Navigating the sustainability landscape: a systematic review of sustainability approaches in healthcare
Open accessAbstract
BACKGROUND: Improvement initiatives offer a valuable mechanism for delivering and testing innovations in healthcare settings. Many of these initiatives deliver meaningful and necessary changes to patient care and outcomes. However, many improvement initiatives fail to sustain to a point where their full benefits can be realised. This has led many researchers and healthcare practitioners to develop frameworks, models and tools to support and monitor sustainability. This work aimed to identify what approaches are available to assess and influence sustainability in healthcare and to describe the different perspectives, applications and constructs within these approaches to guide their future use. METHODS: A systematic review was carried out following PRISMA guidelines to identify publications that reported approaches to support or influence sustainability in healthcare. Eligibility criteria were defined through an iterative process in which two reviewers independently assessed 20% of articles to test the objectivity of the selection criteria. Data were extracted from the identified articles, and a template analysis was undertaken to identify and assess the sustainability constructs within each reported approach. RESULTS: The search strategy identified 1748 publications with 227 articles retrieved in full text for full documentary analysis. In total, 62 publications identifying a sustainability approach were included in this review (32 frameworks, 16 models, 8 tools, 4 strategies, 1 checklist and 1 process). Constructs across approaches were compared and 40 individual constructs for sustainability were found. Comparison across approaches demonstrated consistent constructs were seen regardless of proposed interventions, setting or level of application with 6 constructs included in 75% of the approaches. Although similarities were found, no approaches contained the same combination of the constructs nor did any single approach capture all identified constructs. From these results, a consolidated framework for sustainability constructs in healthcare was developed. CONCLUSIONS: Choosing a sustainability method can pose a challenge because of the diverse approaches reported in the literature. This review provides a valuable resource to researchers, healthcare professionals and improvement practitioners by providing a summary of available sustainability approaches and their characteristics. TRIAL REGISTRATION: This review was registered on the PROSPERO database: CRD42016040081 in June 2016.
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TL;DR
This systematic review identified 62 published approaches for assessing or influencing sustainability in healthcare, finding 40 sustainability constructs and no two approaches with identical construct combinations. It developed a consolidated framework of six constructs present in more than 75% of approaches to help users compare and select sustainability approaches.
Key findings
- The review included 62 publications identifying sustainability approaches: 32 frameworks, 16 models, 8 tools, 4 strategies, 1 checklist, and 1 process. It identified 40 individual sustainability constructs; approaches examined 8–31 constructs each, with an average of 17, and no two approaches contained the same combination of constructs or captured all 40.
- Six constructs appeared in over 75% of approaches: General resources (90%), Demonstrating effectiveness (89%), Monitoring progress over time (84%), Stakeholder participation (79%), Integration with existing programs and policies (79%), and Training and capacity building (76%).
- Sustainability was explicitly defined in 76% of approaches, with five definitions found: continued programme activities (86%), continued health benefits (44%), capacity built (19%), further development/adaptation (16%), and recovering costs (3%). 66% viewed sustainability prospectively throughout implementation, and 82% were designed for intervention or programme level.
- 37% of approaches had no explicit theoretical link; 15 theories were identified, with four common theories covering 45% of papers: diffusion of innovations, complexity theory, ecological theory, and open systems theory. Development techniques included literature/systematic review (61%), professional expertise (26%), and interviews (24%).
Methods
- PRISMA-guided systematic review registered on PROSPERO (CRD42016040081). Searches were run on Embase, HMIC, and Ovid MEDLINE in January 2017, with a follow-up search in September 2017, plus snowballing. Eligible papers were peer-reviewed publications introducing a tangible approach to influence and/or assess sustainability in healthcare; non-English papers, commentary, posters, protocols, conference proceedings, editorials, perspectives, and approaches embedded as a final stage of a larger process were excluded.
- Two reviewers independently screened the first 20% of full-text articles; one author screened the remainder. Data extraction covered strategy name, purpose, healthcare setting, level of use, description, sustainability constructs, scoring mechanism, target user, definition of sustainability, theoretical underpinning, sustainability perspective, and method development details. One author extracted data, and a second author independently checked all extractions against full texts.
- Template analysis was conducted in NVivo 10 using Shediac-Rizkallah and Bone’s conceptual sustainability framework as the baseline template. A second coder independently coded 25% of articles; inter-rater reliability was high with a kappa coefficient of 0.94. Results were summarised using ratios and narrative summaries.
Limitations
- The paper states that one author conducted most screening, data extraction, and coding, which may have introduced bias in inclusion/exclusion or missing/erroneous information; this was mitigated by second-author screening of 20% of studies, second coding of 25%, and full-text checking of all extractions. It also states a disproportionate number of frameworks came from community and public health settings, that no existing quality assessment tool was used so the value or accuracy of constructs cannot be attributed, and that publication bias may have affected results because grey literature was identified but not included.
- The paper states that frequency of constructs does not indicate they are the “right” constructs or that assessing them will achieve sustainability; the approaches must be applied and assessed in practice.
- Evident from the text: the abstract reports 1748 publications identified and 227 full texts retrieved, while the Results report 2889 database publications, 121 further papers from snowballing/citation tracking, and 229 full texts retrieved, an inconsistency in reported search yields.
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- Findingown data
Acute settings were specified in 3% (2/62) of approaches.
“A smaller number of approaches were designed for use in acute, 3% (2/62), and e-health settings, 3% (2/62).”
Quote in the paperNot a substantial claim - Findingown data
26% (16/62) of development processes used 'professional expertise' such as an advisory panel.
“This was followed by 26% (16/62) using ‘professional expertise’ such as an advisory panel and 24% (15/62) using interviews.”
Quote in the paperNot a substantial claim - Findingown data
Public health settings were specified in 31% (19/62) of approaches.
“Public health settings were specified in 31% (19/62) of the approaches, followed by community healthcare in 26% of the approaches (16/62).”
Quote in the paperNot a substantial claim - Findingown data
Six constructs were included in over 75% of the approaches: 'General resources' (90%), 'Demonstrating effectiveness' (89%), 'Monitoring progress over time' (84%), 'Stakeholder participation' (79%), 'Integration with existing programs and policies' (79%) and 'Training and capacity building' (76%).
“Six constructs were included in over 75% of the approaches: ‘General resources’ (90%), ‘Demonstrating effectiveness’ (89%), ‘Monitoring progress over time’ (84%), ‘Stakeholder participation’ (79%), ‘Integration with existing programs and policies’ (79%) and ‘Training and capacity building’ (76%).”
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15 different theories were identified within the approaches that had an explicit link to theory.
“Although 37% (23/62) did not have an explicit link to theory, 15 different theories were identified within the other approaches.”
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The majority of approaches with specified users have been designed for use by multiple groups of professionals or practitioners.
“The majority of these approaches have been designed for use by multiple groups of professionals or practitioners (e.g. researchers as well as nurses).”
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Recovering costs was included in 3% (2/62) of the approaches.
“5.Recovering costs (included in 3% (2/62))”
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Community healthcare settings were specified in 26% (16/62) of approaches.
“Public health settings were specified in 31% (19/62) of the approaches, followed by community healthcare in 26% of the approaches (16/62).”
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Suggested users were specified in 55% (34/62) of approaches.
“Suggested users were specified in 55% (34/62) of the approaches (Fig. 4).”
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Nine approaches viewed sustainability as a linear process with sustainability being studied retrospectively after implementation has been 'completed'.
“Nine approaches viewed sustainability as a linear process with sustainability being studied retrospectively after implementation has been ‘completed’.”
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Continued programme activities was included in 86% (53/62) of the approaches.
“Continued programme activities (included in 86% (53/62) of the approaches)”
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61% (38/62) of the development processes included a literature review or systematic review.
“Sixty-one percent (38/62) of the development processes included a literature review or systematic review.”
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Four theories were common across multiple sustainability approaches, covering 45% of papers: diffusion of innovations theory, complexity theory, ecological theory and open systems theory.
“While numerous theories were found, 4 theories were common across multiple sustainability approaches covering 45% of papers: diffusion of innovations theory, complexity theory, ecological theory and open systems theory.”
