Cited by 675RNA Interference and Gene DeliveryImmunotherapy and Immune ResponsesAdvancements in Transdermal Drug Delivery

Nonviral delivery of self-amplifying RNA vaccines

Open access
Geall, Andrew J., Verma, Ayush, Otten, Gillis R., Shaw, Christine A., Hekele, Armin, Banerjee, Kaustuv, Cu, Yen, Beard, Clayton W. +11 more·2012·Proceedings of the National Academy of Sciences

Abstract

Despite more than two decades of research and development on nucleic acid vaccines, there is still no commercial product for human use. Taking advantage of the recent innovations in systemic delivery of short interfering RNA (siRNA) using lipid nanoparticles (LNPs), we developed a self-amplifying RNA vaccine. Here we show that nonviral delivery of a 9-kb self-amplifying RNA encapsulated within an LNP substantially increased immunogenicity compared with delivery of unformulated RNA. This unique vaccine technology was found to elicit broad, potent, and protective immune responses, that were comparable to a viral delivery technology, but without the inherent limitations of viral vectors. Given the many positive attributes of nucleic acid vaccines, our results suggest that a comprehensive evaluation of nonviral technologies to deliver self-amplifying RNA vaccines is warranted.

AI snapshot

Written from the paper’s full text.

TL;DR

Nonviral delivery of a 9-kb self-amplifying RNA encapsulated in lipid nanoparticles (LNP/RNA) increased reporter gene expression and immunogenicity compared with unformulated RNA. In mice and cotton rats, LNP/RNA elicited potent RSV-F-specific humoral and cellular responses and protection from RSV challenge comparable to viral replicon particle delivery.

Key findings

  • LNP encapsulation protected self-amplifying RNA from RNase degradation and improved in vivo expression: 0.1 μg LNP/RNA increased serum SEAP over 1 μg naked RNA and reduced animal-to-animal variability.
  • After two intramuscular immunizations, 0.1 μg LNP/RNA encoding RSV-F elicited F-specific IgG GMT 26,170 versus 2,292 for 1 μg naked RNA; 1 μg LNP/RNA was equivalent to 1 × 10⁶ IU VRPs (GMT 10,478), and seroconversion occurred after a single LNP/RNA dose as low as 0.01 μg RNA.
  • In cotton rats, LNP/RNA boosted F-specific IgG approximately 8-fold (GMT 4,355 vs. 526) and RSV neutralization titers 10-fold (GMT 1,493 vs. 154) relative to the same dose of naked RNA, equivalent to 5 × 10⁶ IU VRPs (GMTs 5,861 and 1,690); all self-amplifying RNA vaccines reduced lung viral load >1,000-fold versus controls after intranasal RSV challenge.
  • LNP/RNA elicited slightly elevated F-specific IgG2a relative to IgG1 and potent antigen-specific IFN-γ-producing CD4⁺ and CD8⁺ T cell responses; functional immune responses against HIV antigens were also observed (Fig. S5).

Methods

  • Preclinical vaccine study using a self-amplifying RNA based on an alphavirus genome, produced by T7 RNA polymerase transcription from linear pDNA and encapsulated in lipid nanoparticles via an ethanol dilution process using DLinDMA, DSPC, cholesterol, and PEG-DMG 2000.
  • Female BALB/c mice (8–10 wk, ~20 g) and female cotton rats were immunized intramuscularly on days 0 and 21; cotton rats were challenged intranasally with 1 × 10⁵ pfu RSV 4 wk after the final immunization.
  • Main analyses included serum SEAP and luciferase bioluminescence, RSV-F-specific IgG/IgG1/IgG2a ELISA, RSV neutralization titers, T cell cytokine flow cytometry, and lung viral load; statistics used one-way ANOVA or Kruskal-Wallis with Dunn’s posttest at 95% confidence.

