) were encountered that either combined the approach with dominant Shaping behavior or had Shaping behaviors representing a relatively high proportion of overall behaviors.
“Interestingly, there are examples within the less successful changes in which more complex views of change were encountered (i.e., Master or Emergent) that had either combined the approach with dominant Shaping behavior or, if not, had Shaping behaviors representing a relatively high proportion of overall behaviors.”
Quote in the paperNot a substantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
May combine two claims.
Findingown data§ Findings · p. 17The following elements were present and tended to differentiate these successful leaders from others in the sample: they were very self-aware and appeared to be conscious of how to use their presence in the change process.
“From this analysis, we found that the following elements were present and that these tended to differentiate these successful leaders from others in the sample: 1. They were very self-aware and appeared to be conscious of how to use their presence in the change process.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
Probably not a substantial claim: may not pass S3 (load-bearing).
Findingown data§ Findings · p. 18Three of the four components of 'Framcap' had a very positive emotional feel to them.
“In reviewing the transcripts, it was interesting to note that three of the four components of 'Framcap' had a very positive emotional feel to them.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown data§ Findings · p. 11The sample comprised leaders drawn from private sector, public sector, and 'third sector' organizations.
“The sample comprised leaders drawn from private sector, public sector, and 'third sector' organizations (e.g., nongovernmental organizations, voluntary organizations, charity organizations, etc.).”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown data§ Findings · p. 11The distribution of stories was private sector 43, public sector 9, and 'third sector' 9.
“The distribution of the stories was as follows: private sector, 43; public sector, 9; and 'third sector,' 9.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Findingown data§ Findings · p. 11Respondents in all organizations were at a senior level, responsible for a significant part of the organization's business or activities and playing a major role in implementing the change.
“Respondents in all the organizations were at a senior level, being responsible for a significant part of the organization's business or activities and playing a major role in the implementation of the change that formed the basis of their change stories.”
Quote in the paperNot a substantial claimMay combine two claims. The quote only partly states this claim.
Findingown data§ Findings · p. 17Successful change leaders remained in tune with the bigger picture within which the change was positioned and ensured their team considered their actions and plans in light of it, connecting change processes to the wider context and facilitating individual, team, and organizational learning.
“They remained in tune with the bigger picture within which the change was positioned and ensured that their team considered their actions and plans in the light of this.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingcitation§ Discussion · p. 21The findings of this study tend to follow a ratio of three positive emotions for each negative one.
“It is interesting to note that the above findings do tend to follow such a ratio.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown data§ Discussion · p. 21Although the more successful changes in this study were those in which the dominant behaviors were largely enabling ('Framcap'), a number of the stories contained a notable component of Shaping behavior.
“although the more successful changes in this study were those in which the dominant behaviors were largely enabling (i.e., 'Framcap'), a number of the stories did contain a notable component of Shaping behavior.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Study design and conductcitation§ Study Design · p. 10All transcripts were double-coded to establish a higher level of reliability in the coding process.
“To establish a higher level of reliability in the coding process, all transcripts were double-coded (Miles & Huberman, 1984).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Miles & Huberman, 1984
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Classified as probably not a substantial claim.
Interpretationown data§ Findings · p. 12The data appear to provide positive answers to the two research questions.
“Thus, the data appear to provide positive answers to the two research questions.”
Quote in the paperSubstantial claim- Rests on an assumption: The panel's final success ratings are a valid measure of change success.
- Rests on an assumption: The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).
Interpretationown data§ Abstract · p. 1The study findings provide support for some of the recent research into change leadership.
“The study findings provide support for some of the recent research into change leadership.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
Premisecitation§ Change Leadership · p. 3The context of change is an important one within which to examine the impact and effectiveness of leadership behaviors.
“It has been argued that the context of change is an important one within which to examine the impact and effectiveness of leadership behaviors”
Quote in the paperSubstantial claim0 of 2 sources checkedClassified as probably not a substantial claim.
Interpretationown data§ Abstract · p. 1The study findings provide a more detailed picture of the nature of behaviors associated with successful change implementation.
“However, they provide a more detailed picture of the nature of behaviors associated with successful change implementation.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductcitation§ Findings · p. 11Four change stories were excluded due to a lack of sufficiently clear behavioral data in the transcripts.
“In the course of the analysis, four change stories were excluded due to a lack of sufficiently clear behavioral data in the transcripts (Miles & Huberman, 1984; Moser & Kalton, 1972).”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites Miles & Huberman, 1984
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites Moser & Kalton, 1972
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Classified as probably not a substantial claim.
Study design and conductreasoning§ Study Design · p. 10Summaries of coding from each pair of coders were reviewed by two separate researchers to check for any apparent consistent biases in their use of codes.
“Finally, summaries of coding from each pair of coders were reviewed by two separate researchers to check for any apparent consistent biases in their use of codes.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Premisecitation§ Change Leadership · p. 2The role and behaviors of leaders in a change context has been lacking in empirical research.
“It has been asserted that the role and behaviors of leaders in a change context per se has been an area that is lacking in empirical research”
Quote in the paperSubstantial claim0 of 2 sources checkedClassified as probably not a substantial claim.
Premisecitation§ Change Leadership · p. 3Higgs and Rowland (2000, 2005) identified five broad areas of leadership competency associated with successful change implementation.
“They identified five broad areas of leadership competency associated with successful change implementation.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Higgs & Rowland (2000, 2005)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Probably not a substantial claim: may not pass S1 (asserted).
Premisecitation§ The Challenge of Change · p. 1Attempts to implement organizational change are predominantly unsuccessful.