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24% (15/62) of development processes used interviews.
“This was followed by 26% (16/62) using ‘professional expertise’ such as an advisory panel and 24% (15/62) using interviews.”
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23% (14/62) of approaches aimed to support planning for sustainability.
“The highest proportion of approaches, 39% (24/62), aimed to evaluate sustainability, followed by 23% (14/62) of the approaches which aimed to support planning for sustainability.”
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Eleven approaches aimed to examine sustainability at an organisational or systems level.
“Eleven approaches aimed to examine sustainability at an organisational or systems level (e.g. a long-term care organisation) [32].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [32] Slaghuis SS, Strating MMH, Bal RA, Nieboer AP. A framework and a measurement instrument for sustainability of work practices in long-term care. BMC Health Serv Res. 2011;11:314. BioMed Central Ltd source
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66% (41/62) of approaches viewed sustainability as a prospective process to be explored throughout implementation.
“The highest proportion, 66% (41/62) of approaches, viewed the sustainability as a prospective process to be explored throughout implementation.”
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37% (23/62) of approaches were designed for use in general healthcare settings and did not specify a specific healthcare setting for use.
“Thirty-seven percent (23/62) of the approaches were designed for use in general healthcare settings and did not specify a specific healthcare setting for use.”
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Definitions for sustainability were explicitly stated in 76% (47/62) of approaches.
“Definitions for sustainability were explicitly stated in 76% (47/62) of approaches and implicitly deduced from the remaining 24%.”
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The sustainability approaches were developed through several techniques, often using a mixed-method approach.
“The sustainability approaches were developed through several techniques often using a mixed-method approach (e.g. literature review and interviews) (Fig. 3).”
Quote in the paperNot a substantial claim - Findingown data
39% (24/62) of approaches aimed to evaluate sustainability.
“The highest proportion of approaches, 39% (24/62), aimed to evaluate sustainability, followed by 23% (14/62) of the approaches which aimed to support planning for sustainability.”
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The remaining 12 approaches specified they could be used both prospectively and retrospectively, during implementation or following implementation.
“The remaining 12 approaches specified they could be used both prospectively and retrospectively, during implementation or following implementation.”
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Many approaches highlighted the importance of the ability of an initiative to garner and maintain resources through stable sources.
“Many approaches highlighted the importance of the ability of an initiative to garner and maintain resources [15, 27, 36–41] through stable sources [19, 36, 39, 42–45].”
Quote in the paperNot a substantial claim0 of 10 sources checked- cites [15] Shigayeva A, Coker RJ. Communicable disease control programmes and health systems: an analytical approach to sustainability. Health Policy Plan. 2015;30:368–85. source
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- Findingown data
The constructs have been organised under six emergent themes: the initiative design and delivery, negotiating initiative processes, the people involved, resources, the external environment and the organisational setting.
“The constructs have been organised under the following six emergent themes: the initiative design and delivery, negotiating initiative processes, the people involved, resources, the external environment and the organisational setting.”
Quote in the paperSubstantial claim - Findingreasoning
A consolidated framework for sustainability constructs in healthcare was developed from these results.
“From these results, a consolidated framework for sustainability constructs in healthcare was developed.”
Quote in the paperSubstantial claim - Findingown data
37% (23/62) of the reviewed sustainability approaches did not have an explicit link to theory.
“Although 37% (23/62) did not have an explicit link to theory, 15 different theories were identified within the other approaches.”
Quote in the paperNot a substantial claim - Findingown data
Continued health benefits was included in 44% (27/62) of the approaches.
“2.Continued health benefits (included in 44% (27/62))”
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The highest proportion of approaches identified themselves as frameworks.
“The highest proportion identified themselves as frameworks.”
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82% (51/62) of approaches have been designed to examine or influence sustainability at a specific intervention or programme level.
“The majority, 82% (51/62), of approaches have been designed to examine or influence sustainability at a specific intervention or programme level (e.g. a single improvement project) [31].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [31] Sarriot EG, Winch PJ, Ryan LJ, Bowie J, Kouletio M, Swedberg E, et al. A methodological approach and framework for sustainability assessment in NGO-implemented primary health care programs. Int J Health Plann Manag. 2004:23–41. source
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- Findingown data
Further development (adaptation) was included in 16% (10/62) of the approaches.
“4.Further development (adaptation) (included in 16% (10/62))”
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Capacity built was included in 19% (12/62) of the approaches.
“3.Capacity built (included in 19% (12/62))”
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Definitions for sustainability were implicitly deduced from 24% of approaches.
“Definitions for sustainability were explicitly stated in 76% (47/62) of approaches and implicitly deduced from the remaining 24%.”
Quote in the paperNot a substantial claim - Findingown data
In total, 62 publications identifying a sustainability approach were included in the review (32 frameworks, 16 models, 8 tools, 4 strategies, 1 checklist and 1 process).
“In total, 62 publications identifying a sustainability approach were included in this review (32 frameworks, 16 models, 8 tools, 4 strategies, 1 checklist and 1 process).”
- Also stated in: § Results · plain
“In total, 62 papers which identified sustainability approaches were identified for inclusion in this review Fig. 1.”
Quote in the paperSubstantial claim - Also stated in: § Results · plain
- Findingown data
Results show that there are consistent constructs across approaches regardless of proposed interventions, settings or application types.
“Although variation was seen, results show that there are consistent constructs across approaches regardless of proposed interventions, settings or application types.”
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Each approach reported diverse means to investigating and defining individual constructs.
“Although common constructs were found across approaches, each approach reported diverse means to investigating and defining individual constructs.”
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There was a clear dependence on the measure of maintenance of programme activities, which has been previously observed in the literature.
“Although multiple definitions were found (continuation of the health benefits from an initiative, capacity built in the workforce or community, further development or adaptation and the ability to recover costs), there was a clear dependence on this one measure which has been previously observed in the literature [76].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [76] Francis L, Dunt D, Cadilhac DA. How is the sustainability of chronic disease health programmes empirically measured in hospital and related healthcare services?-a scoping review. BMJ Open. 2016;6:e010944. source
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Prospective approaches are used for a combination of planning, guidance and evaluation.
“Prospective approaches are used for a combination of planning, guidance and evaluation.”
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A selection of approaches looked at whether the initiative benefits were perceived by staff and other stakeholders as valuable.
“A selection of approaches took a wider perspective and looked at whether the initiative benefits were perceived by staff and other stakeholders as valuable [8, 30, 42, 51, 61-63].”
Quote in the paperNot a substantial claim0 of 7 sources checked- cites [8] Shediac-Rizkallah MC, Bone LR. Planning for the sustainability of community-based health programs: conceptual frameworks and future directions for research, practice and policy. Health Educ Res. 1998;13:87–108. source
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- Findingown data
Monitoring progress over-time appeared in 84% of the approaches.
“Monitoring progress over-time (the ability to monitor the initiative using standardised systems or mechanisms over-time) appeared in 84% of the approaches.”
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Approaches assessing an intervention's sustainability emphasised the need to consider how an initiative becomes integrated into current programmes and policies, specifically looking at what intervention adaptation may be needed.
“Approaches assessing an intervention’s sustainability emphasised the need to consider how an initiative becomes integrated into current programmes and policies specifically looking what intervention adaption may be needed.”
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Approach characteristics were wide-ranging with diverse settings, interventions and designs.
“Approach characteristics were wide-ranging with diverse settings, interventions and designs.”
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These approaches were also more likely to assess how training and capacity building were conducted to ensure staff were able to undertake the initiative tasks.
“These approaches were also more likely to assess how training and capacity building were conducted to ensure staff were able to undertake the initiative tasks.”
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Within the six constructs included in the majority of approaches, diverse views and different assessment mechanisms were taken, highlighting the complexity within each construct.
“Within the six constructs included in the majority of approaches, diverse views and different assessment mechanisms were taken, highlighting the complexity within each construct.”
Quote in the paperSubstantial claim - Findingown data
Prospective approaches show a greater emphasis on building relationships and getting stakeholder buy-in throughout an initiative.