Limitations

  • Stated: immunogenicity at submilligram doses in larger species “remains to be directly tested”; the mechanism of action is not fully elucidated, and studies are underway to identify transfected cells and explain why LNP delivery gives longer expression than VRP delivery.
  • Stated: production of larger (~9 kb) self-amplifying RNA adds challenges, though the authors call them “not insurmountable.”
  • Evident from the text: all efficacy and challenge data are from mice and cotton rats, with no human or nonhuman primate data reported for this LNP/RNA vaccine.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1073/pnas.1209367109

Cites

43 of 43 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

18 of 59 cited sources checked · 11 supported · 0 flagged · accuracy not yet measured

  • Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    Naked RNA vaccines suffer from limited potency, in part due to RNA instability in vivo, related to the presence of degradative enzymes in tissues.

    “However, naked RNA vaccines suffer from limited potency, in part due to RNA instability in vivo, related to the presence of degradative enzymes in tissues (15).”
    Quote in the paperSubstantial claim1 of 1 sources checked
  • Premisecitation

    For infant RSV vaccine development, safety considerations favor replicating (or self-amplifying) vaccine candidates over subunit approaches.

    “However, for infant RSV vaccine development, safety considerations favor replicating (or selfamplifying) vaccine candidates over subunit approaches (33).”
    Quote in the paperSubstantial claim1 of 1 sources checked
  • Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    EP-mediated delivery of pDNA has been shown to be broadly effective.

    “Similarly, EP-mediated delivery of pDNA has been shown to be broadly effective (26) and thus was used as the benchmark for pDNA delivery.”
    Quote in the paperSubstantial claim1 of 1 sources checked
  • Premisecitation

    VRPs have been shown to be potent in nonhuman primates and humans at a 100-fold higher dose (1 × 10^8 IU).

    “VRPs have been shown to be potent in nonhuman primates and humans at a 100-fold higher dose (1 × 10 8 IU) (22,25), and thus we anticipate that this unique RNA vaccine will be immunogenic at submilligram doses in larger species, but this remains to be directly tested.”
    Quote in the paperSubstantial claim1 of 2 sources checked
    • cites [22] source

      Materials and Methods reports a VRP dose of 1 × 10^8 IU in rhesus macaques, and the Results and Discussion report immune responses and protection with a VRP-prime/Env-protein-boost regimen. The copy does not establish potency in humans or that this dose was 100-fold higher than a comparison dose; it also reports that VRP alone did not protect the macaques. (LLM, conf=0.86)

      Experimental — accuracy not yet measured
    • cites [25] source
  • Premisecitation

    The current costs of clinical manufacturing of pDNA are on the order of $50-100 per milligram (1-10 g scale).

    “The current costs of clinical manufacturing of pDNA are on the order of $50-100 per milligram (1-10 g scale) (26).”
    Quote in the paperSubstantial claim1 of 1 sources checked
  • May combine two claims. 38
  • Classified as probably not a substantial claim. 9
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    pDNA vaccines have proven to be a flexible platform and are broadly effective in small animal models, but have generally lacked potency in human clinical trials.

    “Although plasmid DNA (pDNA) vaccines have proven to be a flexible platform and are broadly effective in small animal models, they have generally lacked potency in human clinical trials (2).”
    Quote in the paperSubstantial claim1 of 1 sources checked
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    New technologies will be required to address changing vaccine needs.

    “However, with increasing life expectancy in high-income countries and newly emerging infections and poverty in low-income countries, new technologies will be required to address changing vaccine needs (1).”
    Quote in the paperNot a substantial claim1 of 1 sources checked
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    VRPs are potent vaccines in mice, nonhuman primates, and humans.

    “VRPs are potent vaccines in mice (10,11), nonhuman primates (11,22), and humans (25).”
    Quote in the paperSubstantial claim2 of 4 sources checked
    • cites [10] source
    • cites [11] source
    • cites [22] source

      The Discussion (page unavailable) reports complete protection of rhesus macaques given an intramuscular VRP prime plus Env-protein boost, supporting the nonhuman-primate portion attributed to this source. It also says none of the macaques given VRP alone were protected, so the unqualified description of VRPs as potent vaccines overstates this study. The separate mice and humans citations are not being judged here. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
    • cites [25] source
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    There are limited published data on the in vivo delivery of self-amplifying RNA using nonviral delivery strategies, and none has taken advantage of the recently developed, clinically suitable delivery systems for siRNA.

