A trans-diagnostic perspective on obsessive-compulsive disorder
Open accessAbstract
Progress in understanding the underlying neurobiology of obsessive-compulsive disorder (OCD) has stalled in part because of the considerable problem of heterogeneity within this diagnostic category, and homogeneity across other putatively discrete, diagnostic categories. As psychiatry begins to recognize the shortcomings of a purely symptom-based psychiatric nosology, new data-driven approaches have begun to be utilized with the goal of solving these problems: specifically, identifying trans-diagnostic aspects of clinical phenomenology based on their association with neurobiological processes. In this review, we describe key methodological approaches to understanding OCD from this perspective and highlight the candidate traits that have already been identified as a result of these early endeavours. We discuss how important inferences can be made from pre-existing case-control studies as well as showcasing newer methods that rely on large general population datasets to refine and validate psychiatric phenotypes. As exemplars, we take ‘compulsivity’ and ‘anxiety’, putatively trans-diagnostic symptom dimensions that are linked to well-defined neurobiological mechanisms, goal-directed learning and error-related negativity, respectively. We argue that the identification of biologically valid, more homogeneous, dimensions such as these provides renewed optimism for identifying reliable genetic contributions to OCD and other disorders, improving animal models and critically, provides a path towards a future of more targeted psychiatric treatments.
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TL;DR
This review argues that obsessive-compulsive disorder (OCD) is better understood through trans-diagnostic dimensions such as anxiety and compulsivity rather than DSM categories alone. It highlights enhanced error-related negativity (ERN) as an anxiety-linked marker and impaired goal-directed control as a compulsivity-linked marker, while noting mixed specificity and the need for longitudinal, trans-diagnostic validation.
Key findings
- OCD is highly comorbid and heterogeneous: in 706 OCD patients, 87.3% met criteria for another DSM diagnosis; approximately 30% of schizophrenia cases report obsessive-compulsive symptomatology and 14% have OCD; about three quarters of an epidemiological OCD sample experienced an anxiety or affective disorder.
- Enhanced ERN is associated with anxiety-related disorders including OCD, generalized anxiety disorder, and social anxiety disorder, and less consistently with depression; decreased ERN is seen in schizophrenia, bipolar disorder, autism spectrum disorders, and addiction, while ADHD results are mixed. ERN remains enhanced after successful treatment and in unaffected first-degree relatives, suggesting a possible endophenotype.
- Goal-directed control deficits are found in OCD and other compulsive/impulsive conditions such as addiction, eating disorders, and Tourette syndrome, but also in schizophrenia, autism spectrum disorder, and social anxiety disorder. In a general population sample of just under 2000 subjects, a data-driven “Compulsive Behaviour and Intrusive Thought” factor predicted goal-directed deficits better than any DSM-inspired questionnaire and was dissociable from “Anxious-Depression” and “Social Withdrawal.”
- Treatment prediction data include OFC grey-matter volume predicting SRI response in OCD with 77% sensitivity and 81% specificity, and a meta-analytic number needed to treat of 6–12 for SSRIs versus placebo. The review states that the trans-diagnostic approach has not yet facilitated gene discovery or development of new, better treatments.
Methods
- Narrative review synthesizing existing case-control and general population studies within an RDoC-style trans-diagnostic framework; no new primary data are reported.
- Evidence includes tables summarizing ERN studies across psychiatric disorders and goal-directed learning studies; one cited general population study recruited just under 2000 online subjects and used self-report questionnaires plus a web-based model-based learning task.
- Main analysis is qualitative synthesis and discussion of specificity and generalizability; no meta-analysis or formal pooled effect sizes are reported.
Limitations
- Stated in the paper: the trans-diagnostic approach has yet to facilitate gene discovery or better treatments; dismissing symptom-based approaches entirely is premature; longitudinal designs are needed; case-control designs cannot easily disentangle genuine lack of mechanistic specificity from DSM measurement error or comorbidity; publication bias and small samples/power are obstacles.
- Stated in the paper: “anxiety” is intended as a placeholder until direct comparisons across disorders and discrete symptom dimensions are complete; many candidate dimensions await empirical validation or rejection.
- Evident from the text: many cited findings are mixed or unreplicated (e.g., ERN in depression and ADHD; goal-directed deficits in social anxiety, schizophrenia, and autism), and some treatment-prediction evidence comes from very small samples, such as only 10 patients returning at post-treatment assessment.
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Claims the paper makes
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- Premisecitation
Co-morbidity is present in the majority of OCD cases even after careful attempts at differential diagnosis.
“Even after careful attempts at differential diagnosis of OCD, co-morbidity is present in the majority of cases (Ruscio et al. 2010).”
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Approximately three quarters of individuals with OCD in an epidemiological sample experienced either an anxiety disorder or an affective disorder.
“Approximately three quarters of individuals with OCD in an epidemiological sample experienced either an anxiety disorder or an affective disorder (Fineberg et al. 2013a).”
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- Premisecitation
Progress in understanding the neurobiology of OCD has stalled in part because of heterogeneity within the OCD diagnostic category and homogeneity across other putatively discrete diagnostic categories.
“Progress in understanding the underlying neurobiology of obsessive-compulsive disorder (OCD) has stalled in part because of the considerable problem of heterogeneity within this diagnostic category, and homogeneity across other putatively discrete, diagnostic categories.”
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- cites Sanislow et al. 2010
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In OCD, there is a mosaic of diverse phenomenological manifestations.
“In the case of OCD, there is a mosaic of diverse phenomenological manifestations (Torres, 2016).”
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- Interpretationnone given
The noisy response to treatment in OCD is likely due to mechanistic heterogeneity within the OCD population that cannot easily be identified by analysing symptoms alone.
“The noisy response to treatment that remains to be bridged is likely to be a result of mechanistic heterogeneity within the OCD population that we cannot easily identify by analysing symptoms alone.”
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Factor analysis of large symptom datasets has produced a multidimensional model of OCD including symmetry/ordering, hoarding, contamination/cleaning, and obsessions/checking.