“There is a widely held view (in large supported by empirical research) that attempts to implement organizational change are predominantly unsuccessful”
Quote in the paperNot a substantial claim0 of 3 sources checked- cites Beer, 2000
- cites Elrod & Tippett, 2002 source
- cites Kotter, 1995
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Classified as probably not a substantial claim.
Study design and conductnone given§ Study Design · p. 10A panel assessment was employed to obtain an indication of degree of change success, combining ratings from leaders, line managers, and expert team.
“To obtain an indication of the degree of change success, a panel assessment was employed. This entailed combining ratings of success provided by the leaders interviewed (self-assessment), the line managers accountable for the change project, and an assessment conducted by an 'expert' team who reviewed the overall change story”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ Corresponding Author: · p. 1Reductionism in research into change fails to elucidate significant or generalizable lessons.
“they suggest that reductionism in research into change fails to elucidate any significant or generalizable lessons.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Pettigrew et al. (2001) source
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Premisecitation§ Corresponding Author: · p. 1There is a paucity of empirical studies and a dominance of U.S.-based thinking, cases, and data in change research.
“Pettigrew (1997) highlights both the paucity of empirical studies and the dominance of U.S.-based thinking, cases, and data.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Pettigrew (1997)
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
Classified as probably not a substantial claim.
Study design and conductreasoning§ Study Design · p. 5The researchers adopted a critical incident approach to interviews to ameliorate limitations of retrospective recollection.
“To ameliorate such limitations, the researchers adopted a critical incident approach to the interviews (Flanagan, 1954).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Flanagan, 1954 source
Classified as probably not a substantial claim.
Study design and conductreasoning§ Study Design · p. 10Where coder alignment was less than 90%, the transcript went to a third coder for adjudication of differences.
“Where a degree of coder alignment of less than 90% arose, the transcript went to a third coder for adjudication of differences.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ Corresponding Author: · p. 1Contextual considerations are important for understanding how change works in practice.
“Pettigrew et al. (2001) have highlighted the importance of contextual considerations in arriving at a deeper level of understanding of how change works (or does not) in practice.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Pettigrew et al. (2001) source
Probably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ Findings · p. 12Programmatic change is largely unsuccessful.
“This does tend to provide further support for the earlier findings of Higgs and Rowland (2005) as well as for the more general view that programmatic change is largely unsuccessful (e.g., Eisenbach et al., 1999; Stace, 1996; Wheatley, 1993).”
Quote in the paperNot a substantial claim0 of 3 sources checkedClassified as probably not a substantial claim.
Premisecitation§ Change Leadership · p. 4Higgs and Rowland (2005) identified that leaders with a notable combination of 'Framing' and 'Creating' behavioral sets appeared particularly successful in implementing change across most contexts examined.
“Indeed they identified that leaders who had a notable combination of the 'Framing' and 'Creating' behavioral sets appeared to be particularly successful in implementing change across most of the contexts examined.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Higgs & Rowland (2005) source
Probably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ Discussion · p. 21The need to move away from a leader-centric approach to change as contextual complexity increases is argued by many researchers in the field.
“The need to move away from a leader-centric approach to change as contextual complexity increases is also argued by many researchers in the field”
Quote in the paperNot a substantial claim0 of 3 sources checked- cites Kramer, 2005
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites Senge, 1997
- cites Wheatley, 1993
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
May combine two claims.
Interpretationown data§ Conclusions · p. 22The negative impact on change success of leader-centric behaviors (Shaping) has been reinforced, whereas the more enabling behaviors (e.g., 'Framcap') appear to facilitate successful change implementation.
“The negative impact on change success of leader-centric behaviors (Shaping) has been reinforced whereas the more enabling behaviors (e.g., 'Framcap') appear to facilitate successful change implementation.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ Discussion · p. 22There is an optimal point in a system when stabilizing and destabilizing forces are in a form of dynamic balance, at which conditions are created for the system to be at its most creative and to promote optimal learning and adaptation.
“Both Grobman (2005) and Waldrop (1992) point out that there is an optimal point in a system when stabilizing and destabilizing forces are in a form of dynamic balance.”
Quote in the paperNot a substantial claim0 of 2 sources checkedProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ Discussion · p. 21In the broader leadership literature, the move to a more enabling approach is seen to be related to the emotional content of leader-follower exchange.
“In the broader leadership literature, the move to a more enabling approach is seen to be related to the emotional content of leader-follower exchange”
Quote in the paperNot a substantial claim0 of 3 sources checked- cites Gill, 2001
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites Goleman, Boyatzis, & McKee, 2002
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites Higgs, 2003 source
Probably not a substantial claim: may not pass S2 (checkable).
Premisecitation§ Discussion · p. 20In the more complex context within which organizations now operate, effective leadership is that which enables others to implement strategic and related changes.
“Others have commented that in the more complex context within which organizations are now operating, effective leadership is that which enables others”
Quote in the paperNot a substantial claim0 of 3 sources checkedProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ 3. Edge and Tension (FC2): Holds people on course · p. 19The significance of context has been identified as an important omission in much of the change literature.
“The significance of context has been identified as an important omission in much of the change literature (Pettigrew, 2000; Pettigrew et al., 2001).”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites Pettigrew, 2000
Couldn’t be matched to a paper in Crossref, so it can’t be checked.
- cites Pettigrew et al., 2001 source
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductreasoning§ Limitations and Further Research · p. 23Because of the nature of the success assessment, it was difficult to ensure the success measure for each change story is sufficiently robust and reliable.
“Third, because of the nature of the success assessment, it was difficult to ensure the success measure for each change story is sufficiently robust and reliable.”