    “There are limited published data on the in vivo delivery of self-amplifying RNA using nonviral delivery strategies (3,14,18), and none has taken advantage of the recently developed, clinically suitable delivery systems for siRNA (19,20).”
    Quote in the paperSubstantial claim2 of 5 sources checked
    • cites [3] source
    • cites [14] source
    • cites [18]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [19] source
    • cites [20] source
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    Injection of naked mRNA or self-amplifying RNA in vivo induces gene expression and generates immune responses, with self-amplifying RNA being more efficient for gene expression in situ.

    “Injection of naked mRNA or self-amplifying RNA in vivo induces gene expression and generates immune responses (4, 11-13), with self-amplifying RNA being more efficient for gene expression in situ (13,14).”
    Quote in the paperSubstantial claim2 of 5 sources checked
    • cites [4]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [11] source
    • cites [12] source
    • cites [13] source

      The in vivo gene-expression results report that injected replicative mRNA produced substantially more luciferase than non-replicative mRNA in muscle. The Discussion reports an immune response from prior CEA mRNA injections, but this study did not establish that its self-amplifying RNA generated an immune response; it discusses that possibility as a hypothesis (page not provided). (LLM, conf=0.87)

      Experimental — accuracy not yet measured
    • cites [14] source

      The Results section ('Relative expression levels and cellular immune response'; page unavailable) reports in vivo gene expression from both mRNA and replicon RNA, with lower, shorter-lived expression from mRNA. Replicon RNA elicited immune responses, but naked mRNA produced no detectable specific immune response in this study's single-injection experiments. The Introduction does report immune responses to mRNA vaccination in other studies, so the broad claim is supported only with that qualification. (LLM, conf=0.86)

      Experimental — accuracy not yet measured
  • May combine two claims.

    Premisecitation

    The F protein of RSV is a conserved target of neutralizing antibodies and a promising antigen for RSV vaccine development.

    “The F protein of RSV is a conserved target of neutralizing antibodies and a promising antigen for RSV vaccine development (29).”
    Quote in the paperSubstantial claim1 of 1 sources checked
  • May combine two claims.

    Findingcitation

    The neutralization titers elicited by LNP/RNA are above the titer of 380 that correlates with protection in cotton rats and similar to passively acquired serum neutralizing titers that correlate with protection of human infants from severe RSV disease.

    “The neutralization titers elicited by LNP/RNA are above the titer of 380 that correlates with protection in cotton rats (30) and similar to passively acquired serum neutralizing titers that correlate with protection of human infants from severe RSV disease (31,32).”
    Quote in the paperSubstantial claim1 of 3 sources checked
    • cites [30] source
    • cites [31] source
    • cites [32] source
  • May combine two claims.

    Premisecitation

    Currently there is no vaccine for RSV and, because of a history of disease enhancement upon natural infection after immunization with an RSV vaccine candidate that elicited TH2-biased (and non-neutralizing) RSV-specific immune responses in RSV-naive infants, elicitation of a non-TH2-biased RSV-specific response is considered an essential attribute for infant RSV vaccine candidates.

    “Currently there is no vaccine for RSV and, because of a history of disease enhancement upon natural infection after immunization with an RSV vaccine candidate that elicited T H 2-biased (and non-neutralizing) RSV-specific immune responses in RSV-naive infants, elicitation of a non-T H 2-biased RSV-specific response is considered an essential attribute for infant RSV vaccine candidates (33).”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [33] source

      The Major hurdles section says adequate RSV vaccine options were unavailable and describes enhanced disease in infants after the formalin-inactivated vaccine. The Vaccine-enhanced disease section reports poor neutralizing antibody responses in those children, and the Role of T cells in vaccine-enhanced illness section recommends avoiding Th2 responses in RSV vaccines. However, it identifies clear Th2 induction in immunized animal models, not as a directly established response in the infants; their lung eosinophilia is cited as a reason for concern. (LLM, conf=0.86)

      Experimental — accuracy not yet measured
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationcitation

    The shorter duration of expression in situ after RNA immunization compared with pDNA may be related to the induction of apoptosis of the transfected cell, which could occur during RNA amplification, leading to transient gene expression.