“A number of authors have attempted to group these phenomenological variables into a smaller number of relatively homogeneous, temporally stable symptom dimensions, using factor analysis of large symptom datasets. This has produced a multidimensional model of OCD that includes symmetry/ordering, hoarding, contamination/cleaning, and obsessions/checking) (Mataix-Cols et al. 2005; van den Heuvel et a”
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- cites van den Heuvel et al. 2009
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Evidence for a dimensional perspective on OCD comes from many sources, most compelling being the lack of specificity of various neurocognitive deficits observed in OCD.
“Can OCD be better understood and treated from a dimensional perspective? Evidence for this comes from many sources (Hyman, 2010); of these, perhaps the most compelling (and frustrating) is the lack of specificity of various neurocognitive deficits observed in OCD (Endrass & Ullsperger, 2014; Fineberg et al. 2014).”
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- cites Endrass & Ullsperger, 2014
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- cites Fineberg et al. 2014
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In SSRI-resistant OCD, dopamine antagonists have a preferential effect in those with co-morbid tics.
“In the case of selective serotonin re-uptake inhibitor (SSRI)-resistant OCD, a preferential effect for treatment with dopamine antagonists was seen for those with co-morbid tics (Bloch et al. 2006).”
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A host of studies have found enhanced ERN in OCD.
“A host of studies have found enhanced ERN in OCD (Gehring et al. 2000; Johannes et al. 2001b; Ruchsow et al. 2005, 2007; Endrass et al. 2008, 2010, 2014; Hajcak et al. 2008; Stern et al. 2010; Riesel et al. 2011, 2015; Xiao et al. 2011; Hanna et al. 2012; Carrasco et al. 2013a, b ; Grützmann et al. 2014; Klawohn et al. 2014; Liu et al. 2014) (but see Nieuwenhuis et al. 2005; Agam et al. 2014; Mat”
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- cites Endrass et al. 2008
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One meta-analysis determined that the number needed to treat varied from 6-12 for SSRIs compared to placebo.
“Unfortunately, hoarding symptoms do not account for all of the heterogeneity of treatment response in OCD, where for example one meta-analysis determined that the number needed to treat varied from 6–12 for SSRIs compared to placebo (Soomro et al. 2008).”
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The neurobiological validity of most OCD symptom dimensions has been difficult to demonstrate due to lack of cross-study consistency of brain structural abnormalities associated with the various subtypes.
“Although twin studies suggest there might be a genetic influence on dimension-specific risk (van Grootheest et al. 2008; Iervolino et al. 2011), the neurobiological validity of most of these factors has been difficult to demonstrate, owing to, for example, the lack of cross-study consistency of brain structural abnormalities associated with the various subtypes (Pujol et al. 2004; van den Heuvel”
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- cites van den Heuvel et al. 2009
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Publication bias is an obstacle because studies showing no difference between patient cohorts and controls are less likely to be published or submitted.
“Publication bias is an obstacle here as studies showing no difference between patient cohorts and controls, which are needed to make a case for specificity, are less likely to be published or even submitted for publication (Rosenthal, 1979).”
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Response inhibition is reliably impaired in OCD, ADHD, and schizophrenia.
“For example, ‘response inhibition’, the ability to cancel a prepotent motor response assayed using the stop-signal reaction-time task (Logan, 1994), is reliably impaired in not just OCD, but also attention deficit hyperactivity disorder (ADHD) and schizophrenia (Lipszyc & Schachar, 2010).”
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- Interpretationreasoning
Anxiety might be a reasonable candidate for a dimensional phenotype related to ERN deficits.
“Together with a qualitative examination of the symptom commonalities across these disorders, this suggests that anxiety might be a reasonable candidate for consideration as a dimensional phenotype related to these deficits.”
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A large body of work has shown that significantly decreased ERN magnitude is characteristic of schizophrenia, bipolar disorder, autism spectrum disorders, and various forms of addiction.
“a large body of work has showed that a significantly decreased ERN magnitude is characteristic of a putatively distinct cluster (or clusters) of disorders, most consistently schizophrenia (Kopp & Rist, 1999; Alain et al. 2002; Bates et al. 2002, 2004; Morris et al. 2006, 2008, 2011; Mathalon et al. 2009; Foti et al. 2012; Horan et al. 2012; Perez et al. 2012; Simmonite et al. 2012; Houthoofd et al”
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- cites Minzenberg et al. 2014
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- Study design and conductnone given
Without direct comparison across disorders and/or discrete symptom dimensions, conclusions regarding the phenomenological specificity of enhanced ERN cannot be drawn.
“However, without direct comparison across disorders and/or discrete symptom dimensions, conclusions regarding its phenomenological specificity cannot be drawn (indeed ‘anxiety’ is intended to serve as a placeholder, until such work is complete).”
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Deficits in goal-directed control, mediated by the caudate and medial orbitofrontal cortex, are responsible for the excessive habits observed in OCD in the laboratory.
“Based on convergent evidence from follow-up investigations utilizing neuroimaging and computational modelling (Gillan et al. 2014a, 2015a; Voon et al. 2014), the working model theorizes that deficits in goal-directed control, mediated by the caudate and medial orbitofrontal cortex, are responsible for the excessive habits observed in OCD in the laboratory (Gillan & Robbins, 2014).”
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- cites Voon et al. 2014
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- cites Gillan & Robbins, 2014
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The original habit hypothesis of OCD was based on convergence of neurobiological data showing that the pathophysiology of OCD overlaps extensively with that supporting the balance between goal-directed behaviour and habits.
“The original habit hypothesis of OCD was based on a convergence of neurobiological data illustrating that the pathophysiology of OCD overlaps extensively with that supporting the balance between goal-directed behaviour and habits (Graybiel & Rauch, 2000; Dolan & Dayan, 2013).”
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- cites Dolan & Dayan, 2013
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- Interpretationreasoning
Compulsions are not a search for safety; they result from the need to realize a link between a stimulus or context and a set of responses.
