Cited by 340Embodied and Extended CognitionFree Will and AgencyDecision-Making and Behavioral Economics

The anatomy of choice: active inference and agency

Open access
Friston, Karl, Schwartenbeck, Philipp, FitzGerald, Thomas, Moutoussis, Michael, Behrens, Timothy, Dolan, Raymond J.·2013·Frontiers in Human Neuroscience

Abstract

This paper considers agency in the setting of embodied or active inference. In brief, we associate a sense of agency with prior beliefs about action and ask what sorts of beliefs underlie optimal behavior. In particular, we consider prior beliefs that action minimizes the Kullback-Leibler (KL) divergence between desired states and attainable states in the future. This allows one to formulate bounded rationality as approximate Bayesian inference that optimizes a free energy bound on model evidence. We show that constructs like expected utility, exploration bonuses, softmax choice rules and optimism bias emerge as natural consequences of this formulation. Previous accounts of active inference have focused on predictive coding and Bayesian filtering schemes for minimizing free energy. Here, we consider variational Bayes as an alternative scheme that provides formal constraints on the computational anatomy of inference and action-constraints that are remarkably consistent with neuroanatomy. Furthermore, this scheme contextualizes optimal decision theory and economic (utilitarian) formulations as pure inference problems. For example, expected utility theory emerges as a special case of free energy minimization, where the sensitivity or inverse temperature (of softmax functions and quantal response equilibria) has a unique and Bayes-optimal solution-that minimizes free energy. This sensitivity corresponds to the precision of beliefs about behavior, such that attainable goals are afforded a higher precision or confidence. In turn, this means that optimal behavior entails a representation of confidence about outcomes that are under an agent's control.

AI snapshot

Written from the paper’s full text.

TL;DR

This theoretical paper recasts agency and choice as active inference, where prior beliefs about control minimize the KL divergence between attainable and desired future states. It shows that expected utility, exploration bonuses, softmax choice rules, optimism bias, temporal discounting, and marginal utility emerge from variational free-energy minimization.

Key findings

  • Agency is modeled as prior beliefs that action minimizes the divergence between distributions over final states and goal states; value decomposes into an entropy/exploration bonus plus expected utility (Equation 4).
  • Precision or inverse temperature is not a free parameter but is optimized as a sufficient statistic of beliefs about policies; this yields softmax choice rules and quantal response equilibria as consequences of free-energy minimization.
  • In a simulated 16-trial “limited offer” game with two control states (reject/accept) and five hidden states, the agent accepted a high offer after it replaced a low offer on the 11th trial; expected precision rose markedly after the high offer and remained at its maximum value of eight.
  • Temporal discounting and a convex marginal utility relationship emerge from Bayes-optimal inference under time-sensitive contingencies; the paper reports prior utility vector σ([1,1,1,2,4]ᵀ), meaning the high offer is believed accepted exp(4−2)=7.39 times more than the low offer, and the low offer exp(2−1)=2.718 times more likely than neither.

Methods

  • Theoretical/computational modeling: active inference is formalized with a Markovian generative model over hidden states, control states, and precision, inverted using variational Bayes under a mean-field assumption.
  • Simulation: a limited-offer game with T=16 trials, two control states (reject/stay or accept/shift), five hidden states (low offer, high offer, no offer, accepted low offer, accepted high offer), identity sensory mapping A=I, and gamma prior over precision with α=8 and β=1.
  • Main analysis: iterated variational updates for expected hidden states, policies, and precision; simulated choice behavior and precision dynamics are compared with softmax/QRE formulations and dopaminergic responses.

Limitations

  • The paper states that using discrete-time variational Bayes instead of continuous-time predictive coding “necessarily implies a loss of biological realism,” although it provides an explicit model of discrete choices.
  • The paper states that the mean-field factorization with respect to precision is an approximation because the true posterior will show mild conditional dependencies between precision and hidden states.
  • The paper states that neurobiological plausibility of variational message passing remains an open question and that proper validation of active inference will require careful model comparison using empirical choice behaviors and detailed mapping between model variables and neuronal correlates; the functional anatomy in Figure 4 is described as “purely iconic” and “should not be taken too seriously.”

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.3389/fnhum.2013.00598

Cites

96 of 96 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 49 cited sources checked · 0 supported · 0 flagged

  • Findingreasoning

    Value of a policy can be decomposed into the entropy of the distribution over final states given the current state and policy, and the expected utility of the final state.