“Prospective approaches show a greater emphasis on building relationships and getting stakeholder buy-in throughout an initiative.”
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Results have demonstrated that sustainability is most often defined and assessed as the maintenance of programme activities.
“Results have demonstrated that sustainability is most often defined and assessed as the maintenance of programme activities.”
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Prospective approaches highlighted the role of initiative adaptation to ensure initiatives align with stakeholder and setting needs.
“These approaches also highlighted the role of initiative adaptation to ensure initiatives align with stakeholder and setting needs.”
Quote in the paperNot a substantial claim - Findingown data
Our comparison across approaches demonstrated consistent constructs were seen regardless of proposed interventions, setting or level of application.
“Our comparison across approaches demonstrated consistent constructs were seen regardless of proposed interventions, setting or level of application.”
Quote in the paperSubstantial claim - Findingcitation
The ability of an initiative to share resources with partners and other organisations, seek out alternative and supplemental resources and/or uncover multiple funding sources were highlighted across some approaches as important to overall sustainability.
“The ability of an initiative to share resources with partners and other organisations [41, 46], seek out alternative and supplemental resources [18, 47–49] and/or uncover multiple funding sources [8, 36, 49, 50] were also highlighted across some approaches as important to overall sustainability.”
Quote in the paperNot a substantial claim0 of 9 sources checked- cites [41] Stefanini A, Ruck N. Managing externally-assisted health projects for sustainability in developing countries. Int J Health Plan Manag. 1992;7:199–210. source
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- cites [8] Shediac-Rizkallah MC, Bone LR. Planning for the sustainability of community-based health programs: conceptual frameworks and future directions for research, practice and policy. Health Educ Res. 1998;13:87–108. source
Not checked in the free run.
- cites [36] Luke D a, Calhoun A, Robichaux CB, Elliott MB, Moreland-Russell S. The program sustainability assessment tool: a new instrument for public health programs. Prev Chronic Dis. 2014;11:130184. source
Not checked in the free run.
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Retrospective approaches were more often designed for evaluation purposes, emphasising the need for a shared vision and accountability to deliver the initiative.
“Retrospective approaches were more often designed for evaluation purposes emphasising the need for a shared vision and accountability to deliver the initiative.”
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Regardless of level of use, 5 of the top 10 constructs are found across both organisation/system and intervention/programme approaches.
“Regardless of level of use, 5 of the top 10 constructs are found across both types of approaches.”
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Approaches assessing organisational sustainability were much more likely to prioritise defining overall aims for the programme and garnering belief in initiatives from stakeholders.
“Approaches assessing organisational sustainability were also much more likely to prioritise defining overall aims for the programme and garnering belief in initiatives from stakeholders.”
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24% of approaches were informed by professional expertise.
“many approaches (24%) were informed by professional expertise”
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Six constructs were included in over 75% of approaches.
“with six constructs included in over 75% of approaches”
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New definitions, factors and methods for assessing sustainability have been produced by individual studies.
“With little overarching direction for this area of research, new definitions, factors and methods for assessing sustainability have been produced by individual studies [18].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
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- Premisecitation
Large variation in practices and care can be seen across similar services when initiatives that initially demonstrate improved patient outcomes fail to maintain their gains.
“Large variation in the practices and care can be seen across similar services when initiatives which initially demonstrate improved patient outcomes fail to maintain their gains [7, 8].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [7] Gruen RL, Elliott JH, Nolan ML, Lawton PD, Parkhill A, McLaren CJ, et al. Sustainability science: an integrated approach for health-programme planning. Lancet. 2008;372:1579–89. Elsevier Ltd source
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- cites [8] Shediac-Rizkallah MC, Bone LR. Planning for the sustainability of community-based health programs: conceptual frameworks and future directions for research, practice and policy. Health Educ Res. 1998;13:87–108. source
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- Premisecitation
There is a lack of consensus on how to define sustainability.
“Further complicating this research area is the lack of consensus on how to define sustainability.”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [10] Martin GP, Weaver S, Currie G, Finn R, Mcdonald R. Innovation sustainability in challenging health-care contexts: embedding clinically led change in routine practice. Heal Serv Manage Res. 2012;25:190–9. source
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- cites [13] Pluye P, Potvin L, Denis J-L. Making public health programs last: conceptualizing sustainability. Eval Program Plann. 2004;27:121–33. source
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- Premisecitation
Failure to sustain is detrimental to improvement efforts in general because staff, patient and public opinion of improvement initiatives declines and enthusiasm for future programmes is lost.
“This has also been shown to be detrimental to improvement efforts in general as staff, patient and public opinion of improvement initiatives declines and enthusiasm for engaging in future programmes is lost [9, 10].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [9] Hovlid E, Bukve O, Haug K, Aslaksen AB, von Plessen C. Sustainability of healthcare improvement: what can we learn from learning theory? BMC Health Serv Res. 2012;12:235. source
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- cites [10] Martin GP, Weaver S, Currie G, Finn R, Mcdonald R. Innovation sustainability in challenging health-care contexts: embedding clinically led change in routine practice. Heal Serv Manage Res. 2012;25:190–9. source
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- Premisecitation
Many researchers and healthcare practitioners have developed frameworks, models and tools to support and monitor sustainability in healthcare settings.
“With no clear consensus on how to define or influence sustainability, many researchers and healthcare practitioners have developed frameworks, models and tools to support and monitor sustainability in healthcare settings [12, 18].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [12] Greenhalgh T, Robert G, Bate P, Kyriakidou O, Macfarlane F, Peacock R. How to spread good ideas: a systematic review of the literature on diffusion, dissemination and sustainability of innovations in health service delivery and organisation. 2004.
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- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
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- Premisecitation
A review on the continuation of programme activities found that only 60% of sites reported sustaining at least one programme component.
“Similar results were found in a review on the continuation of programme activities where only 60% of sites reported sustaining at least one programme component [5].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [5] Scheirer MA. Is sustainability possible? A review and commentary on empirical studies of program sustainability. Am J Eval. 2005;26:320–47. source
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- Premisecitation
Initiatives that fail to sustain are extremely wasteful of human and monetary investments.
“Initiatives that fail to sustain are extremely wasteful of human and monetary investments [7, 8].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [7] Gruen RL, Elliott JH, Nolan ML, Lawton PD, Parkhill A, McLaren CJ, et al. Sustainability science: an integrated approach for health-programme planning. Lancet. 2008;372:1579–89. Elsevier Ltd source
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- cites [8] Shediac-Rizkallah MC, Bone LR. Planning for the sustainability of community-based health programs: conceptual frameworks and future directions for research, practice and policy. Health Educ Res. 1998;13:87–108. source
Not checked in the free run.
- Premisecitation
Available quality assessment approaches often fail to consider the rationale and context of studies.
“Existing quality assessments were explored, but it has been noted that available quality assessment approaches often fail to consider the rationale and context of studies [22, 23].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [22] Barbour RS. Checklists for improving rigour in qualitative research: a case of the tail wagging the dog? BMJ Br Med J. 2001;322:1115–7. source
Not checked in the free run.
- cites [23] Li LC, Grimshaw JM, Nielsen C, Judd M, Coyte PC, Graham ID. Use of communities of practice in business and health care sectors: a systematic review. Implement Sci. 2009;4:27. source
Not checked in the free run.
- Interpretationown data
Choosing a sustainability method can pose a challenge because of the diverse approaches reported in the literature.
“Choosing a sustainability method can pose a challenge because of the diverse approaches reported in the literature.”
Quote in the paperSubstantial claim - Interpretationown data
There is very little consensus between approaches on what constitutes a 'framework', 'model' or 'tool'.
“Our exploration indicates there is very little consensus between approaches on what constitutes a ‘framework’, ‘model’ or ‘tool’.”
Quote in the paperNot a substantial claim - Study design and conductcitation
The inter-rater reliability test showed a high level of agreement between scorers with a score of 0.94.
“The test showed a high level of agreement between scorers with an inter-rater reliability score of 0.94 [34, 35].”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites [34] Viera AJ, Garrett JM. Understanding interobserver agreement: Fam. Med. 2005;37:360–3.