Quote in the paperNot a substantial claim
The paper relies on this without support.
This research, which is primarily quantitative, generally fails to link directly with the change literature.
“This research, which is primarily quantitative, does, however, generally fail to link directly with the change literature.”
The paper relies on this without support.
In examining the leader's role and behavior in the change process, few studies have moved beyond generic descriptions.
“In examining the leader's role and behavior in the change process, few studies have moved beyond generic descriptions.”
The paper relies on this without support.
The panel's final success ratings are a valid measure of change success.
“Final panel success rating”
The paper relies on this without support.
The change stories and transcripts accurately reflect the leaders' actual behaviors and change initiatives.
“These were explored using an overall sample that comprised 65 stories relating to change initiatives provided by leaders from 33 organizations.”
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
NC2 is labeled Creating despite a larger 'Framcap' percentage
MinorNC2's largest reported category is 'Framcap' at 37.50%, but its dominant behavior is labeled "Creating," which accounts for 18.75%.
“| NC2 | 4 | Master | 31.25 | 12.50 | 18.75 | 37.50 | Creating |”
“The final column shows the dominant leadership factor present in the change.”
NC3's dominant behavior conflicts with its percentages
MinorNC3 is labeled "Creating," although its 'Framcap' percentage is 76.47%, compared with 5.88% for Creating. The paper says the final column identifies the dominant leadership factor.
“| NC3 | 3.33 | Emergent | 17.65 | 0.00 | 5.88 | 76.47 | Creating |”
“The final column shows the dominant leadership factor present in the change.”
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Cited by
Sorted by citations
Carter, M. Z., Armenakis, A. A., Feild, H. S., & Mossholder, K. W. (2012) · Journal of Organizational Behavior · doi:10.1002/job.1824 · Cited by 356 · see citing works
“Congruent with this notion , Higgs and Rowland (2011) concluded from their interviews with managers in 33 organizations that change efforts were more successful when employees worked with managers who were more facilitating and engaging.”
BackgroundWıjayatı, D. T., Rahman, Z., Fahrullah, A., Rahman, M. F. W., Arifah, I. D. C., & Kautsar, A. (2022) · International Journal of Manpower · doi:10.1108/ijm-07-2021-0423 · Cited by 319 · see citing works
Leaders’ Impact on Organizational Change: Bridging Theoretical and Methodological Chasms
Oreg, S., & Berson, Y. (2018) · Academy of Management Annals · doi:10.5465/annals.2016.0138 · Cited by 264 · see citing works
“In another qualitative study, through interviews with leaders from 33 organizations undergoing change, “facilitating” and “engaging” leader behaviors were found to be most effective, and those that are “shaping” least effective (Higgs & Rowland, 2011).”
Backgroundvan der Voet, J. (2013) · European Management Journal · doi:10.1016/j.emj.2013.10.001 · Cited by 235 · see citing works
Sociotechnical Systems Approach to BIM Implementation in a Multidisciplinary Construction Context
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Bayraktar, S., & Jiménez, A. (2020) · Journal of Organizational Change Management · doi:10.1108/jocm-12-2018-0368 · Cited by 135 · see citing works
Corporate Rebranding: An Integrative Review of Major Enablers and Barriers to the Rebranding Process
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Paradoxical Leadership and the Competing Values Framework
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“Leadership development is the focus of this article because of its importance to organizational change (Higgs & Rowland, 2011).”
BackgroundChange Leadership and Public Sector Organizational Change
van der Voet, J. (2015) · The American Review of Public Administration · doi:10.1177/0275074015574769 · Cited by 107 · see citing works
“…supportive of a specific organizational change (Eisenbach, Watson, & Pillai, 1999; Higgs & Rowland, 2011), such studies fail to encompass the leadership behaviors that are outlined in the literature on change management (e.g., Fernandez & Rainey, 2006; Herold et al., 2008; Higgs & Rowland, 2011).”
BackgroundResultInfluentialTrullén, J., Bos-Nehles, A. C., & Valverde, M. (2020) · International Journal of Management Reviews · doi:10.1111/ijmr.12220 · Cited by 104 · see citing works
“This means that implementation is an evolving effort (Repenning 2002) in which employees change their behaviours depending on the initiatives and the feedback offered by their managers (Battilana et al. 2010; Gilley et al. 2008; Higgs and Rowland 2011), as well as the normative pressures they experience to identify an…”
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An Illustration of a Deductive Pattern Matching Procedure in Qualitative Leadership Research
Pearse, N. J. (2019) · The Electronic Journal of Business Research Methods · doi:10.34190/jbrm.17.3.004 · Cited by 80 · see citing works
van der Voet, J., Groeneveld, S. M., & Kuipers, B. S. (2013) · Journal of Change Management · doi:10.1080/14697017.2013.805160 · Cited by 77 · see citing works
“Along with other researchers (for example, Higgs & Rowland, 2005, 2011; Weick & Quinn, 1999), the authors have argued for corresponding change leadership, depending on the type of or approach to organizational change.”
BackgroundThe effect of change leadership on employee attitudinal support for planned organizational change
Onyeneke, G. B., & Abe, T. (2021) · Journal of Organizational Change Management · doi:10.1108/jocm-08-2020-0244 · Cited by 74 · see citing works
Enhancing Researcher Reflexivity About the Influence of Leading Questions in Interviews
Cairns-Lee, H., Lawley, J., & Tosey, P. (2021) · The Journal of Applied Behavioral Science · doi:10.1177/00218863211037446 · Cited by 71 · see citing works
“…between 2011 and 2021 have used interviewing; for example, sensemaking (Chreim & Tafaghod, 2012), metaphors of change agency (Cassell & Lee, 2012), identity (Foldy, 2012; Jacobs et al., 2013), different facets of change (Ford et al., 2020), and change leaders’ behavior (Higgs & Rowland, 2011).”
