Cited by 595Gut microbiota and healthAutism Spectrum Disorder ResearchGastrointestinal motility and disorders

Emerging Roles for the Gut Microbiome in Autism Spectrum Disorder

Open access
Vuong, Helen E., Hsiao, Elaine Y.·2017·Biological Psychiatry

Abstract

Autism spectrum disorder (ASD) is a serious neurodevelopmental disorder that affects one in 45 children in the United States, with a similarly striking prevalence in countries around the world. However, mechanisms underlying its etiology and manifestations remain poorly understood. Although ASD is diagnosed based on the presence and severity of impaired social communication and repetitive behavior, immune dysregulation and gastrointestinal issues are common comorbidities. The microbiome is an integral part of human physiology; recent studies show that changes in the gut microbiota can modulate gastrointestinal physiology, immune function, and even behavior. Links between particular bacteria from the indigenous gut microbiota and phenotypes relevant to ASD raise the important question of whether microbial dysbiosis plays a role in the development or presentation of ASD symptoms. Here we review reports of microbial dysbiosis in ASD. We further discuss potential effects of the microbiota on ASD-associated symptoms, drawing on signaling mechanisms for reciprocal interactions among the microbiota, immunity, gut function, and behavior. In addition, we discuss recent findings supporting a role for the microbiome as an interface between environmental and genetic risk factors that are associated with ASD. These studies highlight the integration of pathways across multiple body systems that together can impact brain and behavior and suggest that changes in the microbiome may contribute to symptoms of neurodevelopmental disease.

Integrity signals

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Crossref · 10.1016/j.biopsych.2016.08.024

Cites

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  • Premisecitation

    Transfer of gut microbiota from control mice into offspring of high fat diet-fed mothers corrects impairments in sociability and social novelty.

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    Postnatal colonization of germ-free mice with wildtype mouse gut microbiota at weaning corrects some social impairments.

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    Germ-free rats exhibit reduced social investigation of an unfamiliar partner.

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    ASD is associated with a higher prevalence of gastrointestinal disorders and disturbances compared to controls.

    “Parallel studies reveal greater prevalence of gastrointestinal disorders and disturbances in ASD populations compared to controls (19, 20).”
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    Alterations in gut microbiota are observed in ASD individuals compared to neurotypical controls.

    “Alterations in the gut microbiota are observed in ASD individuals compared to neurotypical controls (Table 1).”
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    ASD patients show increased microglia and astroglia activation in the cerebellum and cerebral cortex, and increased proinflammatory cytokines in cerebrospinal fluid and cortical regions.

    “Postmortem brains of ASD patients show increased microglia and astroglia activation in the cerebellum and cerebral cortex, along with increased levels of proinflammatory cytokines in the cerebrospinal fluid and cortical regions of the brain (16).”
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    Deficient gut epithelium integrity and increased intestinal permeability are reported in ASD.

    “Deficient integrity of the gut epithelium and increased intestinal permeability are also reported (21).”
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    High fat diet-induced maternal obesity alters offspring gut microbiome and causes social behavioral deficits linked to altered mesolimbic reward signaling.

    “A recent study by Buffington et al. showed that high fat diet induced-maternal obesity alters the offspring gut microbiome and causes social behavioral deficits that are linked to altered signaling in the mesolimbic reward system (29).”
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    In a mouse model of maternal immune activation, mice develop core behavioral features of ASD, neuropathologies, and co-morbid GI and immunological symptoms.

    “In a mouse model of maternal immune activation, a principal environmental risk factor for autism, mice develop core behavioral features of ASD (impaired social communication and stereotyped behaviors), as well as several neuropathologies and co-morbid gastrointestinal and immunological symptoms relevant to the human disorder (30–32).”
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    Germ-free mice exhibit decreased sociability and reduced social preference for unfamiliar versus familiar mice.

    “Two independent studies demonstrate that germ-free mice exhibit decreased sociability or propensity to interact with a novel mouse versus non-social object, and reduced social preference to interact with an unfamiliar versus familiar mouse (22, 23).”
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    Early life treatment with Bacteroides fragilis ameliorates deficits in ultrasonic vocalizations and reduces stereotypic burying behavior in maternal immune activation mice.

    “Altering the postnatal gut microbiota by early life treatment with the human gut bacterium Bacteroides fragilis sufficiently ameliorated deficits in the frequency and quality of adult ultrasonic vocalizations and reduced stereotypic burying behavior exhibited by the ASD-like mice.”
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    Many studies report dysbiosis of the gut microbiota in ASD individuals.

    “Many studies report dysbiosis of the gut microbiota in ASD individuals.”
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    ASD-associated genes encode immune system components, and mutations in those genes are linked with ASD phenotype.

    “Moreover, there are ASD-associated genes that encode for features of the immune system, and mutations in those genes are linked with ASD phenotype, including loss of structural and functional connectivity in brain regions important for socio-communicative function (17, 18).”
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    The developing embryo is largely devoid of microbial colonization, and mammals inherit their initial microbiome through the birthing process.

    “The developing embryo is largely devoid of microbial colonization, and a preponderance of evidence suggests that mammals inherit their initial microbiome through the birthing process.”
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    Gut microbes influence intestinal barrier integrity, epithelial cell regeneration, mucus production and GI motility.

    “Gut microbes influence various aspects of gut physiology, including intestinal barrier integrity, epithelial cell regeneration, mucus production and gastrointestinal motility (59).”
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    The microbiota is well positioned at the intersection between genes and environment, as its composition and function depend on genetic background and are shaped by environmental factors.

