Cited by 208Autism Spectrum Disorder ResearchGenetics and Neurodevelopmental DisordersGenomic variations and chromosomal abnormalities

Genetics and genomics of autism spectrum disorder: embracing complexity

Open access
De Rubeis, Silvia, Buxbaum, Joseph D.·2015·Human Molecular Genetics

Abstract

Autism spectrum disorder (ASD) is a neurodevelopmental disorder (NDD) characterized by impairments in social communication and social interaction and the presence of repetitive behaviors and/or restricted interests. ASD has profound etiological and clinical heterogeneity, which has impeded the identification of risk factors and pathophysiological processes underlying the disorder. A constellation of (i) types of genetic variation, (ii) modes of inheritance and (iii) specific genomic loci and genes have all recently been implicated in ASD risk, and these findings are currently being extended with functional analyses in model organisms and genotype-phenotype correlation studies. The overlap of risk loci between ASD and other NDDs raises intriguing questions around the mechanisms of risk. In this review, we will touch upon these aspects of ASD and how they might be addressed.

Integrity signals

Registry

Crossref · 10.1093/hmg/ddv273

Cites

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Claims the paper makes

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  • Premisecitation

    More than half of the risk of developing ASD is attributable to genetic variation.

    “Studies making use of twin pairs (7)(8)(9)(10)(11), families (12) and populations (11,13) have provided estimates that over half of risk of developing ASD resides with genetic variation”
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    The most prominent phenotype of ADNP knockdown in zebrafish is defective erythropoiesis.

    “the most prominent phenotype of ADNP knockdown in zebrafish is defective erythropoiesis (63).”
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    Polygenic risk from many SNPs is a major determinant of ASD variance.

    “However, polygenic risk due to a large number of SNPs is a major determinant of the variance for ASD (11,12,16) (Fig. 1).”
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    About 57% of individuals with a de novo loss-of-function SNV and an ASD diagnosis would not be affected if they did not have the SNV.

    “and 57% of the individuals with a de novo loss-of-function SNV and an ASD diagnosis would not be affected if they did not have the SNV”
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    Common SNP variation contributes to ASD risk in carriers of either a de novo CNV or a de novo loss-of-function SNV.

    “but common variation, in the form of SNPs, contributes in either case.”
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    Other neurodevelopmental, neurological, and medical conditions are common but highly variable in ASD.

    “Other NDDs [e.g.attention deficit hyperactivity disorder (ADHD) and schizophrenia], neurological disorders (e.g.motor deficits, sleep disturbances and epilepsy) and medical conditions (e.g.gastrointestinal problems, congenital anomalies and allergy) are also common in ASD although highly variable (6).”
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    ASD shows wide phenotypic variability and follows heterogeneous developmental trajectories.

    “ASD manifests with broad phenotypic variability and evolves along heterogeneous developmental trajectories (1).”
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    About 30% of people with ASD remain minimally verbal throughout life.

    “For example, ∼30% of individuals with ASD remain minimally verbal throughout life (5)”
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    ASD symptom severity varies and is inversely related to adaptive functioning.

    “Severity of ASD symptoms is variable and inversely correlates with adaptive functioning (2).”
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    About 60% of people with ASD have co-occurring intellectual disability.

    “and ∼60% have co-occurring intellectual disability (ID) (3).”
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    Language ability and cognitive function vary widely in ASD and predict later outcome.

    “Language abilities and cognitive function, two domains strongly affecting adaptive behavior (2,3) and predicting later outcome (4), also have a broad range in ASD.”
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    More than 50 high-risk ASD genes have emerged from large-scale sequencing studies, most under an autosomal dominant model.

    “To date, in addition to causal and highly penetrant genes and genomic loci identified before whole-exome sequencing (15,30), over 50 high-risk genes have emerged from the large-scale sequencing studies (21)(22)(23)(24)(25)(26), most under a model of autosomal dominant variation.”
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    Transmitted protein-disrupting variants can strongly influence ASD risk when inherited dominantly, with odds ratios around 3, or when biallelic disruption acts recessively or X-linked, with odds ratios above 2.

    “Transmitted variants that disrupt protein function can also have a strong influence on risk when inherited and acting dominantly (odds ratios ∼3) (26) or if resulting in biallelic disruption and acting in a recessive (34,35) or X-linked (34) manner (odds ratio above 2).”
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    ANK2 has been consistently associated with ASD and also with cardiac arrhythmia.