    “Equation 4 shows that value can be decomposed into terms. The first is the entropy (intrinsic reward) of the distribution over final states, given the current state and policy. The second is the expected utility of the final state, where utility (extrinsic reward) or negative cost is the log probability of the final state, under the prior goals c(sT|m) = ln P(sT|m).”
    Quote in the paperSubstantial claim
  • Findingreasoning

    The expectations of hidden states and policies are softmax functions of mixtures of the other expectations.

    “In terms of the updates themselves, the expectations of hidden states and policies are softmax functions of mixtures of the other expectations.”
    Quote in the paperSubstantial claim
  • Findingreasoning

    The first variational step updates beliefs about the current state of the world using observed outcomes and representations of the preceding state.

    “The first variational step updates beliefs about the current state of the world using observed outcomes and representations of the preceding state.”
    Quote in the paperSubstantial claim
  • Findingnone given

    There is a third term that corresponds to expected value of each state, averaged over policies.

    “However, there is a third term that corresponds to expected value of each state, averaged over policies.”
    Quote in the paperSubstantial claim
  • Findingcitation

    The marginal distributions Q(ψi |μi) that minimize free energy can be expressed in terms of the variational energies V(ψi) of each subset.

    “It is straightforward to show (Beal, 2003) that the marginal distributions Q(ψi |μi) that minimize free energy can be expressed in terms of the variational energies V(ψi) of each subset:”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Beal, 2003

      Not checked in the free run.

  • Classified as probably not a substantial claim. 47
  • May combine two claims. 47
  • The quote only partly states this claim. 1
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingreasoning

    The utility (log probability) of any state is negative and can be at most zero.

    “Because utility is defined in terms of a probability distribution—which sums to one—the utility (log probability) of any state is negative and can be at most zero (i.e., cost is non-negative).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning

    The value of a choice comprises an exploration bonus and an expected utility, where the former depends upon the current state and the latter does not.

    “As indicated in Equation (4), this means that the value of a choice comprises an exploration bonus and an expected utility, where the former depends upon the current state and the latter does not.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingreasoning

    The equivalent dynamics in the lower right panel show the expected precision over all updates in terms of simulated dopamine responses.

    “The equivalent dynamics in the lower right panel show the expected precision over all updates in terms of simulated dopamine responses.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning

    At the high offer, the expected precision increases markedly, and then remains constant until the end of the game (at its maximum value of eight).

    “At this point the expected precision increases markedly, and then remains constant until the end of the game (at its maximum value of eight).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    In the simulated limited offer game, the low offer was replaced with a high offer on the eleventh trial, which the agent accepted.

    “In this example, the low offer was replaced with a high offer on the eleventh trial, which the agent accepted.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    In the simulation with and without the entropy term, the choice probabilities are essentially the same, with a tendency to wait until the last trial until the low offer becomes more attractive than the high offer (at a utility of four).

    “Inspection of the upper panels shows that the choice probabilities are essentially the same—with a tendency to wait until the last trial until the low offer becomes more attractive than the high offer (at a utility of four).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning

    At the point the offer is withdrawn, there is a profound suppression of simulated dopamine firing, followed by phasic bursts on subsequent cues that gently increase with the increasing probability of choosing-despite the fact that nothing can be changed.

    “Interestingly, at the point the offer is withdrawn, there is a profound suppression of simulated dopamine firing, followed by phasic bursts on subsequent cues that gently increase with the increasing probability of choosing—despite the fact that nothing can be changed.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    In the simulation, marginal utility decreases more slowly with the utility of the high offer, reaching its maximum at zero.

    “The result is a characteristic convex relationship, in which marginal utility decreases more slowly with the utility of the high offer—reaching its maximum at zero.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    Variational updates possess a dynamics that can be compared to neuronal responses, particularly dopaminergic responses.

    “Although variational Bayes relies upon discrete updates, variational updates still possess a dynamics that can be compared to neuronal responses, particularly dopaminergic responses.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    In active inference, bounded rationality must emerge from free energy minimization and the value of a state or action is a consequence of behavior, as opposed to its cause.

    “This means that bounded rationality must emerge from free energy minimization and the value of a state (or action) is a consequence of behavior, as opposed to its cause.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Because relative entropy can be decomposed into entropy and expected utility, policies that minimize relative entropy maximize expected utility and the entropy over final states.

    “First, because relative entropy can always be decomposed into entropy and expected utility, the ensuing policies maximize expected utility and the entropy over final states.”
    Quote in the paperNot a substantial claim
    • The authors state this as an assumption: Policies are selected under the prior belief that they minimize the divergence, or relative entropy, between a probability distribution over states that can be reached and states agents believe they should occupy, which are states or goals believed a priori to have high utility.
  • May combine two claims.