    “The shorter duration of expression in situ after RNA immunization compared with pDNA may be related to the induction of apoptosis of the transfected cell, which could occur during RNA amplification, leading to transient gene expression (12,13).”
    Quote in the paperNot a substantial claim1 of 2 sources checked
    • cites [12] source
    • cites [13] source

      The in vivo results report that replicative mRNA expression returned to baseline within 28 days, while plasmid DNA expression remained above baseline (Augmented gene expression in vivo). The Discussion proposes host-cell protein-synthesis inhibition and resulting cytopathogenicity as one possible explanation for the decline in mRNA-directed expression. It does not specifically identify apoptosis or establish that it occurs during RNA amplification. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Recently, there has been an exponential growth in the development of clinically suitable nonviral delivery systems for siRNA.

    “Recently, there has been an exponential growth in the development of clinically suitable nonviral delivery systems for siRNA (19,20); we have taken advantage of these innovations to develop the LNP/RNA formulation and have now embarked on a more extensive evaluation of other nonviral delivery systems.”
    Quote in the paperNot a substantial claim1 of 2 sources checked
    • cites [19] source
    • cites [20] source

      The Main section describes advances in synthetic nonviral siRNA carriers and reports that some delivery agents are being used in clinical trials. It does not establish exponential growth, and it says safe, effective delivery remains a barrier rather than characterizing these systems generally as clinically suitable. Page numbers were not provided in our copy. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
  • May combine two claims.

    Findingown data

    The same self-amplifying RNA, when delivered using a VRP (1 × 10^6 IU), produced twice the bioluminescence at day 3 compared with LNP/RNA, but expression decayed much more rapidly and reached background levels by day 28.

    “The same self-amplifying RNA, when delivered using a VRP (1 × 10 6 IU), produced twice the bioluminescence at day 3 compared with LNP/RNA, but expression decayed much more rapidly and reached background levels by day 28 (Fig. 2B).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    EP delivery of pDNA (at a high dose of 20 μg) elicited anti-F IgG titers (GMTs of 6,712) on average 3.9-fold less than those elicited by 0.1 μg of LNP/RNA, although not statistically different.

    “EP delivery of pDNA (at a high dose of 20 μg) elicited anti-F IgG titers (GMTs of 6,712) on average 3.9-fold less than those elicited by 0.1 μg of LNP/RNA, although not statistically different.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Mice administered a pDNA-encoding luciferase (10 μg) delivered using EP in situ displayed the highest measurable bioluminescence at all time points tested, and this level remained high for at least 63 d.

    “On the other hand, mice administered a pDNA-encoding luciferase (10 μg) delivered using EP in situ displayed the highest measurable bioluminescence at all time points tested, and this level remained high for at least 63 d (Fig. 2D).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    Encapsulation of a 10-fold lower dose of RNA (0.1 μg) in LNPs increased the serum SEAP concentration and reduced the variability between animals.

    “Encapsulation of a 10-fold lower dose of RNA (0.1 μg) in LNPs increased the serum SEAP concentration and reduced the variability between animals.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Six days after intramuscular injection of 1 μg naked self-amplifying RNA encoding SEAP, gene expression was measurable but highly variable.

    “Six days after intramuscular (i.m.) injection of 1 μg naked self-amplifying RNA encoding secreted alkaline phosphatase (SEAP), gene expression, as determined by serum SEAP concentration, was measurable but highly variable (Fig. 1D).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Naked RNA required two vaccinations and microgram doses of RNA.

    “This contrasted with what was observed for naked RNA, which required two vaccinations and microgram doses of RNA.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The LNP/RNA was statistically superior to naked RNA and equivalent to the 5 × 10^6 IU of VRPs [GMTs 5,861 (F-specific IgG) and 1,690 (neutralization)].