    “The microbiota is well positioned at the intersection between genes and environment, as its composition and function are dependent on genetic background and critically shaped by environmental factors, including age, infection, diet and xenobiotics.”
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    GI problems are common in individuals with autism and could potentiate behavioral issues.

    “Although the precise incidence varies from study to study, there is a general consensus that GI problems are common in individuals with autism (57) and that they could potentiate behavioral issues (57).”
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    Several genetic factors increase ASD risk, including SNPs, CNVs and de novo mutations in genes involved in synaptic transmission and neuronal activity.

    “Several genetic factors increase ASD risk, including short nucleotide polymorphisms (SNPs), copy number variants (CNVs) and de novo mutations in genes involved in synaptic transmission and neuronal activity (82–84).”
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    The microbiota conveys lasting effects of infection to the host and can regulate epigenetic modification of the host genome.

    “The microbiota also conveys lasting effects of infection to the host (89) and can regulate epigenetic modification of the host genome (90, 91).”
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    Some studies report C-section is associated with elevated risk for ASD in offspring, though one reported no link.

    “Consistent with this, some studies report that C-section is associated with elevated risk for ASD in the offspring (108, 109), though one reported no link between C-section and ASD symptoms (110).”
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    Idiopathic ASD is thought to result from a combination of several genetic and environmental factors that each contributes a fraction of disease risk.

    “Idiopathic ASD is thought to be a result of a combination of several genetic and environmental factors that each contributes a fraction of disease risk.”
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    Vancomycin treatment in ASD children reported some improvements in ASD behaviors, which waned when antibiotic treatment was discontinued.

    “Interestingly, a small clinical study of vancomycin treatment in ASD children reported some improvements in ASD behaviors, which waned when antibiotic treatment was discontinued (50), suggesting that the microbiome may contribute actively to the severity of behavioral abnormalities in ASD.”
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    This microbial dysbiosis is correlated with lasting behavioral abnormalities, neuropathologies, immune dysfunction and deficient gastrointestinal integrity.

    “This microbial dysbiosis is correlated with lasting behavioral abnormalities, neuropathologies, immune dysfunction and deficient gastrointestinal integrity.”
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    No defined microbial signature has been identified for ASD, though many studies report microbiome differences within independent cohorts of ASD and controls.

    “That is, no defined microbial signature has been identified for ASD, though many studies report microbiome differences within independent cohorts of ASD and controls (Table 1).”
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    B. fragilis and Clostridial consortium correct symptoms of intestinal disease and multiple sclerosis in animal models.

    “By this mechanism, B. fragilis and Clostridial consortium sufficiently correct symptoms of intestinal disease and multiple sclerosis in animal models (74, 75) and continue to be tested for clinical translation into patient populations.”
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    Animal models demonstrate microbiome changes in response to maternal stress are passed onto offspring at birth, setting in motion microbial dysbiosis that persists into adulthood.

    “Animal models demonstrate that microbiome changes in response to maternal stress are passed onto offspring at birth, setting in motion microbial dysbiosis that persists into adulthood (105–107).”
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    The gut microbiota exhibits important bidirectional interactions with the immune system.

    “The gut microbiota exhibits important bidirectional interactions with the immune system.”
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    Premisecitation

    Emerging studies suggest the microbiota is an important regulator of gastrointestinal physiology, immune function and behavior.

    “Emerging studies suggest the microbiota is an important regulator of gastrointestinal physiology, immune function and behavior (Figure 1).”
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  • The paper relies on this without support.

    The gut microbiota is an integral part of human physiology.

    “The microbiome is an integral part of human physiology; recent studies show that changes in the gut microbiota can modulate gastrointestinal physiology, immune function and even behavior.”
  • The paper relies on this without support.

    The gut microbiota plays an important role in regulating normal host physiology, metabolism, nutrition, and brain function.

    “The microbiota plays an important role in regulating normal host physiology, metabolism, nutrition, and brain function.”
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Authors
Vuong, H. E., & Hsiao, E. Y.
Affiliations
University of California, Los Angeles (US)
Corresponding author
Hsiao, Elaine Y.
Venue
Biological Psychiatry
Publisher
Elsevier BV
Published
2017-03
Volume
81
Issue
5
Pages
411-423
ISSN
0006-3223 (ISSN-L)
OpenAlex
W2515537885
Cited by
595
References
152
Citations by year
2026: 45 · 2025: 45 · 2024: 53 · 2023: 59 · 2022: 82 · 2021: 89 · 2020: 92 · 2019: 55 · 2018: 49 · 2017: 25 · 2016: 1
FWCI
3.91
Type
journal article
Language
en
Open access
Locations
  • Biological Psychiatry (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • Alfred P. Sloan Foundation
  • National Institutes of Health (DP5OD017924)
  • National Institute of Mental Health (F31MH090749)
  • National Institute of General Medical Sciences (K12GM106996)
Topics
  • Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Gut microbiota and health
  • Life Sciences › Neuroscience › Cognitive Neuroscience › Autism Spectrum Disorder Research
  • Health Sciences › Medicine › Gastroenterology › Gastrointestinal motility and disorders
Keywords
autism spectrum disorder, gut microbiota, dysbiosis, immune dysregulation, gastrointestinal symptoms, neurodevelopmental disorders, microbiota-immune interactions, environmental risk factors, genetic risk factors, neurobehavioral symptoms
MeSH terms
Autism Spectrum Disorder, Gastrointestinal Microbiome, Adolescent, Adult, Animals, Behavior, Animal, Brain, Child, Child, Preschool, Disease Models, Animal, Humans, Risk Factors, Gastrointestinal Tract, Mice, Endophenotypes

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