    “ANK2 has been consistently associated with ASD (22,26,80) and also with cardiac arrhythmia (OMIM no.600919) (78).”
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    ASD genomewide association studies to date have been underpowered because individual SNPs have weak effects and sample sizes have been insufficient.

    “As a result, genomewide association studies carried out to date have been underpowered due to the weak effect of individual SNPs (16) and, hence, insufficient sample size [the largest study has analyzed 2,705 families (16)]”
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    Mouse models with ANK2 disruption show neurological and cardiac phenotypes.

    “Consistently, neurological (76) and cardiac (77,78) phenotypes have been described in mouse models with a disruption of this gene.”
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    ADNP is essential for brain development.

    “although ADNP is essential for brain development (64)”
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    Interpretationreasoning

    The liability threshold model helps explain the relatively high sibling risk, the greater mutational burden in ASD probands than unaffected siblings, etiological heterogeneity within affected sibling pairs, and variable expressivity of certain loci.

    “The model helps in the understanding of the relatively high risk for siblings of individuals diagnosed with ASD (13,46), the increased mutational burden in ASD probands compared with their unaffected siblings (22,28), etiological heterogeneity even within pairs of affected siblings (47,48) and, as we shall discuss further, the variable expressivity of certain loci (49,50) (Fig. 1).”
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    Paternal age and maternal age are each independently associated with ASD risk.

    “Paternal (38)(39)(40)(41) and maternal (41,42) age have been independently associated with ASD risk.”
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    Rare ASD risk variants can be inherited from unaffected parents or can arise de novo during meiosis.

    “Rare variants can be inherited from unaffected parents (26,28,34,35) or arise as de novo mutations during the meiotic divisions of gametogenesis (21)(22)(23)(24)(25)(26)(27)(30)(31)(32)36,37).”
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    Advancing maternal age is a known risk factor for chromosomal aberrations.

    “but advancing maternal age is a known risk factor for chromosomal aberrations (45).”
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    Autosomal de novo loss-of-function single-nucleotide variants act dominantly and carry a large individual risk, with odds ratios of 20 or more for genes identified so far.

    “Autosomal de novo loss-of-function SNV has been identified that acts in a dominant manner and carries a large burden for individual risk, with odds ratios of 20 or above for genes identified to date (24,26).”
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    Rare chromosomal rearrangements, copy number variants, single-nucleotide variants, and indels all contribute to ASD risk.

    “At this point, it is clear that rare microscopically detectable chromosomal rearrangements (14,15), submicroscopic deletions or duplications (CNV or smaller structural variation) (27,(29)(30)(31)(32), single-nucleotide variation (SNV) and small deletions and duplications (indels) (21)(22)(23)(24)(25)(26)(33)(34)(35) all contribute to risk.”
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    Non-genetic sources of ASD risk exist, but the mechanisms behind these associations remain unclear.

    “Beyond genetic factors, there is evidence for a role of non-genetic sources of risk in ASD, although the mechanisms underlying these associations are still unclear.”
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    Interpretationcitation

    The findings support a model in which inherited common and rare variation create a susceptibility substrate, and additional high-risk genetic and/or non-genetic factors push liability past a threshold to cause ASD.

    “These findings are consistent with a model whereby inherited variation, both common (11) and rare (26,28), defines a substrate of susceptibility, and additional high-risk genetic (including de novo, recessive and X-linked variation) and/or non-genetic factors then act on this substrate to surpass the liability threshold that results in ASD (Fig. 1).”
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    Study design and conductreasoning

    In many studies of this kind, ascertainment from samples selected for phenotypes of interest likely introduces bias.

    “although for this and many such studies the ascertainment was primarily from samples ascertained on the basis of phenotypes of interest, likely introducing biases.”
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    Premisecitation

    CHD2 has been associated with ASD, intellectual disability, epilepsy, and photosensitivity.

    “CHD2 has been associated with ASD (22,23), ID (73), epilepsy (82,87) and photosensitivity (83).”
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    Interpretationreasoning

    Integrating genetic discoveries and clinical observations in ASD suggests that common and rare variations combine to produce a diagnosis, and possibly that common variation defines the specific phenotypes manifested.

    “The integration of genetic discoveries and clinical observations in ASD is delineating a scenario whereby common and rare variations combine to produce a diagnosis, and, possibly, common variation (genetic or familial background) defines the specific phenotypes that are manifested.”
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    Premisecitation

    22q11.2 and 16p11.2 deletions can also be found in healthy individuals, which is consistent with incomplete penetrance.