    Interpretationnone given

    Sensitivity can itself be optimized and corresponds to the confidence or precision associated with beliefs about the consequences of choices.

    “This paper suggests that sensitivity can itself be optimized and corresponds to the confidence or precision associated with beliefs about the consequences of choices.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    Sensitivity corresponds to the precision of beliefs about behavior, such that attainable goals are afforded a higher precision or confidence.

    “This sensitivity corresponds to the precision of beliefs about behavior, such that attainable goals are afforded a higher precision or confidence.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisenone given

    In active inference, there is no value function: free energy is the only quantity that is optimized.

    “In active inference, there is no value function: free energy is the only quantity that is optimized.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Because policy optimization is absorbed into the more general problem of inferring hidden states of the world, inferences about policies depend upon inferences about hidden states and vice versa.

    “Third, because policy optimization is absorbed into the more general problem of inferring hidden states of the world, inferences about policies depend upon inferences about hidden states and vice versa.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    In active inference, beliefs about hidden or fictive states of the world maximize model evidence or the marginal likelihood of observations.

    “In active inference, beliefs about (hidden or fictive) states of the world maximize model evidence or the marginal likelihood of observations.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    Under the assumption that action is sampled from posterior beliefs about control, decision-making and action selection can be treated as a pure inference problem that entails optimizing beliefs about behavior and its consequences.

    “In other words, under the assumption that action is sampled from posterior beliefs about control, we can treat decision-making and action selection as a pure inference problem that necessarily entails optimizing beliefs about behavior and its consequences.”
    Quote in the paperSubstantial claim
    • The authors state this as an assumption: Action is sampled from posterior beliefs about control states.
  • Classified as probably not a substantial claim. May combine two claims.

    Premisereasoning

    Active inference distinguishes action as a physical state of the real world from beliefs about future action, called control states, and these control states constitute a sense of agency.

    “In contrast to classic formulations, active inference makes a distinction between action as a physical state of the real world and beliefs about (future) action that we will refer to as control states—it is these that constitute a sense of agency.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    A partition into conditionally independent representations is equivalent to functional segregation in the brain, in which specialized neuronal systems perform variational Bayesian updates by passing messages to each other.

    “In biological terms, a partition into conditionally independent representations is nothing more or less than functional segregation in the brain—in which specialized neuronal systems can be regarded as performing variational Bayesian updates by passing messages to each other.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Because policies are inferred, they are associated with a confidence or precision that is itself optimized, furnishing a unique and Bayes-optimal sensitivity or inverse temperature.

    “Second, because policies are inferred, they are associated with a confidence or precision that is itself optimized. This furnishes a unique and Bayes-optimal sensitivity or inverse temperature—of the sort associated with softmax choice rules and quantal response equilibria (McKelvey and Palfrey, 1995).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites McKelvey and Palfrey, 1995

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning

    Beliefs about hidden states depend upon the confidence in policies, leading to an optimism bias in which inferences about ambiguous states are biased toward those that support an optimal policy.

    “This means that beliefs about hidden states depend upon the confidence in policies—leading to an optimism bias (Sharot et al., 2012), in which inferences about ambiguous states are biased toward those that support an optimal policy.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Sharot et al., 2012

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    Posterior beliefs about control states depend crucially upon prior beliefs about states that will be occupied in the future.

    “We will see later that these posterior beliefs depend crucially upon prior beliefs about states that will be occupied in the future.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    The model represents past hidden states and future choices under the belief that control from the current state will minimize the divergence between the distribution over final states and a prior distribution or goal.

    “In essence, this model represents past hidden states and future choices, under the belief that control from the current state will minimize the divergence between the distribution over final states and a prior distribution or goal.”
    Quote in the paperSubstantial claim
  • The quote only partly states this claim.

    Interpretationreasoning

    The divergence can be decomposed into an exploration bonus, corresponding to entropy, and expected utility.

    “Mathematically, this divergence can be decomposed into two terms that have important implications for behavior.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Agents (believe they) will maximize the entropy of their final states while maximizing expected utility.

    “This decomposition of value means that agents (believe they) will maximize the entropy of their final states while maximizing expected utility.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Minimizing free energy is the same as maximizing the expected log likelihood of observations or accuracy, while minimizing the divergence between the approximate posterior and prior beliefs about hidden variables.

    “The third equality shows that minimizing free energy is the same as maximizing the expected log likelihood of observations or accuracy, while minimizing the divergence between the approximate posterior and prior beliefs about hidden variables.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Action must minimize variational free energy because outcomes can only be changed by action.