    “The LNP/RNA was statistically superior to naked RNA and equivalent to the 5 ×10 6 IU of VRPs [GMTs 5,861 (F-specific IgG) and 1,690 (neutralization)].”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Addition of empty LNPs to naked RNA decreased the serum SEAP concentration relative to LNP-encapsulated RNA, indicating that RNA encapsulation was necessary for efficient RNA delivery and reporter gene expression.

    “Addition of empty LNPs (without RNA) to naked RNA (0.1 μg) decreased the serum SEAP concentration relative to LNP-encapsulated RNA, indicating that RNA encapsulation was necessary for efficient RNA delivery and reporter gene expression.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Findingnone given

    A recombinant F protein subunit vaccine formulated with alum was shown to be the most potent vaccine for induction of total and protective antibody responses.

    “A recombinant F protein subunit vaccine formulated with alum was shown to be the most potent vaccine for induction of total and protective antibody responses.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    Bioluminescence intensity induced by LNP/RNA was substantially greater than naked RNA, pDNA, and pDNA launched RNA, and was comparable to the bioluminescence produced by 1 × 10^6 IU of VRPs.

    “Bioluminescence intensity induced by LNP/RNA was substantially greater than naked RNA, pDNA, and pDNA launched RNA, and was comparable to the bioluminescence produced by 1 × 10 6 infectious units (IU) of VRPs.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    RNA integrity was maintained during formulation, and the LNPs protected the RNA from degradation by RNase A.

    “Agarose gel electrophoresis showed that RNA integrity was maintained during formulation (Fig. 1C, lane 4) and that the LNPs protected the RNA from degradation by RNase A (Fig. 1C, lane 5).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Mice injected with LNP/RNA (1 μg) showed measurable bioluminescence that was already high on day 3, peaked on day 7, and decreased to background by day 63.

    “In an extended study (Fig. 2 B-D), mice injected with LNP/RNA (1 μg) showed measurable bioluminescence that was already high on day 3, peaked on day 7, and decreased to background by day 63 (Fig. 2C).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The potency of the LNP/RNA vaccine in mice and cotton rats was comparable to a single-cycle alphavirus vector (VRP, 1 × 10^6 IU) at a reasonable dose of RNA (1 μg) and was generally comparable to pDNA delivered using EP at higher doses.

    “The potency of this unique LNP/RNA vaccine in mice and cotton rats was comparable to a single-cycle alphavirus vector (VRP, 1 × 10 6 IU) at a reasonable dose of RNA (1 μg) and was generally comparable to pDNA delivered using EP at higher doses.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    All self-amplifying RNA vaccines provided protection from a nasal RSV challenge, reducing the lung viral load >1,000-fold compared with control animals.

    “All self-amplifying RNA vaccines provided protection from a nasal RSV challenge, reducing the lung viral load >1,000-fold compared with control animals (Fig. 5C) and these data are in agreement with previous reports for naked RNA (12).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [12] source
  • May combine two claims.

    Findingown data

    The LNP/RNA formulation boosted F-specific IgG titers approximately 8-fold (GMTs 4,355) and neutralization titers 10-fold (GMTs 1,493) relative to the same dose of naked RNA [GMTs of 526 (F-specific IgG) and 154 (neutralization)].

    “The LNP/RNA formulation boosted F-specific IgG titers approximately 8-fold (GMTs 4,355) and neutralization titers 10-fold (GMTs 1,493) relative to the same dose of naked RNA [GMTs of 526 (F-specific IgG) and 154 (neutralization)].”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingcitation

    The ethanol dilution process produces small uniform lipid particles with a high RNA encapsulation efficiency.

    “An ethanol dilution process (28) was used to produce small uniform lipid particles with a high RNA encapsulation efficiency.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [28] source
  • May combine two claims.

    Findingown data

    The number-weighted mean diameters of the six LNP/RNA formulations ranged from 79 to 121 nm and Z-average diameters from 130 to 164 nm with a polydispersity index from 0.09 to 0.14.