MethodChange leadership in the 21st century
Dumas, C. A., & Beinecke, R. H. (2018) · Journal of Organizational Change Management · doi:10.1108/jocm-02-2017-0042 · Cited by 65 · see citing works
Leadership and change mobilization: The mediating role of distributed leadership
Canterino, F., Cirella, S., Piccoli, B., & Shani, A. B. R. (2019) · Journal of Business Research · doi:10.1016/j.jbusres.2019.09.052 · Cited by 58 · see citing works
“…transactional, charismatic, servant, pragmatic and ethical leadership; Anderson & Sun, 2017) with the behaviours they exhibit in successfully leading change, including engagement and mobilization of resources (e.g. Gilley, Gilley, & McMillian, 2009; Higgs & Rowland, 2011; Stilwell et al., 2016).”
BackgroundInfluentialChallenging the Perceived Wisdom of Management Theories and Practice
Baden, D. A., & Higgs, M. J. (2015) · Academy of Management Learning and Education · doi:10.5465/amle.2014.0170 · Cited by 57 · see citing works
Self-citationAchieving a nutrition revolution for Africa: The road to healthier diets and optimal nutrition
Holdsworth, M., Aryeetey, R., Jerling, J. C., Taljaard, C., Nago, E. S., Colecraft, E., Lachat, C., Kolsteren, P., Hailu, T., & Verstraeten, R. (2016) · doi:10.2499/9780896295933 · Cited by 53 · see citing works
Osagie, E., Wesselink, R., Blok, V., & Mulder, M. (2016) · Business & Society · doi:10.1177/0007650316676270 · Cited by 48 · see citing works
“An example in which both discontinuous and incremental change 380 Business & Society 58(2) processes were studied is the study of Higgs and Rowland (2011).”
BackgroundInfluentialRepetitive reorganizations, uncertainty and change fatigue
de Vries, M. S. E., & de VRIES, M. S. (2021) · Public Money & Management · doi:10.1080/09540962.2021.1905258 · Cited by 47 · see citing works
“…bemoaned for the fact that they often fail to meet the ambitious goals they were meant to address and are consequently ine ff ective, while, on the other hand, new reforms are steadily being initiated, as they are perceived to be successful as an instrument for planned change (Kleidat, 2011, p. 17).”
BackgroundLundmark, R., Nielsen, K. M., Hasson, H., Schwarz, U. V. T., & Tafvelin, S. (2020) · International Journal of Workplace Health Management · doi:10.1108/ijwhm-05-2019-0065 · Cited by 47 · see citing works
Villani, E., & Lechner, C. (2020) · The Journal of Technology Transfer · doi:10.1007/s10961-020-09803-8 · Cited by 44 · see citing works
Hastings, B. J., & Schwarz, G. M. (2021) · The Journal of Applied Behavioral Science · doi:10.1177/00218863211019561 · Cited by 42 · see citing works
“These data also allowed us to analyze stories from both a change process and a change leadership perspective (see Denis et al., 2001; Higgs & Rowland, 2011).”
BackgroundMethodChange agent's contribution to recipients' resistance to change: A two-sided story
Vos, J. F. J., & Rupert, J. (2017) · European Management Journal · doi:10.1016/j.emj.2017.11.004 · Cited by 44 · see citing works
“Higgs and Rowland (2011) found that framing and creating behavior positively in fl uenced implementation success in more complex and emergent change situations, whereas shaping behavior had a negative in fl uence on implementation success in all change situations, unless this behavior was exerted…”
BackgroundMethodResultInfluentialCommunication Behaviors to Implement Innovations: How Do AEC Teams Communicate in IPD Projects?
Sun, W., Mollaoglu, S., Miller, V. D., & Manata, B. (2015) · Project Management Journal · doi:10.1002/pmj.21478 · Cited by 37 · see citing works
“…inter-organizational team performance (Adler, 1995), the positive relationship between organizational leaders’ supportiveness and team collaboration (Higgs & Rowland, 2011), and the function of Communication Behaviors in Relation to Climate and Values-Fit Constructs The integrated setting of IPD…”
BackgroundLeading for change: line managers’ influence on the outcomes of an occupational health intervention
Lundmark, R., Hasson, H., Schwarz, U. V. T., Hasson, D., & Tafvelin, S. (2017) · Work & Stress · doi:10.1080/02678373.2017.1308446 · Cited by 36 · see citing works
“Similar thoughts have been presented in conjunction with organisational change in general (Higgs & Rowland, 2011) as well as in leadership evaluations in other specific managerial domains, such as safety, health, and the implementation of evidence-based practices (Aarons, Ehrhart, & Farahnak, 2014;…”
BackgroundInfluentialAssessment of employees’ attitudes toward ongoing organizational transformations
Heim, I., & Sardar-Drenda, N. (2020) · Journal of Organizational Change Management · doi:10.1108/jocm-04-2019-0119 · Cited by 40 · see citing works
Interorganizational Projects: Reexamining Innovation Implementation via IPD Cases
Paik, J. E., Miller, V. D., Mollaoglu, S., & Sun, W. (2017) · Journal of Management in Engineering · doi:10.1061/(asce)me.1943-5479.0000524 · Cited by 33 · see citing works
Leading Change – Insights Into How Leaders Actually Approach the Challenge of Complexity
Lawrence, P. (2015) · Journal of Change Management · doi:10.1080/14697017.2015.1021271 · Cited by 32 · see citing works
“In a similar vein, Higgs and Rowland (2011) described three categories of leadership behaviour: shaping, framing change and creating capacity.”