    “These arguments suggest that action must minimize variational free energy, because outcomes can only be changed by action.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    If agents minimize free energy they minimize surprise approximately, maximize model evidence approximately, and implicitly engage in approximate Bayesian inference.

    “This means that if agents minimize free energy they minimize surprise (approximately). Coincidentally, they maximize model evidence (approximately) and implicitly engage in approximate Bayesian inference (Dayan et al., 1995; Friston, 2010).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Dayan et al., 1995

      Not checked in the free run.

    • cites Friston, 2010

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Premisenone given

    In active inference, sufficient statistics minimize free energy and the ensuing beliefs about control states prescribe action.

    “In active inference, the sufficient statistics minimize free energy and the ensuing beliefs about control states prescribe action: (1)”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Behavior minimizes surprise or maximizes model evidence, either exactly to produce perfectly rational behavior or approximately to minimize a variational bound to produce bounded rational behavior.

    “This means that behavior minimizes surprise or maximizes model evidence; either exactly—to produce perfectly rational behavior, or approximately—to minimize a variational bound to produce bounded rational behavior.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning

    Utility is a fixed attribute of states that agents are attracted to, whereas the value of a policy is context sensitive and depends upon the current state.

    “Utility is a fixed attribute of states that agents are attracted to. In contrast, the value of a policy is context sensitive and depends upon the current state.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    The generative model comprises prior beliefs that determine the states an agent or model will frequent.

    “This model comprises prior beliefs that determine the states an agent or model will frequent.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Premisenone given

    In general forms of these models, control states modify the transition probabilities among hidden states, while hidden states modify the transitions among control states.

    “In the general forms of these models, control states modify the transition probabilities among hidden states, while hidden states modify the transitions among control states (as denoted by the connections with circles).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    The precision of beliefs about policies is determined by a hidden variable γ that has to be inferred.

    “Crucially, the precision of beliefs about policies is determined by a hidden variable γ ϵ ℝ+ that has to be inferred.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationreasoning

    These beliefs specify the attracting states, or goals, that action will seek out.

    “These beliefs specify the attracting states (goals) that action will seek out.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisenone given

    The Markovian models considered here rest on transitions among hidden states that are coupled to transitions among control states.

    “The Markovian models considered here rest on transitions among hidden states that are coupled to transitions among control states.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Sufficient statistics and implicit posterior beliefs about the state of the world minimize free energy, while action is selected from posterior beliefs about control states.

    “In short, sufficient statistics and implicit posterior beliefs about the state of the world minimize free energy, while action is selected from posterior beliefs about control states.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    These beliefs take the form of a Boltzmann distribution, where the policy with the largest prior probability minimizes the relative entropy or divergence between the distribution over final states, given the current state and policy, and the marginal distribution over final states.

    “These beliefs take the form of a Boltzmann distribution, where the policy with the largest prior probability minimizes the relative entropy or divergence between the distribution over final states, given the current state and policy, and the marginal distribution over final states.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Variational Bayes involves iterating updates to find the sufficient statistics that minimize free energy and provide Bayesian estimates of the hidden variables.

    “In summary, variational Bayes involves iterating updates to find the sufficient statistics that minimize free energy and, implicitly, provide Bayesian estimates of the hidden variables.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given

    These updates assume the parameters of the model are known.

    “These updates assume the parameters of the model are known.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The sufficient statistics change over two timescales-a fast timescale that updates posterior beliefs given the current observations, and a slow timescale that updates posterior beliefs as new observations become available and action is taken.

    “This means the sufficient statistics change over two timescales—a fast timescale that updates posterior beliefs given the current observations—and a slow timescale that updates posterior beliefs as new observations become available and action is taken.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    If neuronal activity encodes sufficient statistics, then the variational update scheme could provide a metaphor for functional segregation and functional integration.

    “If we assume that neuronal activity encodes sufficient statistics, then the variational update scheme could provide a metaphor for functional segregation—the segregation of representations corresponding to the mean field assumption, and functional integration—the recursive (reciprocal) exchange of sufficient statistics during approximate Bayesian inference.”
    Quote in the paperSubstantial claim
    • The authors state this as an assumption: Neuronal activity encodes sufficient statistics.
  • May combine two claims.

    Interpretationreasoning

    The balance between exploration (entropy) and exploitation (expected value) is uniquely determined by the relative utility of future states and not by the temperature parameter-the precision or inverse temperature applies to both exploratory and utilitarian behavior.