Not checked in the free run.
- cites [35] Nvivo. Run a coding comparison query. Explor. your coding using queries. 2017. p. 1.
Not checked in the free run.
- Interpretationreasoning
The available quality assessments were not sensitive to the exploratory aim of this study.
“The available assessments were not sensitive to the aim of our study which was exploratory in nature.”
Quote in the paperSubstantial claim - Premisecitation
Relatively little is known about how to translate evidence into action to support the long-term impact of improvement efforts.
“Despite recognition of this challenge and considerable research conducted in this area, relatively little is known about how to translate this evidence into action to support the long-term impact of improvement efforts [12].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [12] Greenhalgh T, Robert G, Bate P, Kyriakidou O, Macfarlane F, Peacock R. How to spread good ideas: a systematic review of the literature on diffusion, dissemination and sustainability of innovations in health service delivery and organisation. 2004.
Not checked in the free run.
- Study design and conductreasoning
Publication bias may have affected the results of this review because it focused on published sustainability approaches.
“As this review focused on published sustainability approaches, publication bias may have affected the results of this study.”
Quote in the paperNot a substantial claim - Interpretationreasoning
Sustaining worthwhile changes poses a challenge to those undertaking an improvement initiative.
“Sustaining worthwhile changes poses a challenge to those undertaking an improvement initiative.”
Quote in the paperSubstantial claim - Interpretationreasoning
Differences between organisation/system and intervention/programme approaches demonstrate how the 'level of use' of an approach changes the potential constructs to be explored.
“Differences between these types of approaches demonstrate how the ‘level of use’ of an approach changes the potential constructs to be explored (shown in italics).”
Quote in the paperSubstantial claim - Interpretationcitation
Relying solely on measuring continuation of programme activities may risk other key sustainability variables being missed.
“It is important to note that while measuring continuation of programme activities is important to assessing sustainability, relying solely on this measure may risk other key sustainability variables being missed [18, 76].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
- cites [76] Francis L, Dunt D, Cadilhac DA. How is the sustainability of chronic disease health programmes empirically measured in hospital and related healthcare services?-a scoping review. BMJ Open. 2016;6:e010944. source
Not checked in the free run.
- Interpretationown data
The reviewed sustainability approaches made connections to many different theoretical perspectives, which highlighted the complexity of measuring and planning for sustainable initiatives.
“The reviewed sustainability approaches made connections to many different theoretical perspectives which highlighted the complexity of measuring and planning for sustainable initiatives.”
Quote in the paperSubstantial claim - Premisecitation
The Drug Assistance Resistance Education programme in America continued to be implemented in schools despite studies showing that it had little effect on prevention or reduction of drug use by students.
“This was observed in the Drug Assistance Resistance Education programme in America which continued to be implemented in schools despite studies showing that it had little effect on prevention or reduction of drug use by students [77].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [77] Frumkin P, Reingold D. Evaluation research and institutional pressures: challenges in public-nonprofit contracting. 2004. Report No.: 23.
Not checked in the free run.
- Interpretationreasoning
Using continuation of programme activities as the sole measure of sustainability risks an initiative being unfairly judged as failing to sustain if activities are adapted.
“Using continuation of programme activities as the sole measure of sustainability also risks initiative being unfairly judged as failing to sustain if activities are adapted.”
Quote in the paperSubstantial claim - Interpretationreasoning
Relying solely on continuation of programme activities may result in the continuation of ineffective or undesirable practices if health benefits are not taken into account.
“For example, it may result in the continuation of ineffective or undesirable practices if health benefits are not taken into account.”
Quote in the paperSubstantial claim - Study design and conductreasoning
Single-author screening, data extraction and coding may have resulted in bias in inclusion or exclusion or missing or erroneous information.
“This may have resulted in bias in inclusion or exclusion or resulted in missing or erroneous information being collected.”
Quote in the paperNot a substantial claim - Study design and conductreasoning
The use of one author to conduct the majority of screening, data extraction and coding is a limitation of this work.
“The use of one author to conduct of the majority of screening, data extraction and coding is also a limitation of this work.”
Quote in the paperNot a substantial claim - Interpretationreasoning
General learning can be gathered from across settings to inform sustainability processes and research.
“indicating general learning can be gathered from across settings to inform sustainability processes and research.”
Quote in the paperSubstantial claim - Premisecitation
Sustainability approaches have until now remained isolated across healthcare fields and disciplines.
“sustainability approaches which have until now remained isolated across healthcare fields and disciplines [18]”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
- Premisecitation
Community health and public health areas tend to dominate this area of research.
“These areas tend to dominate this area of research”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [79] Fox A, Gardner G, Osborne S. A theoretical framework to support research of health service innovation. Aust Health Rev. 2014;39:70–5. source
Not checked in the free run.
- Study design and conductown data
The number of frameworks from community health and public health settings is disproportionate.
“Another limitation of this work is the disproportionate number of frameworks from the community health and public health settings.”
Quote in the paperNot a substantial claim
- May combine two claims. 42
- Classified as probably not a substantial claim. 47
May combine two claims.
Findingown dataComparison across approaches demonstrated that consistent constructs were seen regardless of proposed interventions, setting or level of application, with 6 constructs included in 75% of the approaches.
“Comparison across approaches demonstrated consistent constructs were seen regardless of proposed interventions, setting or level of application with 6 constructs included in 75% of the approaches.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataSustainability approaches have been consistently developed and adapted since the late 1980s, with an average of two created every year.
“Sustainability approaches have been consistently developed and adapted since the late 1980s with an average of two created every year Fig. 2.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown dataFive distinct definitions for sustainability were identified across approaches.
“Multiple definitions were found across approaches, but 5 distinct definitions for sustainability were identified:”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataThe majority of approaches explicitly stated the need to assess resources but not all indicated the type of resource.
“The majority of the approaches explicitly stated the need to assess resources but not all indicated the type of resource.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown dataThe search strategy identified 1748 publications with 227 articles retrieved in full text for full documentary analysis.
“The search strategy identified 1748 publications with 227 articles retrieved in full text for full documentary analysis.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataThe remaining approaches aimed to provide guidance and strategies to influence sustainability or a combination of evaluation, planning and guidance.
“The remaining approaches aimed to provide guidance and strategies to influence sustainability or a combination of evaluation, planning and guidance.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown dataThe search strategy resulted in 2889 publications from the databases.
“The search strategy resulted in 2889 publications from the databases.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataConstructs across approaches were compared and 40 individual constructs for sustainability were found.
“Constructs across approaches were compared and 40 individual constructs for sustainability were found.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataNo two approaches contained the same combination of the constructs, nor did any single approach capture all 40 constructs.
“Comparison across approaches demonstrated that no two approaches contained the same combination of the constructs nor did any single approach capture all 40 constructs.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataThe resources construct included a complex combination of potential resources to consider, with four key resource types: funding, infrastructure, staff and Time.
“This construct included a complex combination of potential resources to consider. Four key resource types were found: funding, infrastructure, staff and Time.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Findingown dataTitles and abstracts were examined, and 229 articles were retrieved in full text for full documentary analysis.
“Titles and abstracts were examined, and 229 articles were retrieved in full text for full documentary analysis.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataConstructs across approaches were compared and contrasted, and 40 individual items for sustainability were found.
“Constructs across approaches were compared and contrasted, and 40 individual items for sustainability were found.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataThe sustainability approaches come in a variety of forms: frameworks/conceptual frameworks (32), models (16), tools (8), guidance strategies (4), checklists (1) and processes (1).
“The sustainability approaches come in a variety of forms: frameworks/conceptual frameworks (32), models (16), tools (8), guidance strategies (4), checklists (1) and processes (1).”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown dataSnowballing and electronic citation tracking identified 121 further papers for potential inclusion.
“Snowballing and electronic citation tracking identified 121 further papers for potential inclusion.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataNo approaches contained the same combination of the constructs, nor did any single approach capture all identified constructs.
“Although similarities were found, no approaches contained the same combination of the constructs nor did any single approach capture all identified constructs.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataThe number of constructs examined in each method ranged from 8 to 31 with an average of 17 constructs per method.