BackgroundManaging Organizational Change through Effective Leadership: A Review from Literature
Zainol, N. Z., Kowang, T. O., Hee, O. C., et al. (2021) · International Journal of Academic Research in Business and Social Sciences · doi:10.6007/ijarbss/v11-i1/8370 · Cited by 30 · see citing works
“Strategic renewal is also seen as a consequence of leadership behaviours that build effective relationships with followers and engage them with the strategic vision and goals through high levels of involvement and participation (Kuipers et al, 2014; Higgs & Rowland, 2011; Bamford & Forrester, 2003).”
BackgroundAmbiguity: the emerging impact of mindfulness for change leaders
Chesley, J. A., & Wylson, A. (2016) · Journal of Change Management · doi:10.1080/14697017.2016.1230334 · Cited by 30 · see citing works
“…and presence are key to a change leader’s ability to successfully lead transformational organizational change (Anderson & Ackerman-Anderson, 2010; Barbezat & Bush, 2013; Caldwell, 2003; Gardner & Moore, 2007; Han & Zhang, 2011; Hart et al., 2013; Higgs & Rowland, 2011; Young & Dulewicz, 2006).”
BackgroundOhemeng, F. L. K., Asiedu, E. A., & Obuobisa‐Darko, T. (2018) · International Journal of Public Sector Management · doi:10.1108/ijpsm-05-2017-0136 · Cited by 25 · see citing works
Change Leader Behavior Inventory
Stilwell, R. A., Pasmore, W. A., & Shon, D. (2016) · The Journal of Applied Behavioral Science · doi:10.1177/0021886316663406 · Cited by 22 · see citing works
“Higgs and Rowland (2011) argue that while there is literature to support the importance of the leader’s role in successful change, the findings do not go much beyond generic descriptions.”
BackgroundInfluentialHiggs, M. J., Kuipers, B. S., & Steijn, B. (2022) · Public Administration · doi:10.1111/padm.12833 · Cited by 34 · see citing works
Self-citationLeading organizational transformation: an action research study
Canterino, F., Cirella, S., & Shani, A. B. R. (2018) · Journal of Managerial Psychology · doi:10.1108/jmp-12-2016-0393 · Cited by 23 · see citing works
“Examples include seeking out structures that help shape a vision of the new organization, spending time and energy on re-designing organizational processes and systems, and creating trust (Higgs and Rowland, 2011).”
BackgroundSetting sail in a storm: leadership in times of cutbacks
Schmidt, E., & Groeneveld, S. M. (2019) · Public Management Review · doi:10.1080/14719037.2019.1668472 · Cited by 20 · see citing works
Iram, T., Bilal, A. R., Khan, R. A., Mehmood, S., & R, H. K. G. (2024) · Kybernetes · doi:10.1108/k-01-2024-0222 · Cited by 18 · see citing works
From successful to sustainable Lean production – the case of a Lean Prize Award Winner
Poksinska, B. B., & Swartling, D. (2018) · Total Quality Management & Business Excellence · doi:10.1080/14783363.2018.1486539 · Cited by 17 · see citing works
“…No. 9, 996–1011, https://doi.org/10.1080/14783363.2018.1486539 alignment with the value system (e.g. Appelbaum, Habashy, Malo, & Shafiq, 2012; Beer & Nohria, 2000; Benson, Kimmel, & Lawler, 2013; Burnes, 2011; Canning & Found, 2015; Higgs & Rowland, 2011; Kettinger & Grover, 1995; Kotter, 1995).”
InfluentialLeadership and change implementation in a Russian context
Levene, F., & Higgs, M. J. (2018) · Journal of General Management · doi:10.1177/0306307018780406 · Cited by 18 · see citing works
“This focus on relational leadership theories is accompanied by arguments that, in today’s context, effective leadership needs to be focused on engaging with followers and achieving high levels of involvement and collaborative working (Higgs and Rowland, 2011; Rowland and Higgs, 2008; Uhl-Bien, 2006).”
BackgroundResultInfluentialSelf-citationIs change all in the mind? A study of leader mindfulness, leader behaviors in implementing change
Higgs, M., & Rowland, D. (2022) · Journal of General Management · doi:10.1177/03063070221107130 · Cited by 9 · see citing works
“In reviewing our analyses of leader behaviors, some evidence was found that tended to support the earlier fi ndings of Higgs and Rowland (2011), in that the leader-centric behavior ( Shaping ) tended to be more prevalent in the changes rated as less successful, whilst the more positive behaviors (…”
BackgroundResultInfluentialSelf-citationReflections: Insomnia? Try Counting Leadership Theories
Higgs, M. J. (2022) · Journal of Change Management · doi:10.1080/14697017.2022.2139246 · Cited by 14 · see citing works
“The role of leadership is suggested to be crucial in communicating a vision for change, engaging followers with this vision and creating a shared sense of purpose (Higgs & Rowland, 2005, 2011; Ling et al., 2018).”
BackgroundSelf-citationHa, T. T., & Le, P. B. (2021) · International Journal of Business Administration · doi:10.5430/ijba.v12n2p76 · Cited by 14 · see citing works
Potnuru, R. K. G., Sharma, R., & Sahoo, C. K. (2021) · Business Perspectives and Research · doi:10.1177/22785337211043962 · Cited by 13 · see citing works
Studer Group® ' s evidence-based leadership initiatives
Schuller, K. A., Kash, B. A., & Gamm, L. D. (2015) · Journal of Health Organization and Management · doi:10.1108/jhom-10-2013-0211 · Cited by 13 · see citing works
Wagner, M. E., & Westaby, J. D. (2020) · The Journal of Applied Behavioral Science · doi:10.1177/0021886319896411 · Cited by 13 · see citing works
“Organizational leadership theorists have illustrated the importance of top leadership support in implementing change (Higgs & Rowland, 2011; Liu, Caldwell, Fedor, & Herold, 2012).”