    “The balance between exploration (entropy) and exploitation (expected value) is uniquely determined by the relative utility of future states and not by the temperature parameter—the precision or inverse temperature applies to both exploratory and utilitarian behavior (see Equation 4).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    The optimal sufficient statistics of one subset can be expressed in terms of the others, allowing iterative re-evaluation until convergence.

    “The important thing about this result is that it expresses the optimal sufficient statistics of one subset in terms of the others. This allows one to iteratively re-evaluate each subset, given the others, until convergence.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    These updates have exactly the form of neural networks that use integrate and fire neurons-and are not dissimilar to real neurons with sigmoid activation functions.

    “This is remarkable because these updates are derived from basic variational principles and yet they have exactly the form of neural networks that use integrate and fire neurons—and are not dissimilar to real neurons with sigmoid activation functions.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning

    This term can be thought of as an optimism bias in the sense that, when precision is high, perception is biased toward the state that has the greatest potential to realize the agent's goal.

    “This term can be thought of as an optimism bias in the sense that, when precision is high, perception is biased toward the state that has the greatest potential to realize the agent's goal.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationcitation

    If parameters are not known, it is relatively straightforward to extend the variational Bayesian scheme to include variational updates for learning unknown parameters.

    “If they are not, then it is relatively straightforward to extend the variational Bayesian scheme above to include variational updates for learning unknown parameters, as described in Chapter 3 of (Beal, 2003).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Beal, 2003

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning

    This rule follows directly from basic variational principles.

    “Again, it is remarkable that this rule follows directly from basic variational principles.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    There is an optimal precision for any context and the expected precision has to be evaluated carefully on the basis of current beliefs about the state of the world.

    “In short, there is an optimal precision for any context and the expected precision has to be evaluated carefully on the basis of current beliefs about the state of the world.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationreasoning

    Every system (encoding the sufficient statistics of a marginal distribution) must receive signals from every system to which it sends signals.

    “Crucially, every system (encoding the sufficient statistics of a marginal distribution) must receive signals from every system to which it sends signals.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given

    Expected precision is associated with dopaminergic projections from the ventral tegmental area (and substantia nigra), which must be in receipt of messages from the prefrontal cortex and striatum.

    “We have associated expected precision with dopaminergic projections from the ventral tegmental area (and substantia nigra), which must be in receipt of messages from the prefrontal cortex and striatum.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationown data

    The variational scheme can handle time-dependent transition probabilities with ease.

    “This also illustrates time-dependent transition probabilities that the variational scheme can handle with ease.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The optimal precision depends upon the attainability of goals: if a goal cannot be obtained from the current state, then precision will be small-reflecting a reduced confidence in predictions about behavior.

    “This means that the optimal precision depends upon the attainability of goals: if a goal cannot be obtained from the current state, then precision will be small—reflecting a reduced confidence in predictions about behavior.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Precision reports the expected value over states and policies and plays a dual role in biasing perceptual inference and action selection: it biases perceptual inference toward prior beliefs about future (choice dependent) outcomes; and it encodes the confidence that a goal can be attained and increases the precision of action selection.

    “In short, precision reports the expected value over states and policies and plays a dual role in biasing perceptual inference and action selection: on the one hand, it biases perceptual inference toward prior beliefs about future (choice dependent) outcomes. On the other hand, it encodes the confidence that a goal can be attained and increases the precision of action selection.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    If precision was too high, precise choices are made but there would be a predisposition to false perceptual inference-through the augmentation of optimism bias.

    “Conversely, if precision was too high, precise choices are made but there would be a predisposition to false perceptual inference—through the augmentation of optimism bias.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    This is because neither the entropy nor the expected utility of the final state is affected by subsequent choices.

    “This is because neither the entropy nor the expected utility of the final state is affected by subsequent choices.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    Choice behavior can, in principle, be used to adjudicate among alternative models used by subjects.

    “This is potentially important, because choice behavior can, in principle, be used to adjudicate among alternative models used by subjects.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The form of temporal discounting depends upon the generative model and can be quite complicated.

    “The form of temporal discounting depends upon the generative model and can be quite complicated.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationnone given

    When relative utilities are large, they dominate value (overshadowing entropy) and behavior conforms to expected utility theory.

    “Generally, when relative utilities are large, they will dominate value (overshadowing entropy) and behavior will conform to expected utility theory.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationcitation

    Temporal discounting is an emergent property of Bayes optimal inference about choice behavior that depends upon the generative model and, implicitly, prior beliefs about time sensitive contingencies-or at least it can be formulated as such.