“This model suggests that compulsions are not a search for safety; they are a result of the need to realize a link that has developed between a stimulus or context and a given set of responses.”
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An imbalance between goal-directed control and habit-learning drives symptoms in OCD.
“This body of research centres on the theory that an imbalance between ‘goal-directed control’ and ‘habit-learning’ drives symptoms in OCD (see Gillan & Robbins, 2014 for detailed account) (see Supplementary material), such that compulsive behaviours in OCD are not goal-directed responses to anxiety/perceived threat, but are in fact stimulus-evoked, goal-insensitive habits (Dickinson, 1985).”
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- Interpretationreasoning
Subjective experiences accompanying habits, such as 'not just right experience' or obsessive thoughts, are the result of the compulsive urge, not the cause.
“In this view, the subjective experiences that accompany habits, such as ‘not just right experience’ (Coles et al. 2005; Ecker & Gönner, 2008), or more complex obsessive thoughts are the result of the compulsive urge, not the cause.”
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OCD patients show a reliable tendency to form habits excessively in both appetitive and aversive learning contexts.
“Empirical studies have found broad support for this idea; OCD patients show a reliable tendency to form habits excessively in both appetitive and aversive learning contexts (Gillan et al. 2011, 2014b).”
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- cites Gillan et al. 2014b
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- Interpretationreasoning
The postulate that enhanced ERN is a useful marker of an anxious phenotype rests on the specificity of this effect.
“Critically, the postulate that an enhanced ERN is a useful marker of an anxious phenotype rests on the specificity of this effect.”
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Enhanced ERN may be an important endophenotype that predisposes individuals to a range of disorders involving anxiety.
“suggesting that this may be an important endophenotype that predisposes individuals to a range of disorders that involve anxiety.”
Quote in the paperSubstantial claim - Interpretationreasoning
Enhanced ERN may constitute a trans-diagnostic marker relevant for many disorders involving anxiety, including OCD.
“This therefore may constitute a trans-diagnostic marker relevant for many disorders involving anxiety, including OCD.”
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Using a case-control design, it is difficult to disentangle a genuine lack of mechanistic specificity from 'DSM measurement error', the confounding influence of co-morbid psychiatric disorders.
“Using a case-control design, it is difficult to disentangle a genuine lack of mechanistic specificity, as these data might indicate, from ‘DSM measurement error’, the confounding influence of co-morbid psychiatric disorders.”
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In Gillan et al. 2016b, goal-directed deficits were not associated with symptoms of trait anxiety, depression, social anxiety, or apathy.
“these deficits were not associated with symptoms of trait anxiety (Spielberger et al. 1983), depression (Zung, 1965), social anxiety (Liebowitz, 1987) or apathy (Marin et al. 1991).”
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- cites Spielberger et al. 1983
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In Gillan et al. 2016b, the association between Factor 2 ('Compulsive Behavior and Intrusive Thought') and deficits in goal-directed learning is greater than that of any of the nine DSM-inspired questionnaires.
“The association between Factor 2 (‘Compulsive Behavior and Intrusive Thought’) and deficits in goal-directed learning is greater than that of any of the nine DSM-inspired questionnaires”
- Also stated in: § Validating a trans-diagnostic mechanism: goal-directed learning and compulsivity · plain
“‘Compulsive Behaviour and Intrusive Thought’ was found to be more predictive of goal-directed deficits than any DSM-inspired questionnaire collected in this study (Fig. 2b)”
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- Also stated in: § Validating a trans-diagnostic mechanism: goal-directed learning and compulsivity · plain
- Premisecitation
In Gillan et al. 2016b, eating disorders, impulsivity, and alcohol addiction were also associated with deficits in goal-directed control.
“eating disorders (Garner et al. 1982), impulsivity (Patton et al. 1995) and alcohol addiction (Saunders et al. 1993) were also associated with deficits in goal-directed control”
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- cites Garner et al. 1982
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- Premiseown data
The 'Compulsive Behaviour and Intrusive Thought' factor comprised select features of OCD, eating disorders, addiction and some aspects of impulsivity and schizotypy that pertain to a loss of control over repetitive behaviour and thought.
“This factor comprised select features of OCD, eating disorders, addiction and some aspects of impulsivity and schizotypy that pertain to a loss of control over repetitive behaviour and thought.”
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The factor analysis identified a factor linking disorders at the level of compulsive behaviour and thought, called 'Compulsive Behaviour and Intrusive Thought'.
“of particular interest was a factor linking disorders at the level of compulsive behaviour and thought, so-called ‘Compulsive Behaviour and Intrusive Thought’.”
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Antidepressants paroxetine and mirtazapine appear to have no effect on the ERN.
“antidepressants, such as paroxetine and mirtazapine, which appear to have no effect on the ERN (de Bruijn et al. 2004, 2006)”
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- Rests on an assumption: Antidepressants paroxetine and mirtazapine have good efficacy for treating both OCD and GAD.
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Benzodiazepines (alprazolam, lorazepam, oxazepam) reduce the amplitude of the ERN.
“Benzodiazepines, specifically alprazolam (Riba et al. 2005), lorazepam (de Bruijn et al. 2004) and oxazepam (Johannes et al. 2001a), reduce the amplitude of the ERN.”
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- cites Johannes et al. 2001a
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First empirical investigations have found evidence for goal-directed deficits in addiction, eating disorders, and Tourette's syndrome.
“the first empirical investigations have found evidence for goal-directed deficits in these disorders (Sjoerds et al. 2013; Voon et al. 2014; Delorme et al. 2015; Ersche et al. 2016) (Table 2).”
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- cites Voon et al. 2014
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In Gillan et al. 2016b, schizotypy showed a marginal association with goal-directed deficits.
“Schizotypy (Mason et al. 2005) sat somewhere in the middle, showing a marginal association with goal-directed deficits (Fig. 2a).”
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- cites Mason et al. 2005
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In a large general population sample (Gillan et al. 2016b), normal variation in self-reported OCD symptomatology was associated with decreases in goal-directed control in two separate samples.