    “The deletions can also be detected in healthy individuals, an observation consistent with incomplete penetrance (50,96)”
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    Premisecitation

    Grouping by ASD diagnostic category, IQ, ASD severity, insistence on sameness, and symptom profiles did not significantly increase genetic homogeneity as defined by SNPs and did not yield more discoveries for common variation.

    “However, in one recent study, grouping by ASD diagnostic category, IQ, ASD severity, insistence on sameness and symptom profiles did not significantly increase genetic homogeneity, at least as defined by SNPs nor does it yield more discoveries for common variation (104,105).”
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    Premisecitation

    In the Simons Simplex Collection, individuals with ASD but not intellectual disability have a higher rate of family history of psychiatric disease and thus a greater familial burden.

    “whereas individuals with ASD but not ID have a higher rate of family history of psychiatric disease and thus a greater familial burden (98).”
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    Interpretationreasoning

    These observations may challenge the validity of ASD as a specific construct and support shared risk across diverse neurodevelopmental disorders.

    “All of these observations may complicate the validity of ASD as a specific construct and support a shared risk between diverse NDDs.”
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    Interpretationreasoning

    ASD risk loci and genes identified so far rarely map exclusively to ASD, which raises questions about pleiotropy and makes genotype-phenotype correlations complex.

    “The scenario emerging from these few examples shows how ASD risk loci and genes identified to date rarely map exclusively to ASD (Figs 1 and 2), raising questions about pleiotropy or other mechanisms of action and rendering genotype-phenotype correlations complex.”
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    Premisecitation

    TBR1 has been implicated in ASD and intellectual disability.

    “TBR1 has been implicated in ASD (21,22,25,26) and ID (73).”
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    Interpretationcitation

    Common variation may determine which specific traits are expressed when a highly penetrant mutation occurs, and findings in 22q11.2 and 16p11.2 deletion syndromes provide some support for this.

    “One intriguing hypothesis is that common variation may be a factor determining the expression of specific traits when a highly penetrant mutation occurs (Fig. 1), and recent findings in both 22q11.2 and 16p11.2deletion syndromes provide some support of this.”
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  • The paper relies on this without support.

    Phenotypes and functional findings from model organisms for ASD risk genes are informative about human ASD pathobiology.

    “Genetic manipulations of these genes in model organisms and subsequent functional analyses are beginning to provide insights into their biology”
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Claims other papers make about this one

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  • In individuals carrying de novo CNVs or gene mutations, psychiatric diagnoses vary and only a subset meet criteria for ASD.

    “In subjects who carry de novo CNVs or gene mutations, psychiatric diagnoses are variable and typically only a subset meet criteria for ASD (De Rubeis and Buxbaum, 2015; Malhotra and Sebat, 2012).”

    From Getting to the cores of autism (2019) · cites this paper as De Rubeis and Buxbaum, 2015

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Cited by

Sorted by citations

Authors
De Rubeis, S., & Buxbaum, J. D.
Affiliations
Icahn School of Medicine at Mount Sinai (US)
Corresponding author
Buxbaum, Joseph D.
Venue
Human Molecular Genetics
Published
2015-07-17
Volume
24
Issue
R1
Pages
R24-R31
ISSN
  • 0964-6906 (ISSN-L)
  • 1460-2083
OpenAlex
W1759848617
Cited by
208
References
32
Citations by year
2026: 10 · 2025: 8 · 2024: 17 · 2023: 15 · 2022: 12 · 2021: 26 · 2020: 32 · 2019: 22 · 2018: 17 · 2017: 20 · 2016: 25 · 2015: 4
FWCI
2.19
Type
journal article
Language
en
Open access
Locations
  • Human Molecular Genetics (publishedVersion)
  • Europe PMC (PubMed Central) (publishedVersion)
  • PubMed Central (publishedVersion)
  • PubMed (publishedVersion)
Funders
National Institute of Mental Health (U01MH100233)
Topics
  • Life Sciences › Neuroscience › Cognitive Neuroscience › Autism Spectrum Disorder Research
  • Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Genetics and Neurodevelopmental Disorders
  • Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Genomic variations and chromosomal abnormalities
Keywords
autism spectrum disorder, genetic risk factors, genetic loci, mode of inheritance, genetic variation, neurodevelopmental disorders, genotype-phenotype correlation, model organisms, etiologic heterogeneity
MeSH terms
Autism Spectrum Disorder, Animals, Humans, Risk Factors, Genetic Variation, Genomics, Inheritance Patterns, Genetic Association Studies

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