    “Temporal discounting is an emergent property of Bayes optimal inference about choice behavior that depends upon the generative model and, implicitly, prior beliefs about time sensitive contingencies—or at least it can be formulated as such (Sozou, 1998).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Sozou, 1998

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning

    To understand the nature of temporal discounting, one has to understand the generative model upon which that discounting is based-and use observed choice behaviors to select among competing models or hypotheses.

    “To understand the nature of temporal discounting, one has to understand the generative model upon which that discounting is based—and use observed choice behaviors to select among competing models or hypotheses.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    Dopamine mediates the affordance of cues that elicit motor behavior, in much the same way that attention mediates the salience of cues in the perceptual domain.

    “In this sense, it mediates the affordance of cues that elicit motor behavior (Cisek, 2007); in much the same way that attention mediates the salience of cues in the perceptual domain.” (Friston et al., 2012b, p. 2).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites Cisek, 2007

      Not checked in the free run.

    • cites Friston et al., 2012b

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationreasoning

    The ability to compare different formulations of approximate Bayesian inference (in terms of different mean field approximations and prior beliefs) becomes crucial-because different formulations correspond to different hypotheses about how subjects optimize their behavior.

    “In this setting, the ability to compare different formulations of approximate Bayesian inference (in terms of different mean field approximations and prior beliefs) becomes crucial—because different formulations correspond to different hypotheses about how subjects optimize their behavior.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Variational Bayes induces distinct probabilistic representations (functional segregation) of hidden states, control states and precision-and highlights the role of reciprocal message passing.

    “Variational Bayes induces distinct probabilistic representations (functional segregation) of hidden states, control states and precision—and highlights the role of reciprocal message passing.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationcitation

    The theoretical approach adopted in this paper highlights the necessarily intimate relationship between inferring states of the world and optimal behavior, the confidence or precision of that inference, and the functional plurality of dopaminergic neuromodulation.

    “More generally, the theoretical approach adopted in this paper highlights the necessarily intimate relationship between inferring states of the world and optimal behavior (Toussaint and Storkey, 2006; Gläscher et al., 2010), the confidence or precision of that inference (De Martino et al., 2012), and the functional plurality of dopaminergic neuromodulation (Schultz, 2007).”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Toussaint and Storkey, 2006

      Not checked in the free run.

    • cites Gläscher et al., 2010

      Not checked in the free run.

    • cites De Martino et al., 2012

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationreasoning

    This can be formalized in terms of prior beliefs that controlled state transitions minimize a relative entropy or KL divergence-endowing behavior with a purpose that can be characterized by the states we believe should be occupied.

    “This can be formalized in terms of prior beliefs that controlled state transitions minimize a relative entropy or KL divergence—endowing behavior with a purpose that can be characterized by the states we believe should be occupied.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    A sense of agency rests upon prior beliefs about how one will behave.

    “This paper has considered agency from a rather elementary and formal perspective; namely, that a sense of agency rests upon prior beliefs about how one will behave.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationreasoning

    This may be particularly important for expected precision that is required for optimal inference about hidden states (perception) and control states (action selection).

    “This may be particularly important for expected precision that is required for optimal inference about hidden states (perception) and control states (action selection).”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisecitation

    In reinforcement learning, there is an important distinction between model-free and model-based systems.

    “In reinforcement learning, there is an important distinction between model-free and model-based systems (Daw et al., 2005).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Daw et al., 2005

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationreasoning

    Variational Bayes provides a formal account of how posterior expectations about hidden states of the world, control states and precision depend upon each other; and may provide a metaphor for message passing in the brain.

    “Variational Bayes provides a formal account of how posterior expectations about hidden states of the world, control states and precision depend upon each other; and may provide a metaphor for message passing in the brain.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    The ensuing scheme appears to have construct validity in relation to normative accounts in psychology and economics.

    “The ensuing scheme appears to have construct validity in relation to normative accounts in psychology and economics.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    This enables higher levels to contextualize lower level (reflexive or habitual) inference and consequent action selection.

    “This enables higher levels to contextualize lower level (reflexive or habitual) inference and consequent action selection.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    Both expectations about behavior and the precision of these beliefs have to be optimized.

    “This means that both expectations about behavior and the precision of these beliefs have to be optimized.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning

    Value can be equated with negative divergence and comprises entropy (exploration or novelty bonus) and expected utility (utilitarian) terms that account for exploratory and exploitative behavior respectively.

