Inhibiting and facilitating conditions of the human smile: a nonobtrusive test of the facial feedback hypothesis
Abstract
We investigated the hypothesis that people's facial activity influences their affective responses. Two studies were designed to both eliminate methodological problems of earlier experiments and clarify theoretical ambiguities. This was achieved by having subjects hold a pen in their mouth in ways that either inhibited or facilitated the muscles typically associated with smiling without requiring subjects to pose in a smiling face. Study 1's results demonstrated the effectiveness of the procedure. Subjects reported more intense humor responses when cartoons were presented under facilitating conditions than under inhibiting conditions that precluded labeling of the facial expression in emotion categories. Study 2 served to further validate the methodology and to answer additional theoretical questions. The results replicated Study 1's findings and also showed that facial feedback operates on the affective but not on the cognitive component of the humor response. Finally, the results suggested that both inhibitory and facilitatory mechanisms may have contributed to the observed affective responses.
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Facial activity influences emotional responses.
“A classical study by Strack et al. (1988) supports the facial feedback hypothesis by showing that peoples' facial activity influenced their emotional responses.”
From Connecting minds and sharing emotions through mimicry: A neurocognitive model of emotional contagion (2017) · cites this paper as Strack et al., 1988
Prior work suggests that voluntary reproduction of physiological states associated with emotions, such as breathing patterns or facial expressions, induces subjective feelings of the corresponding emotion.
“Prior work suggests that voluntary reproduction of physiological states associated with emotions, such as breathing patterns (20) or facial expressions (21), induces subjective feelings of the corresponding emotion.”
From Bodily maps of emotions (2014) · cites this paper as [21]
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- Authors
- Strack, F., Martin, L. L., & Stepper, S.
- Affiliations
- University of Mannheim (DE)
- ORCID
- Strack, Fritz
- Venue
- Journal of Personality and Social Psychology
- Published
- 1988
- Volume
- 54
- Issue
- 5
- Pages
- 768-777
- ISSN
- 0022-3514 (ISSN-L)
- 1939-1315
- OpenAlex
- W2169284121
- Cited by
- 1,898
- References
- 36
- Citations by year
- 2026: 34 · 2025: 47 · 2024: 40 · 2023: 78 · 2022: 116 · 2021: 67 · 2020: 77 · 2019: 200 · 2018: 91 · 2017: 92 · 2016: 97 · 2015: 98 · 2014: 90 · 2013: 90 · 2012: 67
- FWCI
- 5.84
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Journal of Personality and Social Psychology (publishedVersion)
- PubMed (publishedVersion)
- Funders
- National Institutes of Health (3f32mh009194-01s1)
- National Institute of Mental Health (F32 MH-09194)
- Topics
- Social Sciences › Psychology › Social Psychology › Humor Studies and Applications
- Life Sciences › Neuroscience › Cognitive Neuroscience › Face Recognition and Perception
- Social Sciences › Psychology › Social Psychology › Psychological Well-being and Life Satisfaction
- Keywords
- facial feedback hypothesis, smiling, facial expressions, emotional responses, emotion regulation
- MeSH terms
- Affect, Facial Expression, Facial Muscles, Feedback, Female, Humans, Inhibition, Psychological, Male, Smiling, Wit and Humor as Topic
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