“The number of constructs examined in each method ranged from 8 to 31 with an average of 17 constructs per method.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingown datae-health settings were specified in 3% (2/62) of approaches.
“A smaller number of approaches were designed for use in acute, 3% (2/62), and e-health settings, 3% (2/62).”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataFour theoretical perspectives (diffusion of innovations theory, complexity theory, ecological theories and open systems theory) were most common and revealed two distinct positions guiding the use of sustainability approaches.
“Four theoretical perspectives (diffusion of innovations theory, complexity theory, ecological theories and open systems theory) were most common and revealed two distinct positions guiding the use of sustainability approaches.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
FindingcitationThe first position views sustainability as a linear process following implementation, where sustainability is an end goal, a state to be reached or level of achievement.
“The first views sustainability as a linear process following implementation. In this approach, sustainability is an end goal, a state to be reached or level of achievement [70].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [70] Rogers EM. Diffusion of innovations. Macmillian Publ. Co. 2003.
Not checked in the free run.
May combine two claims.
Findingown dataRetrospective approaches were more likely to specifically examine funding for the initiative and highlight the need to have a defined aim to show evidence for sustainability of an initiative once it has been 'completed'.
“These approaches were more likely to specifically examine funding for the initiative and highlight the need to have a defined aim to show evidence for sustainability of an initiative once it has been ‘completed’.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
FindingreasoningEach approach provided a unique perspective on sustainability with no two being exactly alike.
“Each provided a unique perspective on sustainability with no two being exactly alike.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
FindingcitationThe second position views sustainability as a concurrent process alongside implementation, where sustainability is a process to be influenced and adapted to impact initiative longevity.
“The second views sustainability concurrent process alongside implementation, where sustainability is a process to be influenced and adapted to impact initiative longevity [71-73].”
Quote in the paperSubstantial claim0 of 3 sources checked- cites [71] Schneider M, Somers M. Organizations as complex adaptive systems: implications of complexity theory for leadership research. Leadersh Q. 2006;17:351–65. source
Not checked in the free run.
- cites [72] Bronfenbrenner U. The ecology of human development. Experiments by nature and design. London: Harvard Univerity Press; 1979. source
Not checked in the free run.
- cites [73] Katz D, Kahn RL. The social psychology of organizations. John Wiley & Sons Inc: Hoboken; 1978.
Not checked in the free run.
May combine two claims.
FindingcitationApproaches to monitoring included diverse areas to assess including having appropriate data to document progress, having a management or monitoring system in place, and having regular reporting and feedback mechanisms.
“Approaches to monitoring included diverse areas to assess including having appropriate data to document progress [64, 65], having a management or monitoring system in place [15, 53, 61, 66, 67], and having regular reporting and feedback mechanisms [46, 47, 52, 54, 68, 69].”
Quote in the paperNot a substantial claim0 of 10 sources checked- cites [64] Saunders RP, Pate RR, Dowda M, Ward DS, Epping JN, Dishman RK. Assessing sustainability of Lifestyle Education for Activity Program ( LEAP ). Health Educ Res. 2012;27:319–30. source
Not checked in the free run.
- cites [65] Amaya AB, Caceres CF, Spicer N, Balabanova D, Amaya AB, Caceres CF, et al. After the Global Fund: who can sustain the HIV/AIDS response in Peru and how? Glob Public Health Taylor & Francis. 2014;9:176–97. source
Not checked in the free run.
- cites [15] Shigayeva A, Coker RJ. Communicable disease control programmes and health systems: an analytical approach to sustainability. Health Policy Plan. 2015;30:368–85. source
Not checked in the free run.
- cites [53] Atun R, de Jongh T, Secci F, Ohiri K, Adeyi O. Integration of targeted health interventions into health systems: a conceptual framework for analysis. Heal. Policy Plan. (C) Copyright Oxford University Press 2010.: (1)Professor of International Health Management, Imperial College, London, UK, (2)Researcher, Centre for Health Management, Imperial College London, UK, (3)Doctoral Researcher, Centre for Health Management, Imperial College London, UK, (4)Health Specialis; 2010. p. 104–11. source
Not checked in the free run.
- cites [61] Maher L, Gustafson D, Evans A. Sustainability model and guide. Coventry: NHS Institute for Innovation and Improvement; 2010.
Not checked in the free run.
- cites [66] Racine D. Reliable effectiveness: a theory on sustaining and replicating worthwhile innovations. Adm Policy Ment Heal. (C)2006 Kluwer Academic Publishers: (1)Independent Scholar, 1101 Parkside Avenue, Ewing, NJ 08618, USA; 2006. p. 356–87. source
Not checked in the free run.
- cites [67] Story WT, LeBan K, Altobelli LC, Gebrian B, Hossain J, Lewis J, et al. Institutionalizing community-focused maternal, newborn, and child health strategies to strengthen health systems: a new framework for the sustainable development goal era. Glob Health Globalization Health. 2017;13:37. source
Not checked in the free run.
- cites [46] Dorsey SG, Schiffman R, Redeker NS, Heitkemper M, McCloskey DJ, Weglicki LS, et al. National Institute of Nursing Research Centers of Excellence: a logic model for sustainability, leveraging resources, and collaboration to accelerate cross-disciplinary science. Nurs Outlook U S. 2014;62:384–93. source
Not checked in the free run.
- cites [47] Ford JH, Alagoz E, Dinauer S, Johnson KA, Pe-Romashko K, Gustafson DH. Successful organizational strategies to sustain use of A-CHESS: a mobile intervention for individuals with alcohol use disorders. J Med Internet Res. 2015;17:e201. source
Not checked in the free run.
- cites [52] Persaud D. Enhancing learning, innovation, adaptation, and sustainability in health care organizations: The ELIAS Performance Management Framework. Heal. Care Manag. (C) 2014 Wolters Kluwer Health | Lippincott Williams & Wilkins: Author Affiliation: School of Health Administration, Dalhousie University, Halifax, Canada.; 2014. p. 183–204. source
Not checked in the free run.
May combine two claims.
Findingown dataDespite previous work finding that 'most frameworks proposed tend to be deterministic in nature where sustainability is viewed as an end goal', this review found that 66% of approaches reviewed saw sustainability as a process rather than an end state.
“Despite previous work finding that ‘most frameworks proposed tend to be deterministic in nature where sustainability is viewed as an end goal’, we found that 66% of approaches we reviewed saw sustainability as a process rather than an end state [15].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [15] Shigayeva A, Coker RJ. Communicable disease control programmes and health systems: an analytical approach to sustainability. Health Policy Plan. 2015;30:368–85. source
Not checked in the free run.
May combine two claims.
FindingreasoningIn studying an organisation or system's sustainability, there is a greater focus on assessing the readiness and capacity for the initiatives and involving stakeholders and community members.
“In studying an organisation or system’s sustainability, there is a greater focus assessing the readiness and capacity for the initiatives and involving stakeholders and community members.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataThis review found that a substantial number of approaches exist, with 62 approaches identified and included.
“This review found that a substantial number of approaches exist with 62 approaches identified and included in this review.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataNo approaches contained the same combination of the constructs, nor did any single method capture all identified constructs.
“Interestingly, no approaches contained the same combination of the constructs nor did any single method capture all identified constructs.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Findingnone givenThere is diversity in the literature on how sustainability is defined and how it can be influenced.
“while there is diversity in the literature on how it is defined and how it can be influenced”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataMany sustainability approaches were developed within specific interventions and settings, yet similar constructs for sustainability were found across approaches.
“although many approaches were developed within specific interventions and settings, similar constructs for sustainability were found”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S4 (based).
Findingnone givenThis is the first review to consolidate available approaches for sustainability across diverse healthcare settings.
“This is the first review to consolidate available approaches for sustainability across diverse healthcare settings.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
FindingcitationMany approaches presented in this review recommend that they be used and evaluated further within other healthcare initiatives and settings to explore applicability and further development needed.