    “Value can be equated with negative divergence and comprises entropy (exploration or novelty bonus) and expected utility (utilitarian) terms that account for exploratory and exploitative behavior respectively.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    The optimization of precision provides a complete account of bounded rationality (approximate Bayesian inference) and a putative account of the control of dopaminergic firing.

    “It is the optimization of precision that provides a complete account of bounded rationality (approximate Bayesian inference) and a putative account of the control of dopaminergic firing; cf. (Gurney et al., 2001).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Gurney et al., 2001

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    These beliefs must entail the belief that our behavior will converge on outcomes that define who we are-in terms of our characteristic states.

    “Irrespective of how these beliefs are described, they must—in some sense—entail the belief that our behavior will converge on outcomes that define who we are—in terms of our characteristic states.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationcitation

    This account considers dopamine to report the precision of divergence or prediction errors and partly resolves the dialectic between dopamine as reporting reward prediction errors and the predictability of rewards.

    “This account considers dopamine to report the precision of divergence or prediction errors (in their nuanced or non-classical sense) and partly resolves the dialectic between dopamine as reporting reward prediction errors (Schultz et al., 1997) and the predictability of rewards (Fiorillo et al., 2003; Redgrave and Gurney, 2006; Schultz et al., 2008).”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Schultz et al., 1997

      Not checked in the free run.

    • cites Fiorillo et al., 2003

      Not checked in the free run.

    • cites Redgrave and Gurney, 2006

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    Active inference is quintessentially model-based.

    “In contrast, active inference is quintessentially model-based—so does this preclude model-free schemes?”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).

    Interpretationnone given

    The computational anatomy afforded by variational Bayes fits comfortably with neuronal message passing in the brain.

    “Furthermore, the computational anatomy afforded by variational Bayes fits comfortably with neuronal message passing in the brain.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationreasoning

    Active inference accommodates the distinction between model-free and model-based by placing model-free schemes at the lower levels of hierarchical generative models.

    “Active inference accommodates the distinction between model-free and model-based by placing model-free schemes at the lower levels of hierarchical generative models.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    The advantage of having a variational scheme with dynamics is that, in principle, one can localize the neuronal correlates of implicit Bayesian updates with neuroimaging.

    “The advantage of having a variational scheme with dynamics (that can be applied to these models) is that, in principle, one can localize the neuronal correlates of implicit Bayesian updates with neuroimaging.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationreasoning

    Precision has to nuance an inherent optimism bias when inferring the current state of the world.

    “In other words, precision has to nuance an inherent optimism bias when inferring the current state of the world.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Beliefs about the state of the world depend upon expected value over choices, while beliefs about choices depend upon expected value over states.

    “Beliefs about the state of the world depend upon expected value over choices, while beliefs about choices depend upon expected value over states.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given

    Exact Bayesian inference (perfect rationality) cannot be realized physically, which means that optimal behavior rests on approximate Bayesian inference (bounded rationality).

    “However, exact Bayesian inference (perfect rationality) cannot be realized physically, which means that optimal behavior rests on approximate Bayesian inference (bounded rationality).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    This is precisely the (Variational Laplace) scheme used routinely in data analysis.

    “Interestingly, this is precisely the (Variational Laplace) scheme used routinely in data analysis (Friston et al., 2007).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Friston et al., 2007

      Not checked in the free run.

85 of 85
  • The authors state this as an assumption.

    Policies are selected under the prior belief that they minimize the divergence, or relative entropy, between a probability distribution over states that can be reached and states agents believe they should occupy, which are states or goals believed a priori to have high utility.

    “We assume that policies are selected under the prior belief1 they minimize the divergence (relative entropy) between a probability distribution over states that can be reached and states agents believe they should occupy—states or goals that agents believe, a priori, have high utility.”
  • The authors state this as an assumption.

    Action is sampled from posterior beliefs about control states.

    “In other words, under the assumption that action is sampled from posterior beliefs about control, we can treat decision-making and action selection as a pure inference problem that necessarily entails optimizing beliefs about behavior and its consequences.”
  • The authors state this as an assumption.

    The agent knows its past actions by observing them.

    “For simplicity, we have assumed that the agent knows its past actions by observing them.”
  • The authors state this as an assumption.

    Inference underlies a sense of agency.

    “In the context of behavior, we suppose that inference underlies a sense of agency.”
  • The authors state this as an assumption.

    The true generative process is Markovian.

    “These particular mean field assumptions are not approximations, because the true generative process is Markovian.”
  • The authors state this as an assumption.

    Neuronal activity encodes sufficient statistics.