“normal variation in self-reported OCD symptomatology (Foa et al. 2002) was associated with decreases in goal-directed control in two separate samples collected in this study (also see a recent independent replication: Snorrason et al. 2016).”
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- Interpretationcitation
The effects of goal-directed control deficits appear to be continuous in the general population rather than being specific to diagnosed groups.
“these effects appear to be continuous in the general population rather than being specific to diagnosed groups.”
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Benzodiazepines are ineffective for treating OCD.
“benzodiazepines are ineffective for treating OCD (e.g. clonazepam, Hollander et al. 2003).”
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- Interpretationcitation
In social anxiety disorder studies, because patients presented with multiple co-morbid disorders, one cannot know if results are attributable to social anxiety symptoms or one or more co-morbid conditions.
“For example, in the aforementioned studies in social anxiety disorder patients (Alvares et al. 2014, 2016), because patients presented with multiple co-morbid disorders, one cannot know if the results are attributable to social anxiety symptoms or one or more of their co-morbid conditions.”
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OCD patients recruited as 'pure cases' consistently have higher levels of sub-threshold symptoms of multiple other disorders, e.g., depression and anxiety.
“In reality, OCD patients recruited in this way consistently have higher levels of sub-threshold symptoms of multiple other disorders, e.g. depression and anxiety (Gillan et al. 2011).”
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A factor analysis of psychiatric self-report data in Gillan et al. 2016b revealed that three factors could replace the nine original questionnaires.
“This approach revealed that three factors could replace the nine original questionnaires”
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The only two structural MRI studies to date have both shown that decreased grey matter in the lateral OFC is linked to SRI response.
“The only two structural MRI studies to date have both shown that decreased grey matter in the lateral OFC is also linked to SRI response (Hoexter et al. 2013, 2015).”
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- cites Hoexter et al. 2015
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Amphetamine administration increases the amplitude of the ERN.
“amphetamine administration increases the amplitude of the ERN (de Bruijn et al. 2004)”
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Antipsychotics such as haloperidol and olanzapine reduce the amplitude of the ERN.
“antipsychotics such as haloperidol and olanzapine reduce it (Zirnheld et al. 2004; de Bruijn et al. 2006).”
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In binge-eating disorder patients, reductions in regional volumes (caudate and mOFC) were statistically explained by their deficits of goal-directed control relative to controls.
“the observation that these regional volumes are reduced in binge-eating disorder patients was statistically explained by their deficits of goal-directed control relative to controls (Voon et al. 2014).”
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- Interpretationreasoning
Morphometric predictors of SRI response in OCD already appear to be somewhat more robust than functional ones.
“morphometric predictors of SRI response in OCD already appear to be somewhat more robust than functional ones.”
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Several studies have had early success at using functional imaging at the group level to predict treatment response within the OCD population.
“several studies have had early success at using functional imaging at the group level to predict treatment response within the OCD population (for review see Ball et al. 2014).”
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Excessive grooming in mice was ameliorated with chronic SSRI treatment.
“excessive grooming was ameliorated with chronic SSRI treatment, the first line pharmacotherapy for OCD (Fineberg et al. 2013b)”
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- cites Fineberg et al. 2013b
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Deficits in goal-directed control are associated with reductions of grey-matter volume in the caudate and mOFC in healthy individuals.
“deficits in goal-directed control are associated with reductions of grey-matter volume in the caudate and mOFC in healthy individuals (Voon et al. 2014).”
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Hyperactivity in the caudate nucleus is linked to failures in goal-directed behaviour observed in OCD patients.
“hyperactivity in the caudate nucleus is linked to failures in goal-directed behaviour observed in OCD patients (Gillan et al. 2015a).”
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Specific drug response can be linked to easily observable symptoms, such as the presence of tics.
“specific drug response can be linked to easily observable symptoms, such as the presence of tics (Bloch et al. 2006).”
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Several later studies failed to replicate the finding of reduced baseline OFC/ACC activity as a marker of SRI response in OCD, finding no significant effects or different neural markers.
“several studies that came later failed to replicate (Saxena et al. 2003; Carey et al. 2004; Ho Pian et al. 2005; van der Wee et al. 2007), finding no significant effects or in some cases entirely different neural markers.”
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Chronic stimulation of mOFC neurons that project to the ventromedial striatum induces compulsive grooming behaviour in mice.
“chronic stimulation of mOFC neurons that project to the ventromedial striatum [i.e. mimicking the hyperactivity observed in human OCD patients (Gillan et al. 2015a)] induces compulsive grooming behaviour in mice (Ahmari et al. 2013).”
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- cites Gillan et al. 2015a
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OFC grey-matter volume had 77% sensitivity and 81% specificity at predicting SRI response in OCD.
“Hoexter and colleagues showed that OFC grey-matter volume had 77% sensitivity and 81% specificity at predicting SRI response in OCD.”
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In a study recruiting individuals with OCD, depression or both, dissociable neural markers of subsequent depressive versus obsessive-compulsive response to paroxetine were identified.
“in the one study that adopted a trans-diagnostic approach, recruiting individuals with OCD, depression or both, the authors were able to identify dissociable neural markers of subsequent depressive v. obsessive-compulsive response to paroxetine (Saxena et al. 2003).”
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Studies point to the involvement of the medial orbitofrontal cortex (mOFC) and caudate in goal-directed control across species and in OCD and other compulsive disorders.
“studies point to the involvement of the medial orbitofrontal cortex (mOFC) and caudate based on their involvement in goal-directed control across species (Dolan & Dayan, 2013) and convergent data suggesting these are critically involved in OCD and other compulsive disorders.”
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One potential marker of SRI response in OCD is reduced baseline activity in the OFC and ACC.
“One potential marker of SRI response in OCD is reduced baseline activity in the OFC and ACC (Swedo et al. 1992, 1989; Brody et al. 1998; Saxena et al. 1999).”
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- cites Brody et al. 1998
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- cites Saxena et al. 1999
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- Premisecitation
In a paediatric OCD sample, baseline ERN was not related to cognitive behaviour therapy response.