BackgroundIram, T., Malik, H. A., Batool, S., Bano, A., Ng, B., & Bilal, A. R. (2024) · Information Development · doi:10.1177/02666669241291568 · Cited by 19 · see citing works
“Change leadership, which involves guiding planned and necessary changes (Herold et al., 2008; Higgs and Rowland, 2011), plays a crucial role in AI integration.”
Psychological Knowledge Relevant to Leadership in Wildlife Conservation
Black, S. A. (2019) · Open Journal of Leadership · doi:10.4236/ojl.2019.83007 · Cited by 11 · see citing works
“Higgs & Rowland (2011) explored implementation of change, finding that successful leaders stood out as very self-aware and reflective, knowing how to use their presence and behaviour.”
BackgroundInfluentialWijk, H., Heikkilä, K., Ponzer, S., Kihlström, L., & Nordquist, J. (2021) · BMC Medical Education · doi:10.1186/s12909-021-02606-x · Cited by 11 · see citing works
“[18] Higgs and Rowland [19] found that leader-centric behaviours had a negative impact on the success of change in all contexts examined; in contrast group- and systemic-focused behaviours were positively related to success in most contexts.”
BackgroundResultTask-Enabling CEOs: Implications for an Effective Implementation of New Technology
Haber, L., & Carmeli, A. (2019) · IEEE Transactions on Engineering Management · doi:10.1109/tem.2019.2945977 · Cited by 11 · see citing works
“The literature on leadership suggests that leaders exert a significant influence on the organization by initiating and facilitating organization change [63], [98].”
BackgroundDistributed Leadership in Transformation Initiatives: The Emergence of Network Leadership
AlGhanem, N., Braganza, A., & Aldhean, E. (2020) · International Journal of Accounting & Finance Review · doi:10.46281/ijafr.v5i1.524 · Cited by 10 · see citing works
“Leaders’ characteristics can result in better implementation of the transformation initiatives taken by the organization (Higgs & Rowland, 2011).”
BackgroundA Leadership Competence Framework to Support the Development of Conservation Professionals
Black, S. A. (2021) · Open Journal of Leadership · doi:10.4236/ojl.2021.104019 · Cited by 10 · see citing works
“…the relevance of leaders’ vision in communicating direction and inspiring the commitment of others (Kouzes & Posner, 2007), management of change (Higgs & Rowland, 2011; Kouzes & Posner, 2007), improvement of the effectiveness of organisational systems (Deming, 1994; Kilburg & Donohue, 2011;…”
BackgroundPositive Approaches to Organizational Change
Cantore, S. P. (2016) · doi:10.1002/9781118977620.ch16 · Cited by 8 · see citing works
Challenges facing Saudi public sector leaders during change
al., A. E. (2021) · International Journal of ADVANCED AND APPLIED SCIENCES · doi:10.21833/ijaas.2021.12.003 · Cited by 7 · see citing works
“Change is increasingly necessary for today’s dynamic environment, yet change initiatives have a poor success rate (Higgs and Rowland, 2011).”
BackgroundLine managers’ influence on employee usage of a web-based system for occupational health management
Frykman, M., Lundmark, R., Schwarz, U. V. T., Villaume, K., & Hasson, H. (2018) · International Journal of Workplace Health Management · doi:10.1108/ijwhm-12-2017-0104 · Cited by 7 · see citing works
Leadership and Innovative Approaches in Higher Education
Atiku, S. O., & Anane-Simon, R. (2019) · Advances in higher education and professional development book series · doi:10.4018/978-1-7998-1017-9.ch005 · Cited by 7 · see citing works
Hastings, B. J. (2025) · Australian Journal of Management · doi:10.1177/03128962241307347 · Cited by 7 · see citing works
“Furthermore, Higgs and Rowland (2011: 328) found that master (diagnostic and dialogic) was allied with higher success than diagnostic, summarising that ‘approaches to change that operate within a framework that posits change as a complex phenomenon [i.e. Master and Emergent] are more successful…”
InfluentialThe Generative Change Model: Creating the Agile Organization While Dealing With a Complex Problem
Bushe, G. R. (2021) · The Journal of Applied Behavioral Science · doi:10.1177/00218863211038119 · Cited by 6 · see citing works
“…& Trosten-Bloom, 2010), Future Search (Weisbord, 1992), and other Dialogic OD methods (Bushe & Marshak, 2015) as well as descriptions of successful transformational change that are not method specific (e.g., Beer & Nohira, 2000; Higgs & Rowland, 2011; Hoyt et al., 2010; Pascale et al., 2000).”