    “If we assume that neuronal activity encodes sufficient statistics, then the variational update scheme could provide a metaphor for functional segregation—the segregation of representations corresponding to the mean field assumption, and functional integration—the recursive (reciprocal) exchange of sufficient statistics during approximate Bayesian inference.”
  • The authors state this as an assumption.

    The approximate posterior factorizes over past hidden states, future control states, and precision, and factorizes successive states over time.

    “Here, we have assumed a factorization over (past) hidden states, (future) control states and precision. Furthermore, we have factorized successive states over time, which means we only have to represent the current state explicitly.”
  • The authors state this as an assumption.

    The approximate marginal over precision is a gamma distribution with shape parameter same as the prior α = 8 and rate parameter optimized.

    “Equation (6) assumes the approximate marginal over precision is, like its conjugate prior, a gamma distribution; where the shape parameter is the same as the prior α = 8 and the rate parameter is optimized.”
  • The authors state this as an assumption.

    The entropy term in Equation (4) is small enough to be ignored.

    “Assuming the entropy term in Equation (4) small enough to be ignored, it is easy to see that expected marginal utility directly informs choices: (10)”
  • The paper relies on this without support.

    The offer will be withdrawn before the final outcome is reached (prior belief).

    “can be explained simply by prior beliefs that the offer will be withdrawn before the final outcome is reached.”
10 of 10

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • In Active Inference models of choice behaviour, precision reports opportunities to achieve a goal (confidence in opportunities) that invigorate and select action.

    “In Active Inference models of choice behaviour (Friston et al., 2014, Friston et al., 2013), precision reports opportunities to achieve a goal (or more precisely, confidence in the opportunities) that invigorate and select action; see Fig. 7.”

    From Active Inference, homeostatic regulation and adaptive behavioural control (2015) · cites this paper as Friston et al., 2013

  • The HGF derivation explicitly includes update equations for the precision associated with beliefs, as do other hierarchical Bayesian architectures based on Markovian processes.

    “The HGF derivation explicitly includes update equations for the precision associated with beliefs - as do other hierarchical Bayesian architectures based on Markovian processes [Friston et al., 2013].”

    From The generalized Hierarchical Gaussian Filter (2026) · cites this paper as Friston et al., 2013

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Figure 6 reverses the colors assigned to the two choices

    Minor

    The main text assigns green to staying and blue to accepting, while the Figure 6 caption assigns blue to staying and green to accepting.

1 of 1

Cites

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1 of the 97 references couldn’t be matched to a known paper.

Cited by

Sorted by citations

Authors
Friston, K., Schwartenbeck, P., FitzGerald, T., Moutoussis, M., Behrens, T., & Dolan, R. J.
Affiliations
  • Wellcome Centre for Human Neuroimaging (GB)
  • University College London (GB)
  • University of Oxford (GB)
Corresponding author
Friston, Karl
Venue
Frontiers in Human Neuroscience
Published
2013
Volume
7
Pages
598-598
ISSN
1662-5161 (ISSN-L)
OpenAlex
W2093466600
Cited by
340
References
97
Citations by year
2026: 15 · 2025: 23 · 2024: 28 · 2023: 22 · 2022: 27 · 2021: 37 · 2020: 32 · 2019: 23 · 2018: 24 · 2017: 32 · 2016: 25 · 2015: 24 · 2014: 27 · 2013: 1
FWCI
14.08
Type
journal article
Language
en
Open access
Licence
cc-by
Locations
  • Frontiers in Human Neuroscience (publishedVersion, cc-by)
  • Europe PMC (PubMed Central) (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
  • UCL Discovery (University College London) (submittedVersion)
  • Max Planck Digital Library (submittedVersion)
  • MPG.PuRe (Max Planck Society) (submittedVersion)
  • UEA Digital Repository (University of East Anglia) (submittedVersion)
Funders
  • Wellcome Trust (091593, 098362, 098362/Z/12/Z, 088130)
  • National Institute for Health and Care Research
Topics
  • Life Sciences › Neuroscience › Cognitive Neuroscience › Embodied and Extended Cognition
  • Life Sciences › Neuroscience › Cognitive Neuroscience › Free Will and Agency
  • Social Sciences › Decision Sciences › General Decision Sciences › Decision-Making and Behavioral Economics
Keywords
active inference, sense of agency, free energy principle, variational inference, predictive coding, bounded rationality, expected utility, exploration bonus, optimism bias, Kullback-Leibler divergence, decision-making, inverse temperature, optimal control

About these checks

Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-09.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-09.

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