“the authors were unable to find a relationship between baseline ERN and cognitive behaviour therapy response in a paediatric OCD sample (Hajcak et al. 2008).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Hajcak et al. 2008
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- Classified as probably not a substantial claim. 17
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PremisecitationSymptoms of OCD are not unique to OCD; DSM-5 outlines 14 other disorders or disorder classes whose symptoms broadly fit the criteria.
“DSM-5 acknowledges that these symptoms are not unique to OCD; outlining 14 other disorders (or disorder classes) whose symptoms also broadly fit these criteria, which the clinician must consider in the context of differential diagnosis.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites APA, 2013
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PremisecitationOCD is a chronic, costly and disabling brain disorder for which existing treatments usually produce disappointing outcomes.
“Obsessive-compulsive disorder (OCD), is a chronic, costly and disabling brain disorder for which existing treatments usually produce disappointing outcomes (Fineberg et al. 2014).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Fineberg et al. 2014
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PremisecitationShortcomings in the use of DSM categories for basic research are at least partly responsible for the lack of specific and robust associations between psychopathology and underlying neurobiological processes.
“it has been suggested that shortcomings in the use of these categories for basic research are at least partly responsible for the lack of specific and robust associations between psychopathology and underlying neurobiological processes (Hyman, 2007; Sanislow et al. 2010).”
Quote in the paperSubstantial claim0 of 2 sources checked- cites Hyman, 2007
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- cites Sanislow et al. 2010
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InterpretationreasoningImproved nosology based on more objective tests and criteria would lead to more homogeneous patient populations for clinical trials, more accurate phenotypes for psychiatric genetics, and potential for detection of early vulnerability allowing early therapeutic interventions.
“In a wider context, improved nosology based on more objective tests and criteria would lead to more homogeneous populations of patients for clinical trials, more accurate phenotypes for psychiatric genetics, and the potential for detection of early vulnerability, allowing for early therapeutic interventions that prevent progression to chronic illness.”
Quote in the paperNot a substantial claimMay combine two claims.
Interpretationnone givenThe problem of homogeneity across diagnostic categories is coupled with a related problem of heterogeneity within diagnostic categories.
“The issue of homogeneity across diagnostic categories is coupled with a related problem, heterogeneity within diagnostic categories.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
PremisecitationThe ERN is typically measured using EEG, and functional imaging has confirmed its source in the anterior cingulate cortex.
“It is typically measured using electroencephalogram, but functional imaging has been coupled with this technique to confirm that the ERN has its source in the anterior cingulate cortex (ACC) (Debener et al. 2005).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Debener et al. 2005
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InterpretationreasoningOCD and other disorders are not discrete entities, and the lines between different DSM diagnoses are often blurred.
“These findings indicate quite clearly that these and other disorders are not discrete entities, and that the lines between different DSM diagnoses are often blurred (Fig. 1).”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable), S4 (based).
InterpretationreasoningThe specificity of any neurocognitive model of a psychiatric diagnosis is fundamentally limited by the extent to which that diagnosis is biologically valid.
“What we will consider in the following sections is an admittedly well-trodden alternative: that it is our psychiatric taxonomy, not our neurocognitive models, that presents a problem for research and that the specificity of any neurocognitive model of a psychiatric diagnosis is fundamentally limited by the extent to which that diagnosis is biologically valid.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
PremisecitationSome researchers have called for a shift away from DSM categories in favour of establishing new biologically relevant trans-diagnostic traits that may play an important role in multiple disorders.
“In response, some researchers have called for a shift away from the use of DSM categories, in favour of establishing new and biologically relevant trans-diagnostic traits that may play an important role in multiple disorders, as we currently define them (Robbins et al. 2012; Cuthbert & Kozak, 2013).”
Quote in the paperSubstantial claim0 of 2 sources checked- cites Robbins et al. 2012
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- cites Cuthbert & Kozak, 2013
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PremisecitationAgoraphobia and GAD are associated with increased OCD severity; bipolar disorder is associated with suicidal acts; panic disorder increases treatment-seeking behaviour.
“For example, agoraphobia and GAD were associated with increased OCD severity; bipolar disorder was associated with suicidal acts and panic disorder increased treatment-seeking behaviour (Fineberg et al. 2013a).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Fineberg et al. 2013a
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PremisecitationThe ERN is a negative deflection of the event-related potential when subjects make an error, listed as the RDoC sub-construct 'Performance Monitoring'.
“The ERN is a negative deflection of the event-related potential (ERP) when subjects make an error (Falkenstein et al. 1991), listed as the RDoC sub-construct ‘Performance Monitoring’.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Falkenstein et al. 1991
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PremisecitationNIMH launched the RDoC initiative, a framework based on the premise that clinical constructs should be defined and investigated on the basis of their neurobiological validity.
“The National Institute of Mental Health (NIMH) has been an important leader in this regard, launching its Research Domain Criteria (RDoC) initiative (Insel et al. 2010), a framework based on the premise that clinical constructs should be defined (and therefore investigated) on the basis of their neurobiological validity.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Insel et al. 2010
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InterpretationreasoningIn DSM-5, hoarding symptoms no longer exclusively contribute to a diagnosis of OCD and are additionally captured by a separate category, hoarding disorder.
“This particularly impactful finding has provoked a change in DSM-5, such that hoarding symptoms no longer exclusively contribute to a diagnosis of OCD, and are additionally captured by a separate category, ‘hoarding disorder’.”
Quote in the paperNot a substantial claimMay combine two claims.
PremisecitationThe ERN primes defensive responses, for example by potentiating startle responses and encouraging avoidance behaviour.
“studies have shown that the ERN primes defensive responses, for example by potentiating startle responses (Hajcak & Foti, 2008) and encouraging avoidance behaviour (Frank et al. 2005).”
Quote in the paperSubstantial claim0 of 2 sources checked- cites Hajcak & Foti, 2008
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- cites Frank et al. 2005
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PremisecitationEnhanced ERN is also found in GAD, social anxiety disorder, and depression, although less consistently than in GAD or OCD.