“Many approaches presented in this review recommend that they be used and evaluated further within other healthcare initiatives and settings to explore applicability and further development needed [11, 36, 56, 79].”
Quote in the paperNot a substantial claim0 of 4 sources checked- cites [11] Chambers D a, Glasgow RE, Stange KC. The dynamic sustainability framework: addressing the paradox of sustainment amid ongoing change. Implementation Sci. 2013;8:117. source
Not checked in the free run.
- cites [36] Luke D a, Calhoun A, Robichaux CB, Elliott MB, Moreland-Russell S. The program sustainability assessment tool: a new instrument for public health programs. Prev Chronic Dis. 2014;11:130184. source
Not checked in the free run.
- cites [56] Lennox L, Doyle C, Reed J, Bell D. What makes a sustainability tool valuable, practical, and useful in real world healthcare practice? A qualitative study on the development of the long term success tool in Northwest London. BMJ Open. 2017;7:1–13. source
Not checked in the free run.
- cites [79] Fox A, Gardner G, Osborne S. A theoretical framework to support research of health service innovation. Aust Health Rev. 2014;39:70–5. source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationThe ability to adapt and continuously improve has been recognised as a potential definition of sustainability.
“More recently, the ability to adapt and continuously improve has also been recognised as a potential definition of sustainability [14].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [14] Moore JE, Mascarenhas A, Bain J, Straus SE. Developing a comprehensive definition of sustainability. Implement Sci. 2017;12:110. source
Not checked in the free run.
Classified as probably not a substantial claim.
PremisecitationSustainability as a process rather than an outcome incorporates adaptation, learning and continuous development.
“This concept of sustainability as a ‘process’ rather than an ‘outcome’, incorporates concepts of adaptation, learning and continuous development [15].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [15] Shigayeva A, Coker RJ. Communicable disease control programmes and health systems: an analytical approach to sustainability. Health Policy Plan. 2015;30:368–85. source
Not checked in the free run.
Probably not a substantial claim: may not pass S2 (checkable).
PremisecitationSustainability can be viewed as a change process that can be influenced by individuals throughout initiatives by continuing to develop and adapt in response to the needs of the system.
“This lens allows sustainability to be viewed as a change process that can be influenced by individuals throughout initiatives by continuing to develop and adapt in response to the needs of the system [15–17].”
Quote in the paperNot a substantial claim0 of 3 sources checked- cites [15] Shigayeva A, Coker RJ. Communicable disease control programmes and health systems: an analytical approach to sustainability. Health Policy Plan. 2015;30:368–85. source
Not checked in the free run.
- cites [16] Folke C, Carpenter S, Elmqvist T, Gunderson L, Holling C, Walker B. Resilience and sustainable development: building adaptive capacity in a world of transformations. Ambio. 2002;31:437–40. source
Not checked in the free run.
- cites [17] Fiksel J. Designing resilient, sustainable systems. Environ Sci Technol. 2003;37:5330–9. source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationSustainability is often viewed as an outcome where health benefits, activities or workforce capacity are maintained.
“Sustainability is often viewed as an ‘outcome’ where health benefits, activities or workforce capacity are maintained [8].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [8] Shediac-Rizkallah MC, Bone LR. Planning for the sustainability of community-based health programs: conceptual frameworks and future directions for research, practice and policy. Health Educ Res. 1998;13:87–108. source
Not checked in the free run.
May combine two claims.
PremisecitationSome work has reviewed frameworks for sustainability in specific settings and programmes, but little has been done to comprehensively review available approaches for sustainability across healthcare settings.
“Some work has been undertaken to review frameworks for sustainability in specific settings and programmes, but little has been done to comprehensively review available approaches for sustainability across healthcare settings [15, 18, 19].”
Quote in the paperSubstantial claim0 of 3 sources checked- cites [15] Shigayeva A, Coker RJ. Communicable disease control programmes and health systems: an analytical approach to sustainability. Health Policy Plan. 2015;30:368–85. source
Not checked in the free run.
- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
- cites [19] Johnson K, Hays C, Center H, Daley C. Building capacity and sustainable prevention innovations: a sustainability planning model. Eval Program Plann. 2004;27:135–49. source
Not checked in the free run.
May combine two claims.
PremisecitationMany promising improvement initiatives fail to sustain and do not produce long-term benefits.
“Despite the significant investment of staff time and other resources, many promising initiatives fail to sustain and do not produce long term benefits [1–6].”
Quote in the paperSubstantial claim0 of 6 sources checked- cites [1] Stirman SW, Kimberly J, Cook N, Calloway A, Castro F, Charns M. The sustainability of new programs and innovations: a review of the empirical literature and recommendations for future research. Implement Sci BioMed Central Ltd. 2012;7:17. source
Not checked in the free run.
- cites [2] Williams L, Daggett V, Slaven JE, Yu Z, Sager D, Myers J, et al. A cluster-randomised quality improvement study to improve two inpatient stroke quality indicators. BMJ Qual Saf. 2015; bmjqs-2015-004188 source
Not checked in the free run.
- cites [3] Bowman CC, Sobo EJ, Asch SM, Gifford AL. Measuring persistence of implementation: QUERI series. Implement Sci. 2008;3 source
Not checked in the free run.
- cites [4] Virani T, Lemieux-charles L, Davis DA, Berta W. Sustaining change: once evidence-based practices are transferred, what then? Healthc Q. 2009;12:89–96. source
Not checked in the free run.
- cites [5] Scheirer MA. Is sustainability possible? A review and commentary on empirical studies of program sustainability. Am J Eval. 2005;26:320–47. source
Not checked in the free run.
- cites [6] Ham C. Evaluation of the projects within the National Booking Program. Birmingham; 2004.
Not checked in the free run.
May combine two claims.
PremisecitationA systematic review of 125 studies of healthcare improvements found that projects do not maintain all aspects originally implemented, with fewer than half continuing interventions at high levels of fidelity.
“A systematic review of 125 studies of improvements made in healthcare found that the projects do not maintain all aspects originally implemented with fewer than half continuing interventions at high levels of fidelity [1].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [1] Stirman SW, Kimberly J, Cook N, Calloway A, Castro F, Charns M. The sustainability of new programs and innovations: a review of the empirical literature and recommendations for future research. Implement Sci BioMed Central Ltd. 2012;7:17. source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductcitationThe systematic review was guided by PRISMA reporting standards.
“A systematic review was undertaken guided by the Preferred Reporting Items for Systematic Reviews and Meta-Analysis (PRISMA) reporting standards [21].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [21] PRISMA. PRISMA Statement [Internet]. Transparent Report. Syst. Rev. meta-analyses. 2015 [cited 2016 Jan 22]. Available from: http://www.prisma-statement.org/PRISMAStatement/Default.aspx .
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Study design and conductown dataTo assess coding clarity and reliability, a second coder independently coded 25% of the articles and an inter-rater reliability score (kappa coefficient) was calculated.
“To assess coding clarity and reliability, a second coder independently coded 25% of the articles and an inter-rater reliability score (kappa coefficient) was calculated.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductcitationAn inter-rater reliability score (kappa coefficient) was calculated between two coders using the NVivoPro coding comparison function to assess coding clarity and reliability.
“To assess coding clarity and reliability, an inter-rater reliability score (kappa coefficient) was calculated between two coders using the NVivoPro coding comparison function [33].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [33] Nvivo. Run a coding comparison query [Internet]. Explor. your coding using queries. 2017. p. 1. Available from: http://help-nv11.qsrinternational.com/desktop/procedures/run_a_coding_comparison_query.htm .
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductnone givenTo ensure that studies met the baseline quality expected, each article was assessed with the structured data extraction form.
“To ensure the studies met the baseline quality expected, each article was assessed with the structured data extraction form.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim. May combine two claims.
Study design and conductreasoningApproaches available in the grey literature were identified but not included in this review.
“Approaches available in the grey literature were identified but not included in this review.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductown dataMissing data or discrepancies were discussed between authors and resolved by consensus.
“Any missing data or discrepancies were discussed between authors and were resolved by consensus.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductreasoningAgreement was reached for accuracy of all studies.