MethodMashhady, A., Khalili, H., & Sameti, A. (2022) · Leadership & Organization Development Journal · doi:10.1108/lodj-01-2022-0041 · Cited by 5 · see citing works
Schuller, K. A., Kash, B. A., Edwardson, N., & Gamm, L. D. (2013) · Journal of Communications In Healthcare · doi:10.1179/1753807613y.0000000033 · Cited by 5 · see citing works
Getting things done by middle manager
Tsuda, K., & Sato, H. (2020) · Annals of Business Administrative Science · doi:10.7880/abas.0200901a · Cited by 5 · see citing works
“…gets to the point that middle managers are doing so much non-managerial work that they are taking over team members’ jobs, the team 2 See Abe (2019), Higgs and Rowland (2011), Hill, Seo, Kang, and Taylor (2012), and Kosuge and Takahashi (2016) for more on the importance of managers in…”
BackgroundBuilding Information Modelling and offsite construction in civil engineering
Vernikos, V. K., Goodier, C. I., & Gibb, A. (2013) · Loughborough University Institutional Repository (Loughborough University) · Cited by 4 · see citing works
Friedman, Y., & Carmeli, A. (2021) · The Journal of Applied Behavioral Science · doi:10.1177/00218863211023279 · Cited by 4 · see citing works
“However, following recent research on effective change leadership (Higgs & Rowland, 2011; Krummaker & Vogel, 2013), we take a different stance and focus on the CEO’s implementation capacity as an intricate construct, an ability of the CEO involving several important organizational and personal…”
BackgroundDeviana, R. B., & Hendarsjah, H. (2023) · Jurnal Manajemen Bisnis · doi:10.18196/mb.v14i2.17741 · Cited by 4 · see citing works
Artykbayeva, A., & Greiman, V. A. (2023) · Journal of Technical Education and Training · doi:10.30880/jtet.2023.15.03.014 · Cited by 4 · see citing works
Understanding dyadic promoter-stakeholder relations in complex projects
Vos, J. F. J., Boonstra, A., & Achterkamp, M. C. (2022) · International journal of information systems and project management · doi:10.12821/ijispm040401 · Cited by 4 · see citing works
“, focus on either the promoter side [9], or on the other stakeholders in the project [11].”
BackgroundMiddle managers : managing change in a Lao higher education institution
Sackdanouvong, K. (2013) · Unitec Research Bank (Unitec Institute of Technology) · Cited by 4 · see citing works
A Correlational Analysis of Empowerment and Experience with Resistance to Change
Burgess, R. E. (2014) · ScholarWorks (Walden University) · Cited by 4 · see citing works
Krøtel, S. M. L., & Møller, A.-K. L. (2023) · Public Management Review · doi:10.1080/14719037.2023.2283111 · Cited by 3 · see citing works
“The literature on change management emphasizes that change leaders contribute to a successful organizational change (Fernandez and Pitts 2007; Higgs and Rowland 2011; Kotter 1996).”
Purnawan, L. (2025) · RIGGS Journal of Artificial Intelligence and Digital Business · doi:10.31004/riggs.v4i2.1066 · Cited by 3 · see citing works
Tafvelin, S., Nielsen, K. M., Lundmark, R., Schwarz, U. V. T., Abildgaard, J. S., & Hasson, H. (2024) · European Journal of Work and Organizational Psychology · doi:10.1080/1359432x.2024.2412357 · Cited by 4 · see citing works
“Thus, in combination, the design and outline of the training focused on increasing the chances of training transfer (Lacerenza et al., 2017) and increase performance of a successful change leadership (Higgs & Rowland, 2011), across the organizations.”
Managerial influence on attitude formation in organizations: how to manage emergence
van Woensel, P., de Gilder, D., van den Besselaar, P., & Groenewegen, P. (2016) · Computational and Mathematical Organization Theory · doi:10.1007/s10588-016-9239-8 · Cited by 3 · see citing works
Deliberate change without hierarchical influence? The case of collaborative OSS communities
Nørskov, S., Kesting, P., & Ulhøi, J. P. (2017) · International journal of organizational analysis · doi:10.1108/ijoa-08-2016-1050 · Cited by 3 · see citing works
“Strong leaders are also needed to promote change in organisations and create a sense of urgency (Higgs & Rowland, 2011; Yates, 2000).”
BackgroundMultiple Intelligences in Change Leadership: Exploring the Diversity
Palthe, J. (2019) · Management and Organizational Studies · doi:10.5430/mos.v6n1p1 · Cited by 3 · see citing works
“Change leadership theory and research indicates this success is also attributable to the ability of change leaders to facilitate and engage change constituents (Higgs & Rowland, 2011).”
BackgroundChange Leader Behavioral Inventory: Development and Validation of an Assessment Instrument
Stilwell, R. A. (2016) · doi:10.7916/d8sj1knm · Cited by 2 · see citing works
“Previous research suggests that leadership has a significant impact on the success of change (Conner, 1992, 1999; Higgs & Rowland, 2011; Kotter, 1995,1996).”
BackgroundMethodInfluential“Fiat Lux.” Navigating chaos through Sensing Leadership
der Merwe, J. V. (2018) · Stellenbosch Theological Journal · doi:10.17570/stj.2018.v4n2.a33 · Cited by 2 · see citing works
Personal health budgets: a mechanism to encourage service integration?
Welch, E. M., Jones, K., Fox, D., et al. (2022) · Journal of Integrated Care · doi:10.1108/jica-07-2021-0038 · Cited by 2 · see citing works
Cultural Influences on Leadership Styles: A Comparative Analysis of Chinese and Western Approaches
Tang, H. T. (2024) · Journal of Applied Economics and Policy Studies · doi:10.54254/2977-5701/2024.19657 · Cited by 2 · see citing works
Individual Dimensions of Organizational Change: Unleashing Human Potential for Transformation
Yawson, R. M., & Goryunova, E. (2025) · Contributions to management science · doi:10.1007/978-3-031-80422-9_6 · Cited by 2 · see citing works
Education, Empowerment and Communication (EEC) as Drivers of Managing Change
Sharma, R., & Sahoo, C. K. (2014) · Management and Labour Studies · doi:10.1177/0258042x14558183 · Cited by 2 · see citing works
“Thus, this growing body of research warrants dissection under the magnifying glass as 70 per cent of the change programmes fail (Hammer and Champny, 1993; Higgs and Rowland, 2011; Kotter, 1990).”