    “The number-weighted mean diameters ranged from 79 to 121 nm and Z-average diameters from 130 to 164 nm with a polydispersity index from 0.09 to 0.14.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The ratio of F-specific IgG titer to RSV neutralization titer is low for the LNP/RNA vaccine relative to the RSV-F subunit adsorbed on alum; thus it may be particularly suitable for development into a safe and effective infant RSV vaccine candidate.

    “The ratio of F-specific IgG titer to RSV neutralization titer (Table S2) is low for the LNP/ RNA vaccine relative to the RSV-F subunit adsorbed on alum; thus it may be particularly suitable for development into a safe and effective infant RSV vaccine candidate.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The LNP/RNA provides the benefit of a non-TH2-biased response in addition to strong cellular immune responses.

    “The LNP/RNA provides this benefit (Fig. 4) in addition to strong cellular immune responses.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Findingnone given

    The self-amplifying RNA vaccine platform generates a humoral and cellular immune response (both CD4 and CD8).

    “(iv) the generation of a humoral and cellular immune responses (both CD4 and CD8).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning

    Facilitated delivery of RNA, either by VRPs or LNPs, resulted in higher levels of reporter gene expression (SEAP and luciferase) than naked RNA delivery and considerably lower variability of expression between animals.

    “Facilitated delivery of RNA, either by VRPs or LNPs, resulted in higher levels of reporter gene expression (SEAP and luciferase) than naked RNA delivery and considerably lower variability of expression between animals.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    Many of the obstacles to mRNA vaccine development have been surmounted, and recently there has been a revival in the use of nonamplifying mRNA vaccines for cancer, allergy, and gene therapy.

    “However, many of the obstacles to mRNA vaccine development have been surmounted, and recently there has been a revival in the use of nonamplifying mRNA vaccines for cancer (6), allergy (7), and gene therapy (8).”
    Quote in the paperNot a substantial claim0 of 3 sources checked
    • cites [6] source
    • cites [7] source
    • cites [8] source
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    Naturally transient and cytosolically active mRNA can now be produced at sufficient quantity and quality for human clinical trials and is seen by many as a safer and more potent alternative to pDNA for vaccination.

    “Naturally transient and cytosolically active mRNA can now be produced at sufficient quantity and quality for human clinical trials (6) and is seen by many (9) as a safer and more potent alternative to pDNA for vaccination.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [6] source
    • cites [9] source
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    Viral vector-based technologies are generally regarded as the most efficient means to deliver nucleic acids into cells, but their utility can be restricted by preexisting or vaccine-induced antivector immunity that can decrease vaccine potency.

    “Viral vector-based technologies are generally regarded as the most efficient means to deliver nucleic acids into cells, but their utility can be restricted by preexisting or vaccine-induced antivector immunity that can decrease vaccine potency (12).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [12] source
  • May combine two claims.

    Premisecitation
    § Nonviral delivery of self-amplifying RNA vaccines

    Recombinant viral vector technologies have the advantage of efficient delivery of the nucleic acid payload, but their utility is often hampered by antivector immunity, production limitations, and safety concerns.

    “Recombinant viral vector technologies have the advantage of efficient delivery of the nucleic acid payload, but their utility is often hampered by antivector immunity, production limitations, and safety concerns (3,4).”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [3] source
    • cites [4]
  • May combine two claims.

    Premisecitation

    Various RNA vaccines have been evaluated in human clinical trials, including naked and formulated non-amplifying mRNA and self-amplifying RNA packaged in VRPs.

    “Various RNA vaccines have been evaluated in human clinical trials, including naked and formulated non-amplifying mRNA (37-39) and self-amplifying RNA packaged in VRPs (25).”
    Quote in the paperNot a substantial claim0 of 4 sources checked
    • cites [37] source
    • cites [38] source
    • cites [39] source
    • cites [25] source
  • May combine two claims.

    Interpretationreasoning

    RNA vaccines avoid the nuclear delivery rate-limiting step by using cytoplasmic amplification and expression, resulting in more efficient transfection of different cell types, including quiescent or slowly proliferating cells, such as vascular endothelia or myocytes.