“GAD (Ladouceur et al. 2006; Weinberg et al. 2012, 2015, 2010) (but see Xiao et al. 2011), social anxiety disorder (Endrass et al. 2014) and depression (Chiu & Deldin, 2007; Holmes & Pizzagalli, 2008, 2010; Georgiadi et al. 2011; Aarts et al. 2013; Tang et al. 2013; Mueller et al. 2015) (although less consistently than in generalized anxiety or OCD, see Ruchsow et al. 2004, 2006; Olvet et al. 2010;”
Quote in the paperSubstantial claim0 of 3 sources checked- cites Ladouceur et al. 2006
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- cites Endrass et al. 2014
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- cites Chiu & Deldin, 2007
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PremisecitationThe ERN effect appears trait rather than state dependent; it remains enhanced after successful treatment in adult and paediatric OCD, does not differ with chronic medication, and is enhanced in unaffected first-degree relatives of OCD sufferers.
“The effect appears to be trait (rather than state) dependent; the ERN remains enhanced following successful treatment in both adult and paediatric OCD (Hajcak et al. 2008; Riesel et al. 2015), does not differ as a result of chronic medication (Stern et al. 2010) and an enhanced ERN has been observed in unaffected first-degree relatives of both adult and paediatric OCD sufferers (Riesel et al. 2011”
Quote in the paperSubstantial claim0 of 3 sources checked- cites Hajcak et al. 2008
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- cites Riesel et al. 2015
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- cites Stern et al. 2010
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PremisecitationIn non-clinical samples, ERN magnitude is associated with self-reported worry, high trait anxiety, and OC-symptoms.
“This thesis is supported by work in non-clinical samples, wherein the magnitude of the ERN is associated with self-reported worry (Hajcak et al. 2003; Zambrano-Vazquez & Allen, 2014), high levels of trait anxiety (Paulus et al. 2004) and OC-symptoms (Hajcak & Simons, 2002; Zambrano-Vazquez & Allen, 2014).”
Quote in the paperSubstantial claim0 of 3 sources checked- cites Hajcak et al. 2003
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- cites Paulus et al. 2004
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- cites Hajcak & Simons, 2002
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PremisecitationThese disorders include addiction, eating disorders, and Tourette's syndrome.
“These disorders include addiction (Everitt & Robbins, 2005), eating disorders (Godier & Park, 2014) and Tourette's syndrome (Groenewegen et al. 2003), and although this area of research is still in its infancy, the first empirical investigations have found evidence for goal-directed deficits in these disorders (Sjoerds et al. 2013; Voon et al. 2014; Delorme et al. 2015; Ersche et al. 2016) (Table”
Quote in the paperSubstantial claim0 of 3 sources checked- cites Everitt & Robbins, 2005
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- cites Godier & Park, 2014
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- cites Groenewegen et al. 2003
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InterpretationcitationClinically, these habits might manifest as compulsive behaviours and/or higher-order habitual needs or goals.
“Clinically, these habits might manifest as compulsive behaviours and/or higher-order habitual needs or goals (Cushman & Morris, 2015).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Cushman & Morris, 2015
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PremisecitationERN amplitude predicts treatment adherence for substance abuse, and decreases in ERN are associated with self-reported impulsivity.
“Moreover, the amplitude of the ERN was found to predict treatment adherence for substance abuse (Steele et al. 2014) and decreases in the ERN are associated with self-reported impulsivity (Potts et al. 2006).”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites Steele et al. 2014
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- cites Potts et al. 2006
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PremisecitationGoal-directed control has been suggested to play a role in a range of disorders clinically characterized by repetitive behaviours that persist despite negative events or are experienced as 'out of control'.
“Addressing the trans-diagnostic potential of this neurocognitive mechanism, goal-directed control has been suggested to play a role in a range of disorders that are clinically characterized by repetitive behaviours that persist despite negative events, or are experienced as ‘out of control’ (Gillan et al. 2016a).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Gillan et al. 2016a
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PremisecitationResults in ADHD are mixed, with some studies showing decreased ERN, most reporting no differences, and only one study reporting an increase.
“Results in ADHD are mixed with some studies showing decreased ERN (Liotti et al. 2005; van Meel et al. 2007; Groen et al. 2008; Herrmann et al. 2010; Groom et al. 2013), but most reporting no differences (Wiersema et al. 2005, 2009; Groen et al. 2008; Wild-Wall et al. 2009; Zhang et al. 2009; Groom et al. 2010; Sokhadze et al. 2012) and only one study reporting an increase (Burgio-Murphy et al. 20”
Quote in the paperSubstantial claim0 of 3 sources checked- cites Liotti et al. 2005
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- cites Wiersema et al. 2005
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- cites Burgio-Murphy et al. 2007
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PremisecitationCompulsive behaviours in OCD are stimulus-evoked, goal-insensitive habits, not goal-directed responses to anxiety/perceived threat.
“such that compulsive behaviours in OCD are not goal-directed responses to anxiety/perceived threat, but are in fact stimulus-evoked, goal-insensitive habits (Dickinson, 1985).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Dickinson, 1985
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InterpretationreasoningThese data provide convergent evidence that enhancement of the ERN is not ubiquitous in psychiatry, but appears directionally specific to disorders characterized predominantly by anxiety.
“Together, these data provide convergent evidence that an enhancement of the ERN is not ubiquitous in psychiatry, but rather appears to be directionally specific to disorders characterized predominantly by anxiety.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationOCD rates are higher in the social anxiety population.
“Indeed, like most disorders, OCD rates are higher in the social anxiety population (Grant et al. 2005).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Grant et al. 2005
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PremisecitationStudies have recently shown similar deficits in goal-directed control in schizophrenia, autism spectrum disorder, and social anxiety disorder, which is not considered clinically a 'compulsive' disorder.
“However, studies have recently been published showing similar deficits in goal-directed control in schizophrenia (Morris et al. 2015), autism spectrum disorder (Alvares et al. 2016), and most problematically, social anxiety disorder (Alvares et al. 2014, 2016), which is not considered clinically to be a ‘compulsive’ disorder (Table 2).”