“Agreement was reached for accuracy of all studies.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductcitationThe systematic review was registered on PROSPERO under registration number CRD 42016040081 in June 2016.
“This systematic review was registered on the PROSPERO database under the registration number: CRD 42016040081 in June 2016 [26].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [26] Lennox L, Maher L, Bell D, Reed J. The sustainability landscape: a systematic review of sustainability strategies and their impact in healthcare settings. PROSPERO Int Prospect Regist Syst Rev. 2016;CRD4201604:1–4.
Not checked in the free run.
Classified as probably not a substantial claim.
PremisecitationMany existing tools do not capture the multiple meanings of "good quality" and "rightness".
“Their use to determine the inclusion of qualitative studies is often not recommended as many existing tools do not capture the multiple meanings of “good quality” and “rightness”; therefore, studies should often not be excluded based on this quality assessment [22, 24].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [22] Barbour RS. Checklists for improving rigour in qualitative research: a case of the tail wagging the dog? BMJ Br Med J. 2001;322:1115–7. source
Not checked in the free run.
- cites [24] Walsh D, Downe S. Appraising the quality of qualitative research. Midwifery. 2006;22:108–19. source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductnone givenThe selection of databases, search terms and search strategy was supported by a medical librarian to ensure overall quality and coverage of the systematic review.
“The selection of databases, search terms and search strategy was supported by a medical librarian to ensure an overall quality and coverage of the systematic review.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductnone givenTwo authors independently screened the first 20% of full-text articles for inclusion.
“Two authors independently screened the first 20% of the full-text articles for inclusion.”
Quote in the paperNot a substantial claimMay combine two claims.
PremisecitationThe lack of consensus on sustainability has led to contradictory recommendations for influencing sustainability and debate on what qualifies as a sustained improvement.
“This has led to contradictory recommendations for influencing sustainability and debate on what qualifies as a sustained improvement [10, 13].”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [10] Martin GP, Weaver S, Currie G, Finn R, Mcdonald R. Innovation sustainability in challenging health-care contexts: embedding clinically led change in routine practice. Heal Serv Manage Res. 2012;25:190–9. source
Not checked in the free run.
- cites [13] Pluye P, Potvin L, Denis J-L. Making public health programs last: conceptualizing sustainability. Eval Program Plann. 2004;27:121–33. source
Not checked in the free run.
May combine two claims.
InterpretationreasoningTheoretical perspectives guided how sustainability was defined within approaches and how it was viewed within healthcare systems.
“Theoretical perspectives guided how sustainability was defined within approaches and how it was viewed within healthcare systems.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Study design and conductown dataOne author extracted data from the articles and a second author independently checked the extracted information against the full-text articles.
“One author (LL) extracted the data from the articles. This information was then independently checked against the full-text articles by the second author (LM).”
Quote in the paperNot a substantial claimMay combine two claims.
PremisecitationDiverse healthcare settings use similar processes to achieve adoption, implementation, and sustainability, indicating that general learning and lessons can be gathered across settings to inform sustainability research.
“It is recognised that diverse healthcare settings ‘use similar processes to achieve adoption, implementation, and sustainability’ which indicates general learning and lessons can be gathered from across settings to inform sustainability research [18].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
Probably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningThe framework can help those considering creating a sustainability method in their own setting.
“The framework can also help those considering creating a sustainability method in their own setting.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
InterpretationreasoningThe choice to evaluate, monitor or plan for sustainability overtime rather than after implementation may indicate a shift in perspectives from sustainability as an outcome to sustainability as an ongoing process.
“The choice to evaluate, monitor or plan for sustainability overtime rather than after implementation may indicate a shift in perspectives from sustainability as an outcome to sustainability as an ongoing process.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningGiven homogeneity of the individual constructs found, there is value in having an overarching resource and summary indicating the breadth of possible sustainability constructs to consider for sustainability in healthcare settings.
“Given homogeneity of the individual constructs found, we believe there is value in having an overarching resource and summary, indicating the breadth of possible sustainability constructs to consider for sustainability in healthcare settings.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing). May combine two claims.
InterpretationcitationContinuous production of new sustainability approaches may lead to further division and confusion in the literature and ultimately result in fewer robust studies on the use of available sustainability approaches being published.
“Those considering creating a sustainability approach should consider the information presented here and the available approaches for use before ‘recreating the wheel’ as continuous production may lead to further division and confusion in the literature and ultimately result in fewer robust studies on the use of available sustainability approaches being published [18].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
Probably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningIf the definition of sustainability is broadened, adaptation could also signify sustained improvement, especially if the adaptations contributed further to health benefits or cost recovery.
“If the definition is broadened, adaptation could also signify sustained improvement, especially if the adaptations contributed further to health benefits or cost recovery.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing). May combine two claims.
PremisecitationSome have cautioned that while it may be valuable to assess sustainability throughout initiatives, data collection past the implementation stage is still required to assess the continuation of initiative activities or outcomes and determine whether sustainability is actually achieved.
“As this perspective gains popularity, some have cautioned that while it may be valuable to assess sustainability throughout initiatives, data collection past the implementation stage is still required to assess the continuation of initiative activities or outcomes and determine whether sustainability is actually achieved [18].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
Probably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningThe consolidated framework for sustainability constructs in healthcare (Table 3) provides a knowledge base for those who may wish to review proposed sustainability constructs and draw on the substantial work and research already conducted in this area.
“The consolidated framework for sustainability constructs in healthcare (Table 3) provides a knowledge base for those who may wish to review proposed sustainability constructs and draw on the substantial work and research already conducted in this area.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationcitationValue is seen in both views, but depending on what theoretical perspective is taken, planning, measurement and monitoring is significantly different.
“Value is seen in both views, but depending on what theoretical perspective is taken, planning, measurement and monitoring is significantly different [8, 13, 61, 74, 75].”
Quote in the paperSubstantial claim0 of 5 sources checked- cites [8] Shediac-Rizkallah MC, Bone LR. Planning for the sustainability of community-based health programs: conceptual frameworks and future directions for research, practice and policy. Health Educ Res. 1998;13:87–108. source
Not checked in the free run.
- cites [13] Pluye P, Potvin L, Denis J-L. Making public health programs last: conceptualizing sustainability. Eval Program Plann. 2004;27:121–33. source
Not checked in the free run.
- cites [61] Maher L, Gustafson D, Evans A. Sustainability model and guide. Coventry: NHS Institute for Innovation and Improvement; 2010.
Not checked in the free run.
- cites [74] Rycroft-Malone J. The PARIHS framework—a framework for guiding the implementation of evidence-based practice. J Nurs Care Qual. 2004;19:297–304. source
Not checked in the free run.
- cites [75] Aarons GA, Hurlburt M, Horwitz SM. Advancing a conceptual model of evidence-based practice implementation in public service sectors. Adm Policy Ment Health Serv Res. 2011;38:4–23. source
Not checked in the free run.
May combine two claims.
InterpretationreasoningDifferences between prospective and retrospective approaches highlight how retrospective approaches tend to focus on delivery and evidence for continuation of initiatives while prospective approaches focus on building an initiative into an organisation, getting people on board and garnering networks that may help along the way.
“These differences highlight how retrospective approaches tend to focus on delivery and evidence for continuation of initiatives while prospective approaches focus on building an initiative into an organisation, getting people on board and garnering networks that may help along the way.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable). May combine two claims.
InterpretationcitationWhile there are benefits of approaches created for specific settings, there is also a risk in continually creating 'new' approaches with similar constructs divided by semantics and personal interpretations of the literature.
“While there are benefits of approaches created for specific settings, there is also a risk in continually creating ‘new’ approaches with similar constructs divided by semantics and personal interpretations of the literature [18, 20].”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites [18] Scheirer MA, Dearing JW. An agenda for research on the sustainability of public health programs. Am J Public Health. 2011;101:2059–67. source
Not checked in the free run.
- cites [20] Brinkerhoff DW, Goldsmith AA. Promoting the sustainability of development institutions: a framework for strategy. World Dev. 1992;20:369–83. source
Not checked in the free run.