    “RNA vaccines avoid this rate-limiting step by using cytoplasmic amplification and expression, resulting in more efficient transfection of different cell types, including quiescent or slowly proliferating cells, such as vascular endothelia or myocytes.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    The LNP formulation markedly enhances the potency of the self-amplifying RNA, thereby generating a robust and potentially generic vaccine technology.

    “Therefore, the LNP formulation markedly enhances the potency of the self-amplifying RNA, thereby generating a robust and potentially generic vaccine technology.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given

    Image acquisition times were kept constant as bioluminescence was measured with a cooled CCD camera.

    “Image acquisition times were kept constant as bioluminescence was measured with a cooled CCD camera.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    Those studies showed RNA vaccines to be well tolerated and immunogenic.

    “Those studies showed RNA vaccines to be well tolerated and immunogenic.”
    Quote in the paperSubstantial claim0 of 4 sources checked
    • cites [37] source
    • cites [38] source
    • cites [39] source
    • cites [25] source
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning

    Because the replication cycle of the self-amplifying RNA is strictly cytoplasmic, the need for codon modification is diminished, and the risks of splicing and destruction of the transcript are avoided.

    “In addition, because the replication cycle of the self-amplifying RNA is strictly cytoplasmic, the need for codon modification is diminished, and the risks of splicing and destruction of the transcript are avoided.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationreasoning

    For an LNP/RNA vaccine, this sequestration might result in antigen production and/or stimulation of innate immune pathways within these immune cells.

    “For an LNP/RNA vaccine, this sequestration might result in antigen production and/or stimulation of innate immune pathways within these immune cells.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    Producing self-amplifying RNA from a cell-free transcription reaction eliminates the theoretical risk of generating infectious virus through recombination during production.

    “(ii) elimination of theoretical risks of generating infectious virus through recombination during production”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The LNP delivery system may achieve these effects by a combination of increased transfection efficiency and protection of the RNA from enzymatic degradation at the site of injection.

    “The LNP delivery system may achieve these effects by a combination of increased transfection efficiency and protection of the RNA from enzymatic degradation at the site of injection.”
    Quote in the paperSubstantial claim
44 of 44
  • The paper relies on this without support.

    There is still no commercial product for human use for nucleic acid vaccines despite more than two decades of research and development.

    “Despite more than two decades of research and development on nucleic acid vaccines, there is still no commercial product for human use.”
  • The paper relies on this without support.

    mRNA-based vaccines must match the potency of viral vectors at doses of RNA that are not cost prohibitive to be commercially competitive as a platform technology.

    “However, to be commercially competitive as a platform technology, mRNA-based vaccines must match the potency of viral vectors at doses of RNA that are not cost prohibitive.”
  • The paper relies on this without support.

    The major limitation for delivery of pDNA is the nuclear barrier, and transport across the nuclear membrane is particularly inefficient in nondividing cells such as mature myocytes.

    “The major limitation for delivery of pDNA is thought to be the nuclear barrier, and transport across the nuclear membrane seems to be particularly inefficient in nondividing cells, such as mature myocytes.”
  • The paper relies on this without support.

    The immunogenicity and protection observed in mice and cotton rats are predictive of efficacy in humans.

    “Thus, this technology has potential as a platform to address multiple disease targets.”
  • The paper relies on this without support.

    The SAM vaccine platform can be applied to multiple disease targets.

    “Thus, this technology has potential as a platform to address multiple disease targets.”
5 of 5

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Self-amplifying mRNA vaccines benefited from formulation with lipid nanoparticles or cationic nanoemulsion and were able to induce protective antibody titers.

    “Studies with self-amplifying mRNA vaccines investigated the effect of different formulations such as lipid-nanoparticles (LNP)10 or cationic nanoemulsion (CNE)11 on the immunogenicity of mRNA vaccines. Self-amplifying vaccines benefited from formulation with LNP or CNE and were able to induce protective antibody titers.”
  • Geall and colleagues were the first to use LNP to encapsulate a saRNA chimera composed of the Venezuelan equine encephalitis virus (VEEV) and Sindbis virus (SINV) replicons into a vaccine which was used to immunize mice, and immunogenicity was significantly improved compared with unencapsulated group.