Quote in the paperSubstantial claim0 of 3 sources checked- cites Morris et al. 2015
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- cites Alvares et al. 2016
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- cites Alvares et al. 2014
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InterpretationcitationIn an appropriately powered general population sample, a neurocognitive model can be tested for both generalizability and specificity, leading to a data-driven definition of a neurobiologically validated clinical phenotype.
“This approach showcases how in an appropriately powered general population sample, a neurocognitive model can be tested for both generalizability and specificity, leading to a data-driven definition of a neurobiologically validated clinical phenotype.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Gillan et al. 2016b
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PremisecitationIn Gillan et al. 2016b, the relationship between 'Compulsive Behaviour and Intrusive Thought' and goal-directed deficits was specific and dissociable from non-compulsive trans-diagnostic phenotypes ('Anxious-Depression' and 'Social Withdrawal'), which showed no relation to goal-directed deficits.
“the relationship exhibits excellent specificity with respect to ‘non-compulsive’ aspects of psychopathology, i.e. Factor 1 (‘Anxious Depression’) and Factor 3 (‘Social Withdrawal’).”
- Also stated in: § Validating a trans-diagnostic mechanism: goal-directed learning and compulsivity · plain
“this relationship was dissociable from other trans-diagnostic phenotypes identified in this study, ‘Anxious-Depression’ and ‘Social Withdrawal’ (which showed no relation to goal-directed deficits)”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Gillan et al. 2016b
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- Also stated in: § Validating a trans-diagnostic mechanism: goal-directed learning and compulsivity · plain
May combine two claims.
Interpretationnone givenTo date, the trans-diagnostic approach has yet to facilitate gene discovery or the development of new, better treatments.
“to date this approach has yet to facilitate gene discovery or the development of new, better treatments.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
InterpretationreasoningIt is unclear how an ERN measurement can help inform treatment response across disorders.
“Thus, the question of how an ERN measurement can help inform treatment response across disorders is far from clear.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationcitationIf the 77% sensitivity and 81% specificity figures hold up to replication, using this marker to determine SRI prescription would mean two out of every 10 people assigned to SSRI would not respond, while another two of the 10 not assigned treatment would have missed out on benefits.
“If these figures hold up to replication using the same analysis pipeline, the interpretation is that if this marker were used to determine whether or not an SRI is prescribed to a drug-naive individual, just two out of every 10 people assigned to SSRI would not respond, while another two of the 10 not assigned the treatment would have missed out on the benefits of the SSRI (Hoexter et al. 2015).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Hoexter et al. 2015
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PremisecitationGAD does not respond to antipsychotics.
“GAD does not respond to antipsychotics (Ravindran & Stein, 2010).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Ravindran & Stein, 2010
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Premisenone givenAntipsychotics can be useful for OCD in particularly treatment resistant cases.
“Although antipsychotics can be useful for OCD in particularly treatment resistant cases”
Quote in the paperNot a substantial claim- Rests on an assumption: Antipsychotics can be useful for OCD in particularly treatment resistant cases.
May combine two claims.
InterpretationcitationThe same drug (paroxetine) is effective in treating distinct psychiatric problems, and its efficacy at treating depression and OCD symptoms is predicted by dissociable patterns of abnormal baseline neural activity.
“This means that not only is the same drug effective in treating distinct psychiatric problems, its efficacy at treating depression and OCD symptoms (sometimes in the same individual) is predicted by dissociable patterns of abnormal baseline neural activity.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Saxena et al. 2003
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InterpretationreasoningBreaking OCD down into orthogonal trans-diagnostic mechanisms may be of benefit for developing translational models, particularly for animal models.
“breaking OCD down into orthogonal trans-diagnostic mechanisms may be of benefit for developing translational models – particularly for animal models that are crucial for causal mechanistic investigations.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing). May combine two claims.
Interpretationnone givenThis research initiative has just begun for OCD, and many candidate dimensions await empirical validation or rejection.
“This research initiative has just begun for OCD, and many candidate dimensions await empirical validation or rejection.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
PremisecitationAvoidance compulsions, obsessions and anxiety are the defining clinical features of OCD according to DSM-5.
“avoidance compulsions, obsessions and anxiety are the defining clinical features of OCD according to DSM-5 (APA, 2013).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites APA, 2013
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Interpretationnone givenThe symptom complex produced by avoidance compulsions, obsessions and anxiety is unlikely to be underpinned by one specific cognitive/neural mechanism.
“As the symptom complex that this triad produces is unlikely to be underpinned by one specific cognitive/neural mechanism”
Quote in the paperNot a substantial claim
The paper relies on this without support.
Most patient studies do not have sufficient statistical power to control for confounding variables.
“While these confounding variables could be controlled for statistically, most patient studies simply do not have the necessary power to do so.”
The paper relies on this without support.
Difficulty in recruiting sufficient sample sizes for patient research is compounded by the increasing number of possibly confounding disorders defined by DSM in every new edition.
“Indeed, the difficulty in recruiting sufficient sample sizes for research studies with patients is compounded by the increasing number of (possibly confounding) disorders defined by the DSM in every new edition.”
The paper relies on this without support.
In psychiatry, symptoms cause the suffering.
“In psychiatry, the symptoms cause the suffering and our focus should remain on understanding and reducing these symptoms, as the patient experiences them.”
The paper relies on this without support.
Antidepressants paroxetine and mirtazapine have good efficacy for treating both OCD and GAD.
“have good efficacy for treating both OCD and GAD.”
The paper relies on this without support.
Antipsychotics can be useful for OCD in particularly treatment resistant cases.
“Although antipsychotics can be useful for OCD in particularly treatment resistant cases”
The paper relies on this without support.
GABA directly inhibits ACC functioning.
“GABA (which is thought to directly inhibit ACC functioning)”
The paper relies on this without support.
Individuals with a diagnosis of OCD are aetiologically and phenotypically heterogeneous.