Classified as probably not a substantial claim.
InterpretationcitationAll definitions identified in the review represent interrelated facets of what sustainability means in practice.
“All definitions identified in the review represent interrelated facets of what sustainability means in practice; therefore, those working in this field should explore the breadth of available sustainability domains in order to accurately represent the sustainability process and account for its full complexity and possible outcomes [7].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [7] Gruen RL, Elliott JH, Nolan ML, Lawton PD, Parkhill A, McLaren CJ, et al. Sustainability science: an integrated approach for health-programme planning. Lancet. 2008;372:1579–89. Elsevier Ltd source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationDouble data extraction is often not possible in many cases due to time and resources constraints.
“it is also recognised that this is often not possible in many cases due to time and resources constraints [78].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [78] Buscemi N, Hartling L, Vandermeer B, Tjosvold L, Klassen TP. Single data extraction generated more errors than double data extraction in systematic reviews. J Clin Epidemiol. 2006;59:697–703. source
Not checked in the free run.
Probably not a substantial claim: may not pass S2 (checkable), S4 (based). May combine two claims.
InterpretationreasoningIf we do not address sustainability appropriately, we continue to risk wasting valuable resources and losing significant progress and patient outcome improvements.
“If we do not address it appropriately, we continue to risk wasting valuable resources and losing significant progress and patient outcome improvements.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).
Interpretationnone givenThe number of sustainability approaches may grow with necessary alterations to design and further development.
“The number of sustainability approaches may grow with necessary alterations to design and further development, but there is a need for future authors to describe how new approaches fit within the findings presented here.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim. May combine two claims.
Study design and conductreasoningReporting which constructs were deemed important to assess does not indicate that these are the 'right' constructs or that they will lead to sustainability.
“We reported which constructs were deemed to be important to assess, but this does not indicate that these are the ‘right’ constructs or that they will lead to sustainability.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationDouble data extraction is recommended in most systematic reviews.
“Although double data extraction is recommended in most systematic reviews”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [78] Buscemi N, Hartling L, Vandermeer B, Tjosvold L, Klassen TP. Single data extraction generated more errors than double data extraction in systematic reviews. J Clin Epidemiol. 2006;59:697–703. source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Interpretationown dataProfessional expertise may be difficult to assess for quality but appears to be very significant in the creation of sustainability approaches.
“a technique that may be difficult to assess for quality but appears to be very significant in the creation of sustainability approaches.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningChoosing a sustainability approach to support this process can pose a challenge to those looking to influence sustainability because of the diverse approaches reported in the literature.
“Choosing a sustainability approach to support this process can pose a challenge to those looking to influence sustainability because of the diverse approaches reported in the literature.”
Quote in the paperNot a substantial claimMay combine two claims.
Study design and conductreasoningThe quality criteria in the data extraction form ensured each paper had a minimum level of data to adequately describe the approach, but did not assess quality of the approaches themselves.
“While the quality criteria set out in our data extraction form allowed us to ensure each paper had a minimum level of data to adequately describe the approach, it did not assess quality of the approaches themselves.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Study design and conductown dataMultiple authors were involved where possible in selection of studies (20% screened by a second author) and coding of constructs (25% of studies).
“we involved multiple authors where possible in selection of the studies (20% screened by a second author) and coding of constructs (25% of studies).”
Quote in the paperNot a substantial claimMay combine two claims.
Study design and conductown dataThe review did not use an existing quality assessment tool and cannot attribute value or accuracy of constructs from each approach.
“Another key limitation of this work is that we did not use an existing quality assessment tool and cannot attribute value or accuracy of constructs from each approach.”
Quote in the paperNot a substantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Study design and conductnone givenData extraction was checked against full-text articles for all included papers.
“Data extraction was also checked against full-text articles for all included papers.”
Quote in the paperNot a substantial claimMay combine two claims.
Study design and conductreasoningThe frequency of constructs does not indicate that assessing these constructs will achieve sustainability in practice or that they are correct or comprehensive.
“this does not tell us that assessing these constructs will achieve sustainability in practice or that they are correct or comprehensive.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable).
InterpretationreasoningSustainability of initiatives requires thoughtful planning and attention.
“sustainability of initiatives requires thoughtful planning and attention.”
Quote in the paperNot a substantial claim- Rests on an assumption: Sustainability of improvements has been recognised as a challenge for some time.
The paper relies on this without support.
Sustainability of improvements has been recognised as a challenge for some time.
“Sustainability of improvements has been recognised as a challenge for some time”
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
Reported influences on sustainability include characteristics of the innovation and the individuals involved, leadership, capacity, processes, and context.
“Reported influences on sustainability include characteristics of the innovation and the individuals involved, leadership, capacity, processes, and context [2, 9, 13, 14].”
From Factors influencing sustainability and scale-up of rural primary healthcare memory clinics: perspectives of clinic team members (2022) · cites this paper as [14]
Sustainability requires ongoing effort, so it is essential to build local capacity to adapt to constant change.
“Given that sustainability requires ongoing effort, it is essential to build local capacity to adapt to constant change [14, 54].”
From Factors influencing sustainability and scale-up of rural primary healthcare memory clinics: perspectives of clinic team members (2022) · cites this paper as [14]
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Full-text retrieval totals differ
MinorThe abstract reports 227 articles retrieved in full text, while the Results section reports 229 for the same full documentary analysis.
“227 articles retrieved in full text for full documentary analysis”
“229 articles were retrieved in full text for full documentary analysis”
Fox approach has conflicting publication years
MinorTable 1 dates the Fox et al. approach to 2015, while its cited reference [79] gives 2014.
“19. Fox, A. et al. [79] | 2015 | The sustainability of innovation theoretical framework”
“79. Fox A Gardner G Osborne S A theoretical framework to support research of health service innovation Aust Health Rev 2014”
Search-strategy publication totals differ
MinorThe abstract says the search strategy identified 1748 publications, whereas the Results section says it produced 2889 publications from the databases. The text does not explain whether these are counts from different stages.
“The search strategy identified 1748 publications”
“The search strategy resulted in 2889 publications from the databases.”
Professional-expertise percentage changes
MinorThe development results report professional expertise in 26% (16/62) of approaches, but the limitations section gives 24% for approaches informed by professional expertise.
“26% (16/62) using ‘professional expertise’ such as an advisory panel”
“many approaches (24%) were informed by professional expertise”
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A co-creation roadmap towards sustainable quality of care: A multi-method study
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- Authors
- Lennox, L., Maher, L., & Reed, J.
- Affiliations
- Imperial College London (GB)
- Middlemore Hospital (NZ)
- Corresponding author
- Lennox, L.
- Venue
- Implementation Science
- Published
- 2018-02-09
- Volume
- 13
- Issue
- 1
- Pages
- 27-27
- ISSN
- 1748-5908 (ISSN-L)
- PMC
- PMC5810192
- OpenAlex
- W2794446197
- Semantic Scholar
- ca7f175f679d8439f79b60e2b889eb0e65b07232
- Cited by
- 421
- References
- 100
- Citations by year
- 2026: 33 · 2025: 50 · 2024: 51 · 2023: 73 · 2022: 73 · 2021: 60 · 2020: 49 · 2019: 22 · 2018: 9 · 2017: 1
- FWCI
- 6.47
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- cc-by
- Locations
- Implementation Science (publishedVersion, cc-by)
- Europe PMC (PubMed Central) (publishedVersion, cc-by)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- Spiral (Imperial College London) (submittedVersion, other-oa)
- Funders
- National Institute for Health Research (N/A)
- Topics
- Health Sciences › Health Professions › Health Information Management › Healthcare Quality and Management
- Health Sciences › Health Professions › General Health Professions › Health Policy Implementation Science
- Social Sciences › Urban Studies › Healthcare Facilities Design and Sustainability
- Keywords
- sustainability in healthcare, improvement initiatives, sustainability framework, sustainability model, sustainability assessment tools, sustainability strategy, quality improvement, innovation implementation
- MeSH terms
- Delivery of Health Care, Health Personnel, Humans, Quality Assurance, Health Care, Checklist, Quality Improvement
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