    “Decades later, Geall and colleagues were the first to use LNP to encapsulate a saRNA chimera composed of the Venezuelan equine encephalitis virus (VEEV) and Sindbis virus (SINV) replicons into a vaccine which was used to immunize mice, and immunogenicity was significantly improved compared with unencapsulated group.199”

    From Advances in COVID-19 mRNA vaccine development (2022) · cites this paper as [199]

  • The success of the first approved siRNA-LNP therapeutic and mRNA COVID-19 vaccines originates only from their delivery using ionizable lipid-containing LNPs.

    “Based on the potential toxicity of liposomes in clinical application,25,26 the success of the first approved small interfering RNA-lipid nanoparticle (LNP) therapeutic27 and mRNA COVID-19 vaccines originates only from their delivery using ionizable lipid-containing LNPs,28, 29, 30”

    From COVID-19 mRNA vaccines: Platforms and current developments (2022) · cites this paper as [30]

  • In preclinical studies, mRNA vaccines encoding either the native RSV F protein or the stabilized prefusion conformation were successfully delivered using cationic nanoemulsions and lipid nanoparticles without any observed instances of VAED.

    “In preclinical studies, mRNA vaccines encoding either the native RSV F protein or the stabilized prefusion conformation were successfully delivered using cationic nanoemulsions109 and LNPs179,180 without any observed instances of VAED.”

Cites

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Authors
Geall, A. J., Verma, A., Otten, G. R., Shaw, C. A., Hekele, A., Banerjee, K., Cu, Y., Beard, C. W., Brito, L. A., Krucker, T., O’Hagan, D. T., Singh, M., Mason, P. W., Valiante, N. M., Dormitzer, P. R., Barnett, S. W., Rappuoli, R., Ulmer, J. B., & Mandl, C. W.
Affiliations
  • Novartis Vaccines and Diagnostics, Cambridge, MA 02139; and
  • Novartis Institutes for BioMedical Research, Cambridge MA 02139
Venue
Proceedings of the National Academy of Sciences
Published
2012-08-20
Volume
109
Issue
36
Pages
14604-14609
ISSN
  • 0027-8424 (ISSN-L)
  • 1091-6490
OpenAlex
W2051665875
Cited by
675
References
41
Citations by year
2026: 34 · 2025: 63 · 2024: 66 · 2023: 66 · 2022: 79 · 2021: 78 · 2020: 74 · 2019: 41 · 2018: 31 · 2017: 28 · 2016: 31 · 2015: 27 · 2014: 31 · 2013: 24 · 2012: 2
FWCI
9.79
Type
journal article
Language
en
Open access
Locations
  • Proceedings of the National Academy of Sciences (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (submittedVersion)
  • PubMed Central (submittedVersion)
Funders
National Institute of Allergy and Infectious Diseases (5P01 AI066287, P01AI066287)
Topics
  • Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › RNA Interference and Gene Delivery
  • Life Sciences › Immunology and Microbiology › Immunology › Immunotherapy and Immune Responses
  • Life Sciences › Pharmacology, Toxicology and Pharmaceutics › Pharmaceutical Science › Advancements in Transdermal Drug Delivery
Keywords
self-amplifying RNA vaccine, lipid nanoparticles, siRNA delivery, nucleic acid vaccines, immunogenicity, protective immune response
MeSH terms
Alphavirus, Analysis of Variance, Animals, Electrophoresis, Agar Gel, Escherichia coli, Female, Fluorescent Antibody Technique, Humans, Lipids, Drug Delivery Systems, Statistics, Nonparametric, Vaccines, DNA, RNA, Small Interfering, Rats, Nanoparticles

About these checks

Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-11.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-11.

Cited sources are checked by gpt-6-sol.

Statistics and arithmetic are recomputed, not judged.

Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.

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