“Given that individuals with a diagnosis of OCD are aetiologically and phenotypically heterogeneous”
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
OCD frequently co-occur with affective disorders.
“Finally, OCD frequently co-occur with affective disorders (Gillan et al., 2017)”
From Inhibitory control in obsessive compulsive disorder: a systematic review and activation likelihood estimation meta-analysis of functional magnetic resonance imaging studies (2022) · cites this paper as Gillan et al., 2017
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Cerebral glucose metabolism in childhood-onset obsessive-compulsive disorder
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Action-Monitoring Dysfunction in Obsessive-Compulsive Disorder
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Disorders of compulsivity: A common bias towards learning habits
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Variations in the Sensitivity of Instrumental Responding to Reinforcer Devaluation
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Inhibitory control and psychopathology: A meta-analysis of studies using the stop signal task
LIPSZYC, J., & SCHACHAR, R. (2010) · Journal of the International Neuropsychological Society · doi:10.1017/s1355617710000895 · Cited by 627 · cited 1× · see citing works
“For example, ‘ response inhibition ’ , the ability to cancel a prepotent motor response assayed using the stop-signal reaction-time task (Logan, 1994), is reliably impaired in not just OCD, but also attention de fi cit hyperactivity disorder (ADHD) and schizophrenia (Lipszyc & Schachar, 2010).”
Gillan, C. M., Papmeyer, M., Morein-Zamir, S., Sahakian, B. J., Fineberg, N. A., Robbins, T. W., & de Wit, S. (2011) · American Journal of Psychiatry · doi:10.1176/appi.ajp.2011.10071062 · Cited by 609 · see citing works
Self-citationStress prompts habit behavior in humans
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Characterizing a psychiatric symptom dimension related to deficits in goal-directed control
Gillan, C. M., Kosinski, M., Whelan, R., Phelps, E. A., & Daw, N. D. (2016) · eLife · doi:10.7554/elife.11305 · Cited by 586 · see citing works
Self-citationCan neuroscience be integrated into the DSM-V?
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Repeated cortico-striatal stimulation generates persistent OCD-like behavior
Ahmari, S. E., Spellman, T., Douglass, N. L., Kheirbek, M. A., Simpson, H. B., Deisseroth, K., Gordon, J. A., & Hen, R. (2013) · Science · doi:10.1126/science.1234733 · Cited by 502 · cited 2× · see citing works
“To this end, one exem-plary study showed that chronic stimulation of mOFC neurons that project to the ventromedial striatum [i.e. mimicking the hyperactivity observed in human OCD patients (Gillan et al. 2015 a )] induces compulsive grooming behaviour in mice (Ahmari et al. 2013).”
Fineberg, N. A., Chamberlain, S. R., Goudriaan, A. E., Stein, D. J., Vanderschuren, L. J. M. J., Gillan, C. M., Shekar, S., Gorwood, P. A. P. M., Voon, V., Morein-Zamir, S., et al. (2014) · CNS Spectrums · doi:10.1017/s1092852913000801 · Cited by 488 · see citing works
Self-citationNeurotransmitter roles in synaptic modulation, plasticity and learning in the dorsal striatum
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“This can be achieved in many different ways, just a few of which have been outlined here (see other good examples: Fair et al. 2012; Brodersen et al. 2014), and at many units of analysis.”
Anxiety and error-related brain activity
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“Empirical studies have found broad support for this idea; OCD patients show a reliable tendency to form habits excessively in both appetitive and aversive learning contexts (Gillan et al. 2011, 2014 b ).”
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Carrots and sticks fail to change behavior in cocaine addiction
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Not just right experiences and obsessive–compulsive features:
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- Authors
- Gillan, C. M., Fineberg, N. A., & Robbins, T. W.
- Affiliations
- University of Cambridge (GB)
- University of Hertfordshire (GB)
- Corresponding author
- Gillan, C. M.
- Venue
- Psychological Medicine
- Publisher
- Cambridge University Press (CUP)
- Published
- 2017-03-27
- Volume
- 47
- Issue
- 9
- Pages
- 1528-1548
- ISSN
- 0033-2917 (ISSN-L)
- 1469-8978
- PMC
- PMC5964477
- OpenAlex
- W2599804294
- Semantic Scholar
- dfa24d0ad37e36c1be754ed502b8876afa4c7425
- Cited by
- 158
- References
- 206
- Citations by year
- 2026: 11 · 2025: 12 · 2024: 12 · 2023: 20 · 2022: 17 · 2021: 37 · 2020: 16 · 2019: 22 · 2018: 10 · 2017: 1
- FWCI
- 2.05
- Type
- journal article
- Language
- en
- Open access
- hybrid
- doi.org
- Locations
- Psychological Medicine (publishedVersion, cc-by)
- Europe PMC (PubMed Central) (publishedVersion, cc-by)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- University of Hertfordshire Research Archive (University of Hertfordshire) (submittedVersion)
- Funders
- Bristol-Myers Squibb
- Eli Lilly and Company
- AstraZeneca
- Teva Pharmaceutical Industries
- Wellcome Trust (106431/Z/14/Z, 101521, 104631/Z/14/Z, 101521/Z/12/Z)
- National Institute for Health and Care Research
- Shire
- European College of Neuropsychopharmacology
- Servier
- H. Lundbeck A/S
- National Institutes of Health
- Medical Research Council
- National Institute of Mental Health
- Topics
- Social Sciences › Psychology › Clinical Psychology › Obsessive-Compulsive Spectrum Disorders
- Social Sciences › Psychology › Experimental and Cognitive Psychology › Anxiety, Depression, Psychometrics, Treatment, Cognitive Processes
- Social Sciences › Psychology › Clinical Psychology › Psychoanalysis and Psychopathology Research
- Keywords
- obsessive-compulsive disorder, psychiatric classification, compulsivity, anxiety, goal-directed learning, error-related negativity, psychiatric phenotypes, clinical heterogeneity
- MeSH terms
- Humans, Obsessive-Compulsive Disorder
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-06.
Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-06.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
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