BackgroundDeveloping Symbiotic Clinical Educators: Using Program Logic to Evaluate a Clinical Education Course
Berryman, C. F., Sweet, L. P., Wearne, S. M., et al. (2013) · Evaluation Journal of Australasia · doi:10.1177/1035719x1301300206 · Cited by 2 · see citing works
Relationships Between Supervisor Behaviour and Subordinates' Work Attitudes: The Role of LMX
Lamoen, V., & Karel, N. (2012) · Research Commons (University of Waikato) · Cited by 2 · see citing works
Corporate Social Responsibility Manager: Job Roles, Challenges, and Individual Competencies
Osagie, E., & Wesselink, R. (2020) · Encyclopedia of the UN sustainable development goals · doi:10.1007/978-3-319-71058-7_38-1 · Cited by 2 · see citing works
Robertsson, A. (2019) · KTH Publication Database DiVA (KTH Royal Institute of Technology) · Cited by 2 · see citing works
Nissen, A. B., & Higgs, M. J. (2026) · FIIB Business Review · doi:10.1177/23197145261426043 · Cited by 1 · see citing works
Self-citationNazir, S., Wang, Q., Shafi, A., Afzal, F., & Nazir, N. (2014) · Journals & Books Hosting (International Knowledge Sharing Platform) · Cited by 1 · see citing works
Enablers That Positively Impact Implementation of Organizational Change
Cheng, L. (2015) · GSTF Journal on Business Review · doi:10.7603/s40706-015-0002-9 · Cited by 1 · see citing works
“Scholars in organizational change have observed the role which consistency plays [30] and recognized the idea of balancing the paradox of continuity and change [31].”
BackgroundThe Outsider Concept and Outsider Leader: A Literature Review
Buckland, P., Higgs, M. J., O’Riordan, C., Kelliher, F., & Flood, P. C. (2019) · Springer eBooks · doi:10.1007/978-3-319-97463-7_2 · Cited by 1 · see citing works
Self-citationCompetitive marketing strategies of churches in Ghana: a theoretical development
Yalley, A. A. (2021) · International Review on Public and Nonprofit Marketing · doi:10.1007/s12208-021-00296-1 · Cited by 1 · see citing works
Integrating the Arts for Leadership Education and Development
Wallrauch, T. E. (2021) · Advances in higher education and professional development book series · doi:10.4018/978-1-7998-8275-6.ch022 · Cited by 1 · see citing works
Cucchi, M. B., & Barcellos, P. F. P. (2019) · Pensamento & Realidade. Revista do Programa de Estudos Pós-Graduados em Administração - FEA · doi:10.23925/2237-4418.2018v33i4p97-122 · Cited by 1 · see citing works
Political Leadership and Management of Civic Services in a Downturn Economy
Williams, P. C. (2015) · ScholarWorks (Walden University) · doi:10.13140/rg.2.1.3633.5845 · Cited by 1 · see citing works
Corporate Social Responsibility Manager: Job Roles, Challenges, and Individual Competencies
Osagie, E., & Wesselink, R. (2020) · Encyclopedia of the UN sustainable development goals · doi:10.1007/978-3-319-95867-5_38 · Cited by 1 · see citing works
Strategic plan for the Harbor City/Harbor Gateway Chamber of Commerce: 2013-2015
Calhoun, J. (2013) · UVic’s Research and Learning Repository (University of Victoria)
Power, E. (2014) · Lenus, The Irish Health Repository (Dr Steevens Hospital Library) · doi:10.25419/rcsi.10812551
Corporatisation in the telecommunication industry : a case study from Brunei Darussalam
Metussin, H. D. H. (2012) · ePrints Soton (University of Southampton)
Effect of Institutional Culture in Strategy Implementation in Higher Education Institutions in Kenya
Chiuri, B. W., Gakure, R. W., Waititu, G. A., et al. (2015)
Chiuri, B. W., Gakure, R. W., Waititu, G. A., et al. (2015)
- Authors
- Higgs, M., & Rowland, D.
- Affiliations
- University of Southampton (GB)
- Transcend Consultancy, London, UK
- Corresponding author
- Higgs, Malcolm
- ORCID
- Higgs, Malcolm
- Venue
- The Journal of Applied Behavioral Science
- Publisher
- SAGE Publications
- Published
- 2011-04-11
- Volume
- 47
- Issue
- 3
- Pages
- 309-335
- ISSN
- 0021-8863 (ISSN-L)
- 1552-6879
- OpenAlex
- W2097319786
- Semantic Scholar
- ae70796c9d26df4f893f5993b669c698d951461f
- Cited by
- 135
- References
- 74
- Citations by year
- 2026: 3 · 2025: 7 · 2024: 10 · 2023: 8 · 2022: 11 · 2021: 15 · 2020: 10 · 2019: 13 · 2018: 10 · 2017: 4 · 2016: 13 · 2015: 11 · 2014: 8 · 2013: 9 · 2012: 3
- FWCI
- 11.67
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- The Journal of Applied Behavioral Science (publishedVersion)
- ePrints Soton (University of Southampton) (submittedVersion)
- Topics
- Social Sciences › Business, Management and Accounting › Organizational Behavior and Human Resource Management › Organizational Change and Leadership
- Social Sciences › Business, Management and Accounting › Organizational Behavior and Human Resource Management › Organizational Management and Change
- Social Sciences › Business, Management and Accounting › Strategy and Management › Leadership and Management in Organizations
- Keywords
- change leadership, organizational change, change implementation, leadership behavior, change success
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