Cited by 1,387Neurotransmitter Receptor Influence on BehaviorNeural dynamics and brain functionNeuroscience and Neuropharmacology Research

Relationships between Pupil Diameter and Neuronal Activity in the Locus Coeruleus, Colliculi, and Cingulate Cortex

Open access
Joshi, Siddhartha, Li, Yin, Kalwani, Rishi M., Gold, Joshua I.·2016·Neuron

Abstract

Changes in pupil diameter that reflect effort and other cognitive factors are often interpreted in terms of the activity of norepinephrine-containing neurons in the brainstem nucleus locus coeruleus (LC), but there is little direct evidence for such a relationship. Here, we show that LC activation reliably anticipates changes in pupil diameter that either fluctuate naturally or are driven by external events during near fixation, as in many psychophysical tasks. This relationship occurs on as fine a temporal and spatial scale as single spikes from single units. However, this relationship is not specific to the LC. Similar relationships, albeit with delayed timing and different reliabilities across sites, are evident in the inferior and superior colliculus and anterior and posterior cingulate cortex. Because these regions are interconnected with the LC, the results suggest that non-luminance-mediated changes in pupil diameter might reflect LC-mediated coordination of neuronal activity throughout some parts of the brain.

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Crossref · 10.1016/j.neuron.2015.11.028

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  • Surprise as measured by pupil dilations is closely coupled with the release of norepinephrine in the brainstem's locus coeruleus.

    “Surprise as measured by pupil dilations is closely coupled with the release of norepinephrine in the brainstem’s locus coeruleus (Joshi et al., 2016).”

    From Predicting as a learning strategy (2021) · cites this paper as Joshi et al., 2016

    The Results section on startling events reports that unexpected tones dilated monkeys’ pupils and that the pupil response had a weak but reliable trial-by-trial relationship with LC-region neural activity. The Discussion links pupil fluctuations to LC-region activity and proposes associated norepinephrine release throughout the brain. The study did not measure norepinephrine release or establish that pupil dilation measures surprise specifically, so the claim states the coupling more strongly than the evidence supports. (LLM, conf=0.86)

    Experimental — accuracy not yet measured
  • ACC and AI project to or are adjacent to VTA and SN, with multisynaptic routes via habenula.

    “which project to or are adjacent to VTA and SN3,22,29–33,54,55 (with multisynaptic routes via habenula56,57)”
  • The locus coeruleus may modulate fluctuations in global network topology through phasic alterations in neural gain.

    “The locus coeruleus (Aston-Jones and Cohen, 2005) is known to modulate pupil diameter (Joshi et al., 2016), and thus by inference, may play a role in the modulation of fluctuations in global network topology through phasic alterations in neural gain (Eldar et al., 2013).”
  • The magnitude and variability in these correlation coefficients were comparable to previous reports linking locus coeruleus cell spiking to pupil size in primates.

    “The magnitude and variability in these correlation coefficients were comparable to previous reports linking locus coeruleus cell spiking to pupil size (a measure of arousal) in primates (Joshi et al., 2016).”

    From Ancestral Circuits for the Coordinated Modulation of Brain State (2017) · cites this paper as Joshi et al., 2016

  • Noradrenergic locus coeruleus neurons were significantly correlated with alertness states, displaying greater activity prior to fast RT trials.

    “we found that noradrenergic locus coeruleus neurons were significantly correlated with alertness states, displaying greater activity prior to fast RT trials (Figures 3B and 3C).”

    From Ancestral Circuits for the Coordinated Modulation of Brain State (2017) · cites this paper as Joshi et al., 2016

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Cites

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Research works printed but not linked: 1

  1. Schmidt HS Fortin LD Fortin LD Schmidt HS Guilleminault Electronic pupillography in disorders of arousal Sleeping and waking disorders: Indication and technique 1982 127 143 Addison-Wesley Menlo Park, CA

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Authors
Joshi, S., Li, Y., Kalwani, R. M., & Gold, J. I.
Affiliations
  • University of Pennsylvania (US)
  • Temple University (US)
Corresponding author
Joshi, Siddhartha
Venue
Neuron
Publisher
Elsevier BV
Published
2016-01
Volume
89
Issue
1
Pages
221-234
ISSN
0896-6273 (ISSN-L)
OpenAlex
W2210396547
Cited by
1,387
References
96
Citations by year
2026: 148 · 2025: 155 · 2024: 157 · 2023: 143 · 2022: 146 · 2021: 176 · 2020: 113 · 2019: 117 · 2018: 98 · 2017: 80 · 2016: 54
FWCI
35.51
Type
journal article
Language
en
Open access
Locations
  • Neuron (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • National Institutes of Health
  • National Institute of Mental Health (R01MH098899, R21MH093904)
  • National Eye Institute (P30EY001583)
Topics
  • Life Sciences › Neuroscience › Cellular and Molecular Neuroscience › Neurotransmitter Receptor Influence on Behavior
  • Life Sciences › Neuroscience › Cognitive Neuroscience › Neural dynamics and brain function
  • Life Sciences › Neuroscience › Cellular and Molecular Neuroscience › Neuroscience and Neuropharmacology Research
Keywords
pupil size, locus coeruleus, norepinephrine, inferior colliculus, superior colliculus, cingulate cortex, neuronal activity, effort, single-unit activity, brainstem arousal
MeSH terms
Animals, Cerebellar Cortex, Electric Stimulation, Locus Coeruleus, Macaca mulatta, Male, Neurons, Norepinephrine, Pupil

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